The document summarizes the simplex algorithm for solving linear programs. It describes how the algorithm works by starting with an initial basic feasible solution and iteratively arriving at solutions with greater objective values through pivoting. Pivoting exchanges a non-basic variable for a basic variable to obtain an equivalent linear program with a higher objective value. The algorithm terminates when all coefficients in the objective function are negative, indicating an optimal solution has been found.
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n7-LP-simplex.ppt
1. The simplex algorithm
• The simplex algorithm is the classical method
for solving linear programs.
• Its running time is not polynomial in the worst
case.
• It does yield insight into linear programs,
however, and is often remarkably fast in
practice.
• The simplex algorithm bears some similarity to
Gaussian elimination (iteration)
2. • Gaussian elimination begins with a system of
linear equalities whose solution is unknown.
• In each iteration, we rewrite this system in a
equivalent form that has some additional
structure.
• After some number of iterations, we have
rewritten the system so that the solution is
simple to obtain.
3. • To find the solution of the following system of
linear equations:
2x + y - z = 8 ----- (1)
-3x - y - 2z = -11 ----- (2)
-2x + y + 2z = -3 ----- (3)
Eliminate x in both (2) and (3):
(2) + 3/2(1) (2)
0x + 1/2 y + 1/2 z = 1 ----(2)
(3) + (1) (3)
0x + 2 y + z = 5 ----(3)
4. • Eliminate y in (3):
(3) - 4 (2) (3)
0x + 0y – z = 1 -----(3)
We have that (upper triangle)
2x + y – z = 8 ----(1)
0x + 1/2 y + 1/2 z = 1 ----(2)
0x + 0y – z = 1 ----(3)
Then, we have z = -1 from (3), y = 3 from (2) and
z=-1, and x = 2 from (1) and y=3,z=-1
5. An example of the simplex algorithm
Subject to
We first convert the linear program from standard
form into slack form.
6. Convert standard form to slack form
• Non-negative constraints are the only
inequality constraints.
• All other constraints are equality constraints
1. Introduce slack variables x4 , x5 , x6 for inequality
X4 = 30 – x1 – x2 – 3x3
X5 = 24 – 2x1 – 2x2 – 5x3
X6 = 36 – 4x1 – x2 – 2x3
7. Clearly, slack variables x4 , x5 , x6 must be non-
negative, and they are called basic variables,
and the original variables
x1 , x2 , x3 are called non-basic variables.
Therefore, we have
x1 , x2 , x3 , x4 , x5 , x6 >= 0
2. Let the object function be in slack form.
z = 0 + 2x1 – 3x2 + 3x3
9. • A solution is feasible if all of x1, x2, ..., x6 are
Nonnegative
• there can be an infinite number of feasible
solutions since there are 6 variables and only
3 equations
• Eq-2
10. • Any setting of variables x1 , x2 , x3 will define
values for x4 , x5 , x6 .
• A solution is feasible if all x1 , x2 , x3 , x4 , x5 , x6
are non-negative
• Basic solution is obtained by setting all non-
basic variables to zero and then calculating
the values for basic variables
as well as the value of object function z.
• (x1 , x2 , x3 , x4 , x5 , x6 , z) = (0,0,0,30,24,36,0).
11. • the basic solution: set all the (non-basic) variables on
the right-hand side to 0 and then compute the values
of the (basic) variables on the left-hand side.
• is the basic solution
• it has value z = (3 · 0) + (1 · 0) + (2 ·0) = 0.
• If a basic solution is also feasible, we call it a basic
feasible solution.
• If a basic solution is not feasible, we shall call
Initialize-simplex procedure to find a basic solution if
it exists.
12. • Our goal, in each iteration, is to reformulate the
linear program so that the basic solution has a
greater objective value.
1.We choose a non-basic variable with positive
coefficient in objective function.
2. We increase the value of this variable to a
limit that will violate any of these constraints.
3. Then the non-basic variable as entering
variable and the basic variable as leaving
variable in this constraint will exchange
places. This is pivoting.
13. • increasing the value of x1. As we increase x1,
the values of x4, x5, and x6 all decrease.
• we cannot allow any of them to become
negative in order to be a feasible solution.
• The third constraint is the tightest constraint,
and it limits how much we can increase x1
(=9).
• Obtain a new constraint from 3rd constraint
14. • To rewrite the other constraints with x6 on the
right-hand side, we substitute x6 for x1
• we obtain
• X4=
• X5= 6 – 3/2 X2 - 4 X3 + 1/2 X6
15. • Similarly, to rewrite our linear program in the following
form:
• Eq3.
• this operation is called a pivot.
• a pivot chooses a non-basic variable xe (x1 ),called the
entering variable, and a basic variable xl (x6) called
the leaving variable, and exchanges their roles.
16. • The linear program described in eq-3 is equivalent
to the linear program described in eq-2.
• However the values of object function z are
different. If we set zero to non-basic variables
and calculate the values for basic variables and
finally find the value for z, we have
(9, 0, 0, 21, 6, 0) and z = (3*9) + (1*0) + (2*0) = 27.
17. • we wish to find a new variable whose value might
be increased.
• We do not increase x6 since its coefficient is
negative so this will decrease z
• We can try x2 or x3 , say x3.
• The third constraint is again the tightest one, and
we will therefore rewrite the third constraint so
that x3 is on the left-hand side and x5 is on the
right-hand side. We then substitute this new
equation into eq-3 and obtain the new, but
equivalent, system
18. • Eq-4
• We obtain (33/4, 0, 3/2, 69/4, 0, 0) and
z= 111/4. (27.75)
The only way to increase the value of z
is to increase x2. since it is positive term.
19. • We increase x2 to 4, and it becomes non-basic.
• we solve eq-4 for x2 and substitute in the
other equations to obtain Eq-5.
20. • At this point, all coefficients in the objective
function are negative. As we shall see later in
this chapter, this situation occurs only when
we have rewritten the linear program so that
the basic solution is an optimal solution.
• for this problem, the solution (8, 4, 0, 18, 0, 0),
with objective value 28, is optimal.
21. • Check the slack variables in the original
form with the final solution for x1 , x2 , x3
= 8, 4, 0, we have that
x4 , x5 , x6 = 18, 0, 0. That is, only slack
variable x4 has big slack.
• The values of coefficients in the original form
of the example are integers, however in many
real problems, it is real numbers.
The coefficients intermediate form and the
solution may also be real numbers.
22. Pivoting
• We now formalize the procedure for pivoting.
• The procedure PIVOT takes as input a slack
form, given by the tuple (N, B, A, b, c, v), the
index l of the leaving variable xl , and the index
e of the entering variable xe. It returns the
tuple describing the new slack
form.
23.
24. • PIVOT works as follows.
• Lines 2–5 compute the coefficients in the new
equation for xe by rewriting the equation that
has xl on the left-hand side to instead have xe
on the left-hand side.
• Lines 7–11 update the remaining equations by
substituting the right-hand side of this new
equation for each occurrence of xe.
25. • Lines 13–16 do the same substitution for the
objective function, and
• lines 18 and 19 update the sets of non-basic
and basic variables.
• Line 20 returns the new slack form. As given, if
ale = 0, PIVOT would cause an error by dividing
by 0,
• PIVOT is called only when ale ≠ 0.
26. • Lemma 29.1: Consider a call to
PIVOT(N, B, A, b, c, v, l, e) in which
ale ≠ 0. Let the values returned from the call be
, and let denote the basic solution after the
call. Then
27. The formal simplex algorithm
• we could have had several other issues to
address:
• How do we determine if a linear program is
feasible?
• What do we do if the linear program is feasible,
but the initial basic solution is not feasible?
• How do we determine if a linear program is
unbounded?
• How do we choose the entering and leaving
variables?
28. • We therefore assume that we have a procedure
INITIALIZE-SIMPLEX(A, b, c) that takes as input a
linear program in standard form, that is, an m ×
n matrix A = (aij), an m-dimensional vector b =
(bi), and an n-dimensional vector c = (cj).
• If the problem is infeasible, it returns a message
that the program is infeasible and then
terminates. Otherwise, it returns a slack form
for which the initial basic solution is feasible.
29. Lemma for L has a feasible solution
• Let L be a linear program in standard form,
.
30. • Let Lmax be the following linear program with
n+1 variables.
maximize –x0
subject to
Sumj=1 to n aij xj - x0 <= bi for i=1,…, m
xj >= 0 for j=0,…,n.
Then, L is feasible iff the optimal objective
solution for Lmax is 0.
31. • The procedure SIMPLEX takes as input a linear
program in standard form, as just described.
It returns an n-vector that is an
optimal solution to the linear program.
32. • Convert a general form to standard form
• If the objective function to be minimize, then
negative the coefficients of the objective
function to obtain the maximize form.
• If a variable xi has a negative constraint
replace occurrences of xi with x’I - x’’I, and
add constraints: x’I >= 0 and x’’I >= 0 .
• If a constraint is in equality form, then replace it with
two inequality forms:
‘>= ‘ and ‘<=‘
• If a constraint is a ‘>=‘ form, then multiply
the constraint by -1 to obtain a ‘<=‘ form.
33.
34. • The SIMPLEX procedure works as follows.
In line 1, it calls the procedure
INITIALIZESIMPLEX(A, b, c), described above,
which either determines that the linear program
is infeasible or returns a slack form for which the
basic solution is feasible.
The main part of the algorithm is given in the
while loop in lines 2–11. If all the coefficients in
the objective function are negative, then the
while loop terminates. Otherwise, in line 3, we
select a variable xe whose coefficient in the
objective function is positive to be the entering
variable.
35. • While we have the freedom to choose any such
variable as the entering variable, we assume that we
use some prespecified deterministic rule.
36. • Next, in lines 4–8, we check each constraint,
and we pick the one that most severely limits
the amount by which we can increase xe
without violating any of the non-negativity
constraints.
• the basic variable associated with this
constraint is xl . Again, we may have the
freedom to choose one of several variables as
the leaving variable, but we assume that we
use some pre-specified deterministic rule.
•
37. • If none of the constraints limits the amount by
which the entering variable can increase, the
algorithm returns "unbounded" in line 10.
Otherwise, line 11 exchanges the roles of the
entering and leaving variables by calling the
subroutine PIVOT(N, B, A, b, c, v, l, e), as
described above.
38. • Lines 12–15 compute a solution for the original
linear-programming variables
by setting all the nonbasic variables
to 0 and each basic variable to bi .
• We shall see that this solution can be proven to
be an optimal solution to the linear program.
• Finally, line 16 returns the computed values of
these original linear-programming variables.
39. • To show that SIMPLEX is correct, we first show
that if SIMPLEX has an initial feasible solution
and eventually terminates, then it either
returns a feasible solution or determines that
the linear program is unbounded. Then, we
show that SIMPLEX terminates.
Finally, we can show that the solution returned
is optimal.
40. • Lemma 29.2: Given a linear program (A, b, c),
suppose that the call to INITIALIZE-SIMPLEX in
line 1 of SIMPLEX returns a slack form for
which the basic solution is feasible. Then if
SIMPLEX returns a solution in line 16, that
solution is a feasible solution to the linear
program.
If SIMPLEX returns "unbounded" in line 10, the
linear program is unbounded.
41. • At each iteration, SIMPLEX maintains A, b, c, and
v in addition to the sets N and B.
Although explicitly maintaining A, b, c, and v is
essential for the efficient implementation of the
simplex algorithm, it is not strictly necessary.
• In other words, the slack form is uniquely
determined by the sets of basic and nonbasic
variables.
Before proving this fact, we prove a useful
algebraic lemma.
42. • Lemma 29.3: Let I be a set of indices. For each
i Є I, let αi and βi be real numbers, and let xi be
a real-valued variable. Let γ be any real
number. Suppose that for any settings of the
xi, we have
Then αi = βi for each i Є I, and γ = 0.
43. • Lemma 29.4: Let (A, b, c) be a linear program
in standard form. Given a set B of basic
variables, the associated slack form is uniquely
determined.
• it is possible that an iteration leaves the
objective value unchanged.
This phenomenon is called degeneracy
44. • The objective value is changed by the
assignment in line 13 of PIVOT.
• Since SIMPLEX calls PIVOT only when ce > 0, the
only way for the objective value to remain
unchanged (i.e., )is for to be 0. This value
is assigned as in line 2 of PIVOT.
• Since we always call PIVOT with ale ≠ 0, we see
that for to equal 0, and hence the objective
value to be unchanged, we must have bl = 0.
45. • Indeed, this situation can occur. Consider the linear
program
• Suppose that we choose x1 as the entering variable
and x4 as the leaving variable. After pivoting, we
obtain
46. • At this point, our only choice is to pivot with x3
entering and x5 leaving. Since b5 = 0, the objective
value of 8 remains unchanged after pivoting:
• The objective value has not changed, but our
representation has.
47. • We say that SIMPLEX cycles if the slack forms at
two different iterations are identical, in which
case, since SIMPLEX is a deterministic algorithm,
it will cycle through the same series of slack
forms forever.
• Lemma 29.5: If SIMPLEX fails to terminate in at
most iterations, then it cycles.
48. • Cycling is theoretically possible, but extremely rare.
• It is avoidable by choosing the entering and leaving
variables somewhat more carefully.
• One option is to perturb the input slightly so that it is
impossible to have two solutions with the same
objective value.
• A second is to break ties lexicographically, and a third is
to break ties by always choosing the variable with the
smallest index. The last strategy is known as Bland's
rule.
49. • Lemma 29.6: If in lines 3 and 8 of SIMPLEX, ties
are always broken by choosing the variable with
the smallest index, then SIMPLEX must terminate.
• Lemma 29.7: Assuming that INITIALIZE-SIMPLEX
returns a slack form for which the basic solution
is feasible, SIMPLEX either reports that a linear
program is unbounded, or it terminates with a
feasible solution in at most iterations.