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International Journal of Trend in Scientific Research and Development (IJTSRD)
Volume: 3 | Issue: 3 | Mar-Apr 2019 Available Online: www.ijtsrd.com e-ISSN: 2456 - 6470
@ IJTSRD | Unique Paper ID - IJTSRD21754 | Volume – 3 | Issue – 3 | Mar-Apr 2019 Page: 290
Fiducial Point Location Algorithm for
Automatic Facial Expression Recognition
D. Malathi1, A. Mathangopi2, Dr. D. Rajinigirinath3
1PG Student, 2Assistant Professor, 3HOD, Department of CSE,
1,2,3Sri Muthukumaran Institute of Technology, Chikkarayapuram, Chennai, Tamil Nadu, India
How to cite this paper: D. Malathi | A.
Mathangopi | Dr. D. Rajinigirinath
"Fiducial Point Location Algorithm for
Automatic Facial Expression
Recognition" Published in International
Journal of Trend in Scientific Research
and Development
(ijtsrd), ISSN: 2456-
6470, Volume-3 |
Issue-3, April 2019,
pp.290-293, URL:
http://www.ijtsrd.co
m/papers/ijtsrd217
54.pdf
Copyright © 2019 by author(s) and
International Journal of Trend in
Scientific Research and Development
Journal. This is an Open Access article
distributed under
the terms of the
Creative Commons
Attribution License (CC BY 4.0)
(http://creativecommons.org/licenses/
by/4.0)
ABSTRACT
We present an algorithm for the automatic recognitionoffacialfeaturesforcolor
images of either frontal or rotated human faces. The algorithmfirstidentifiesthe
sub-images containing each feature, afterwards, it processes them separatelyto
extract the characteristic fiducial points. Then Calculate the Euclidean distances
between the center of gravity coordinate and the annotated fiducial points'
coordinates of the face image. A system that performs these operations
accurately and in real time would form a big step in achieving a human-like
interaction between man and machine. This paper surveys the past work in
solving these problems. The featuresarelooked forindown-sampledimages,the
fiducial points are identified in the high resolution ones. Experiments indicate
that our proposed method can obtain good classification accuracy.
Keywords: Pattern Analysis and Recognition, Facial Feature Detection, Face
Recognition, Image Processing
I. INTRODUCTION
The algorithms reported in literature can be classified into
color-based and shape-based. The first class of methods
characterizes the face and each feature with a certain
combination of colors [4]. This is a low-cost approach, but,
not very robust. The shape-based approaches look for
specific shapes in the image adopting either template
matching (with deformable templates [5] or not [6]), graph
matching [7], snakes [8], or the Hough transform [9].
Although these methods give good results, they are
computationally expensive and they often work only under
restricted assumptions (regarding the head position andthe
illumination conditions).
In this paper we describe a technique which uses both color
and shape information to automatically identify a set of
feature fiducial points with great reliability. Results on a
database of 200 color images, taken atdifferentorientations,
illumination conditions and resolution are reported and
discussed.
The feature extraction methods are commonly divided into
two major categories: texturefeatures(i.e.Grayintensity[1],
Discrete Cosine Transform (DCT) [2], Local Binary mode
(LBP) [3], Gabor Filter output [4], etc) and geometric
features (i.e. Facial feature lines [5], FAUS [6], Active Shape
Model (ASM) [7], etc).
The terms “face-to-face” and “interface” indicatethattheface
plays an essential role in interpersonal communication. The
face is the mean to identify other members of the species, to
interpret what has been said by the means of lipreading, and
to understand someone's emotional state and intentions on
the basis of the shown facial expression. Personality,
attractiveness, age, and gender can also be seen from
someone's face. Considerable research in social psychology
has also shown that facial expressions help coordinate
conversation [4], [22], and have considerably more effect on
whether a listener feels liked or disliked than the speaker's
spoken words [15]. Mehrabian indicated thatthe verbalpart
(i.e., spoken words) of a message contributes only for 7
percent to the effect of the message as awhole,the vocalpart
(e.g., voice intonation) contributes for 38 percent, while
facial expression of the speaker contributes for 55 percentto
the effect of the spoken message [55]. This implies that the
facial expressions form the major modality in human
communication.
II. FACIAL EXPRESSION ANALYSIS
In the case of static images, the process of extracting the
facial expression information is referred to as localizing the
face and its features in the scene. In the case of facial image
sequences, this process is referredtoastrackingtheface and
IJTSRD21754
International Journal of Trend in Scientific Research and Development (IJTSRD) @ www.ijtsrd.com eISSN: 2456-6470
@ IJTSRD | Unique Paper ID - IJTSRD21754 | Volume – 3 | Issue – 3 | Mar-Apr 2019 Page: 291
its features in the scene. At this point, a clear distinction
should be made between two terms, namely, facial features
and face model features. The facial features are the
prominent features of thefaceÐeyebrows, eyes,nose,mouth,
and chin. The face model features are the features used to
represent (model) the face. The face can be represented in
various ways, e.g., as a whole unit (holistic representation),
as a set of features (analytic representation) or as a
combination of these (hybrid approach). The applied face
representation and the kind of input images determine the
choice of mechanisms for automatic extraction of facial
expression information. The final step is to define some set
of categories, which we want to use for facial expression
classification and/or facial expression interpretation,and to
devise the mechanism of categorization.
Our aim is to explore the issues in design and
implementation of a system that could perform automated
facial expression analysis.In general, threemainstepscan be
distinguished in tackling the problem. First, before a facial
expression can be analyzed, the face must be detected in a
scene. Next is to devise mechanisms for extracting the facial
expression information from the observed facial image or
image sequence.
A. Face Detection
The first preparatory step consists to locate the face in the
input image. The face detection is performed by the
traditional Viola-Jones object detection framework. The
ViolaJones framework consists of two main steps: a) Haar-
like features extraction and b) Adaboost classifier [12].
B. Facial Feature Extraction
The next step consists to extract the facial features using the
Active Shape Models (ASM) proposed by Cootes et al. [13].
Typically the ASM works as follows: each structured object
or target is represented by a set of landmarks manually
placed in each image of the training set. Next, the landmarks
are automatically aligned to minimize the distance between
their corresponding points. The ASM creates a statistical
model of the facial shape which iteratively deform to fit the
model in a new image.
C. Facial Expression Classification
As previously shown in the related works, several classifiers
have been used to predict facial expressions. In this work,
the proposed system is evaluated with three different
classifiers: ANN, LDA and KNN. The goal is to determine
which of the three classifiers achieves thebestresultsforthe
seven facial expressions:happiness, anger,sadness,surprise,
disgust, fear and neutral. In the next section, the
experimental results of the proposed system are shown.
Fig I. Examples of ASM fiducial points location
The fiducial points' location results are shown as Fig.I. Two
images of one neutral and one surprise expression face
images. As can be seen, because of the different expressions,
there are different deformation of a face shape, especially in
the facial components.
D. Model selection and parameter selection
It is suggested that if we don't know which kernelfunction is
the most suitable, we always choose RBF as the first choice.
The RBF kernel nonlinearly maps instances to a higher
dimensional space, unlike the linear kernel function; it can
handle the case when the relation between class labels and
feature attributes is nonlinear. LIBSVM also provides a
parameter selection tool using the RBF kernel: cross
validation via parallel grid search. So, the parameters of our
experiments is the two: c and r corresponding the C-SVC
SVMs. Note that now under the one-against-one method,the
same pair wise parameters (c ,r) isused forour experiments'
7*(7-1)/6 binary C-SVC SVMs.
III. AUTOMATIC FACIAL EXPRESSION ANALYSIS
For its utility in application domains of human behavior
interpretation and multimodal/media HCI, automatic facial
expression analysis has attracted the interest of many
computer vision researchers. Since the mid-1970s, different
approaches are proposed for facial expression analysis from
either static facial images or image sequences. In 1992,
Samal and Iyengar [19] gave an overview of the earlyworks.
This paper explores and compares approaches to automatic
facial expression analysis thathavebeen developedrecently,
i.e., in the late 1990s. Before surveying these works in detail,
we are giving a short overview of the systems for facial
expression analysis proposed in the period of 1991 to 1995.
3.1. Face Detection
Table 1
Independently of the kind of input images-facial images or
arbitrary images-detection of the exact face position in an
observed image or image sequence has been approached in
two ways. In the holistic approach, the face is determined as
a whole unit. In the second, analytic approach, the face is
detected by detecting some important facial features first
(e.g., the irises and the nostrils). The location of the features
in correspondence with each other determines then the
overall location of the face. Table 1 provides a classification
of facial expression analyzers according to the kind of input
images and the applied method.
International Journal of Trend in Scientific Research and Development (IJTSRD) @ www.ijtsrd.com eISSN: 2456-6470
@ IJTSRD | Unique Paper ID - IJTSRD21754 | Volume – 3 | Issue – 3 | Mar-Apr 2019 Page: 292
Fig. II. Fiducial grid of facial points
IV. DISCUSSION
We believe that a well-defined and commonly used single
database of testing images (image sequences) is the
necessary prerequisite for“ranking”theperformancesofthe
proposed systems in an objectivemanner.Sincesuch asingle
testing data set has not been established yet, we left the
reader to decide the ranking of the surveyed systems
according to his/her own priorities and based on the overall
properties of the surveyed systems.
The experimental results have shown that the LDA classifier
has the best hit hate: 99.7% for MUG databaseand 99.5% for
FEEDTUM database. In addition, LDA is less sensitive than
ANN classifier. As we saw in experimental results, the ANN
shows higher hit hate variations given the numberof hidden
neurons, an issue that is absent in LDA classifier. Moreover,
in Section IV-B we have shown that LDA gets high hit rate
starting with 24 landmarks. However, KNN has left a great
deal to be desired, getting inferior results than ANNand LDA
classifiers.
V. CONCLUSION
Analysis of facial expressions is an intriguingproblemwhich
humans solve with quite an apparent ease. We have
identified three different but related aspects of theproblem:
face detection, facial expression information extraction,and
facial expression classification. Capability of the human
visual system in solving these problems has been discussed.
It should serve as a reference point for any automaticvision-
based system attempting to achieve the same functionality.
Among the problems, facial expression classification has
been studied most, due to its utilityinapplication domainsof
human behavior interpretation and HCI. Most of the
surveyed systems, however, are based on frontal view
images of faces without facial hair and glasses what is
unrealistic to expect in these application domains.Also, all of
the proposed approaches to automatic expression analysis
perform only facial expression classification into the basic
emotion categories defined by Ekman and Friesen [20].
Nevertheless, this is unrealistic since it is not at all certain
that all facial expressions able to bedisplayed on thefacecan
be classified under the six basic emotion categories.
Furthermore, some of the surveyed methods have been
tested only on the set of images used for training. We
hesitate in belief that those systems are person independent
what, in turn, should be a basic property of a behavioral
science research tool or of an advanced HCI. All the
discussed problems are intriguingandnonehasbeensolved,
in the general case. We expect that they would remain
interesting to the researchers of automated vision based
facial expression analysis for some time.
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[5] DeCarlo, D. Metaxas, and M. Stone,“AnAnthropometric
Face Model Using Variational Techniques,” Proc.
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[8] I.Essa and A. Pentland, “Coding, Analysis
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[9] A.J. Fridlund, “Evolution and Facial Action in Reflex,
Social Motive, and Paralanguage,” Biological
Psychology, vol. 32, pp. 3- 100, 1991.
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1,449, 1997.
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Recognition UsingModel-Based FeatureExtractionand
Action Parameters Classification,” J. Visual Comm. and
Image Representation, vol. 8, no. 3, pp. 278-290, 1997.
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Classification of Single Facial Images,” IEEE Trans.
International Journal of Trend in Scientific Research and Development (IJTSRD) @ www.ijtsrd.com eISSN: 2456-6470
@ IJTSRD | Unique Paper ID - IJTSRD21754 | Volume – 3 | Issue – 3 | Mar-Apr 2019 Page: 293
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Fiducial Point Location Algorithm for Automatic Facial Expression Recognition

  • 1. International Journal of Trend in Scientific Research and Development (IJTSRD) Volume: 3 | Issue: 3 | Mar-Apr 2019 Available Online: www.ijtsrd.com e-ISSN: 2456 - 6470 @ IJTSRD | Unique Paper ID - IJTSRD21754 | Volume – 3 | Issue – 3 | Mar-Apr 2019 Page: 290 Fiducial Point Location Algorithm for Automatic Facial Expression Recognition D. Malathi1, A. Mathangopi2, Dr. D. Rajinigirinath3 1PG Student, 2Assistant Professor, 3HOD, Department of CSE, 1,2,3Sri Muthukumaran Institute of Technology, Chikkarayapuram, Chennai, Tamil Nadu, India How to cite this paper: D. Malathi | A. Mathangopi | Dr. D. Rajinigirinath "Fiducial Point Location Algorithm for Automatic Facial Expression Recognition" Published in International Journal of Trend in Scientific Research and Development (ijtsrd), ISSN: 2456- 6470, Volume-3 | Issue-3, April 2019, pp.290-293, URL: http://www.ijtsrd.co m/papers/ijtsrd217 54.pdf Copyright © 2019 by author(s) and International Journal of Trend in Scientific Research and Development Journal. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0) (http://creativecommons.org/licenses/ by/4.0) ABSTRACT We present an algorithm for the automatic recognitionoffacialfeaturesforcolor images of either frontal or rotated human faces. The algorithmfirstidentifiesthe sub-images containing each feature, afterwards, it processes them separatelyto extract the characteristic fiducial points. Then Calculate the Euclidean distances between the center of gravity coordinate and the annotated fiducial points' coordinates of the face image. A system that performs these operations accurately and in real time would form a big step in achieving a human-like interaction between man and machine. This paper surveys the past work in solving these problems. The featuresarelooked forindown-sampledimages,the fiducial points are identified in the high resolution ones. Experiments indicate that our proposed method can obtain good classification accuracy. Keywords: Pattern Analysis and Recognition, Facial Feature Detection, Face Recognition, Image Processing I. INTRODUCTION The algorithms reported in literature can be classified into color-based and shape-based. The first class of methods characterizes the face and each feature with a certain combination of colors [4]. This is a low-cost approach, but, not very robust. The shape-based approaches look for specific shapes in the image adopting either template matching (with deformable templates [5] or not [6]), graph matching [7], snakes [8], or the Hough transform [9]. Although these methods give good results, they are computationally expensive and they often work only under restricted assumptions (regarding the head position andthe illumination conditions). In this paper we describe a technique which uses both color and shape information to automatically identify a set of feature fiducial points with great reliability. Results on a database of 200 color images, taken atdifferentorientations, illumination conditions and resolution are reported and discussed. The feature extraction methods are commonly divided into two major categories: texturefeatures(i.e.Grayintensity[1], Discrete Cosine Transform (DCT) [2], Local Binary mode (LBP) [3], Gabor Filter output [4], etc) and geometric features (i.e. Facial feature lines [5], FAUS [6], Active Shape Model (ASM) [7], etc). The terms “face-to-face” and “interface” indicatethattheface plays an essential role in interpersonal communication. The face is the mean to identify other members of the species, to interpret what has been said by the means of lipreading, and to understand someone's emotional state and intentions on the basis of the shown facial expression. Personality, attractiveness, age, and gender can also be seen from someone's face. Considerable research in social psychology has also shown that facial expressions help coordinate conversation [4], [22], and have considerably more effect on whether a listener feels liked or disliked than the speaker's spoken words [15]. Mehrabian indicated thatthe verbalpart (i.e., spoken words) of a message contributes only for 7 percent to the effect of the message as awhole,the vocalpart (e.g., voice intonation) contributes for 38 percent, while facial expression of the speaker contributes for 55 percentto the effect of the spoken message [55]. This implies that the facial expressions form the major modality in human communication. II. FACIAL EXPRESSION ANALYSIS In the case of static images, the process of extracting the facial expression information is referred to as localizing the face and its features in the scene. In the case of facial image sequences, this process is referredtoastrackingtheface and IJTSRD21754
  • 2. International Journal of Trend in Scientific Research and Development (IJTSRD) @ www.ijtsrd.com eISSN: 2456-6470 @ IJTSRD | Unique Paper ID - IJTSRD21754 | Volume – 3 | Issue – 3 | Mar-Apr 2019 Page: 291 its features in the scene. At this point, a clear distinction should be made between two terms, namely, facial features and face model features. The facial features are the prominent features of thefaceÐeyebrows, eyes,nose,mouth, and chin. The face model features are the features used to represent (model) the face. The face can be represented in various ways, e.g., as a whole unit (holistic representation), as a set of features (analytic representation) or as a combination of these (hybrid approach). The applied face representation and the kind of input images determine the choice of mechanisms for automatic extraction of facial expression information. The final step is to define some set of categories, which we want to use for facial expression classification and/or facial expression interpretation,and to devise the mechanism of categorization. Our aim is to explore the issues in design and implementation of a system that could perform automated facial expression analysis.In general, threemainstepscan be distinguished in tackling the problem. First, before a facial expression can be analyzed, the face must be detected in a scene. Next is to devise mechanisms for extracting the facial expression information from the observed facial image or image sequence. A. Face Detection The first preparatory step consists to locate the face in the input image. The face detection is performed by the traditional Viola-Jones object detection framework. The ViolaJones framework consists of two main steps: a) Haar- like features extraction and b) Adaboost classifier [12]. B. Facial Feature Extraction The next step consists to extract the facial features using the Active Shape Models (ASM) proposed by Cootes et al. [13]. Typically the ASM works as follows: each structured object or target is represented by a set of landmarks manually placed in each image of the training set. Next, the landmarks are automatically aligned to minimize the distance between their corresponding points. The ASM creates a statistical model of the facial shape which iteratively deform to fit the model in a new image. C. Facial Expression Classification As previously shown in the related works, several classifiers have been used to predict facial expressions. In this work, the proposed system is evaluated with three different classifiers: ANN, LDA and KNN. The goal is to determine which of the three classifiers achieves thebestresultsforthe seven facial expressions:happiness, anger,sadness,surprise, disgust, fear and neutral. In the next section, the experimental results of the proposed system are shown. Fig I. Examples of ASM fiducial points location The fiducial points' location results are shown as Fig.I. Two images of one neutral and one surprise expression face images. As can be seen, because of the different expressions, there are different deformation of a face shape, especially in the facial components. D. Model selection and parameter selection It is suggested that if we don't know which kernelfunction is the most suitable, we always choose RBF as the first choice. The RBF kernel nonlinearly maps instances to a higher dimensional space, unlike the linear kernel function; it can handle the case when the relation between class labels and feature attributes is nonlinear. LIBSVM also provides a parameter selection tool using the RBF kernel: cross validation via parallel grid search. So, the parameters of our experiments is the two: c and r corresponding the C-SVC SVMs. Note that now under the one-against-one method,the same pair wise parameters (c ,r) isused forour experiments' 7*(7-1)/6 binary C-SVC SVMs. III. AUTOMATIC FACIAL EXPRESSION ANALYSIS For its utility in application domains of human behavior interpretation and multimodal/media HCI, automatic facial expression analysis has attracted the interest of many computer vision researchers. Since the mid-1970s, different approaches are proposed for facial expression analysis from either static facial images or image sequences. In 1992, Samal and Iyengar [19] gave an overview of the earlyworks. This paper explores and compares approaches to automatic facial expression analysis thathavebeen developedrecently, i.e., in the late 1990s. Before surveying these works in detail, we are giving a short overview of the systems for facial expression analysis proposed in the period of 1991 to 1995. 3.1. Face Detection Table 1 Independently of the kind of input images-facial images or arbitrary images-detection of the exact face position in an observed image or image sequence has been approached in two ways. In the holistic approach, the face is determined as a whole unit. In the second, analytic approach, the face is detected by detecting some important facial features first (e.g., the irises and the nostrils). The location of the features in correspondence with each other determines then the overall location of the face. Table 1 provides a classification of facial expression analyzers according to the kind of input images and the applied method.
  • 3. International Journal of Trend in Scientific Research and Development (IJTSRD) @ www.ijtsrd.com eISSN: 2456-6470 @ IJTSRD | Unique Paper ID - IJTSRD21754 | Volume – 3 | Issue – 3 | Mar-Apr 2019 Page: 292 Fig. II. Fiducial grid of facial points IV. DISCUSSION We believe that a well-defined and commonly used single database of testing images (image sequences) is the necessary prerequisite for“ranking”theperformancesofthe proposed systems in an objectivemanner.Sincesuch asingle testing data set has not been established yet, we left the reader to decide the ranking of the surveyed systems according to his/her own priorities and based on the overall properties of the surveyed systems. The experimental results have shown that the LDA classifier has the best hit hate: 99.7% for MUG databaseand 99.5% for FEEDTUM database. In addition, LDA is less sensitive than ANN classifier. As we saw in experimental results, the ANN shows higher hit hate variations given the numberof hidden neurons, an issue that is absent in LDA classifier. Moreover, in Section IV-B we have shown that LDA gets high hit rate starting with 24 landmarks. However, KNN has left a great deal to be desired, getting inferior results than ANNand LDA classifiers. V. CONCLUSION Analysis of facial expressions is an intriguingproblemwhich humans solve with quite an apparent ease. We have identified three different but related aspects of theproblem: face detection, facial expression information extraction,and facial expression classification. Capability of the human visual system in solving these problems has been discussed. It should serve as a reference point for any automaticvision- based system attempting to achieve the same functionality. Among the problems, facial expression classification has been studied most, due to its utilityinapplication domainsof human behavior interpretation and HCI. Most of the surveyed systems, however, are based on frontal view images of faces without facial hair and glasses what is unrealistic to expect in these application domains.Also, all of the proposed approaches to automatic expression analysis perform only facial expression classification into the basic emotion categories defined by Ekman and Friesen [20]. Nevertheless, this is unrealistic since it is not at all certain that all facial expressions able to bedisplayed on thefacecan be classified under the six basic emotion categories. Furthermore, some of the surveyed methods have been tested only on the set of images used for training. We hesitate in belief that those systems are person independent what, in turn, should be a basic property of a behavioral science research tool or of an advanced HCI. All the discussed problems are intriguingandnonehasbeensolved, in the general case. 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  • 4. International Journal of Trend in Scientific Research and Development (IJTSRD) @ www.ijtsrd.com eISSN: 2456-6470 @ IJTSRD | Unique Paper ID - IJTSRD21754 | Volume – 3 | Issue – 3 | Mar-Apr 2019 Page: 293 Pattern Analysis and Machine Intelligence, vol. 21, no. 12, pp. 1,357-1,362, 1999. [17] M. Rosenblum, Y. Yacoob, and L. Davis, “Human Emotion Recognition from Motion Using a RadialBasis Function Network Architecture,” Proc.IEEEWorkshop on Motion of Non-Rigid and Articulated Objects,pp. 43- 49, 1994. [18] H.A. Rowley, S. Baluja, andT. Kanade,“NeuralNetwork- Based Face Detection,” IEEE Trans. Pattern Analysis and Machine Intelligence, vol. 20, no. 1, pp. 23-38, Jan. 1998. [19] A. Samal and P.A. Iyengar, “Automatic Recognition and Analysis of Human Faces and Facial Expressions: A Survey,” Pattern Recognition, vol. 25, no. 1, pp. 65-77, 1992. [20] K.K. Sung and T. Poggio, “Example-Based Learning for ViewBased Human FaceDetection” IEEE Trans.Pattern Analysis and Machine Intelligence, vol.20,no.1, pp.39- 51, Jan. 1998. [21] D. Terzopoulos and K. Waters, “Analysis and Synthesis of Facial Image Sequences Using Physical and Anatomical Models,” IEEE Trans. Pattern Analysis and Machine Intelligence, vol. 15, no. 6, pp. 569-579, June 1993. [22] N.M. Thalmann, P. Kalra, and M. Escher,“FacetoVirtual Face,” Proc. IEEE, vol. 86, no. 5, pp. 870-883, 1998.