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Journal of Cranio-Maxillofacial Surgery (1996) 24, 195-204
© 1996European Associationfor Cranio-MaxinofacialSurgery
Historical development of orthognathic surgery
E. W. Steinh~tuser
Department of Oraland Maxillofacial Surgery, (Professor Emeritus: Emil W. Steinhiiuser,DDS, MD),
UniversityErlangen, Nuremberg, Germany
Undoubtedly, the origin of orthognathic surgery,
which was at that time limited to mandibular surgery,
was in the United States of America. The first oper-
ation for the correction of malocclusion was
Hullihen's procedure which was carried out in 1849.
He, like most surgeons who operated on the jaw
bones and who performed a remarkable variety of
operative procedures, was basically a general surgeon,
but he had also had a dental training (Fig. 1). Other
examples of general surgeons of the 19th century who
reported on different maxillofacial operations were:
von Langenbeck, Cheever, Billroth, Dufourmentel
and others. The cradle of early orthognathic surgery,
however, was in St. Louis where the orthodontist
Edward Angle (1898) and the surgeon Vilray Blair
(1906) worked together. Both were involved in the
first described ostectomy of the horizontal ramus for
the correction of a case of mandibular prognathism,
which was reported in the literature by Whipple
(1898). After several complications, an acceptable
result was finally achieved. The result of this so-called
'St Louis operation', which was carried out in 1897,
was questioned by another American surgeon, Dr
Talbot (1907) from Chicago. He even claimed priority
for suggesting this type of operation many years
earlier, but finally the St. Louis group of Angle, Blair
and Whipple succeeded in the 'Battle of Priority'.
The background to this scientific dispute is elaborated
upon in the interesting publication by Biederman
(1956) who called it 'The strange story of the Angle
operation'.
There is no question, however, that Blair was the
dominant figure in early orthognathic surgery
~';..Z~ 2: < ,
'~,z~,. k,.
Fig. 1 - (a) Photograph of S. R. Hullihan, the first surgeon who
performed orthognathic surgery (courtesy Anthony Wolfe).
(b) Hullihan's operation in a case of distortion of the face with
protrusion of the mandibular alveolar segment caused by a burn.
1This paper is based on the Converse Lecture presented at the
63rd Annual Scientific Meeting of the American Society of Plastic
and Reconstructive Surgeons, San Diego 1994.
195
Fig. 2 - (a) Photograph of V. P. Blair who was the first to describe
several operative techniques for the correction of maxillofacial
deformities (courtesy Anthony Wolfe), (b) Ostectomy of the
mandibular body as performed by Blair in 1897 in the so-called 'St
Louis operation'.
196 Journal of Cranio-MaxillofacialSurgery
(Fig. 2a). Before he published his first textbook in
1912, he described several methods for the correction
of maxillofacial deformities in an excellent article on
'Operations on the Jaw-Bone and Face' in 1907. Blair
emphasized how important it is to consider racial
differences also in treatment planning, in order to
achieve a harmonious face. He was also the first to
divide jaw deformities into five classes: mandibular
prognathism, mandibular retrognathism, alveolar
mandibular and maxillary protrusion and open bite.
He advocated several operations for corrective jaw
surgery, the ostectomy of the mandibular body
(Fig. 2b), the horizontal osteotomy of the ramus and
the v-shaped osteotomy for open bite closure. He
also made a clear statement when he wrote: 'An
approximately ideal occlusion would rarely be
accompanied with the best facial result.' This sen-
tence, which is so true, is still not understood by
many of our dental colleagues. Blair was also the
first to realize the benefits of the cooperation between
orthodontists and surgeons. A citation of the last
sentence of his article published in 1907 is a distinct
recommendation for such cooperation. He wrote:
'Treating of skeletal deformities is really surgical
work, but the earlier a competent, congenial ortho-
dontist is associated with the case, the better it will
be for both the surgeon and the patient.'
During WW I, Blair was chief consultant of the
American Military Forces and after the war he estab-
lished, together with Robert Ivy who was the first
professor of plastic surgery at an American univeristy,
a number of military hospital centres for the treat-
ment of face and jaw injuries. Thus, the first period
of orthognathic surgery in the USA came to an end
and it would take a long time before the speciality
was rediscovered in this country again.
There is not much to report on orthognathic surgi-
cal procedures which were carried out in Europe in
the 19th century. An exception is a report by Berger
(1897) from Lyon, France who described a condylar
osteotomy for the correction of prognathism (Fig. 3).
This method had been practiced in France until 1950,
when Dufourmontel and Mouly (1959) reported good
results with this technique. Babcock (1909) in the
USA, and several years later, Bruhn and Lindemann
(1921) in Germany, described an almost identical
method to the one introduced by Blair in 1907: a
horizontal osteotomy just between the sigmoid notch
and the mandibular foramen (Fig. 4). This operative
technique was amended a few years later by Kostecka
(1931) who worked in Prague. He described his
technique as a 'blind procedure', with the osteotomy
Fig. 3 - The techniqueofcondylectomyforthe correctionof
mandibularprognathismas describedby Berger,fromFrance,in
1897.
a
-<,,, Il
Fig.4 - (a) Horizontalosteotomyofthe ramuswhichwas
describedby Blairin 1907,by Babcockin 1909and laterby Bruhn
in 1921,(b) blindtechniqueofhorizontalosteotomyoftheramus
accordingto Bruhn-Lindemann.
t
a

0 J
Fig.5- Horizontalosteotomywitha Giglisawas describedbyKosteckain 1931.
Historical developmentof orthognathic surgery 197
being carried out with a Gigli saw through a stab
incision (Fig. 5). The horizontal osteotomy of the
ramus, as well as the condylar osteotomy were rather
easy procedures, but the results were not satisfactory.
Too much relapse and open bite problems occurred
due to the small bony contact areas and the fragment
dislocations which resulted from the pull of the
inserted muscles. This was the reason why many
proposals for the improvement of mandibular oste-
otomies were published between 1920 and 1940.
Several renowned maxillofacial surgeons invented
new methods and new bone cuts for the correction
of skeletal mandibular deformities. In Austria and
Germany these were: Perthes(1922) from Tt~bingen,
Pichler (1928) from Vienna, Wassmund(1935) from
Berlin and Hofer (1936) from Linz. During this
period not much progress in orthognathic surgery
was reported from the USA or from other European
countries. Only Kazanjian (1932)and Dingman(1944)
from the US must be mentioned, because both
described new techniques or improvements for the
correction of mandibular deformities. Also, Limberg
(1928) from Russia, who had had part of his training
with Ivy in the United States, added some new
operative procedures to the treatment of jaw deform-
ities. Most of these maxillofacial surgeons from the
'early days' are listed in the chapter on 'Dramatis
personae' in Anthony Wolfe's book on Plastic
Surgery of the FacialSkeleton (Wolfe and Berkowitz,
1989). It is really a delight to read these highly
interesting comments on the pioneers of our specialty.
Again, there was a halt in the development of
orthognathic surgery during WW II. The few maxillo-
facial surgeons who were able to perform corrective
surgery on the jaw bones were totally committed to
the treatment of facial injuries and later on over-
loaded with reconstructive procedures. It was thus
until the beginning of the 1950s, when orthognathic
surgery as a true specialty had its origins, which led
to tremendous success all over the world.
The cradle of modern orthognathic surgery was
now central Europe, in particular Vienna and Graz,
and further north Berlin and Hamburg. The founder
of the 'Vienna School' of maxillofacial surgery was
Pichler, succeeded by his pupil Trauner (1955) who
later moved on to Graz (Fig. 6). Trauner was the
inaugurator of several orthognathic surgical pro-
cedures, but his main claim to fame was that he
trained Heinz K61e and Hugo Obwegeser, who really
gave the decisive boost to orthognathic surgery. In
Berlin, Martin Wassmund who started the 'German
Fig. 6 - (a) Photograph of R. Trauner who was a pupil ofPichler,
the founder ofthe 'ViennaSchool'ofmaxillofacialsurgery Fig.7- (a) Photograph of M. Wassmund,the founder ofthe
(courtesyHeinzK61e),(b) Inverted L osteotomyof the ramus for 'German School'ofmaxillofacialsurgery,(b) Wassmund's
the correctionofmandibular prognathismadvocatedby Trauner procedure
for the correctionofmaxillaryprotrusion whichwas
in 1955. publishedin 1935.
198 Journal of Cranio-Maxillofacial Surgery
School' was an important figure in maxillofacial
surgery. It was he who developed the anterior maxil-
lary osteotomy.(Fig. 7) which is still utilized today,
in addition to other corrective procedures on the
facial skeleton. His famous pupil was Karl
Schuchhardt (Fig. 8) who developed the posterior
maxillary osteotomy (Schuchhardt, 1955), as well as
an oblique sagittal osteotomy of the mandibular
ramus. However, the main input to orthognathic
surgery came from the two associates of Trauner,
Heinz Krte (who succeeded Trauner in Graz) and
Hugo Obwegeser who was appointed to the chair of
oral and maxillofacial surgery in Zurich in 1956.
The main innovations which came from Krle
(1959) were several new methods for changing the
position of the alveolar process. To the best of our
knowledge, he was the first to describe bimaxillary
alveolar surgery for the correction of protrusion
(Fig. 9), but also for deep bite or short face deformit-
ies. He also produced a new technique for open bite
closure and for genioplasty. His particular genioplasty
procedure proved to be very successful, because the
chin could be advanced and shortened in height at
Fig. 8 - (a) Photograph of K. Schuchhardt who was a pupil of
Wassmund (courtesy Gerhard Pfeifer), (b) Outline of the posterior
maxillary osteotomy which was described by Schuchhardt in 1955
as a two-stage procedure.
C ~7 -I b
Fig. 9 - (a) Photograph of H. K61e who was a pupil of R. Trauner
(courtesy Heinz Krle), (b) Bimaxillary alveolar osteotomy for the
correction of protrusion or open bite which was introduced by
K61e in 1959, (c) Genioplasty with ostectomy and advancement of
the lower border as recommended by KOle in 1968.
Historical developmentof orthognathic surgery 199
the same time (KOle, 1968). K61e contributed numer-
ous articles to the literature and in 1964 published,
together with Reichenbach and Br~ickl (1964), the
first textbook in the literature on 'Surgical
Orthodontics'. This book is still a standard work
today (Reichenbach et al., 1964). The other famous
pupil of Trauner, Hugo Obwegeser, started his career
i!•'
't
Fig. 10 - (a) Photograph of H. Obwegeserwho trained together
with H, K61ein Graz in Austria; theircommonteacherwas
R. Trauner (courtesyH, Obwegeser),(b) Originaldrawingofthe
sagittal splittingtechniquewhichwasfirstpublishedbyObwegeser
in 1955.
as an assistant in Graz and in 1955 published the
world-reknowned method of the 'intraoral sagittal
split of the mandible' (Fig. 10) This method which
was improved by the Italian surgeon Dal-Pont in
1958, opening new dimensions in mandibular surgery.
In particular, for the advancement of the mandible
this technique was ideal as no bone grafting was
necessary (Fig. 11). But in addition to the sagittal
split operation, Obwegeser started on maxillary sur-
gery in 1960. He was the first to present a large series
of Le Fort I osteotomies (Obwegeser, 1969), at the
beginning in non-cleft patients, but a short time later
also in cleft patients (Fig. 12). Prior to this, maxillary
surgery for the correction of deformities was done
only in a limited number of cases. Cohn-Stock (1921)
in Berlin started with anterior maxillary osteotomies,
followed by Wassmund (1935) who described this
technique as a one-stage procedure. Wassmund was
probably also the first to perform a total maxillary
osteotomy in a patient with an open bite, in 1927.
Axhausen (1939) who also worked at that time in
Berlin, was the first to mobilize and advance a
malunited maxillary fracture by a Le Fort I osteotomy
and an additional vertical osteotomy (Fig. 13). In
the 1960s, Hogeman and Wilmar (1967) from Sweden
demonstrated Le Fort I osteotomies in cleft patients,
but the real boost to maxillary surgery came from
Obwegeser's unit in Switzerland. In the 1960s and
Pig. 12- Total maxillaryadvancementby a Le Fort I osteotomyin
a cleftpalate patient as publishedby Obwegeserin 1969.
. • I~
a b
Fig. 11- Modificationofthe sagjttal splittingofthe mandibleby Fig. 13- Le Fort I osteotomywithadditional verticalbone cut for
Dal Pont in 1958.(a) the bone cut on the lingual,(b) on the buccal the correctionof a malunitedfracture;this techniquewasfirst
side. describedbyAxhausenin 1934.
200 Journal of Cranio-Maxillofacial Surgery
1970s oral and maxillofacial surgeons from all over
the world, in particular from the USA, travelled to
Zurich to observe the 'Master' performing ortho-
gnathic and other types of maxillofacial surgery.
On the other side of the Atlantic, in the United
States, where orthognathic surgery originally started,
there was, as yet, not much interest in this particular
field. John Marquis Converse was the exception; at
that time he published several methods for corrections
of jaw deformities and together with the orthodontist
Horowitz (1969) he stressed the importance of close
collaboration between surgeon and orthodontist
(Fig. 14). Converse was also one of the first in the
plastic surgery community who was interested in
facial skeletal surgery in connection with recon-
structive procedures on the soft tissues.
Another input to orthognathic surgery came from
the American oral surgeons. This group, which had
separated from the plastic surgeons shortly after
World War II, moved slowly in the direction of
orthognathic surgery in the 1950s. The military oral
surgeons CaldwelI and Letterman (1954) and several
other oral surgeons, such as Robinson (1956), Hinds
(1958) and Thorna (1961) came up with different
methods for the correction of mandibular deformities
(Fig. 15). The military oral surgeon Hunsuck (1968)
should also be mentioned, as he modified Obwegeser's
sagittal split procedure with his technique. However,
it took quite a while until the American oral-maxillo-
facial and plastic surgeons discovered the Le Fort I
and other maxillary and midfacial osteotomies. In
the meantime, their European colleagues were 10
years ahead, it was not until the late 1970s and into
the 1980s that the USA caught up, with many excel-
lent text books on orthognathic surgery being pub-
lished at this time (Bell, 1980; Bell, 1985, Epker and
Fish, 1986; Profitt and White, 1991). In all these
books, written by surgeons and orthodontists, the
close cooperation between these two specialties was
always emphasized.
Another important progress in orthognathic sur-
gery was 'two-jaw surgery' which represents the simul-
taneous mobilization of the total maxilla and
mandible. K61e had already introduced bimaxillary
alveolar surgery in 1959, but it took some time to be
universally accepted. Obwegeser published his experi-
ence in 1970 as the first to perform total maxillary
and mandibular osteotomies. This was in 1970 when
the Le Fort I osteotomy was already a 'routine
procedure' in Zurich. Obwegeser alluded already at
that time to the main advantages of this rather
extensive surgical procedure; less relapse because of
better skeletal stability and major aesthetic improve-
ment due to the harmonization of the bony facial
structures. With the improvement of surgical tech-
niques, progress in anaesthesia and better stabiliz-
ation of the osteotomized segments, two-jaw surgery
b e
Fig. 14 - (a) Photograph of J. M. Converse (courtesy Anthony
Wolfe), (b,c) step osteotomy of the mandibular body for the
correction of mandibular prognathism as describedby Converse
and Shapiro in 1952.
a b
Fig. 15 - (a,b) Technique of Caldwell and Letterman, published in
1954, for the correction of mandibular prognathism.
" ~ Z ~ ;
Fig. 16 - Stabilization of the bony segmentswith screws and plates
in two~aw surgery.
Historicaldevelopmentof orthognathicsurgery 201
is nowadays a widely used procedure in orthognathic
surgery (Fig. 16).
Meanwhile, craniofacial surgery was developed in
Europe, primarily in France by Paul Tessier (Fig. 17).
It should be mentioned, however, that according to
Wolfe (1995) the first Le Fort III osteotomy was
performed by Gillies and Harrison in London in 1942
(Fig. 18). Another case of Le Fort III osteotomy on
a cleft patient was reported by Gillies and Rowe in
1954 (Fig. 19). But these were probably single cases,
because it took several more years until Tessier dem-
onstrated for the first time the spectacular results of
cranio-maxillofacial surgery at the plastic surgery
meeting in Rome in 1967 (Tessier, 1967). Also, ortho-
gnathic surgery was involved in the procedures which
he demonstrated but most of his cases were difficult
corrections of severe orbito-craniofacial deformities.
Paul Tessier was also the person who reinterested
American plastic surgeons in facial bone structures
and thereby in orthognathic surgery.
The latest aspect in the development of ortho-
gnathic surgery is the application of rigid or semi-
rigid fixation of the bony segments with plates and
screws. This technique has its origin in traumatology,
and orthopaedic surgeons utilized this system first. It
is interesting to learn that the first bone plating in
the maxillofacial region was carried out by the
German general surgeon Soerensen in 1917. He used
a wedding ring which was transformed into a small
gold plate for the stabilization of a comminuted
mandibular fracture (Fig. 20). It took over 50 years
until this method was rediscovered again, and at the
end of the 1960s the Swiss osteosynthesis group AO
developed, for the first time, smaller bone plates for
the mandible besides a large collection of plates and
screws for the extremities. However, it took another
/
Fig. 17 - (a) PhotographofP. Tessierthe founderofcraniofacialsurgery(courtesyPaulTessier),(b,c) illustrationoftransorbitalLe
Fort III typeosteotomyas describedbyTessierin 1967.
a b
Fig. 18- (a,b) Illustrationofthe firstLeFort III typeosteotomyas carriedout by Gilliesand Harrisonin 1942.
202 Journal of Cranio-Maxillofacial Surgery
10 years until the principles of rigid osteosynthesis
were applied in orthognathic surgery.
Bernd Spiessl, a native Bavarian who later moved
to Switzerland, must be given credit for being the
first maxillofacial surgeon to apply the AO principles
to the fixation of a sagittal split osteotomy of the
mandible (Fig. 21). In 1974 he published an article
in which he described the technique of compression
screw application in the mandible. He also claimed
that with this technique the relapse, which was always
a danger in mandibular set-back or advancement
cases, was literally impossible. Many of his colleagues
did not believe that this meant progress in the treat-
ment of trauma, as well as in orthognathic surgery.
Obwegeser, too, was one of the 'non-believers' and
there were serious disputes between the two in several
conferences of the German and European Societies.
Another maxillofacial surgeon, who did a great
deal of work on the development of rigid osteosynth-
esis in trauma cases and in orthognathic surgery is
Fig. 19 - (a) Photograph of H. Gillies (courtesy British Association
of Plastic Surgeons), (b) N. Rowe (courtesy Mrs C. Rowe) who
reported the first Le Fort III osteotomy on a cleft patient in 1954.
Fig. 20 - First bone plating procedure in the mandible which was
described by Soerensen and Warnekros in 1917. A golden wedding
ring was made into a bone plate for the fixation of a comminuted
fracture of the mandible.
b
Fig. 21 - (a) Photograph of B. Spiessl who was the first to apply
rigid fixation in orthognathic surgery in 1974 (courtesy Bernd
Spiessl), (b) Screw fixation of a sagittal split osteotomy according
to Spiessl.
Historicaldevelopmentof orthognathicsurgery 203
Fig. 22 - (a)PhotographofH. Luhrwhointroducedtheprinciple
ofminiboneplatesinorthognathicsurgeryofthemidfacialbone
structuresin 1979(courtesyHansLuhr),(b) thefirstsetofLuhr
miniplateswhichwasdesignedfortheapplicationofcompression
osteosynthesisandwhichwasutilizedinorthognathicsurgery.
Hans Luhr from Germany (Fig. 22). He improved
the miniplates, which were originally developed in
France by Michelet and Festal (1972) and Peri et al.
(1973) in the early 1970s, and in 1979 introduced his
own first miniplate set which was very helpful in the
treatment of trauma, and also for the stabilization of
the small and delicate midfacial skeleton. At that
time Luhr, as well as Spiessl, insisted on the principles
of compression osteosynthesis and again a heated
discussion started about the necessity and the value
of compression for better stabilization and bone
healing. Champy and Lodde (1976) and also
Steinhi~user (1982), who developed their own minipl-
ate sets in 1976 and in 1979 respectively, felt that the
application of compression screws and plates was
more difficult and more hazardous for the adjustment
of the occlusion. Thus, they denied that compression-
osteosynthesis was necessary, and nowadays it is
generally accepted that compression is not so import-
ant for bone healing, at least not in maxillofacial and
orthognathic surgery.
What are the advantages of plate and screw appli-
cation for orthognathic surgery? The answer is clear:
the application of plates and screws is more rapid
and easier. The stabilization of the bone segments is
better and much more reliable. The convenience for
the patient is greater, because intermaxillary fixation
is no longer necessary and, most importantly, there
is less danger for the patient, because in the critical
postoperative phase after extubation the mouth can
be opened and cleaned and the airway can be easily
controlled.
There is no doubt that rigid fixation brought
tremendous progress in the treatment of trauma, and
also in orthognathic surgery. Many operations would
not be possible today, if this method of fixation and
stabilization was not available.
The latest development in orthognathic surgery is
the growing interest of plastic surgeons in this particu-
lar field. Within the last 10-15 years maxillofacial
surgeons, who are associated in the US with plastic
and reconstructive surgery, have made remarkable
contributions to this important part of corrective
facial surgery. The main input which has come from
this group was the addition of typical facial plastic
surgical procedures to the already well-established
osteotomies of the facial skeleton. The adjunct of
blepharoplasty, rhinoplasty, rhitidectomy, liposuc-
tion and lip corrections, just to name a few of these
procedures, has led again to a tremendous boost and
progress. In addition to soft tissue procedures, which
have always been the focus of interest for plastic
surgeons, a variety of corrections on the facial skel-
eton have been introduced. In this regard, aug-
mentation or reduction of the mandibular angle, the
malar bones, the supraorbital rim and the forehead
should be mentioned. And now we have probably
reached the culmination of this work, the combi-
nation of orthognathic and craniofacial surgery. It
was Paul Tessier who laid the foundations of this
fascinating part of reconstructive surgery, but the
refinements were carried out by his pupils and dis-
ciples including Wolfe (1989), Salyer (1989) and
Ousterhout (1991) who have all written excellent
textbooks on Plastic and Aesthetic Surgery of the
Craniofacial skeleton. In these books, and in many
other publications, the importance of the combination
of facial or craniofacial plastic surgery with tra-
ditional orthognathic surgical procedures is con-
stantly emphasized.
The pendulum of progress and development has
now swung back to the US where orthognathic
surgery started about 100 years ago. Most of these
combinations of aesthetic and orthognathic surgical
procedures have originated there within the last few
years. On the other hand, in Europe as well, mainly
due to the development of better techniques and
materials in osteosynthesis, a lot of progress in ortho-
204 Journal of Cranio-Maxillofacial Surgery
gnathic surgery has been achieved within the past
few years. All this leads to the conclusion that ortho-
gnathic surgery is now a grown-up specialty and an
important part of oral, maxillofacial and facial plas-
tic surgery.
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Gltickstr. 11
91054 Erlangen, Germany
Paper received 2 May 1995
Paper accepted 7 May 1996

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Historical development of orthognathic surgery

  • 1. Journal of Cranio-Maxillofacial Surgery (1996) 24, 195-204 © 1996European Associationfor Cranio-MaxinofacialSurgery Historical development of orthognathic surgery E. W. Steinh~tuser Department of Oraland Maxillofacial Surgery, (Professor Emeritus: Emil W. Steinhiiuser,DDS, MD), UniversityErlangen, Nuremberg, Germany Undoubtedly, the origin of orthognathic surgery, which was at that time limited to mandibular surgery, was in the United States of America. The first oper- ation for the correction of malocclusion was Hullihen's procedure which was carried out in 1849. He, like most surgeons who operated on the jaw bones and who performed a remarkable variety of operative procedures, was basically a general surgeon, but he had also had a dental training (Fig. 1). Other examples of general surgeons of the 19th century who reported on different maxillofacial operations were: von Langenbeck, Cheever, Billroth, Dufourmentel and others. The cradle of early orthognathic surgery, however, was in St. Louis where the orthodontist Edward Angle (1898) and the surgeon Vilray Blair (1906) worked together. Both were involved in the first described ostectomy of the horizontal ramus for the correction of a case of mandibular prognathism, which was reported in the literature by Whipple (1898). After several complications, an acceptable result was finally achieved. The result of this so-called 'St Louis operation', which was carried out in 1897, was questioned by another American surgeon, Dr Talbot (1907) from Chicago. He even claimed priority for suggesting this type of operation many years earlier, but finally the St. Louis group of Angle, Blair and Whipple succeeded in the 'Battle of Priority'. The background to this scientific dispute is elaborated upon in the interesting publication by Biederman (1956) who called it 'The strange story of the Angle operation'. There is no question, however, that Blair was the dominant figure in early orthognathic surgery ~';..Z~ 2: < , '~,z~,. k,. Fig. 1 - (a) Photograph of S. R. Hullihan, the first surgeon who performed orthognathic surgery (courtesy Anthony Wolfe). (b) Hullihan's operation in a case of distortion of the face with protrusion of the mandibular alveolar segment caused by a burn. 1This paper is based on the Converse Lecture presented at the 63rd Annual Scientific Meeting of the American Society of Plastic and Reconstructive Surgeons, San Diego 1994. 195 Fig. 2 - (a) Photograph of V. P. Blair who was the first to describe several operative techniques for the correction of maxillofacial deformities (courtesy Anthony Wolfe), (b) Ostectomy of the mandibular body as performed by Blair in 1897 in the so-called 'St Louis operation'.
  • 2. 196 Journal of Cranio-MaxillofacialSurgery (Fig. 2a). Before he published his first textbook in 1912, he described several methods for the correction of maxillofacial deformities in an excellent article on 'Operations on the Jaw-Bone and Face' in 1907. Blair emphasized how important it is to consider racial differences also in treatment planning, in order to achieve a harmonious face. He was also the first to divide jaw deformities into five classes: mandibular prognathism, mandibular retrognathism, alveolar mandibular and maxillary protrusion and open bite. He advocated several operations for corrective jaw surgery, the ostectomy of the mandibular body (Fig. 2b), the horizontal osteotomy of the ramus and the v-shaped osteotomy for open bite closure. He also made a clear statement when he wrote: 'An approximately ideal occlusion would rarely be accompanied with the best facial result.' This sen- tence, which is so true, is still not understood by many of our dental colleagues. Blair was also the first to realize the benefits of the cooperation between orthodontists and surgeons. A citation of the last sentence of his article published in 1907 is a distinct recommendation for such cooperation. He wrote: 'Treating of skeletal deformities is really surgical work, but the earlier a competent, congenial ortho- dontist is associated with the case, the better it will be for both the surgeon and the patient.' During WW I, Blair was chief consultant of the American Military Forces and after the war he estab- lished, together with Robert Ivy who was the first professor of plastic surgery at an American univeristy, a number of military hospital centres for the treat- ment of face and jaw injuries. Thus, the first period of orthognathic surgery in the USA came to an end and it would take a long time before the speciality was rediscovered in this country again. There is not much to report on orthognathic surgi- cal procedures which were carried out in Europe in the 19th century. An exception is a report by Berger (1897) from Lyon, France who described a condylar osteotomy for the correction of prognathism (Fig. 3). This method had been practiced in France until 1950, when Dufourmontel and Mouly (1959) reported good results with this technique. Babcock (1909) in the USA, and several years later, Bruhn and Lindemann (1921) in Germany, described an almost identical method to the one introduced by Blair in 1907: a horizontal osteotomy just between the sigmoid notch and the mandibular foramen (Fig. 4). This operative technique was amended a few years later by Kostecka (1931) who worked in Prague. He described his technique as a 'blind procedure', with the osteotomy Fig. 3 - The techniqueofcondylectomyforthe correctionof mandibularprognathismas describedby Berger,fromFrance,in 1897. a -<,,, Il Fig.4 - (a) Horizontalosteotomyofthe ramuswhichwas describedby Blairin 1907,by Babcockin 1909and laterby Bruhn in 1921,(b) blindtechniqueofhorizontalosteotomyoftheramus accordingto Bruhn-Lindemann. t a 0 J Fig.5- Horizontalosteotomywitha Giglisawas describedbyKosteckain 1931.
  • 3. Historical developmentof orthognathic surgery 197 being carried out with a Gigli saw through a stab incision (Fig. 5). The horizontal osteotomy of the ramus, as well as the condylar osteotomy were rather easy procedures, but the results were not satisfactory. Too much relapse and open bite problems occurred due to the small bony contact areas and the fragment dislocations which resulted from the pull of the inserted muscles. This was the reason why many proposals for the improvement of mandibular oste- otomies were published between 1920 and 1940. Several renowned maxillofacial surgeons invented new methods and new bone cuts for the correction of skeletal mandibular deformities. In Austria and Germany these were: Perthes(1922) from Tt~bingen, Pichler (1928) from Vienna, Wassmund(1935) from Berlin and Hofer (1936) from Linz. During this period not much progress in orthognathic surgery was reported from the USA or from other European countries. Only Kazanjian (1932)and Dingman(1944) from the US must be mentioned, because both described new techniques or improvements for the correction of mandibular deformities. Also, Limberg (1928) from Russia, who had had part of his training with Ivy in the United States, added some new operative procedures to the treatment of jaw deform- ities. Most of these maxillofacial surgeons from the 'early days' are listed in the chapter on 'Dramatis personae' in Anthony Wolfe's book on Plastic Surgery of the FacialSkeleton (Wolfe and Berkowitz, 1989). It is really a delight to read these highly interesting comments on the pioneers of our specialty. Again, there was a halt in the development of orthognathic surgery during WW II. The few maxillo- facial surgeons who were able to perform corrective surgery on the jaw bones were totally committed to the treatment of facial injuries and later on over- loaded with reconstructive procedures. It was thus until the beginning of the 1950s, when orthognathic surgery as a true specialty had its origins, which led to tremendous success all over the world. The cradle of modern orthognathic surgery was now central Europe, in particular Vienna and Graz, and further north Berlin and Hamburg. The founder of the 'Vienna School' of maxillofacial surgery was Pichler, succeeded by his pupil Trauner (1955) who later moved on to Graz (Fig. 6). Trauner was the inaugurator of several orthognathic surgical pro- cedures, but his main claim to fame was that he trained Heinz K61e and Hugo Obwegeser, who really gave the decisive boost to orthognathic surgery. In Berlin, Martin Wassmund who started the 'German Fig. 6 - (a) Photograph of R. Trauner who was a pupil ofPichler, the founder ofthe 'ViennaSchool'ofmaxillofacialsurgery Fig.7- (a) Photograph of M. Wassmund,the founder ofthe (courtesyHeinzK61e),(b) Inverted L osteotomyof the ramus for 'German School'ofmaxillofacialsurgery,(b) Wassmund's the correctionofmandibular prognathismadvocatedby Trauner procedure for the correctionofmaxillaryprotrusion whichwas in 1955. publishedin 1935.
  • 4. 198 Journal of Cranio-Maxillofacial Surgery School' was an important figure in maxillofacial surgery. It was he who developed the anterior maxil- lary osteotomy.(Fig. 7) which is still utilized today, in addition to other corrective procedures on the facial skeleton. His famous pupil was Karl Schuchhardt (Fig. 8) who developed the posterior maxillary osteotomy (Schuchhardt, 1955), as well as an oblique sagittal osteotomy of the mandibular ramus. However, the main input to orthognathic surgery came from the two associates of Trauner, Heinz Krte (who succeeded Trauner in Graz) and Hugo Obwegeser who was appointed to the chair of oral and maxillofacial surgery in Zurich in 1956. The main innovations which came from Krle (1959) were several new methods for changing the position of the alveolar process. To the best of our knowledge, he was the first to describe bimaxillary alveolar surgery for the correction of protrusion (Fig. 9), but also for deep bite or short face deformit- ies. He also produced a new technique for open bite closure and for genioplasty. His particular genioplasty procedure proved to be very successful, because the chin could be advanced and shortened in height at Fig. 8 - (a) Photograph of K. Schuchhardt who was a pupil of Wassmund (courtesy Gerhard Pfeifer), (b) Outline of the posterior maxillary osteotomy which was described by Schuchhardt in 1955 as a two-stage procedure. C ~7 -I b Fig. 9 - (a) Photograph of H. K61e who was a pupil of R. Trauner (courtesy Heinz Krle), (b) Bimaxillary alveolar osteotomy for the correction of protrusion or open bite which was introduced by K61e in 1959, (c) Genioplasty with ostectomy and advancement of the lower border as recommended by KOle in 1968.
  • 5. Historical developmentof orthognathic surgery 199 the same time (KOle, 1968). K61e contributed numer- ous articles to the literature and in 1964 published, together with Reichenbach and Br~ickl (1964), the first textbook in the literature on 'Surgical Orthodontics'. This book is still a standard work today (Reichenbach et al., 1964). The other famous pupil of Trauner, Hugo Obwegeser, started his career i!•' 't Fig. 10 - (a) Photograph of H. Obwegeserwho trained together with H, K61ein Graz in Austria; theircommonteacherwas R. Trauner (courtesyH, Obwegeser),(b) Originaldrawingofthe sagittal splittingtechniquewhichwasfirstpublishedbyObwegeser in 1955. as an assistant in Graz and in 1955 published the world-reknowned method of the 'intraoral sagittal split of the mandible' (Fig. 10) This method which was improved by the Italian surgeon Dal-Pont in 1958, opening new dimensions in mandibular surgery. In particular, for the advancement of the mandible this technique was ideal as no bone grafting was necessary (Fig. 11). But in addition to the sagittal split operation, Obwegeser started on maxillary sur- gery in 1960. He was the first to present a large series of Le Fort I osteotomies (Obwegeser, 1969), at the beginning in non-cleft patients, but a short time later also in cleft patients (Fig. 12). Prior to this, maxillary surgery for the correction of deformities was done only in a limited number of cases. Cohn-Stock (1921) in Berlin started with anterior maxillary osteotomies, followed by Wassmund (1935) who described this technique as a one-stage procedure. Wassmund was probably also the first to perform a total maxillary osteotomy in a patient with an open bite, in 1927. Axhausen (1939) who also worked at that time in Berlin, was the first to mobilize and advance a malunited maxillary fracture by a Le Fort I osteotomy and an additional vertical osteotomy (Fig. 13). In the 1960s, Hogeman and Wilmar (1967) from Sweden demonstrated Le Fort I osteotomies in cleft patients, but the real boost to maxillary surgery came from Obwegeser's unit in Switzerland. In the 1960s and Pig. 12- Total maxillaryadvancementby a Le Fort I osteotomyin a cleftpalate patient as publishedby Obwegeserin 1969. . • I~ a b Fig. 11- Modificationofthe sagjttal splittingofthe mandibleby Fig. 13- Le Fort I osteotomywithadditional verticalbone cut for Dal Pont in 1958.(a) the bone cut on the lingual,(b) on the buccal the correctionof a malunitedfracture;this techniquewasfirst side. describedbyAxhausenin 1934.
  • 6. 200 Journal of Cranio-Maxillofacial Surgery 1970s oral and maxillofacial surgeons from all over the world, in particular from the USA, travelled to Zurich to observe the 'Master' performing ortho- gnathic and other types of maxillofacial surgery. On the other side of the Atlantic, in the United States, where orthognathic surgery originally started, there was, as yet, not much interest in this particular field. John Marquis Converse was the exception; at that time he published several methods for corrections of jaw deformities and together with the orthodontist Horowitz (1969) he stressed the importance of close collaboration between surgeon and orthodontist (Fig. 14). Converse was also one of the first in the plastic surgery community who was interested in facial skeletal surgery in connection with recon- structive procedures on the soft tissues. Another input to orthognathic surgery came from the American oral surgeons. This group, which had separated from the plastic surgeons shortly after World War II, moved slowly in the direction of orthognathic surgery in the 1950s. The military oral surgeons CaldwelI and Letterman (1954) and several other oral surgeons, such as Robinson (1956), Hinds (1958) and Thorna (1961) came up with different methods for the correction of mandibular deformities (Fig. 15). The military oral surgeon Hunsuck (1968) should also be mentioned, as he modified Obwegeser's sagittal split procedure with his technique. However, it took quite a while until the American oral-maxillo- facial and plastic surgeons discovered the Le Fort I and other maxillary and midfacial osteotomies. In the meantime, their European colleagues were 10 years ahead, it was not until the late 1970s and into the 1980s that the USA caught up, with many excel- lent text books on orthognathic surgery being pub- lished at this time (Bell, 1980; Bell, 1985, Epker and Fish, 1986; Profitt and White, 1991). In all these books, written by surgeons and orthodontists, the close cooperation between these two specialties was always emphasized. Another important progress in orthognathic sur- gery was 'two-jaw surgery' which represents the simul- taneous mobilization of the total maxilla and mandible. K61e had already introduced bimaxillary alveolar surgery in 1959, but it took some time to be universally accepted. Obwegeser published his experi- ence in 1970 as the first to perform total maxillary and mandibular osteotomies. This was in 1970 when the Le Fort I osteotomy was already a 'routine procedure' in Zurich. Obwegeser alluded already at that time to the main advantages of this rather extensive surgical procedure; less relapse because of better skeletal stability and major aesthetic improve- ment due to the harmonization of the bony facial structures. With the improvement of surgical tech- niques, progress in anaesthesia and better stabiliz- ation of the osteotomized segments, two-jaw surgery b e Fig. 14 - (a) Photograph of J. M. Converse (courtesy Anthony Wolfe), (b,c) step osteotomy of the mandibular body for the correction of mandibular prognathism as describedby Converse and Shapiro in 1952. a b Fig. 15 - (a,b) Technique of Caldwell and Letterman, published in 1954, for the correction of mandibular prognathism. " ~ Z ~ ; Fig. 16 - Stabilization of the bony segmentswith screws and plates in two~aw surgery.
  • 7. Historicaldevelopmentof orthognathicsurgery 201 is nowadays a widely used procedure in orthognathic surgery (Fig. 16). Meanwhile, craniofacial surgery was developed in Europe, primarily in France by Paul Tessier (Fig. 17). It should be mentioned, however, that according to Wolfe (1995) the first Le Fort III osteotomy was performed by Gillies and Harrison in London in 1942 (Fig. 18). Another case of Le Fort III osteotomy on a cleft patient was reported by Gillies and Rowe in 1954 (Fig. 19). But these were probably single cases, because it took several more years until Tessier dem- onstrated for the first time the spectacular results of cranio-maxillofacial surgery at the plastic surgery meeting in Rome in 1967 (Tessier, 1967). Also, ortho- gnathic surgery was involved in the procedures which he demonstrated but most of his cases were difficult corrections of severe orbito-craniofacial deformities. Paul Tessier was also the person who reinterested American plastic surgeons in facial bone structures and thereby in orthognathic surgery. The latest aspect in the development of ortho- gnathic surgery is the application of rigid or semi- rigid fixation of the bony segments with plates and screws. This technique has its origin in traumatology, and orthopaedic surgeons utilized this system first. It is interesting to learn that the first bone plating in the maxillofacial region was carried out by the German general surgeon Soerensen in 1917. He used a wedding ring which was transformed into a small gold plate for the stabilization of a comminuted mandibular fracture (Fig. 20). It took over 50 years until this method was rediscovered again, and at the end of the 1960s the Swiss osteosynthesis group AO developed, for the first time, smaller bone plates for the mandible besides a large collection of plates and screws for the extremities. However, it took another / Fig. 17 - (a) PhotographofP. Tessierthe founderofcraniofacialsurgery(courtesyPaulTessier),(b,c) illustrationoftransorbitalLe Fort III typeosteotomyas describedbyTessierin 1967. a b Fig. 18- (a,b) Illustrationofthe firstLeFort III typeosteotomyas carriedout by Gilliesand Harrisonin 1942.
  • 8. 202 Journal of Cranio-Maxillofacial Surgery 10 years until the principles of rigid osteosynthesis were applied in orthognathic surgery. Bernd Spiessl, a native Bavarian who later moved to Switzerland, must be given credit for being the first maxillofacial surgeon to apply the AO principles to the fixation of a sagittal split osteotomy of the mandible (Fig. 21). In 1974 he published an article in which he described the technique of compression screw application in the mandible. He also claimed that with this technique the relapse, which was always a danger in mandibular set-back or advancement cases, was literally impossible. Many of his colleagues did not believe that this meant progress in the treat- ment of trauma, as well as in orthognathic surgery. Obwegeser, too, was one of the 'non-believers' and there were serious disputes between the two in several conferences of the German and European Societies. Another maxillofacial surgeon, who did a great deal of work on the development of rigid osteosynth- esis in trauma cases and in orthognathic surgery is Fig. 19 - (a) Photograph of H. Gillies (courtesy British Association of Plastic Surgeons), (b) N. Rowe (courtesy Mrs C. Rowe) who reported the first Le Fort III osteotomy on a cleft patient in 1954. Fig. 20 - First bone plating procedure in the mandible which was described by Soerensen and Warnekros in 1917. A golden wedding ring was made into a bone plate for the fixation of a comminuted fracture of the mandible. b Fig. 21 - (a) Photograph of B. Spiessl who was the first to apply rigid fixation in orthognathic surgery in 1974 (courtesy Bernd Spiessl), (b) Screw fixation of a sagittal split osteotomy according to Spiessl.
  • 9. Historicaldevelopmentof orthognathicsurgery 203 Fig. 22 - (a)PhotographofH. Luhrwhointroducedtheprinciple ofminiboneplatesinorthognathicsurgeryofthemidfacialbone structuresin 1979(courtesyHansLuhr),(b) thefirstsetofLuhr miniplateswhichwasdesignedfortheapplicationofcompression osteosynthesisandwhichwasutilizedinorthognathicsurgery. Hans Luhr from Germany (Fig. 22). He improved the miniplates, which were originally developed in France by Michelet and Festal (1972) and Peri et al. (1973) in the early 1970s, and in 1979 introduced his own first miniplate set which was very helpful in the treatment of trauma, and also for the stabilization of the small and delicate midfacial skeleton. At that time Luhr, as well as Spiessl, insisted on the principles of compression osteosynthesis and again a heated discussion started about the necessity and the value of compression for better stabilization and bone healing. Champy and Lodde (1976) and also Steinhi~user (1982), who developed their own minipl- ate sets in 1976 and in 1979 respectively, felt that the application of compression screws and plates was more difficult and more hazardous for the adjustment of the occlusion. Thus, they denied that compression- osteosynthesis was necessary, and nowadays it is generally accepted that compression is not so import- ant for bone healing, at least not in maxillofacial and orthognathic surgery. What are the advantages of plate and screw appli- cation for orthognathic surgery? The answer is clear: the application of plates and screws is more rapid and easier. The stabilization of the bone segments is better and much more reliable. The convenience for the patient is greater, because intermaxillary fixation is no longer necessary and, most importantly, there is less danger for the patient, because in the critical postoperative phase after extubation the mouth can be opened and cleaned and the airway can be easily controlled. There is no doubt that rigid fixation brought tremendous progress in the treatment of trauma, and also in orthognathic surgery. Many operations would not be possible today, if this method of fixation and stabilization was not available. The latest development in orthognathic surgery is the growing interest of plastic surgeons in this particu- lar field. Within the last 10-15 years maxillofacial surgeons, who are associated in the US with plastic and reconstructive surgery, have made remarkable contributions to this important part of corrective facial surgery. The main input which has come from this group was the addition of typical facial plastic surgical procedures to the already well-established osteotomies of the facial skeleton. The adjunct of blepharoplasty, rhinoplasty, rhitidectomy, liposuc- tion and lip corrections, just to name a few of these procedures, has led again to a tremendous boost and progress. In addition to soft tissue procedures, which have always been the focus of interest for plastic surgeons, a variety of corrections on the facial skel- eton have been introduced. In this regard, aug- mentation or reduction of the mandibular angle, the malar bones, the supraorbital rim and the forehead should be mentioned. And now we have probably reached the culmination of this work, the combi- nation of orthognathic and craniofacial surgery. It was Paul Tessier who laid the foundations of this fascinating part of reconstructive surgery, but the refinements were carried out by his pupils and dis- ciples including Wolfe (1989), Salyer (1989) and Ousterhout (1991) who have all written excellent textbooks on Plastic and Aesthetic Surgery of the Craniofacial skeleton. In these books, and in many other publications, the importance of the combination of facial or craniofacial plastic surgery with tra- ditional orthognathic surgical procedures is con- stantly emphasized. The pendulum of progress and development has now swung back to the US where orthognathic surgery started about 100 years ago. Most of these combinations of aesthetic and orthognathic surgical procedures have originated there within the last few years. On the other hand, in Europe as well, mainly due to the development of better techniques and materials in osteosynthesis, a lot of progress in ortho-
  • 10. 204 Journal of Cranio-Maxillofacial Surgery gnathic surgery has been achieved within the past few years. All this leads to the conclusion that ortho- gnathic surgery is now a grown-up specialty and an important part of oral, maxillofacial and facial plas- tic surgery. References Angle, E. H.: Double resection of the lower maxilla. Dent. Cosmos Philadelphia 40 (1898) 635 Axhausen, G: Zur Behandlung veralteter disloziert geheilter Oberkieferbrache. Dtsch Zahn-Mund-Kieferheilk 6 (1934) 582 Babcock, ~K W.: Surgical treatment of certain deformities of jaw- associated with malocclusion of teeth. JAMA 53 (1909) 833 Bell, W. H.: Surgical correction of Dentofacial Deformities. Philadelphia: W.B. Saunders, 1980 and 1985 Berger, P.: Du traitement chirurgical du prognathisme. Lyon; Med. Th6se, 1897 Biederman, W.: The strange story of the Angle operation. Ann. Dent. 15 (1956) 1 Blair, V. P.: Report of a case of double resection for the correction of protrusion of the mandible. Dent. 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Steinh/iuser, DDS, MD University Erlangen--Nttrnberg Klinik ft~rMund-, Kiefer-, Gesichtschirurgie Gltickstr. 11 91054 Erlangen, Germany Paper received 2 May 1995 Paper accepted 7 May 1996