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GUIDELINES TO GLP
(FUNDAMENTAL POINTS OF GLP)
Vedanti S. Gharat
T. Y. B.Sc. Biotechnology
Roll No. : 20
P:5 U:2
INTRODUCTION
 The GLP Principles set out the requirements for the appropriate
management of nonclinical safety studies. This helps the researcher
to perform his/her work in compliance with his/her own pre-
established scientific design.
 GLP Principles help to define and standardize the planning,
performance, recording, reporting, monitoring and archiving
processes within research institutions. The regulations are not
concerned with the scientific or technical content of the studies per
se.
 The regulations do not aim to evaluate the scientific value of the
studies: this task is reserved first for senior scientists working on the
research programme, then for the Registration Authorities, and
eventually for the international scientific community as a whole.
 The GLP requirements for proper planning, for controlled
performance of techniques, for faithful recording of all observations,
for appropriate monitoring of activities and for complete archiving
of all raw data obtained, serve to eliminate many sources of error.
 Whatever the industry targeted, GLP stresses the
importance of the following main points:
1. Resources: Organization, personnel, facilities and
equipment.
2. Characterization: Test items and test systems.
3. Rules: Protocols, standard operating procedures (SOPs).
4. Results: Raw data, final report and archives.
5. Quality Assurance: Independent monitoring of research
processes.
 The WHO/TDR training programme takes each of these
5 fundamental points in turn and explains the
requirements of GLP in each case.
 The major points addressed are summarized below:-
RESOURCES
1. Organization and Personnel
 GLP regulations require clear definitions of the structure of the
research organization and the responsibilities of the research
personnel. This means that the organizational chart should
reflect the reality of the institution and should be kept up to
date. Organizational charts and job descriptions give an
immediate idea of the way in which the laboratory functions
and the relationships between the different departments and
posts.
 GLP also stresses that the number of personnel available
must be sufficient to perform the tasks required in a timely and
GLP-compliant way.
 A point of major importance in GLP is the position of the Study
Director who is the pivotal point of control for the whole study.
This person is appointed by the test facility management and
will assume full responsibility for the GLP compliance of all
activities within the study. He/she is responsible for the
adequacy of the study protocol and for the GLP compliant
conduct of the study.
RESOURCES
2.Facilities and equipment
 The GLP Principles emphasize that facilities and
equipment must be sufficient and adequate to perform
the studies. The facilities should be spacious enough to
avoid problems such as overcrowding, cross
contamination or confusion between projects. Utilities
(water, electricity etc.) must be adequate and stable.
 All equipment must be in working order; a programme
of validation/qualification, calibration and maintenance
attains this. Keeping records of use and maintenance is
essential in order to know, at any point in time, the
precise status of the equipment and its history.
CHARACTERIZATION
 In order to perform a study correctly, it is essential to
know as much as possible about the materials used
during the study.
 For non-clinical studies intended to evaluate the safety
related properties of pharmaceutical compounds, it is a
prerequisite to have detailed knowledge about the
properties of the test item, and of the test system (often
an animal or isolated part thereof) to which it is
administered.
 Characteristics such as identity, potency, composition,
stability, impurity profile, etc. should be known for the
test item, for the vehicle and for any reference material.
 If the test system is an animal (which is very often the
case) it is essential to know such details as its strain,
health status, normal biological values, etc.
RULES
1. Protocol or study plan
 The study plan or protocol outlines the design and
conduct of the study and provides evidence that the study
has been properly thought through and planned: the
principal steps of studies conducted in compliance with
GLP are thus described in the study protocol.
 The protocol must be approved by the Study Director, by
dated signature, before the study starts. Alterations to the
study design can only be made through formal
amendment procedures. All this will ensure that the
study can be reconstructed at a later point in time. The
GLP Principles list the essential elements to be included
in a study protocol.
RULES
2. Written Procedures
 It is not reasonable to include all the technical details of study conduct
in the protocol.
 The details of all routine procedures are described in Standard
Operating Procedures(SOPs) which are part of the documentation
system of the institution. SOPs contribute to reducing bias in studies by
standardizing frequently performed techniques. Laboratories also need
to standardize certain techniques to facilitate comparison of results
between studies; here again written SOPs are an invaluable tool. To be
able to exactly reconstruct a study is a sine qua non for the mutual
acceptance of data; another reason why routine procedures are
described in written SOPs, used throughout the institution.
 But procedures cannot be fixed for all time, since this would stifle
technical progress and lead to the use of out-dated methods and
processes. Consequently, they have to be adapted to developments in
knowledge. They must, therefore, be reviewed regularly, and they may
be modified so that they reflect actual “state of the art”. Finally, for ease
of consultation, it is important that SOPs are available directly at the
work place, and in their current version only
RESULTS
1.Raw data
 All studies generate raw data, sometimes called source data. Raw data are the original
data collected during the conduct of a procedure. But, raw data also document the
procedures and circumstances under which the study was conducted. They are, therefore,
essential for the reconstruction of studies and contribute to the traceability of the events
of a study.
 Raw data are the results of the experiment upon which the conclusions of the study will
be based. Some of the raw data will be treated statistically, while others may be used
directly. Whatever the case, the results and their interpretations provided by the scientist
in the study report must be a true and accurate reflection of the raw data.
2.Study Report
 The study report, like all the other scientific aspects of the study, is the responsibility of
the Study Director. He/she must ensure that it describes the study accurately. The Study
Director is responsible for the scientific interpretation included in the study report and is
also responsible for declaring to what extent the study was conducted in compliance with
the GLP Principles. The GLP Principles list the essential elements to be included in a
final study report.
RESULTS
3.Archives
 A study may have to be reconstructed many years after it has ended. Thus
the storage of records must enable their safekeeping for long periods of time
without loss or deterioration and, preferably, in a way which allows quick
retrieval. In order to promote safe storage of precious data, it is usual
practice to restrict access to archive facilities to a limited number of staff
and to record the documents logged in and out. Even if the access is
restricted to certain staff, records are also kept of the people entering and
leaving the archives.
QUALITY ASSURANCE
 Quality Assurance (QA) – sometimes also known as the
Quality Assurance Unit (QAU) - as defined by GLP is a
team of persons charged with assuring management that
GLP compliance has been attained in the test facility as a
whole and in each individual study.
 QA must be independent of the operational conduct of
the studies, and functions as a “witness” to the whole
preclinical research process.
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GUIDELINES TO GLP.pptx

  • 1. GUIDELINES TO GLP (FUNDAMENTAL POINTS OF GLP) Vedanti S. Gharat T. Y. B.Sc. Biotechnology Roll No. : 20 P:5 U:2
  • 2. INTRODUCTION  The GLP Principles set out the requirements for the appropriate management of nonclinical safety studies. This helps the researcher to perform his/her work in compliance with his/her own pre- established scientific design.  GLP Principles help to define and standardize the planning, performance, recording, reporting, monitoring and archiving processes within research institutions. The regulations are not concerned with the scientific or technical content of the studies per se.  The regulations do not aim to evaluate the scientific value of the studies: this task is reserved first for senior scientists working on the research programme, then for the Registration Authorities, and eventually for the international scientific community as a whole.  The GLP requirements for proper planning, for controlled performance of techniques, for faithful recording of all observations, for appropriate monitoring of activities and for complete archiving of all raw data obtained, serve to eliminate many sources of error.
  • 3.  Whatever the industry targeted, GLP stresses the importance of the following main points: 1. Resources: Organization, personnel, facilities and equipment. 2. Characterization: Test items and test systems. 3. Rules: Protocols, standard operating procedures (SOPs). 4. Results: Raw data, final report and archives. 5. Quality Assurance: Independent monitoring of research processes.  The WHO/TDR training programme takes each of these 5 fundamental points in turn and explains the requirements of GLP in each case.  The major points addressed are summarized below:-
  • 4. RESOURCES 1. Organization and Personnel  GLP regulations require clear definitions of the structure of the research organization and the responsibilities of the research personnel. This means that the organizational chart should reflect the reality of the institution and should be kept up to date. Organizational charts and job descriptions give an immediate idea of the way in which the laboratory functions and the relationships between the different departments and posts.  GLP also stresses that the number of personnel available must be sufficient to perform the tasks required in a timely and GLP-compliant way.  A point of major importance in GLP is the position of the Study Director who is the pivotal point of control for the whole study. This person is appointed by the test facility management and will assume full responsibility for the GLP compliance of all activities within the study. He/she is responsible for the adequacy of the study protocol and for the GLP compliant conduct of the study.
  • 5. RESOURCES 2.Facilities and equipment  The GLP Principles emphasize that facilities and equipment must be sufficient and adequate to perform the studies. The facilities should be spacious enough to avoid problems such as overcrowding, cross contamination or confusion between projects. Utilities (water, electricity etc.) must be adequate and stable.  All equipment must be in working order; a programme of validation/qualification, calibration and maintenance attains this. Keeping records of use and maintenance is essential in order to know, at any point in time, the precise status of the equipment and its history.
  • 6. CHARACTERIZATION  In order to perform a study correctly, it is essential to know as much as possible about the materials used during the study.  For non-clinical studies intended to evaluate the safety related properties of pharmaceutical compounds, it is a prerequisite to have detailed knowledge about the properties of the test item, and of the test system (often an animal or isolated part thereof) to which it is administered.  Characteristics such as identity, potency, composition, stability, impurity profile, etc. should be known for the test item, for the vehicle and for any reference material.  If the test system is an animal (which is very often the case) it is essential to know such details as its strain, health status, normal biological values, etc.
  • 7. RULES 1. Protocol or study plan  The study plan or protocol outlines the design and conduct of the study and provides evidence that the study has been properly thought through and planned: the principal steps of studies conducted in compliance with GLP are thus described in the study protocol.  The protocol must be approved by the Study Director, by dated signature, before the study starts. Alterations to the study design can only be made through formal amendment procedures. All this will ensure that the study can be reconstructed at a later point in time. The GLP Principles list the essential elements to be included in a study protocol.
  • 8. RULES 2. Written Procedures  It is not reasonable to include all the technical details of study conduct in the protocol.  The details of all routine procedures are described in Standard Operating Procedures(SOPs) which are part of the documentation system of the institution. SOPs contribute to reducing bias in studies by standardizing frequently performed techniques. Laboratories also need to standardize certain techniques to facilitate comparison of results between studies; here again written SOPs are an invaluable tool. To be able to exactly reconstruct a study is a sine qua non for the mutual acceptance of data; another reason why routine procedures are described in written SOPs, used throughout the institution.  But procedures cannot be fixed for all time, since this would stifle technical progress and lead to the use of out-dated methods and processes. Consequently, they have to be adapted to developments in knowledge. They must, therefore, be reviewed regularly, and they may be modified so that they reflect actual “state of the art”. Finally, for ease of consultation, it is important that SOPs are available directly at the work place, and in their current version only
  • 9. RESULTS 1.Raw data  All studies generate raw data, sometimes called source data. Raw data are the original data collected during the conduct of a procedure. But, raw data also document the procedures and circumstances under which the study was conducted. They are, therefore, essential for the reconstruction of studies and contribute to the traceability of the events of a study.  Raw data are the results of the experiment upon which the conclusions of the study will be based. Some of the raw data will be treated statistically, while others may be used directly. Whatever the case, the results and their interpretations provided by the scientist in the study report must be a true and accurate reflection of the raw data. 2.Study Report  The study report, like all the other scientific aspects of the study, is the responsibility of the Study Director. He/she must ensure that it describes the study accurately. The Study Director is responsible for the scientific interpretation included in the study report and is also responsible for declaring to what extent the study was conducted in compliance with the GLP Principles. The GLP Principles list the essential elements to be included in a final study report.
  • 10. RESULTS 3.Archives  A study may have to be reconstructed many years after it has ended. Thus the storage of records must enable their safekeeping for long periods of time without loss or deterioration and, preferably, in a way which allows quick retrieval. In order to promote safe storage of precious data, it is usual practice to restrict access to archive facilities to a limited number of staff and to record the documents logged in and out. Even if the access is restricted to certain staff, records are also kept of the people entering and leaving the archives.
  • 11. QUALITY ASSURANCE  Quality Assurance (QA) – sometimes also known as the Quality Assurance Unit (QAU) - as defined by GLP is a team of persons charged with assuring management that GLP compliance has been attained in the test facility as a whole and in each individual study.  QA must be independent of the operational conduct of the studies, and functions as a “witness” to the whole preclinical research process.