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Governing the Chaos
Presented by: Becky Weaver,
Ellucian, Management Consulting
Wednesday October 14, 2015 1:30 PM
Course ID W9.1
Introduction
Institutions of higher education institutions often suffer
from having too much to do with too few resources.
This is complicated by difficulties in prioritizing the
work. As a result the people we serve are unhappy
with the time to complete a task. At times policy (or
lack thereof) gets in the way of efficient work
processes. Often morale and customer satisfaction
may suffer from these and other challenges.
Operational and Enterprise governance can help to
address these issues, and yet this kind of governance
is often a weakness in our institutional capability.
CoHEsion Summit 2
Benefits: An Understanding of …
This session is designed to help attendees identify
the opportunities for institutional improvement
through better governance practices.
This session will also offer some ideas and tools to
help bring better operational governance practices
to the institution.
CoHEsion Summit 3
Agenda
• The Need for Governance
• Ellucian’s Research on Governance
• A Brief Governance Assessment
• Improving Governance at Your Institution
The Need for Governance
What is Operational Governance?
Operational Governance is the organizational
structure and supporting processes that help your
institution achieve optimal performance and make
continuous improvements. It can help you:
– Translate your strategic plans into measurable actions
– Align resources, initiatives, and goals to improve
efficiency
– Foresee and address challenges
What is Enterprise
Governance?
Enterprise Governance is based on three
interrelated components: board governance,
shared governance with faculty, and operational
governance executed at the cabinet level. It can
help you:
• Set priorities and define responsibilities
• Make informed decisions and create a more
collaborative campus
• Integrate various processes and strategies
“The Chaos”
When will my project
get done?
Initiative Du Jour!
My dog’s Agile,
does that help you?
Please wait for the next
available…
I’m not accountable
for that, are you?
What plan?She said we were doing that?
What strategy?
Who made that
decision?How did that
become a
priority? Just add it to the
backlog, please
This stakeholder didn’t
agree to that
It’s IT’s fault
Collaborate?
Can I get more
resources?
Higher Education Challenges
Funding
Pressures
Operational
Efficiency
Student
Success
Transformative
Technology
Accountability
Constituents’
Expectations
Engaging the
Community
Governance Research
Governance Research Participants
President Joanne Jaeger Tomblin
Community College 2,000 Students
President Dr. Dale K. Nesbary
Community College 5,300 Students
Vice Chancellor of Academic Affairs
Laurien Alexandre
and
Chancellor Felice Nudelman
Private 5 Campuses in 4 States
Vice President of Business and
Fiscal Affairs
Mark Polatajko
Public Research 17,800 Students
Associate Vice President of
Student Life
W. Wayne Young, Jr.
Private University 7,730 Students
Vice President of Information
Technology
TJ Rains
Private University 6,300 Students
Value of Governance –
Decision Making
12
• Ensures transparency and understanding
• Stakeholder participation in decision-making
where appropriate
• Stakeholder perceptions that the process is
clear, participatory, effective, fair, and
transparent
• Shared responsibility for results
• Appropriate allocation of resources
• Alignment of campus efforts and resources
• Shared strategic goals
• Goals are developed collaboratively
Value of Governance –
Accountability
• Collegial partnerships among key leaders and
constituents
• Engaged and committed stakeholders
• Effective communication, partnerships, and
cooperation
• Indirect impact on Student Engagement and
Success
Value of Governance –
Culture
Governance Outcomes
15
• Resources are aligned in support of the
institutional goals
• Goals are better understood by stakeholders
• Institution is agile, responsive to prevailing trends,
legislation and other cultural forces
• KPIs are met, processes function with less
‘friction’
• Goals are attained!
Dysfunction Red Flags
16
Behaviors
• Lack of clarity around strategic goals
• Poor alignment between business units and
institutional goals
• Reactive behaviors, poor execution
• Poor or non-existent communication among
stakeholders
Dysfunction Red Flags
Outcomes
• Projects are incomplete, abandoned, or poorly
implemented
• Blaming or lack of acceptance of responsibility
between business units when issues arise
• Failure to meet budgets
Dysfunction Red Flags
18
Impact
• Declining morale, increased complacency
• Lines (humans), system failures, incorrect
data, unhappy students and parents
• Negative impact to the brand resulting in
declining enrollment
What Is Your Institution’s
Capability?
How Do We Stop the Chaos?
The Value & Power of Governance
Strategic Planning &
Execution Monitoring
Decision Making
Transparency
Performance Metrics
Communication
Management
Collaboration
Student
Affairs
Admin
IT
AcademicFinance
Supporting Strategies for Effective
Governance
21
• Foster an environment where decisions, priorities, and
strategies endeavor to reflect the broad interests of the
institution
• Foster a process of decision-making through consensus
• Empower decision-making at the local level while clarifying
the decisions to be made on the institutional level
• Establish clear communication channels
• Strive to ensure accuracy and reliability of student data
• Leverage institutional data in decision-making
Governance Maturity
Self Assessment
Decisions  Is there a documented process on how initiatives/projects get prioritized and resourced?
 Is there a set of standard criteria leveraged to weigh initiatives competing for resources to drive
prioritization?
 Is there clear ownership around who makes decisions?
Strategic
Planning
 Is the strategic planning process documented and transparent across the institution?
 Is it clear on how anyone can provide input to influence the strategic planning process?
 Is there clarity on who owns monitoring the execution and achievement of the strategic plan?
 Is there a governance charter in place?
Communi
cations
 Are there tools / technology consistently used to communicate priorities, decisions, and status?
 Do you consistently communicate decisions?
 Is there clear ownership around who delivers communications, when, how, why, in what form?
Policy  Are your policies consistently documented and published to the institution and/or business unit?
 Do you review policies on a periodic basis to ensure they keep pace with the institution?
 Do you review practices in the institution periodically with an eye towards establishing policy?
Collaborat
ion
 Are individual unit strategies and initiatives aligned with each other and with the institution’s?
 Do stakeholders perceive they are valued contributors to the decision-making process?
 Do faculty, staff, and administrators work together to solve problems and achieve goals?
 Are students part of collaborations?
Metrics  Is there an institution wide strategic planning dashboard that is transparent and stays updated on
progress towards achieving the strategic plan?
 Is there a clear and agreed-upon definition of success for each goal and objective?
 Are stakeholders able to access reliable and timely data to make effective decisions?
Ellucian Governance
Maturity Model
Nonexistent Beginning Low Performing Progressing High Performing
Decision Making Individuals
making and
enacting
decisions
Individuals
units making
decisions
Some decisions
made with input
from more than one
functional area
Governing body
meets periodically
to make key
decisions
Decisions are facilitated through regular
meetings of governing bodies, garnering
input from across all areas and ensuring
alignment with institutional goals
Strategic
Planning
Exclusive Somewhat
Inclusive
Somewhat inclusive
with some link to
Business
Intelligence
Inclusive planning
process but lacks
mechanism to
track execution
success
Inclusive, sets measurable objectives and
tracks success
Communication Communicatio
n is all but
nonexistent
Communicat
ion is
inconsistent
Communication is
consistent but low
tech and ineffective
Systematic
communication
and somewhat
effective
Communication is systematic and
automated with clear governance policies
to ensure information is disseminated in a
timely fashion but not to the detriment of the
recipients
Policy Policies are
dated or non-
existent
Policies are
dated and
incomplete
Policies are dated
but complete
Policies are more
consistent and
sometimes
reviewed for
currency
Policies are up to date and complete with
set practice for review and maintenance
Collaboration Inconceivable Inconsistent,
sporadic
Consistent but not
yet inclusive
enough
Inclusive but not
yet strategic
Inclusive, strategic in the work
accomplished
Performance
Metrics
None Beginning to
understand
the
usefulness
Some reports and
analysis occurring,
beginning work
toward KPIs
Some KPIs in
place, analysis
performed
Dashboards and KPIs in use across many
of the exec leadership. Forecasting is a part
of the strategic planning inputs.
Longitudinal database leveraged for key
decision making.
Improving Governance at
Your Institution
Barriers to Implementing Better
Governance Practices?
Leader/Manager or Subordinate the
barriers tend to be the same.
• Fear
• Complacency
• Unsupportive Leadership
• Lack of Collaboration and Cooperation
The real barrier is our own failure to
plan, make the case, and be persistent.
Stay the
Same
Lead the
Change
Why go to all this trouble?
• Low performance
goals can lead to a
perception that
everything is ‘fine’
• Overcoming inertia
caused by a
perception of the
‘fineness’ of things is
incredibly difficult
1. Validate your idea
2. Plan your approach
3. Make your case
4. Lead with best
practices
5. Persist
Phases to Leading Substantive
Changes in Governance
1. Start with the problem
2. Understand the barriers
3. Devise solutions to the barriers
4. Assume the best in others, assume the need
for education not defeat
5. Learn what motivates your opposition
6. Gain buy-in
7. Regardless of the state of your relationship,
following a logical process will yield results.
Planning Your Approach
Creating a Sense of Urgency and
a Vision
“You never want a serious crisis to
go to waste.”
• The Problem
• The Solution
• Options/Concepts for
Implementation
• Supporting Data
• Estimates
• Assumptions, Risks,
Reasons to Go For It!
Make Your Case
Create a logically structured case that includes:
• Respect the autonomy of each player
• Share a commitment to communicate and engage
• Remain biased towards action
• Lead with explicit statements and actions and
establish clear expectations
• Ensure that the team is focused on the most
important issues and priorities
• Build constructive partnerships
• Remember governance is “a work in progress”
Lead with Best Practices
• The easiest step to understand, the hardest to do
• Being judged or turned down erodes confidence
• You will encounter resistance so prepare
• Be flexible, even part of your idea moving forward is a
win
Flex & Persist
Outcomes of High Performing
Governance
• Closer alignment of daily operations with the strategic
plan
• Better institutional priority setting, decision
making, action planning, and execution
• Better benchmarks for assessing institutional progress
and outcomes
• An ethos of collaboration and cooperation
• Better cross-campus communication
• Better allocation of resources
Inconceivable
• Provide visibility into opportunities to improve
governance
• Provide background information, compelling
reasons to make the case for improvement
• Provide some mechanisms and encouragement
to pursue improvement
Summary of Outcomes from this
Presentation
Thank You!
Becky Weaver
Becky.weaver@Ellucian.com
Please complete the session evaluation form
Course ID W9.1
CoHEsion Summit 36

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Governing the Chaos

  • 1. Governing the Chaos Presented by: Becky Weaver, Ellucian, Management Consulting Wednesday October 14, 2015 1:30 PM Course ID W9.1
  • 2. Introduction Institutions of higher education institutions often suffer from having too much to do with too few resources. This is complicated by difficulties in prioritizing the work. As a result the people we serve are unhappy with the time to complete a task. At times policy (or lack thereof) gets in the way of efficient work processes. Often morale and customer satisfaction may suffer from these and other challenges. Operational and Enterprise governance can help to address these issues, and yet this kind of governance is often a weakness in our institutional capability. CoHEsion Summit 2
  • 3. Benefits: An Understanding of … This session is designed to help attendees identify the opportunities for institutional improvement through better governance practices. This session will also offer some ideas and tools to help bring better operational governance practices to the institution. CoHEsion Summit 3
  • 4. Agenda • The Need for Governance • Ellucian’s Research on Governance • A Brief Governance Assessment • Improving Governance at Your Institution
  • 5. The Need for Governance
  • 6. What is Operational Governance? Operational Governance is the organizational structure and supporting processes that help your institution achieve optimal performance and make continuous improvements. It can help you: – Translate your strategic plans into measurable actions – Align resources, initiatives, and goals to improve efficiency – Foresee and address challenges
  • 7. What is Enterprise Governance? Enterprise Governance is based on three interrelated components: board governance, shared governance with faculty, and operational governance executed at the cabinet level. It can help you: • Set priorities and define responsibilities • Make informed decisions and create a more collaborative campus • Integrate various processes and strategies
  • 8. “The Chaos” When will my project get done? Initiative Du Jour! My dog’s Agile, does that help you? Please wait for the next available… I’m not accountable for that, are you? What plan?She said we were doing that? What strategy? Who made that decision?How did that become a priority? Just add it to the backlog, please This stakeholder didn’t agree to that It’s IT’s fault Collaborate? Can I get more resources?
  • 11. Governance Research Participants President Joanne Jaeger Tomblin Community College 2,000 Students President Dr. Dale K. Nesbary Community College 5,300 Students Vice Chancellor of Academic Affairs Laurien Alexandre and Chancellor Felice Nudelman Private 5 Campuses in 4 States Vice President of Business and Fiscal Affairs Mark Polatajko Public Research 17,800 Students Associate Vice President of Student Life W. Wayne Young, Jr. Private University 7,730 Students Vice President of Information Technology TJ Rains Private University 6,300 Students
  • 12. Value of Governance – Decision Making 12 • Ensures transparency and understanding • Stakeholder participation in decision-making where appropriate • Stakeholder perceptions that the process is clear, participatory, effective, fair, and transparent
  • 13. • Shared responsibility for results • Appropriate allocation of resources • Alignment of campus efforts and resources • Shared strategic goals • Goals are developed collaboratively Value of Governance – Accountability
  • 14. • Collegial partnerships among key leaders and constituents • Engaged and committed stakeholders • Effective communication, partnerships, and cooperation • Indirect impact on Student Engagement and Success Value of Governance – Culture
  • 15. Governance Outcomes 15 • Resources are aligned in support of the institutional goals • Goals are better understood by stakeholders • Institution is agile, responsive to prevailing trends, legislation and other cultural forces • KPIs are met, processes function with less ‘friction’ • Goals are attained!
  • 16. Dysfunction Red Flags 16 Behaviors • Lack of clarity around strategic goals • Poor alignment between business units and institutional goals • Reactive behaviors, poor execution • Poor or non-existent communication among stakeholders
  • 17. Dysfunction Red Flags Outcomes • Projects are incomplete, abandoned, or poorly implemented • Blaming or lack of acceptance of responsibility between business units when issues arise • Failure to meet budgets
  • 18. Dysfunction Red Flags 18 Impact • Declining morale, increased complacency • Lines (humans), system failures, incorrect data, unhappy students and parents • Negative impact to the brand resulting in declining enrollment
  • 19. What Is Your Institution’s Capability?
  • 20. How Do We Stop the Chaos? The Value & Power of Governance Strategic Planning & Execution Monitoring Decision Making Transparency Performance Metrics Communication Management Collaboration Student Affairs Admin IT AcademicFinance
  • 21. Supporting Strategies for Effective Governance 21 • Foster an environment where decisions, priorities, and strategies endeavor to reflect the broad interests of the institution • Foster a process of decision-making through consensus • Empower decision-making at the local level while clarifying the decisions to be made on the institutional level • Establish clear communication channels • Strive to ensure accuracy and reliability of student data • Leverage institutional data in decision-making
  • 22. Governance Maturity Self Assessment Decisions  Is there a documented process on how initiatives/projects get prioritized and resourced?  Is there a set of standard criteria leveraged to weigh initiatives competing for resources to drive prioritization?  Is there clear ownership around who makes decisions? Strategic Planning  Is the strategic planning process documented and transparent across the institution?  Is it clear on how anyone can provide input to influence the strategic planning process?  Is there clarity on who owns monitoring the execution and achievement of the strategic plan?  Is there a governance charter in place? Communi cations  Are there tools / technology consistently used to communicate priorities, decisions, and status?  Do you consistently communicate decisions?  Is there clear ownership around who delivers communications, when, how, why, in what form? Policy  Are your policies consistently documented and published to the institution and/or business unit?  Do you review policies on a periodic basis to ensure they keep pace with the institution?  Do you review practices in the institution periodically with an eye towards establishing policy? Collaborat ion  Are individual unit strategies and initiatives aligned with each other and with the institution’s?  Do stakeholders perceive they are valued contributors to the decision-making process?  Do faculty, staff, and administrators work together to solve problems and achieve goals?  Are students part of collaborations? Metrics  Is there an institution wide strategic planning dashboard that is transparent and stays updated on progress towards achieving the strategic plan?  Is there a clear and agreed-upon definition of success for each goal and objective?  Are stakeholders able to access reliable and timely data to make effective decisions?
  • 23. Ellucian Governance Maturity Model Nonexistent Beginning Low Performing Progressing High Performing Decision Making Individuals making and enacting decisions Individuals units making decisions Some decisions made with input from more than one functional area Governing body meets periodically to make key decisions Decisions are facilitated through regular meetings of governing bodies, garnering input from across all areas and ensuring alignment with institutional goals Strategic Planning Exclusive Somewhat Inclusive Somewhat inclusive with some link to Business Intelligence Inclusive planning process but lacks mechanism to track execution success Inclusive, sets measurable objectives and tracks success Communication Communicatio n is all but nonexistent Communicat ion is inconsistent Communication is consistent but low tech and ineffective Systematic communication and somewhat effective Communication is systematic and automated with clear governance policies to ensure information is disseminated in a timely fashion but not to the detriment of the recipients Policy Policies are dated or non- existent Policies are dated and incomplete Policies are dated but complete Policies are more consistent and sometimes reviewed for currency Policies are up to date and complete with set practice for review and maintenance Collaboration Inconceivable Inconsistent, sporadic Consistent but not yet inclusive enough Inclusive but not yet strategic Inclusive, strategic in the work accomplished Performance Metrics None Beginning to understand the usefulness Some reports and analysis occurring, beginning work toward KPIs Some KPIs in place, analysis performed Dashboards and KPIs in use across many of the exec leadership. Forecasting is a part of the strategic planning inputs. Longitudinal database leveraged for key decision making.
  • 25. Barriers to Implementing Better Governance Practices? Leader/Manager or Subordinate the barriers tend to be the same. • Fear • Complacency • Unsupportive Leadership • Lack of Collaboration and Cooperation The real barrier is our own failure to plan, make the case, and be persistent.
  • 26. Stay the Same Lead the Change Why go to all this trouble? • Low performance goals can lead to a perception that everything is ‘fine’ • Overcoming inertia caused by a perception of the ‘fineness’ of things is incredibly difficult
  • 27. 1. Validate your idea 2. Plan your approach 3. Make your case 4. Lead with best practices 5. Persist Phases to Leading Substantive Changes in Governance
  • 28. 1. Start with the problem 2. Understand the barriers 3. Devise solutions to the barriers 4. Assume the best in others, assume the need for education not defeat 5. Learn what motivates your opposition 6. Gain buy-in 7. Regardless of the state of your relationship, following a logical process will yield results. Planning Your Approach
  • 29. Creating a Sense of Urgency and a Vision “You never want a serious crisis to go to waste.”
  • 30. • The Problem • The Solution • Options/Concepts for Implementation • Supporting Data • Estimates • Assumptions, Risks, Reasons to Go For It! Make Your Case Create a logically structured case that includes:
  • 31. • Respect the autonomy of each player • Share a commitment to communicate and engage • Remain biased towards action • Lead with explicit statements and actions and establish clear expectations • Ensure that the team is focused on the most important issues and priorities • Build constructive partnerships • Remember governance is “a work in progress” Lead with Best Practices
  • 32. • The easiest step to understand, the hardest to do • Being judged or turned down erodes confidence • You will encounter resistance so prepare • Be flexible, even part of your idea moving forward is a win Flex & Persist
  • 33. Outcomes of High Performing Governance • Closer alignment of daily operations with the strategic plan • Better institutional priority setting, decision making, action planning, and execution • Better benchmarks for assessing institutional progress and outcomes • An ethos of collaboration and cooperation • Better cross-campus communication • Better allocation of resources
  • 35. • Provide visibility into opportunities to improve governance • Provide background information, compelling reasons to make the case for improvement • Provide some mechanisms and encouragement to pursue improvement Summary of Outcomes from this Presentation
  • 36. Thank You! Becky Weaver Becky.weaver@Ellucian.com Please complete the session evaluation form Course ID W9.1 CoHEsion Summit 36

Editor's Notes

  1. Remember to start what you can when you can, lead with action
  2. Confidence is eroded in our belief that our ideas have merit