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1
INTRODUCTION TO RESEARCH
(SOCIAL SCIENCE)
D
PART 1
CHALLENGES AND ETHICAL
ISSUES IN POSTGRADUATE
STUDIES
2
3
Challenges in Postgrad Studies:
Individual Perspective
Time and stress management
Variety of commitment e.g work, family
4
Challenges in Postgrad Studies:
Thesis Perspective
Too ambitious - too many research
questions/research objectives
Research problem not clearly defined
Thesis topic too common, over-researched –
topic needs to be current and of interest
Identifying and incorporating relevant theories
into our research
Getting the data and its reliability – especially
questionnaire based study
5
Dealing with unexpected findings – very
common in social science studies in
Malaysia
Using the right data analysis techniques
Getting acquainted with the latest
statistical/econometric techniques
Presenting at conferences
Getting it published
What supervisors expect of their doctoral
students (Estelle et al., 2005)
Independent
Students to be
excited with their
work & fun to be
with
Follow the advice
Honest when
reporting research
progress
Regular meeting
Produce written
work not just a 1st
draft
What doctoral students expect of their
supervisors (Estelle et al., 2005)
support involvement
in research activities
guide with
encouragement
encourage open
discussion of ideas
be available for
meetings
ensure the final goal
is realistic and
identifiable
Interest in your
research
assess progress
objectively and
provide honest
feedback
conflict is common
Problems that students face – the
supervisors’ view
•Dependency
•Not admitting to problems
•Poor progress. Not understanding
the required standard of work and
showing insufficient initiative
•Supervisor not interested in topic
•Conceptual difficulties
•Differences between supervisors
Some Problems: the students views
•Loneliness
•Not enjoying the topic
•Not knowing what is expected
•Practical issues: money, lifestyle, getting hold
of the supervisor
•Ethical issues: are we being used?
•Stress (especially at transfer and viva)
•Supervisor being too prescriptive ‘my way is
the only way’
•Lack of confidence – is my work good
enough?
Behaviours that can cause relationship problems
Supervisor
• Not responding to questions
or giving feedback quickly
enough
• Giving poor responses or
feedback
• Not being available
• Not showing concern or
interest in the student or their
work
Student
• Not doing the work
• Not responding to feedback
or suggestions
• Hiding problems or lack of
progress
• Being too dependent and not
taking responsibility
11
Ethical Issues in Postgrad Studies
Plagiarism
Fabrication and falsification
Nonpublication of data
Faulty data-gathering procedures
Poor data storage and retention
Misleading authorship
Sneaky publication practices
PART 2
POSTGRADUATE RESEARCH
13
Four sources of knowledge or truth
Mythical
Authoritative
Logical
Scientific
Goal of Science:
Seek truth or create knowledge
Science is the pursuit of truth, of explanation, prediction,
and control a phenomenon.
Truth obtained from the scientific method contains both
logic and evidence that are consistent with each other.
Science is about the creation of knowledge, not the
application of knowledge
Science cannot settle debate about values (good or bad,
right or wrong, e.g. stem cell research) - objectivity
Ultimate goal of science is to better the human condition
16
DEFINITION OF RESEARCH
Research – a process of finding
solutions to a problem after a thorough
study and analysis of the situational
factors
a systematic and organized effort to
investigate a specific problem
encountered in the work setting, that
needs a solution
17
TYPES OF RESEARCH
Applied/action research –investigation of
an issue of immediate importance
Pure/basic/fundamental research –
investigation of questions that appear
interesting to the researcher, generally an
academician, but may have little or no
practical application at present time
Problem
discovery
Problem definition
(statement of
research objectives)
Secondary
(historical)
data
Experience
survey
Pilot
study
Case
study
Selection of
exploratory research
technique
Selection of
basic research
method
Experiment Survey
Observation
Secondary
Data Study
Laboratory Field Interview Questionnaire
Selection of
exploratory research
technique
Sampling
Probability Nonprobability
Collection of
data
(fieldwork)
Editing and
coding
data
Data
processing
Interpretation
of
findings
Report
Data
Gathering
Data
Processing
and Analysis
Conclusions
and Report
Research Design
Problem Discovery
and Definition
Two Types of Empirical Research
Theory testing empirical research
– Surveys (interview, mail, internet, phone)
– Experiments (university setting)
– Quasi experiments (university or company)
– Secondary data (financial, operational, personnel)
Theory building empirical research
– Qualitative research (interview, observation, text)
– Case methods (interviews, text, secondary data)
Deductive research
Inductive research
Theoretical research
A Simplified Scientific Research Process
and Types of Research
Descriptive research
1. Research
Question
3. Theory and
Hypotheses
4. The empirical
study
2. Literature
review
Elements of the Scientific
Process
Theories
Hypotheses
Observations
Empirical
Generalization
Accept or
reject Hs
Logical
Deduction
Research Design,
instrumentation,
scaling, sampling
Measurement,
sample summarization,
parameter estimation
Concept formation
Propositions
Induction
Logical Inference
Tests of
hypotheses
From W.L. Wallace, The Logic of Science in Sociology
The Scientific Process - Review
Curiosity
or puzzle
Research
Question
Literature
review
Theory?
Yes
No
Deductive
Design
Inductive
Design
Observation
23
RESEARCH PROCESSES
Identify the issue/problem
Theoretical development
Collect evidence
Evaluate results and identify alternatives
Develop conclusion
Communicate results
24
Identification of issue/problem
Need to know “why” and “what” about the issue
Refining the problem – problem distillation
Problem – does not imply something is
seriously wrong (but this could be the case)
Problem – exists a gap between the actual and
the desired ideal states
25
Identification of issue/problem
Distinguish between symptoms and real
problem
– Symptoms are easily observable
Problem definition – a clear, precise, and
succinct statement of the question or
issue that is to be investigated with the
goal of finding an answer or solution
26
Bear in mind, don’t reinvent the wheel!!
Improving the existing methods – previous
methods may be defective
Setting may play important roles – findings may
be influenced by cultural differences,
institutional settings
Previous studies produced conflicting results -
might have omitted intervening, moderating or
other independent variables
27
Where Do Find A Researchable Topic?
Announcement of new regulations,
standards, policies
– For instance, recent announcement by the
government on specific issues
– Issues related to community of national
interest.
28
Application of theories in other discipline
(e.g. information signaling theory, agency
theory and economic consequences) that
could explain financial reporting
compliance, or corporate governance
practices
Researcher’s personal experiences
Conjecture – “hunch” or “intuition”
29
Theoretical Development
May or may not lead to hypothesis
Why needed?
– A conceptual model providing theory or logical
sense of relationships among variables (or factors)
found to be important for the study
– Enables the researcher to hypothesize or postulate
and test certain relationship using certain statistical
test(s)
– Formulate hypothesis to determine the validity of
the theory developed
30
Requires an in-depth literature review
– Helps the researcher to come to a problem
statement that is precise and clear
– A careful and thorough literature review results
in the study being perceived as relevant and
significant by the scientific community
– Identifying all relevant sources from journals or
unpublished sources on the topic of interest
– Writing up of the literature review
• Clear and logical presentation of all relevant works
done so far in the topic of interest
31
– Serves as the foundation in developing the theoretical
framework
– Important to show that the researcher is
knowledgeable about the problem and will develop the
theoretical framework on the basis of existing work
which adds to the body of knowledge
– Good literature survey leads to a logically good
problem statement
– All works properly presented in a coherent manner and
cited using various methods available (e.g. APA)
32
Collect Evidence
Review of relevant accounting literature and
data gathering
Review of literature can be done through
internet
Data gathering
– Interviews
– Questionnaire
– Observation
– Secondary data
33
Data Gathering
Interviews
– Structured and unstructured
• Structured – know at the outsets the information
to be obtained
• Researcher has a list of pre-determined
questions
• Unstructured – no plan of sequence of
questions
– Objective – to enable some preliminary issues to
surface and the researcher will then decide what to
ask for further investigation
34
Data Gathering
Questionnaire
– Pre-formulated written set of questions
– Administered personally or mailed or
electronically distributed
– Questionnaire design
• Wording – subjective feeling or objective facts
– Subjective feelings– dimensions and elements of
the concept
– Objective facts – direct questions
35
Data Gathering
o Open-ended vs Closed Questions
- Open-ended – allow respondents to answer in any way
they choose
- Closed – allow the respondents to answer in the way the
researcher wants
- Closed – help respondents to answer quickly and to
enable the researcher to code the responses easily
36
Data Gathering
Observation
– Observing the behaviour of respondents in
their natural work setting or in the lab setting
– The researcher will record what they
observe objectively
– Non-participant vs participant observer
37
Data Gathering
Secondary data
– Information gathered by someone other than
the researcher conducting the current study
– Internal or external to the organization and
can be accessed through the computer or
going through recorded or published
documents
– Various documents, annual reports etc
38
Develop Conclusions
Well-reasoned and well supported
conclusions
Tie to theories/hypothesis and findings
Must be convincing enough
Enjoy your time as a graduate student!

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introduction to research in social science.pptx

  • 2. PART 1 CHALLENGES AND ETHICAL ISSUES IN POSTGRADUATE STUDIES 2
  • 3. 3 Challenges in Postgrad Studies: Individual Perspective Time and stress management Variety of commitment e.g work, family
  • 4. 4 Challenges in Postgrad Studies: Thesis Perspective Too ambitious - too many research questions/research objectives Research problem not clearly defined Thesis topic too common, over-researched – topic needs to be current and of interest Identifying and incorporating relevant theories into our research Getting the data and its reliability – especially questionnaire based study
  • 5. 5 Dealing with unexpected findings – very common in social science studies in Malaysia Using the right data analysis techniques Getting acquainted with the latest statistical/econometric techniques Presenting at conferences Getting it published
  • 6. What supervisors expect of their doctoral students (Estelle et al., 2005) Independent Students to be excited with their work & fun to be with Follow the advice Honest when reporting research progress Regular meeting Produce written work not just a 1st draft
  • 7. What doctoral students expect of their supervisors (Estelle et al., 2005) support involvement in research activities guide with encouragement encourage open discussion of ideas be available for meetings ensure the final goal is realistic and identifiable Interest in your research assess progress objectively and provide honest feedback
  • 9. Problems that students face – the supervisors’ view •Dependency •Not admitting to problems •Poor progress. Not understanding the required standard of work and showing insufficient initiative •Supervisor not interested in topic •Conceptual difficulties •Differences between supervisors
  • 10. Some Problems: the students views •Loneliness •Not enjoying the topic •Not knowing what is expected •Practical issues: money, lifestyle, getting hold of the supervisor •Ethical issues: are we being used? •Stress (especially at transfer and viva) •Supervisor being too prescriptive ‘my way is the only way’ •Lack of confidence – is my work good enough?
  • 11. Behaviours that can cause relationship problems Supervisor • Not responding to questions or giving feedback quickly enough • Giving poor responses or feedback • Not being available • Not showing concern or interest in the student or their work Student • Not doing the work • Not responding to feedback or suggestions • Hiding problems or lack of progress • Being too dependent and not taking responsibility 11
  • 12. Ethical Issues in Postgrad Studies Plagiarism Fabrication and falsification Nonpublication of data Faulty data-gathering procedures Poor data storage and retention Misleading authorship Sneaky publication practices
  • 14. Four sources of knowledge or truth Mythical Authoritative Logical Scientific
  • 15. Goal of Science: Seek truth or create knowledge Science is the pursuit of truth, of explanation, prediction, and control a phenomenon. Truth obtained from the scientific method contains both logic and evidence that are consistent with each other. Science is about the creation of knowledge, not the application of knowledge Science cannot settle debate about values (good or bad, right or wrong, e.g. stem cell research) - objectivity Ultimate goal of science is to better the human condition
  • 16. 16 DEFINITION OF RESEARCH Research – a process of finding solutions to a problem after a thorough study and analysis of the situational factors a systematic and organized effort to investigate a specific problem encountered in the work setting, that needs a solution
  • 17. 17 TYPES OF RESEARCH Applied/action research –investigation of an issue of immediate importance Pure/basic/fundamental research – investigation of questions that appear interesting to the researcher, generally an academician, but may have little or no practical application at present time
  • 18. Problem discovery Problem definition (statement of research objectives) Secondary (historical) data Experience survey Pilot study Case study Selection of exploratory research technique Selection of basic research method Experiment Survey Observation Secondary Data Study Laboratory Field Interview Questionnaire Selection of exploratory research technique Sampling Probability Nonprobability Collection of data (fieldwork) Editing and coding data Data processing Interpretation of findings Report Data Gathering Data Processing and Analysis Conclusions and Report Research Design Problem Discovery and Definition
  • 19. Two Types of Empirical Research Theory testing empirical research – Surveys (interview, mail, internet, phone) – Experiments (university setting) – Quasi experiments (university or company) – Secondary data (financial, operational, personnel) Theory building empirical research – Qualitative research (interview, observation, text) – Case methods (interviews, text, secondary data)
  • 20. Deductive research Inductive research Theoretical research A Simplified Scientific Research Process and Types of Research Descriptive research 1. Research Question 3. Theory and Hypotheses 4. The empirical study 2. Literature review
  • 21. Elements of the Scientific Process Theories Hypotheses Observations Empirical Generalization Accept or reject Hs Logical Deduction Research Design, instrumentation, scaling, sampling Measurement, sample summarization, parameter estimation Concept formation Propositions Induction Logical Inference Tests of hypotheses From W.L. Wallace, The Logic of Science in Sociology
  • 22. The Scientific Process - Review Curiosity or puzzle Research Question Literature review Theory? Yes No Deductive Design Inductive Design Observation
  • 23. 23 RESEARCH PROCESSES Identify the issue/problem Theoretical development Collect evidence Evaluate results and identify alternatives Develop conclusion Communicate results
  • 24. 24 Identification of issue/problem Need to know “why” and “what” about the issue Refining the problem – problem distillation Problem – does not imply something is seriously wrong (but this could be the case) Problem – exists a gap between the actual and the desired ideal states
  • 25. 25 Identification of issue/problem Distinguish between symptoms and real problem – Symptoms are easily observable Problem definition – a clear, precise, and succinct statement of the question or issue that is to be investigated with the goal of finding an answer or solution
  • 26. 26 Bear in mind, don’t reinvent the wheel!! Improving the existing methods – previous methods may be defective Setting may play important roles – findings may be influenced by cultural differences, institutional settings Previous studies produced conflicting results - might have omitted intervening, moderating or other independent variables
  • 27. 27 Where Do Find A Researchable Topic? Announcement of new regulations, standards, policies – For instance, recent announcement by the government on specific issues – Issues related to community of national interest.
  • 28. 28 Application of theories in other discipline (e.g. information signaling theory, agency theory and economic consequences) that could explain financial reporting compliance, or corporate governance practices Researcher’s personal experiences Conjecture – “hunch” or “intuition”
  • 29. 29 Theoretical Development May or may not lead to hypothesis Why needed? – A conceptual model providing theory or logical sense of relationships among variables (or factors) found to be important for the study – Enables the researcher to hypothesize or postulate and test certain relationship using certain statistical test(s) – Formulate hypothesis to determine the validity of the theory developed
  • 30. 30 Requires an in-depth literature review – Helps the researcher to come to a problem statement that is precise and clear – A careful and thorough literature review results in the study being perceived as relevant and significant by the scientific community – Identifying all relevant sources from journals or unpublished sources on the topic of interest – Writing up of the literature review • Clear and logical presentation of all relevant works done so far in the topic of interest
  • 31. 31 – Serves as the foundation in developing the theoretical framework – Important to show that the researcher is knowledgeable about the problem and will develop the theoretical framework on the basis of existing work which adds to the body of knowledge – Good literature survey leads to a logically good problem statement – All works properly presented in a coherent manner and cited using various methods available (e.g. APA)
  • 32. 32 Collect Evidence Review of relevant accounting literature and data gathering Review of literature can be done through internet Data gathering – Interviews – Questionnaire – Observation – Secondary data
  • 33. 33 Data Gathering Interviews – Structured and unstructured • Structured – know at the outsets the information to be obtained • Researcher has a list of pre-determined questions • Unstructured – no plan of sequence of questions – Objective – to enable some preliminary issues to surface and the researcher will then decide what to ask for further investigation
  • 34. 34 Data Gathering Questionnaire – Pre-formulated written set of questions – Administered personally or mailed or electronically distributed – Questionnaire design • Wording – subjective feeling or objective facts – Subjective feelings– dimensions and elements of the concept – Objective facts – direct questions
  • 35. 35 Data Gathering o Open-ended vs Closed Questions - Open-ended – allow respondents to answer in any way they choose - Closed – allow the respondents to answer in the way the researcher wants - Closed – help respondents to answer quickly and to enable the researcher to code the responses easily
  • 36. 36 Data Gathering Observation – Observing the behaviour of respondents in their natural work setting or in the lab setting – The researcher will record what they observe objectively – Non-participant vs participant observer
  • 37. 37 Data Gathering Secondary data – Information gathered by someone other than the researcher conducting the current study – Internal or external to the organization and can be accessed through the computer or going through recorded or published documents – Various documents, annual reports etc
  • 38. 38 Develop Conclusions Well-reasoned and well supported conclusions Tie to theories/hypothesis and findings Must be convincing enough
  • 39. Enjoy your time as a graduate student!