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Judgment Aggregation
as Maximization of Social and Epistemic Utility
Szymon Klarman
Institute for Logic, Language and Computation
University of Amsterdam
sklarman@science.uva.nl
ComSoC-2008, Liverpool
Szymon Klarman 1 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Problem of Judgment Aggregation
Let Φ be an agenda, such that for every ϕ ∈ Φ there is also ¬ϕ ∈ Φ, and
A = {1, ..., n} be a set of agents.
An individual judgment of agent i with respect to Φ is a subset Φi ⊆ Φ of
those propositions from Φ that i accepts. The collection {Φi }i∈A is the
profile of individual judgments with respect to Φ. A collective judgment
with respect to Φ is a subset Ψ ⊆ Φ.
Rationality constraints: completeness, consistency.
A judgment aggregation function is a function that assigns a single
collective judgment Ψ to every profile {Φi }i∈A of individual judgments
from the domain.
Requirements for JAF: universal domain, anonymity, independence.
Szymon Klarman 2 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Impossibility Result
The propositionwise majority voting rule entails the discursive dilemma.
C. List, P. Pettit (2002), “Aggregating Sets of Judgments: an Impossibility Result”, in:
Economics and Philosophy, 18: 89-110.
Escape routes:
Relaxing completeness: no obvious choice for the propositions to be
removed from the judgement.
Relaxing independence: doctrinal paradox
Conclusion-driven procedure,
Premise-driven procedure,
Argument-driven procedure.
G. Pigozzi (2006), “Belief Merging and the Discursive Dilemma: an Argument-Based
Account to Paradoxes of Judgment Aggregation”, in: Synthese, 152(2): 285-298.
Szymon Klarman 3 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Inspiration
There is a similar problem known as the lottery paradox that has been
discussed in the philosophy of science.
The lottery paradox concerns the problem of acceptance of logically
connected propositions in science on the basis of the support provided by
empirical evidence. Propositionwise acceptance based on high probability
leads to inconsistency.
I. Douven, J. W. Romeijn (2006), “The Discursive Dilemma as a Lottery Paradox”, in:
Proceedings of the 1st International Workshop on Computational Social Choice
(COMSOC-2006), ILLC University of Amsterdam: 164-177.
I. Levi suggested that acceptance can be seen as a special case of decision
making and thus analyzed in a decision-theoretic framework. He showed
also how the lottery paradox can be tackled in this framework.
I. Levi (1967), Gambling with Truth. An Essay on Induction and the Aims of Science,
MIT Press: Cambridge.
Szymon Klarman 4 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Decision-Making Under Uncertainty
Maximization of expected utility:
Choose A that maximizes EU(A) = i∈[1,m] P(vi )u(A, vi ).
Szymon Klarman 5 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Actions
Actions are the acts of acceptance of possible collective judgments.
The set of possible collective judgments CJ = {Ψ1, ..., Ψm} typically
contains judgments that are consistent, though not necessarily complete.
Example (Φ = {p, ¬p, q, ¬q, r, ¬r}, where r ≡ p ∧ q)
CJ = {{p, q, r}, {¬p, q, ¬r}, {p, ¬q, ¬r}, {¬p, ¬q, ¬r},
{¬p, ¬r}, {¬q, ¬r}, {¬r}, ∅}
Szymon Klarman 6 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Possible States of the World
MΦ = {v1, ..., vl } is the set of all possible states of the world with respect
to Φ, where each vj is a unique truth valuation for the formulas from Φ.
Example (Φ = {p, ¬p, q, ¬q, r, ¬r}, where r ≡ p ∧ q)
MΦ = {v1, v2, v3, v4}, such that:
v1 : v1(p) = 1, v1(q) = 1, v1(r) = 1
v2 : v2(p) = 0, v2(q) = 1, v2(r) = 0
v3 : v3(p) = 1, v3(q) = 0, v3(r) = 0
v4 : v4(p) = 0, v4(q) = 0, v4(r) = 0
Szymon Klarman 7 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Probability
Given the degree of reliability of agents (0.5 < r < 1) and the profile of
individual judgments we can derive the probability distribution over MΦ
using the Bayesian Update Rule.
The degree of reliability represents the likelihood that an agent correctly
identifies the true state.
A single update for v Φi :
P(v|Φi ) = P(Φi |v)P(v)P
j P(Φ|vj )P(vj )
Example (MΦ = {v1, v2, v3, v4}, r = 0.7)
P(v1) = 0.25 P(v2) = 0.25 P(v3) = 0.25 P(v4) = 0.25
Szymon Klarman 8 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Probability
Given the degree of reliability of agents (0.5 < r < 1) and the profile of
individual judgments we can derive the probability distribution over MΦ
using the Bayesian Update Rule.
The degree of reliability represents the likelihood that an agent correctly
identifies the true state.
A single update for v Φi :
P(v|Φi ) = P(Φi |v)P(v)P
j P(Φ|vj )P(vj )
Example (MΦ = {v1, v2, v3, v4}, r = 0.7)
P(v1) = 0.44 P(v2) = 0.19 P(v3) = 0.19 P(v4) = 0.19
v1 Φ1
Szymon Klarman 8 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Probability
Given the degree of reliability of agents (0.5 < r < 1) and the profile of
individual judgments we can derive the probability distribution over MΦ
using the Bayesian Update Rule.
The degree of reliability represents the likelihood that an agent correctly
identifies the true state.
A single update for v Φi :
P(v|Φi ) = P(Φi |v)P(v)P
j P(Φ|vj )P(vj )
Example (MΦ = {v1, v2, v3, v4}, r = 0.7)
P(v1) = 0.64 P(v2) = 0.12 P(v3) = 0.12 P(v4) = 0.12
v1 Φ1, v1 Φ2
Szymon Klarman 8 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Probability
Given the degree of reliability of agents (0.5 < r < 1) and the profile of
individual judgments we can derive the probability distribution over MΦ
using the Bayesian Update Rule.
The degree of reliability represents the likelihood that an agent correctly
identifies the true state.
A single update for v Φi :
P(v|Φi ) = P(Φi |v)P(v)P
j P(Φ|vj )P(vj )
Example (MΦ = {v1, v2, v3, v4}, r = 0.7)
P(v1) = 0.56 P(v2) = 0.24 P(v3) = 0.10 P(v4) = 0.10
v1 Φ1, v1 Φ2, v2 Φ3
Szymon Klarman 8 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Utility Function
The collective judgment selected by a group is expected to fairly reflect
opinions of the group’s members (social goal) as well as to have good
epistemic properties, i.e. to be based on a rational cognitive act (epistemic
goals).
u(Ψ, vi ) ∼ uε(Ψ, vi ) + us(Ψ)
uε(Ψ, vi ) — epistemic utility — adopted from the cognitive deci-
sion model of I. Levi. Involves a trade-off between epis-
temic goals.
us(Ψ) — social utility — a distance measure of the judgment
from the majoritarian choice.
Szymon Klarman 9 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Epistemic Goals
Epistemically good judgments are ones that convey a large amount of
information about the world and are very likely to be true.
Measure of information content (completeness):
cont(Ψ) = |vi ∈MΦ:vi Ψ|
|MΦ|
Example (Φ = {p, ¬p, q, ¬q, r, ¬r}, where r ≡ p ∧ q)
cont({p, q, r}) = 0.75 cont({¬r}) = 0.25
Measure of truth:
T(Ψ, vi ) =
1 iff vi Ψ
0 iff vi Ψ
Szymon Klarman 10 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Social Goal
The social value of a collective judgment depends on how well the
judgment responds to individual opinions of agents, i.e. to what extent
agents individually agree on it.
Measure of social agreement:
for any ϕ ∈ Φ: SA(ϕ) =
|Aϕ|
|A| ,
for any Ψi ∈ CJ : SA(Ψi ) = 1
|Ψi | ϕ∈Ψi
SA(ϕ),
The measure expresses what proportion of propositions from a judgment is
on average accepted by an agent (normalized Hamming distance).
Szymon Klarman 11 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Acceptance Rule
The total utility of accepting a collective judgment:
u(Ψ, vi ) = β (α cont(Ψ) + (1 − α) T(Ψ, vi )) + (1 − β) SA(Ψ)
= β uε(Ψ, vi ) + (1 − β) us(Ψ)
Coefficient β ∈ [0, 1] should reflect the ’compromise’ preference of the
group between the epistemic and social goals; coefficient α ∈ [0, 1] —
between information content and truth.
(Provisional) tie-breaking rule:
In case of a tie accept the common information contained in the selected
collective judgments.
The utilitarian judgment aggregation function
JAF({Φi }i∈A) = Ψ
such that Ψ ∈ arg maxΨ∈CJ vi ∈MΦ
P(vi )u(Ψ, vi )
Szymon Klarman 12 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Conclusions
The utilitarian model of judgment aggregation:
brings together perspectives of social choice theory and epistemology,
relaxes independence and completeness requirements in a justified
and controlled manner (the discursive dilemma resolved!),
is predominantly a tool for theoretical analysis of judgment
aggregation procedures, amenable to various extensions and revisions.
However:
unless trimmed it is hardly feasible as a practical aggregation method,
some ingredients of the model are debatable (the tie-breaking rule,
probabilities...).
Szymon Klarman 13 / 13
Judgment Aggregation as Maximization of Social and Epistemic Utility
Conclusions
u(Ψ, vi ) = β (α cont(Ψ) + (1 − α) T(Ψ, vi )) + (1 − β) SA(Ψ)
= β uε(Ψ, vi ) + (1 − β) us(Ψ)
β = 0, CJ = all complete judgments: propositionwise majority
voting,
β = 0, CJ = complete and consistent judgments: argument-based
aggregation (Pigozzi, 2006),
α = 1: completeness vs. responsiveness trade-off ,
β = 1: cognitive decision model (Levi, 1967).
Szymon Klarman 13 / 13

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Judgment Aggregation as Maximization of Epistemic and Social Utility

  • 1. Judgment Aggregation as Maximization of Social and Epistemic Utility Szymon Klarman Institute for Logic, Language and Computation University of Amsterdam sklarman@science.uva.nl ComSoC-2008, Liverpool Szymon Klarman 1 / 13
  • 2. Judgment Aggregation as Maximization of Social and Epistemic Utility Problem of Judgment Aggregation Let Φ be an agenda, such that for every ϕ ∈ Φ there is also ¬ϕ ∈ Φ, and A = {1, ..., n} be a set of agents. An individual judgment of agent i with respect to Φ is a subset Φi ⊆ Φ of those propositions from Φ that i accepts. The collection {Φi }i∈A is the profile of individual judgments with respect to Φ. A collective judgment with respect to Φ is a subset Ψ ⊆ Φ. Rationality constraints: completeness, consistency. A judgment aggregation function is a function that assigns a single collective judgment Ψ to every profile {Φi }i∈A of individual judgments from the domain. Requirements for JAF: universal domain, anonymity, independence. Szymon Klarman 2 / 13
  • 3. Judgment Aggregation as Maximization of Social and Epistemic Utility Impossibility Result The propositionwise majority voting rule entails the discursive dilemma. C. List, P. Pettit (2002), “Aggregating Sets of Judgments: an Impossibility Result”, in: Economics and Philosophy, 18: 89-110. Escape routes: Relaxing completeness: no obvious choice for the propositions to be removed from the judgement. Relaxing independence: doctrinal paradox Conclusion-driven procedure, Premise-driven procedure, Argument-driven procedure. G. Pigozzi (2006), “Belief Merging and the Discursive Dilemma: an Argument-Based Account to Paradoxes of Judgment Aggregation”, in: Synthese, 152(2): 285-298. Szymon Klarman 3 / 13
  • 4. Judgment Aggregation as Maximization of Social and Epistemic Utility Inspiration There is a similar problem known as the lottery paradox that has been discussed in the philosophy of science. The lottery paradox concerns the problem of acceptance of logically connected propositions in science on the basis of the support provided by empirical evidence. Propositionwise acceptance based on high probability leads to inconsistency. I. Douven, J. W. Romeijn (2006), “The Discursive Dilemma as a Lottery Paradox”, in: Proceedings of the 1st International Workshop on Computational Social Choice (COMSOC-2006), ILLC University of Amsterdam: 164-177. I. Levi suggested that acceptance can be seen as a special case of decision making and thus analyzed in a decision-theoretic framework. He showed also how the lottery paradox can be tackled in this framework. I. Levi (1967), Gambling with Truth. An Essay on Induction and the Aims of Science, MIT Press: Cambridge. Szymon Klarman 4 / 13
  • 5. Judgment Aggregation as Maximization of Social and Epistemic Utility Decision-Making Under Uncertainty Maximization of expected utility: Choose A that maximizes EU(A) = i∈[1,m] P(vi )u(A, vi ). Szymon Klarman 5 / 13
  • 6. Judgment Aggregation as Maximization of Social and Epistemic Utility Actions Actions are the acts of acceptance of possible collective judgments. The set of possible collective judgments CJ = {Ψ1, ..., Ψm} typically contains judgments that are consistent, though not necessarily complete. Example (Φ = {p, ¬p, q, ¬q, r, ¬r}, where r ≡ p ∧ q) CJ = {{p, q, r}, {¬p, q, ¬r}, {p, ¬q, ¬r}, {¬p, ¬q, ¬r}, {¬p, ¬r}, {¬q, ¬r}, {¬r}, ∅} Szymon Klarman 6 / 13
  • 7. Judgment Aggregation as Maximization of Social and Epistemic Utility Possible States of the World MΦ = {v1, ..., vl } is the set of all possible states of the world with respect to Φ, where each vj is a unique truth valuation for the formulas from Φ. Example (Φ = {p, ¬p, q, ¬q, r, ¬r}, where r ≡ p ∧ q) MΦ = {v1, v2, v3, v4}, such that: v1 : v1(p) = 1, v1(q) = 1, v1(r) = 1 v2 : v2(p) = 0, v2(q) = 1, v2(r) = 0 v3 : v3(p) = 1, v3(q) = 0, v3(r) = 0 v4 : v4(p) = 0, v4(q) = 0, v4(r) = 0 Szymon Klarman 7 / 13
  • 8. Judgment Aggregation as Maximization of Social and Epistemic Utility Probability Given the degree of reliability of agents (0.5 < r < 1) and the profile of individual judgments we can derive the probability distribution over MΦ using the Bayesian Update Rule. The degree of reliability represents the likelihood that an agent correctly identifies the true state. A single update for v Φi : P(v|Φi ) = P(Φi |v)P(v)P j P(Φ|vj )P(vj ) Example (MΦ = {v1, v2, v3, v4}, r = 0.7) P(v1) = 0.25 P(v2) = 0.25 P(v3) = 0.25 P(v4) = 0.25 Szymon Klarman 8 / 13
  • 9. Judgment Aggregation as Maximization of Social and Epistemic Utility Probability Given the degree of reliability of agents (0.5 < r < 1) and the profile of individual judgments we can derive the probability distribution over MΦ using the Bayesian Update Rule. The degree of reliability represents the likelihood that an agent correctly identifies the true state. A single update for v Φi : P(v|Φi ) = P(Φi |v)P(v)P j P(Φ|vj )P(vj ) Example (MΦ = {v1, v2, v3, v4}, r = 0.7) P(v1) = 0.44 P(v2) = 0.19 P(v3) = 0.19 P(v4) = 0.19 v1 Φ1 Szymon Klarman 8 / 13
  • 10. Judgment Aggregation as Maximization of Social and Epistemic Utility Probability Given the degree of reliability of agents (0.5 < r < 1) and the profile of individual judgments we can derive the probability distribution over MΦ using the Bayesian Update Rule. The degree of reliability represents the likelihood that an agent correctly identifies the true state. A single update for v Φi : P(v|Φi ) = P(Φi |v)P(v)P j P(Φ|vj )P(vj ) Example (MΦ = {v1, v2, v3, v4}, r = 0.7) P(v1) = 0.64 P(v2) = 0.12 P(v3) = 0.12 P(v4) = 0.12 v1 Φ1, v1 Φ2 Szymon Klarman 8 / 13
  • 11. Judgment Aggregation as Maximization of Social and Epistemic Utility Probability Given the degree of reliability of agents (0.5 < r < 1) and the profile of individual judgments we can derive the probability distribution over MΦ using the Bayesian Update Rule. The degree of reliability represents the likelihood that an agent correctly identifies the true state. A single update for v Φi : P(v|Φi ) = P(Φi |v)P(v)P j P(Φ|vj )P(vj ) Example (MΦ = {v1, v2, v3, v4}, r = 0.7) P(v1) = 0.56 P(v2) = 0.24 P(v3) = 0.10 P(v4) = 0.10 v1 Φ1, v1 Φ2, v2 Φ3 Szymon Klarman 8 / 13
  • 12. Judgment Aggregation as Maximization of Social and Epistemic Utility Utility Function The collective judgment selected by a group is expected to fairly reflect opinions of the group’s members (social goal) as well as to have good epistemic properties, i.e. to be based on a rational cognitive act (epistemic goals). u(Ψ, vi ) ∼ uε(Ψ, vi ) + us(Ψ) uε(Ψ, vi ) — epistemic utility — adopted from the cognitive deci- sion model of I. Levi. Involves a trade-off between epis- temic goals. us(Ψ) — social utility — a distance measure of the judgment from the majoritarian choice. Szymon Klarman 9 / 13
  • 13. Judgment Aggregation as Maximization of Social and Epistemic Utility Epistemic Goals Epistemically good judgments are ones that convey a large amount of information about the world and are very likely to be true. Measure of information content (completeness): cont(Ψ) = |vi ∈MΦ:vi Ψ| |MΦ| Example (Φ = {p, ¬p, q, ¬q, r, ¬r}, where r ≡ p ∧ q) cont({p, q, r}) = 0.75 cont({¬r}) = 0.25 Measure of truth: T(Ψ, vi ) = 1 iff vi Ψ 0 iff vi Ψ Szymon Klarman 10 / 13
  • 14. Judgment Aggregation as Maximization of Social and Epistemic Utility Social Goal The social value of a collective judgment depends on how well the judgment responds to individual opinions of agents, i.e. to what extent agents individually agree on it. Measure of social agreement: for any ϕ ∈ Φ: SA(ϕ) = |Aϕ| |A| , for any Ψi ∈ CJ : SA(Ψi ) = 1 |Ψi | ϕ∈Ψi SA(ϕ), The measure expresses what proportion of propositions from a judgment is on average accepted by an agent (normalized Hamming distance). Szymon Klarman 11 / 13
  • 15. Judgment Aggregation as Maximization of Social and Epistemic Utility Acceptance Rule The total utility of accepting a collective judgment: u(Ψ, vi ) = β (α cont(Ψ) + (1 − α) T(Ψ, vi )) + (1 − β) SA(Ψ) = β uε(Ψ, vi ) + (1 − β) us(Ψ) Coefficient β ∈ [0, 1] should reflect the ’compromise’ preference of the group between the epistemic and social goals; coefficient α ∈ [0, 1] — between information content and truth. (Provisional) tie-breaking rule: In case of a tie accept the common information contained in the selected collective judgments. The utilitarian judgment aggregation function JAF({Φi }i∈A) = Ψ such that Ψ ∈ arg maxΨ∈CJ vi ∈MΦ P(vi )u(Ψ, vi ) Szymon Klarman 12 / 13
  • 16. Judgment Aggregation as Maximization of Social and Epistemic Utility Conclusions The utilitarian model of judgment aggregation: brings together perspectives of social choice theory and epistemology, relaxes independence and completeness requirements in a justified and controlled manner (the discursive dilemma resolved!), is predominantly a tool for theoretical analysis of judgment aggregation procedures, amenable to various extensions and revisions. However: unless trimmed it is hardly feasible as a practical aggregation method, some ingredients of the model are debatable (the tie-breaking rule, probabilities...). Szymon Klarman 13 / 13
  • 17. Judgment Aggregation as Maximization of Social and Epistemic Utility Conclusions u(Ψ, vi ) = β (α cont(Ψ) + (1 − α) T(Ψ, vi )) + (1 − β) SA(Ψ) = β uε(Ψ, vi ) + (1 − β) us(Ψ) β = 0, CJ = all complete judgments: propositionwise majority voting, β = 0, CJ = complete and consistent judgments: argument-based aggregation (Pigozzi, 2006), α = 1: completeness vs. responsiveness trade-off , β = 1: cognitive decision model (Levi, 1967). Szymon Klarman 13 / 13