A stock market / share market is a public market for the trading of company stock and derivatives at an agreed price; these are securities listed on a stock exchange as well as those only traded privately. Usually, a stock market is the reflector of its countries economy. And the broker houses are like the reflector of the stock market of the country. A broker house is an entity that has the polish permission of Securities and Exchange, among others, to offer securities in public trading acquire and sell securities, and offer portfolio management and investment advice services to its clients

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WEL COME TO
OUR
PRESENTATION

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Function Of
Securities Firm

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Group partner Name & ID
NAME ID
Md. Hafizur Rahman 5447
Sabiha Sultana 5502
Md. Kauser Ahamed 5513
Nusrat Jahan 5497

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A stock market / share market is a public market for the
trading of company stock and derivatives at an agreed
price; these are securities listed on a stock exchange as well
as those only traded privately. Usually, a stock market is
the reflector of its countries economy. And the broker
houses are like the reflector of the stock market of the
country. A broker house is an entity that has the polish
permission of Securities and Exchange, among others, to
offer securities in public trading acquire and sell securities,
and offer portfolio management and investment advice
services to its clients
Introduction :

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What is Brokerage Firm:
 A firm that conducts transactions on behalf of a client.
Some brokerage firms only conduct transactions,
while others also offer different types of investment
advisory services.
 Brokerage firms derive their profit from commissions on
orders given. That is, they usually collect a percentage of
the value of each transaction, though some charge flat
fees. Clients may give orders in a variety of ways

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Sinha securities limited is a corporate member of Dhaka
stock exchange limited and the company provides on the
business of brokers, jobbers or dealers in stocks, shares,
securities, commodities, commercial papers, bonds,
obligations, debenture stocks, treasury bills either as a
joint debenture in collaboration with foreign company of
exclusively with local participants.

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Company Name Sinha Securities Ltd.
Represented By Mr. Nasir-Ur-Rahman Sinha
Status of Representative Managing Director
Address 15, Mina Bazer(3rd floor), Dhanmondi,Dhaka- 1205.
City Dhaka – 1205.
Office Phone
9556146, 9667991, 9564512, 9560134, PABX-9564601,
EXT-419
Res. Phone 8114714
Mobile 0189-225196.
Fax 9552164.
Email
sinhasecuritiesltd@gmail.com,
sinhasecuritiesltd@yahoo.com
Website n/a
BSEC Registration Reg.-3.1/DSE-67/2008/213
DSE TREC # 067
TREC Code DSESIN
DP Reg. No. CDBL-DP-179

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Types of Shares
▪ Ordinary Shares
▪ Preference Shares
Preference Shares
 Cumulative Preference Shares;
 Non-Cumulative Preference Shares;
 Redeemable Preference Shares;
 Non-Redeemable Preference Shares;
 Convertible Preference Shares;
 Non-Convertible Preference Shares;
 Participating Preference Shares;
 Non-Participating Preference Shares.
Types of Debt Securities:
· Corporate debentures/bonds;
· Municipal bonds
· Agency bonds

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Trading:
Sinha securities limited is open for trading
Sunday through Thursday between 10:00am –
2:00pm BST, with the exception of holidays
declared by the Exchange in advance.

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Individual Applicant
1. Two copies of passport size photograph
2. National ID Card. Or, Photocopy of Passport/Bank
Statement/Driving License/Nationality Certificate
3. Two copies of passport size Photograph of nominees
Joint Applicant
1. Two copies of passport size photographs
2. National ID Card. Or, Photocopy of Passport/ Bank Statement/
Nationality Certificate
Sole Trader/Proprietor
1. Trade License
2. Partnership Agreement/ Resolution of Partners to operate the BO
How to open an account:

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Corporate Account:
1. Photographs of the Directors
2. Photocopy National ID Card. Or, Photocopy of the
Passport/Driving License/Nationality Certificate.
3. Board Resolution
4. Memorandum and Articles of Association certified by RJSC
5. Signature and Photograph of the authorized person if any.
4. Now you need to pay the brokerage house an account opening
fee (different brokerage house charges different amount from Tk.
600 – Tk. 1500) and submit your documents to them.
Your account will be opened within 3 days to 1 month. (How long
it will take depends on the brokerage house).

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 Primary markets
- New issues
 Secondary markets
- Outstanding securities are bought and sold
 Third Market
- Over the Counter Market
 Fourth Market
- Private Placement Market
Types of Securities Market:

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When a company comes out with its initial public
offering, or IPO, or floats new bonds, it does so through
the primary market. Even though the primary market is
often described as an exchange between the investing
public and the corporation, almost all initial shares are
bought through a syndicate of underwriters.
How to buy primary share in the Market:

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Getting Into the Initial Public Offering:
 The demand for an IPO is almost always exponentially
greater than the supply of lots provided to the retail
investing public. This further benefits those fortunate
enough to be chosen, since that pent-up demand often
equates to early capital gains opportunities once the IPO is
over.
 Finding IPOs is not very difficult. Many are very well-
advertised and all stock exchanges provide a list of coming
offerings. If you are interested in one, seek out a broker and
put in your application. If your application is accepted, you
own the stock. If not, you get your money back.

17. Category of the listed Companies :
 A-category companies:
• Regular in holding the current AGM;
• Declared at least 10% dividend in the last calendar year;
• Newly listed company with at least 10% EPS; and
• Debentures and Mutual Funds.
 B-category companies:
• Regular in holding the current AGM;
• Declared less than 10% dividend in the last calendar year; and
• Newly listed company with less than 10% EPS;
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18. Category of the listed Companies :
 Z-category companies:
• Failed to hold current AGM; or
• Failed to declare dividend; or
• Not in operation for more than six months; or
• Accumulated loss exceeds paid-up capital, however, this condition
shall not apply if the company declares dividend out of current
years profit and holds AGM.
 G-category companies:
Newly listed green field companies shall be grouped under this
category.
N-category companies:
Newly listed companies shall be grouped under this category for18

19. How to sell share in the market :
 when the primary share come to the secondary
market they have been sold. After three days From
the time of buying the share can be sold in Market.
Every share sold according to a specific market rate
of dividend in every year
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20. Conclusion:
From the above discussion we can see that, a
brokerage firm securities have various types of
processing. We can learn much about it. now
we can easily a securities account
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The End