SlideShare a Scribd company logo
!
!
!
Evolution of Adaptive Military Leadership
!
by
!
Shaun S. Lott
!
Submitted to the El Paso Campus
In Partial Fulfillment of the Requirements of the
Degree of Master of Arts in Leadership
!
!
!
University of Texas at El Paso
El Paso Campus
February 2008
!
!
!
!
!
!
!
ABSTRACT
Researcher: Shaun S. Lott
Title: Evolution of Adaptive Military Leadership
Institution: University of Texas at El Paso
Degree: Master of Arts in Leadership
Year: 2008
Over the decades the United States Army has participated in
major and minor wars, conflicts, as well as stability and
support operations. The collapse of the Soviet Union and the
devastating defeat of the Iraqi Army during Desert Storm has
yielded at different type of threat Army leadership has been
forced to adapt to---the asymmetric threat of terrorist or
Taliban tactics. These relatively new terrorist tactics have
created a paradigm shift in the training, managing, and
leadership traits throughout the ranks of the Army which has
created the rise of adaptive leadership. I will address the
following questions:
1. How did adaptive leadership evolve in the military
ranks?
2. Is doctrine driving the change for adaptive
leadership or is it toady’s threat?
3. How has decentralized, adaptive leadership impact
organizational behavior?
4. How have leaders dealt with the change from
regimented formations and written doctrine to
ambiguous situations and little to no doctrine?
TABLE OF CONTENTS
Page
Abstract 1
!
Chapter
I Why Adaptive Leadership? 4
!
II Is the Army developing adaptive leaders? 9
III Task Leaders versus Social Specialist 13
!
IV Developing Leadership Theory 20
!
V Biographical Statement 26
!
References
!
!
!
!
!
!
!
!
!
!
CHAPTER I
Why Adaptive Leadership?
!
Adaptive leadership in today's Army is increasingly
important with technological changes and the force-structure
downsizing that all military services are experiencing.
Adaptive leadership is necessary in today's complex and
ambiguous military environment. Technology and the
availability and flow of information contribute to a very
fluid operational situation. US Army Field Manual (FM) 6-22,
Army Leadership, has added transactional and transformational
leadership styles of directing, participating, and delegating.
These styles add to the leader's arsenal of leadership styles
that can be used to shape behavior, emotions, and the
organizational climate. Leaders are not limited to one style
in a given situation and, with the nature of the battlefield
today and tomorrow, being able to adapt appropriate styles
will influence soldiers' success. Techniques from different
styles are used to motivate people and accomplish the mission.
A leader's judgment, intelligence, cultural awareness, and
self-control "play major roles in helping you choose the
proper style and the appropriate techniques for the task at
hand." One of the serious problems in planning the fight
against U.S. Army doctrine is that soldiers do not read their
manuals, nor do they feel any obligation to follow their
doctrine.
The U.S. Army has a great history of innovation, from
the use of irregular tactics during the American Revolutionary
War to improvised vehicle armor in Operation Iraqi Freedom.
Continuing in this tradition and recognizing its value, the
former Secretary of the United States Army, the Honorable
Louis Caldera, stated at a press conference in October 1999:
"We are working on producing leaders for change, not just
leaders who are doctrinally capable and competent leaders for
war fighting, but leaders also for all kinds of missions with
the capability to deal with an evolving global situation in
which the array of threats faced goes across the entire
spectrum."
Army Leadership makes numerous references to the need to
adapt as a leader: "You must adapt and improvise"; "no exact
blue print will exist for success in every context; leadership
and the ability to adapt to the situation will carry the day";
"adapt to and handle fluid environments"; "envision, adapt,
and lead change." What Army leadership doctrine does not offer
is a true definition of adaptive leadership; it offers only
random imperatives of the importance to adapt. Recognizing the
need for a new type of leadership (and perhaps recognizing the
inadequacy of FM 6-22), the Interim Brigade Combat Team (IBCT)
Organizational and Operational (O&O) Concept defines an
adaptive leader as "[a] leader who can influence people--by
providing purpose, direction, and motivation--while operating
in a complex, dynamic environment of uncertainty and ambiguity
to accomplish the mission and improve the organization."
Leadership is a process by which a person influences
others to accomplish an objective and directs the organization
in a way that makes it more cohesive and coherent. Leaders
carry out this process by applying their leadership
attributes, such as beliefs, values, ethics, character,
knowledge, and skills. Leadership differs in that it makes the
followers want to achieve high goals, rather than simply
issuing orders for people to follow.
The basis of good leadership is honorable character and
selfless service to your organization. People want to be lead
by those who they respect and who possess a clear sense of
direction and purpose. To gain respect, they must be ethical.
A sense of direction is achieved by conveying a strong vision
of the future. Different people require different styles of
leadership. For example, a new hire or recruit requires more
supervision than an experienced employee or soldier. Likewise,
a person who lacks motivation requires a different approach
than one with a high degree of motivation. The fundamental
starting point is having a good understanding of human nature,
such as needs, emotions, and motivation. You must learn to
know your employees' be, know, and do attributes.
Every organization has a particular work environment,
which dictates to a considerable degree how its leaders
respond to problems and opportunities. This is formed by its
heritage of past leaders and its present leaders. Successful
organizations have leaders who set high standards and goals
across the entire spectrum, such as strategies, market
leadership, plans, meetings and presentations, productivity,
quality, and reliability.
Additionally, values reflect the concern the
organization has for its employees, customers, investors,
vendors, and surrounding community. These values define the
manner in how business will be conducted. Concepts define what
products or services the organization will offer and the
methods and processes for conducting business. These goals,
values, and concepts make up the organization's "personality"
or how the organization is observed by both outsiders and
insiders. This personality defines the roles, relationships,
rewards, and rites that take place.
In an effective leadership situation, the leader is the
social architect whose leadership style is analysis and
design. While in an ineffective leadership situation, the
leader is a petty tyrant whose leadership style becomes
suppressed in the details of all subordinates. In contrast,
structural leaders are more effective by focusing on
structure, strategy, environment, implementation,
experimentation, and adaptation.
In an effective leadership situation, the leader is a
catalyst and servant whose leadership style is supporting,
advocating, and empowering. Human Resource Leaders believe
effective leaders are able to communicate belief by being
visible and accessible to change; they are empowering,
increase participation, support, share information, and move
decision making down into the organization. The effective
leader is an advocate of empowerment, whose leadership style
is coalition and building. While in an ineffective leadership
situation, the leader is a hustler, whose leadership style is
predicated on manipulation. For example, some political
leaders clarify what they want and what they can get; they
assess the distribution of power and interests; they build
linkages to other stakeholders, use persuasion first, and then
use negotiation and coercion only if necessary to achieve a
political end. One critical constant to both effective and
ineffective leadership styles is adaptation. Surviving both
ambiguous and unambiguous situations through adaptive
leadership is key to the survival of the modern day leader.
!
!
!
!
!
!
!
!
!
!
!
!
CHAPTER II
Is the Army developing adaptive leaders?
!
With this definition of adaptive leadership, which more
clearly identifies the characteristics that foster change in
an operating environment, the question becomes, Is the Army
developing adaptive leaders? If not, how can the current
development system be refined to do so? As leaders and
managers face rapidly changing environments and
circumstances--at a pace accelerated by the dramatic influx of
information that literally assails decision makers in the
digital age--the search for new methods leads to a rethinking
of leadership approaches needed to exercise command and
control in our increasingly information oriented Army.
Maximizing these skills within the context of adaptive
thinking, it is evident that adaptive leaders are proactive
and exert influence over their environment, not merely
reacting to situations. Adaptive leaders use available
information and their knowledge of their units to generate
creative solutions to complex problems. By encouraging
innovation and junior leader/soldier involvement in solving
problems (rather than merely dictating top-down solutions),
they create the conditions where their units actually grow and
get stronger while meeting challenges. But how does adaptive
leadership apply to the engineer leader? Arguably, engineers
traditionally perform well-defined tasks and missions. Our
success is often predicated on what some consider near-
mechanical execution. Do we need adaptive leaders? To see a
need for adaptive leadership and the need to develop adaptive
leaders, we must identify the changing environment and
situations that face our engineer leaders and then see how
adaptive leadership can help.
If Army engineers only had to deal with their mission-
training-plan-based tasks, then our need for adaptive
leadership would perhaps be limited. All we'd need to do is
train each soldier and subordinate leader to be a cog in a
well-oiled machine. Most engineers would only embark upon
tasks within the limits of their technical specialty. Combat-
heavy engineers perform construction. Sappers prepare to
breach and conduct demolitions. Perhaps an over-
simplification, but by and large, engineers have often
occupied and acted within a very well-defined and highly
evolved niche within the military organization--deliberate
operations in highly static environments that intentionally
minimize ambiguity. Adaptiveness requires leader versatility.
Nowhere is this more certain than in the engineers.
Unfortunately, we often do not spend time developing
versatility. Rather, engineer units often intentionally narrow
their training focus. The drive toward specialization--perhaps
overspecialization--is strong, particularly when so many of
our units occupy "one-mission niches" in training environments
such as the combat-training centers.
The Army has pursued the idea of adaptive leadership
since the formation of the Continental Army. Because
organization, control, discipline, and teamwork were lacking,
General George Washington sought the aid of Baron Frederich
von Steuben, a former Prussian staff officer of Frederick the
Great, to write drill movements and regulations to instill
discipline in "an Army of several thousand half starved,
wretched men in rags." From the beginning of U.S. military
psychology almost 100 years ago, there has been a
preoccupation with predicting effective military behavior,
particularly in leaders. Most of the early military
classification and qualification tests sought to predict
behavior under the common assumption that certain ideal
behavior would inevitably lead to highly desirable performance
as a leader. Military leaders must make use of the studies and
histories of military units and figures, and not repeat
mistakes of the past. Leaders should learn from the past and
focus on issues that concern soldiers simultaneously with
mission accomplishment. Leadership effectiveness cannot be
overemphasized in leader development and training, especially
leader effectiveness in combat. Military leadership studies
must focus on military leadership instead of management.
Behaviors of corporate managerial leaders do not correlate
directly to the behaviors of military leaders although the
correlation has been assumed in military leader development
programs. Modern military training for combat leaders tends to
stress the managerial functions of the officer and his
abilities to manage materiel and personnel. This managerial
training generally receives greater emphasis than tactics.
Military leaders are different from leaders in other types of
organizations because they are appointed and not emergent. The
military leader's authority to lead derives from the
Constitution. If he cannot pull his followers by force of
character, he can push them by force of law. Military
leadership is essentially autocratic and operates in a wheel
rather than an all channel communication net. The flow of
communication, or essential information, is between the leader
and his subordinates rather than among all the members of his
group. The wheel net, though no doubt gratifying to autocratic
leaders, produces more errors, slower solutions, and reduced
gratification to the group than does the more democratic all
channel net. Effective leaders are able to adjust
communication flow by adapting situationally appropriate
leadership styles.
!
!
!
!
!
!
!
!
CHAPTER III
Task Leaders versus Social Specialist
!
In light of these considerations, military leadership
has been effective. The military leader, like any other
leader, has two roles: the task specialist and the social
specialist. His primary concern is to achieve the group's goal
of defeating an enemy in combat. For such a role, being
likable is a less-important trait than being more active, more
intelligent, or better informed than his followers. As a
social specialist, a leader's main function is preserving good
personal relations within the group, maintaining morale, and
keeping the group intact. In a military environment, the
functions of a successful social specialist prevent mutiny and
reduce such symptoms of low morale such as absenteeism,
desertion, malingering, and crime. The social function
achieves cohesion as a team or unit. The ideal military leader
combines excellence as a task specialist with an equal flair
for social or heroic leadership. Predictors of successful
combat leadership include having first-level leadership
experience, time in the unit, unit relationships, job
knowledge, and the concomitant security of knowing the right
thing to do. All these lead to the confidence required to
perform well under threatening conditions. Social support is
more important for successful and effective leadership at
lower levels than at higher ones. The characteristics that
earmark the effective combat leader may not be the same as
those that identify the appointed leader.
The leader must continuously seek alternatives to apply
to new situations. Leaders at lower levels must have more
initiative and foresight and decreased sensitivity to rank
differences. This shifts the leader's focus from who is right
to what is right, an adaptive view that relies on information
to meet technical challenges. Leaders all levels must possess
higher technical competence and have the ability to apply that
expertise while maintaining cohesive units. Because of stress
in the military environment, leaders must generate high unit
cohesion before hostilities begin. Leaders must be able to
operate autonomously, building respect and values for
maintaining the purpose and will of their units in combat.
They need greater flexibility and adaptability to deal with
surprise. Units must be able to operate expediently to meet
the challenge of unanticipated events. Flexibility must be a
unit norm and an individual characteristic. Also, units must
have the opportunity to train in unfamiliar situations, to
learn from mistakes, and to learn the process of thorough
thinking so that the initial shock of combat stress does not
cause cognitive freezing. Leaders must have the capacity to
create a climate for more junior leaders that permits rational
risk taking. The climate must foster training, coaching, and
developing subordinate leaders. The increasing level of
sophistication in military hardware, tactics, and techniques
require the military leader to empower the subordinate to take
on more complex tasks with fewer resources. The leader must be
aware of power and politics, which previously have been a
prerequisite for only the most senior leaders.
However, the private sector left the Army behind in the
use of developmental feedback from peers and subordinates.
Leaders can improve by combining conceptual training,
developmental feedback, an environment for continuous
learning, a performance appraisal system that attends to both
development and selection, and a system of promoting leaders
based on more than written reports. This combination has
proven effective in the private sector but is deficient in
developing military leaders in the field. To improve
leadership, one must define an effective leader. An effective
leader should be someone who exercises transactional
leadership and puts leadership theory into practice. There
must be a focus on selecting programs that identify personal
leadership traits related to leader effectiveness. The concept
of leadership that most consistently matches the military
ideal seems to emphasize transformational leadership training.
The common themes of military leadership training are a focus
on contingency leadership principles, followership that
precedes leadership activities, leadership experiences
combined with feedback, and formal classroom training designed
to provide the theoretical basis for leadership experiences. A
variety of empirical studies have demonstrated that
transformational leadership augments or supplements
transactional leadership, and training in that area would be a
beneficial addition to leadership training programs. Personal
traits, attitudes, values, and past experience influence
leadership style and performance. Situational factors and the
ability and motivation of one's followers also influence
leadership style and performance. A leader must correctly
assess situational factors and adapt the most appropriate and
effective leadership style for that situation. A leader must
also augment transactional leadership behavior with
transformational behavior to impact his followers
significantly.
The situational leadership model rests on two concepts:
one, that leader effectiveness results from using a behavioral
style that is appropriate to the demands of the environment;
and two, that leader effectiveness depends on learning to
diagnose that environment. Diagnosing the environment is the
first of the three competencies of leadership. Adapting to the
environment with the appropriate leadership style and
communicating that style to subordinates are the other two
leader competencies.
Appropriate leadership style is determined by the
leader's assessment of an individual's maturity level relative
to the task at hand. Once the leader identifies the maturity
level, he can identify the appropriate leadership style (the
curve determines the appropriate leadership style).
Fundamental to the theory is the leader's ability to adjust
his style to meet the maturity of the followers. The
indication that the leader is using the appropriate style will
be performance or results. There has been much discussion and
some good papers presented regarding what theory is and how
theories are developed. Therefore, a detailed discussion here
would not illuminate the matter any better, if at all.
Regarding development of a theory of military leadership, it
is safe to say that the phenomenon has been identified and
that collection and codification of some knowledge has
occurred. A rough set of expectations has been developed. That
is, we expect military leaders to prepare for and act
successfully in violent military conflict. It is difficult to
go much beyond these rough abstractions, however. More
detailed expectations about military leadership begin to
divide along cultural, geographic and even time lines. For
example, in the United States today, we would not expect a
brigade or division commander to go into battle at the head of
his men, although we expect him to become personally involved
in combat to lead his men if the need arises. During the
American Civil War, Grant was often at the front, but usually
took care to stay out of range of small arms and cannon. By
contrast, subordinate Union commanders were regularly at the
head of their attacking formations, or at the most dangerous
place in a defensive line. For Alexander the Great, it would
have been unthinkable for him to be anywhere but at the van of
his army for any battle. The cultural ethos of Macedonia at
the time was such that he would have lost his throne had he
done otherwise.
Despite apparent differences in leadership expectations
across time and space, it is likely that additional common
expressions of expectations can be developed. This is one of
the elements that must be examined in future research. Theory
should be comprehensive and must be coherent, and at the same
time it should also be simple. Theory must explain practice.
Since military conflict is an extremely complex domain, one
that is neither art nor science but an amalgam of the two, it
might be expected that any comprehensive theory of military
leadership would be complex instead of simple. Future research
might be based on a general guide: it is better to get
something about right (with less detail), than to get it
precisely wrong (with so much detail that the object is lost).
Ideally, theory will provide cause and effect relationships.
However, initial research may only show associations of
factors, and fails to adequately explain the underlying
relationship. For practical purposes, theory must explain
practice in terms of outcomes; interwoven processes can be
investigated once a general set of principles has been
established. Although military conflict dates back as far as
5,000 years, there has been little scientific analysis of
quantitative, objective data. Early statistical records of
battles date to about 1600. However, most of the recorded work
on military conflict and military leadership is qualitative
and subjective. This is not necessarily bad, for subjective
analysis can help to explain cause and affect relationships,
but it is less helpful in support of scientific examinations
of the phenomena.
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
CHAPTER IV
Developing Leadership Theory
!
Scientific approaches to developing leadership theory
can rely on four things: data from the historical record (that
is, data of "real" experiences); the knowledge of experts (be
they military leaders, analysts or historians); rational
thought; and experimentation. For research regarding military
conflict it is impractical to conduct experimental wars. For a
theory of military leadership, however, the situation is
somewhat modified. Military leaders perform in peacetime as
well as in war, and their peacetime performance can be more
easily assessed and evaluated; then, it could be compared to
wartime performance, and a set of performance criteria
established. This thought is hardly a new one, but it can (and
should) be the basis for more scientific investigation in the
future. The recent advent of (Western) military
professionalism over the past 200 years is a hopeful sign.
Combined with advances in technology, particularly
communication and computer technology, professional militaries
have a good capability to capture, record and store data
relevant to scientific examinations of military conflict.
Although we may be slow to catch on, we should begin to
capitalize on this source of information for future analysis.
Leadership has been described simply as "the process of
influencing others.” It is probably correct to say that
leadership has been a feature of all cultures throughout
history. It has certainly been an indispensable quality in all
cultures that have survived and flourished. Despite its
ubiquitous nature, however, a full understanding of leadership
remains elusive. Military leadership is defined as "the art of
direct and indirect influence and the skill of creating the
conditions for organizational success to accomplish missions
effectively." In general, junior leaders exercise their
influence directly, while senior leaders must employ both
direct and indirect influencing methods. Although this
definition is an abstraction, closer examination helps
discover some important aspects of military leadership.
Influence can be direct (i.e., personal contact) or indirect
(i.e., sending orders down the chain of command, regulations,
standing operating procedures). Leadership must focus on an
object, or mission. The process of leading relies on creating
conditions so that an organization may function. With the
exception of the term "mission," which has military
connotations, the definition of leadership could apply equally
to business and industrial leadership and to political
leadership. It should be noted that whoever coined the
foregoing definition did so by relying on a base of knowledge
and by applying reasoning to some sort of theoretical
construct, whether they realized it or not.
The leader makes several decisions in determining the
appropriate leadership style. The first is the objective and
the individual or group activities that the leader wants to
influence. The next is determining the group's readiness
level, followed by determining the appropriate leadership
style. The leader then assesses results and reassesses the
accomplishment of objectives and determines if further
leadership is indicated. If there is a gap between expected
performance and actual performance, then additional leadership
interventions are in order and the cycle is repeated. Tasks,
readiness, and results are dynamic, and leadership is a
fulltime job. Military leadership is not new, nor are models
relating to it. There are macro and micro models of
leadership. It is taught in schools. It is codified in
manuals. Officer and noncommissioned officer efficiency
reports are, in themselves, a set of leadership expectations.
"Fit the OER model," one is told, "and you'll do well." Why,
then, is there a need for a theory of military leadership?
Doesn’t one already exist? The answer is "Yes," or practically
so, at least for specific militaries of various countries. The
problem is that an overall theory of military leadership is
desirable, rather than nation-specific theories or models. In
addition, theory should explain bad as well as good behavior.
The body of knowledge that exists, that forms the basis for
courses on leadership and evaluations of leader performance,
provides an invaluable point of departure for developing and
expressing a theory of military leadership that should be
universally applicable. Whether it will prove correct or not,
many of the constructs that currently exist in leadership
course literature in the United States have been applied in
this work, as we shall see.
The design uses the leader style/subordinate maturity
match, outcome measures of performance, satisfaction with
supervision, and job satisfaction. The military environment
provides a clear delineation of relationships between
subordinate and superior relationships where the superior is
responsible for developing subordinate's maturity. The study
uses a 360-degree evaluation of the perceptions of leader
effectiveness and provides an organizational leadership
effectiveness average or composite that is correlated with the
outcome measures. Feedback on the leader's effectiveness is
provided with self, peer, and subordinate as well as superior
evaluations. The military services use this type of feedback
for leader training in academic settings but not in the field
or fleet. Following the recruiting challenge comes the
retention challenge. Deployment burnout, doing more with less,
and the new Army culture's lack of support for family
togetherness has soldiers leaving the Army. Soldiers who leave
the service are not afraid of being jobless, and a new Army
program guarantees positions in major corporations for
recruits who complete their enlistments. Retention is a morale
and cohesion issue, both of which are outcomes of effective
leadership. Important in this leader development process is
feedback from peers, subordinates, and supervisors as well as
continuous self assessment. The thorough study of other
leaders provides leaders a perspective to analyze
effectiveness and to take what works and incorporate it into
their own self-development process. Critical leader
development includes a thorough understanding of subordinates'
strengths, weaknesses, and professional goals. The leader must
be aware of his subordinates' readiness.
Military leadership and command are two closely linked
elements. It is difficult, if not impossible, to consider one
without considering the other. Command and leadership are
almost the same, but not quite. For a theory of military
conflict to be coherent, supporting theories of command and
leadership must integrate into a coherent whole. Ultimately,
military leadership must deal with fighting an opposing force,
and do this through generation and application of combat
power. This is the object that drives military leaders, and it
results in a condition of battle signified by both casualties
and fear in a lethal environment. There are many other
military objects, of course. Their range can seem daunting,
particularly now in the so-called "new era." Militaries have
to reckon with roles and missions that often appear far
removed from the battlefield. Nevertheless, the cornerstone of
military existence remains as it always has, the preservation
of national existence and protection of vital interests. If
necessary this preservation is achieved through war as
directed by national, political leaders.
The term "paradigm" has been subject to undisciplined
use, but it has come to mean a "fundamental image of the
subject matter within a scientific or a field of knowledge. In
its’ broadest unit of consensus within the field, and it
serves to differentiate one community (or sub community) from
another. It defines what should be studied, what questions
should be asked, and what rules should be followed in
interpreting the answers obtained." The study of leadership
dynamics and its’ adaptation over the years can be summed up
in two words---experience and intuition. The demands of
leadership throughout the military ranks exercise the
proverbial leadership muscle. Organizational leadership will
continue to adapt in order to meet mission accomplishment at
all levels. The evolution continues. 

CHAPTER V
BIOGRAPHICAL STATEMENT
!
Shaun S. Lott
!
I was born on October 30, 1969 in Laurel, Mississippi to
Sidney (retired Army Sergeant Major) and LaBarbara Lott. I
met and married my wife Dianna from Tampa, Florida in 1990.
We have five beautiful kids, four boys and one girl.
In 1987, I graduated from Fulda American High School in
Germany and attended Mississippi State University. After one
year of college, I enlisted in the Army in 1988. Over a
period of three years, I was promoted from the rank of private
to specialist. In 1991, I applied for the Army’s Green to
Gold Scholarship which allows soldiers to be released from the
military to earn a bachelors degree. Upon acceptance, I
attended Tuskegee University in Alabama from 1991-1995.
After graduating with a bachelor’s degree in history, I
was commissioned as an Air Defense Artillery officer in 1995.
I have held numerous leadership positions to date to include:
platoon leader, company executive officer, battalion
maintenance officer, battalion assistant operations officer,
battery commander, Joint Readiness Training Center observer,
Captain’s Career Course Instructor/Chief, Secretary to the
General Staff, and battalion operations officer.
Additionally, I have deployed overseas to serve in Germany,
Korea, and Bosnia.
I’m currently serving as the battalion operations
officer for over 600 Soldiers while deployed to Korea. Upon
completion of my assignment in Korea, I will be assigned as a
student in Leavenworth to attend the Command and General Staff
College.
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
!
References
!
Henricks, Mark (2004) Good Business: Leadership, Flow and the
Making of Meaning. Entrepreneur
!
Dr. Karol G. Ross, "Training Adaptive Leaders. Are We Ready?,"
Field Artillery Journal, September-October 2000, p. 16.
!
FM 6-22, Army Leadership. Fort Leavenworth, Kansas: U.S. Army
Combined Arms Center, 06 October 2006.
!
"Strategic Culture: The American Mind," a chapter in Essays on
Strategy IX, Thomas C. Gill, ed., National Defense
University Press, Washington, D.C., August 1993.
!
On War, Karl von Clausewitz, O. J. Matthijs Jolles, trans.,
Random House, New York, 1943.
!

More Related Content

What's hot

Intd670 1103 a-10-schwappach-loren-p1-t2
Intd670 1103 a-10-schwappach-loren-p1-t2Intd670 1103 a-10-schwappach-loren-p1-t2
Intd670 1103 a-10-schwappach-loren-p1-t2Loren Schwappach
 
Transformational leadership I
Transformational leadership ITransformational leadership I
Transformational leadership I
DR SATYANARAYANA DASH,IAS (RETD.)
 
Becomming a Leader
Becomming a LeaderBecomming a Leader
Becomming a Leadermineflores99
 
Leadership
LeadershipLeadership
Leadership
AnamikaRai24
 
Islamic leadership
Islamic leadershipIslamic leadership
Islamic leadership
Rado Wijaya
 
Transforming The Workforce Through Logistics Leadership R
Transforming The Workforce Through Logistics Leadership RTransforming The Workforce Through Logistics Leadership R
Transforming The Workforce Through Logistics Leadership RPhilbert Suresh
 
Leadership training
Leadership trainingLeadership training
Leadership trainingWael Aziz
 
Leadership Powerpoint Team1 Proposal Final
Leadership Powerpoint Team1 Proposal FinalLeadership Powerpoint Team1 Proposal Final
Leadership Powerpoint Team1 Proposal Final
avanrivers
 
Transformational leadership
Transformational leadership Transformational leadership
Transformational leadership
Cp Prasad
 
Leadership and Organizational Function
Leadership and Organizational FunctionLeadership and Organizational Function
Leadership and Organizational FunctionOleg Nekrassovski
 
Business strategy
Business strategyBusiness strategy
Business strategy
AMIR KHAN
 
Tools for Leading Teams
Tools for Leading Teams Tools for Leading Teams
Tools for Leading Teams
WINNERS-at-WORK Pty Ltd
 
Tools for Leading Teams
Tools for Leading Teams Tools for Leading Teams
Tools for Leading Teams
WINNERS-at-WORK Pty Ltd
 
Symposium CONF 201 Leadership vs Management from a Military Background – What...
Symposium CONF 201 Leadership vs Management from a Military Background – What...Symposium CONF 201 Leadership vs Management from a Military Background – What...
Symposium CONF 201 Leadership vs Management from a Military Background – What...
PMI-Montréal
 

What's hot (15)

Intd670 1103 a-10-schwappach-loren-p1-t2
Intd670 1103 a-10-schwappach-loren-p1-t2Intd670 1103 a-10-schwappach-loren-p1-t2
Intd670 1103 a-10-schwappach-loren-p1-t2
 
Transformational leadership I
Transformational leadership ITransformational leadership I
Transformational leadership I
 
Effective leadership
Effective leadershipEffective leadership
Effective leadership
 
Becomming a Leader
Becomming a LeaderBecomming a Leader
Becomming a Leader
 
Leadership
LeadershipLeadership
Leadership
 
Islamic leadership
Islamic leadershipIslamic leadership
Islamic leadership
 
Transforming The Workforce Through Logistics Leadership R
Transforming The Workforce Through Logistics Leadership RTransforming The Workforce Through Logistics Leadership R
Transforming The Workforce Through Logistics Leadership R
 
Leadership training
Leadership trainingLeadership training
Leadership training
 
Leadership Powerpoint Team1 Proposal Final
Leadership Powerpoint Team1 Proposal FinalLeadership Powerpoint Team1 Proposal Final
Leadership Powerpoint Team1 Proposal Final
 
Transformational leadership
Transformational leadership Transformational leadership
Transformational leadership
 
Leadership and Organizational Function
Leadership and Organizational FunctionLeadership and Organizational Function
Leadership and Organizational Function
 
Business strategy
Business strategyBusiness strategy
Business strategy
 
Tools for Leading Teams
Tools for Leading Teams Tools for Leading Teams
Tools for Leading Teams
 
Tools for Leading Teams
Tools for Leading Teams Tools for Leading Teams
Tools for Leading Teams
 
Symposium CONF 201 Leadership vs Management from a Military Background – What...
Symposium CONF 201 Leadership vs Management from a Military Background – What...Symposium CONF 201 Leadership vs Management from a Military Background – What...
Symposium CONF 201 Leadership vs Management from a Military Background – What...
 

Viewers also liked

Situational Leadership
Situational LeadershipSituational Leadership
Situational Leadership
ahmad bassiouny
 
Military leadership
Military leadershipMilitary leadership
Military leaderships1ng
 
Leadership & styles
Leadership & stylesLeadership & styles
Leadership & stylesAshish Kumar
 
Basic army leadership
Basic army leadershipBasic army leadership
Basic army leadership
TXARNGG3
 
Management vs leadership
Management vs leadershipManagement vs leadership
Management vs leadershipKeith Miller
 
Hersey-Blanchard Situational Leadership Theory
Hersey-Blanchard Situational Leadership TheoryHersey-Blanchard Situational Leadership Theory
Hersey-Blanchard Situational Leadership TheoryDaryl Tabogoc
 
Leadership & motivation workshop
Leadership & motivation workshop Leadership & motivation workshop
Leadership & motivation workshop
gihan aboueleish
 
Leadership Styles with Examples
Leadership Styles with ExamplesLeadership Styles with Examples
Leadership Styles with Exampleschintu83
 

Viewers also liked (11)

Situational Leadership
Situational LeadershipSituational Leadership
Situational Leadership
 
Military leadership
Military leadershipMilitary leadership
Military leadership
 
Introduction to military leadership
Introduction to military leadershipIntroduction to military leadership
Introduction to military leadership
 
Military leadership
Military leadershipMilitary leadership
Military leadership
 
Leadership & styles
Leadership & stylesLeadership & styles
Leadership & styles
 
Basic army leadership
Basic army leadershipBasic army leadership
Basic army leadership
 
Military leadership
Military leadershipMilitary leadership
Military leadership
 
Management vs leadership
Management vs leadershipManagement vs leadership
Management vs leadership
 
Hersey-Blanchard Situational Leadership Theory
Hersey-Blanchard Situational Leadership TheoryHersey-Blanchard Situational Leadership Theory
Hersey-Blanchard Situational Leadership Theory
 
Leadership & motivation workshop
Leadership & motivation workshop Leadership & motivation workshop
Leadership & motivation workshop
 
Leadership Styles with Examples
Leadership Styles with ExamplesLeadership Styles with Examples
Leadership Styles with Examples
 

Similar to Evolution of Adaptive Military Leadership

Army Leadership Philosophy
Army Leadership PhilosophyArmy Leadership Philosophy
Navigating the Battlefield of Leadership_ Exploring Diverse Leadership Styles...
Navigating the Battlefield of Leadership_ Exploring Diverse Leadership Styles...Navigating the Battlefield of Leadership_ Exploring Diverse Leadership Styles...
Navigating the Battlefield of Leadership_ Exploring Diverse Leadership Styles...
CIOWomenMagazine
 
Military Leadership Development
Military Leadership DevelopmentMilitary Leadership Development
Army Leadership Levels
Army Leadership LevelsArmy Leadership Levels
Army Leadership Levels
NeedHelpWritingAPape
 
TEXT BOOK READING FOR ASSIGNMENT. PGS 141-142 BELOW.docx
TEXT BOOK READING FOR ASSIGNMENT. PGS 141-142 BELOW.docxTEXT BOOK READING FOR ASSIGNMENT. PGS 141-142 BELOW.docx
TEXT BOOK READING FOR ASSIGNMENT. PGS 141-142 BELOW.docx
mehek4
 
ADAPTVE LEADERSHIP in the MDMP MilitaryReview_20120630MC_art007
ADAPTVE LEADERSHIP in the MDMP MilitaryReview_20120630MC_art007ADAPTVE LEADERSHIP in the MDMP MilitaryReview_20120630MC_art007
ADAPTVE LEADERSHIP in the MDMP MilitaryReview_20120630MC_art007Bill Cojocar, Ph.D.
 
Army Leadership Styles
Army Leadership StylesArmy Leadership Styles
Army Leadership Styles
CustomWrittenCollege
 
Followership & Leadership - Copy
Followership & Leadership - CopyFollowership & Leadership - Copy
Followership & Leadership - CopyClinton Davidson
 
MSL 6000, Psychological Foundations of Leadership 1 .docx
  MSL 6000, Psychological Foundations of Leadership 1 .docx  MSL 6000, Psychological Foundations of Leadership 1 .docx
MSL 6000, Psychological Foundations of Leadership 1 .docx
ShiraPrater50
 
MSL 6000, Psychological Foundations of Leadership 1 .docx
MSL 6000, Psychological Foundations of Leadership 1 .docxMSL 6000, Psychological Foundations of Leadership 1 .docx
MSL 6000, Psychological Foundations of Leadership 1 .docx
gertrudebellgrove
 
APPROACHES TO LEADERSHIP
APPROACHES TO LEADERSHIPAPPROACHES TO LEADERSHIP
APPROACHES TO LEADERSHIP
Brooke Heidt
 
Running head ARMY LEADER ATTRIBUTES 1ARMY LEADER ATTRIBUTES.docx
Running head ARMY LEADER ATTRIBUTES 1ARMY LEADER ATTRIBUTES.docxRunning head ARMY LEADER ATTRIBUTES 1ARMY LEADER ATTRIBUTES.docx
Running head ARMY LEADER ATTRIBUTES 1ARMY LEADER ATTRIBUTES.docx
toddr4
 
The Situational Approach Of Leadership
The Situational Approach Of LeadershipThe Situational Approach Of Leadership
The Situational Approach Of Leadership
Alison Hall
 
Leadership Research Essay
Leadership Research EssayLeadership Research Essay
Leadership Research Essay
Deborah Gastineau
 
Transformative leadership and empowerment
Transformative leadership and empowermentTransformative leadership and empowerment
Transformative leadership and empowerment
caxtonk2008
 
Business managent Importance of Leadership
Business managent Importance of Leadership Business managent Importance of Leadership
Business managent Importance of Leadership
Shaheen Khan
 
MGMT331 LESSON 1Leader as a Visionary LESSON TO.docx
MGMT331  LESSON 1Leader as a Visionary          LESSON TO.docxMGMT331  LESSON 1Leader as a Visionary          LESSON TO.docx
MGMT331 LESSON 1Leader as a Visionary LESSON TO.docx
AASTHA76
 
Building leaders
Building leadersBuilding leaders
Building leadersWael Aziz
 
291➠13 Leadership Essentialsthe key pointNot all man.docx
291➠13 Leadership Essentialsthe key pointNot all man.docx291➠13 Leadership Essentialsthe key pointNot all man.docx
291➠13 Leadership Essentialsthe key pointNot all man.docx
lorainedeserre
 
291➠13 Leadership Essentialsthe key pointNot all man.docx
291➠13 Leadership Essentialsthe key pointNot all man.docx291➠13 Leadership Essentialsthe key pointNot all man.docx
291➠13 Leadership Essentialsthe key pointNot all man.docx
jesusamckone
 

Similar to Evolution of Adaptive Military Leadership (20)

Army Leadership Philosophy
Army Leadership PhilosophyArmy Leadership Philosophy
Army Leadership Philosophy
 
Navigating the Battlefield of Leadership_ Exploring Diverse Leadership Styles...
Navigating the Battlefield of Leadership_ Exploring Diverse Leadership Styles...Navigating the Battlefield of Leadership_ Exploring Diverse Leadership Styles...
Navigating the Battlefield of Leadership_ Exploring Diverse Leadership Styles...
 
Military Leadership Development
Military Leadership DevelopmentMilitary Leadership Development
Military Leadership Development
 
Army Leadership Levels
Army Leadership LevelsArmy Leadership Levels
Army Leadership Levels
 
TEXT BOOK READING FOR ASSIGNMENT. PGS 141-142 BELOW.docx
TEXT BOOK READING FOR ASSIGNMENT. PGS 141-142 BELOW.docxTEXT BOOK READING FOR ASSIGNMENT. PGS 141-142 BELOW.docx
TEXT BOOK READING FOR ASSIGNMENT. PGS 141-142 BELOW.docx
 
ADAPTVE LEADERSHIP in the MDMP MilitaryReview_20120630MC_art007
ADAPTVE LEADERSHIP in the MDMP MilitaryReview_20120630MC_art007ADAPTVE LEADERSHIP in the MDMP MilitaryReview_20120630MC_art007
ADAPTVE LEADERSHIP in the MDMP MilitaryReview_20120630MC_art007
 
Army Leadership Styles
Army Leadership StylesArmy Leadership Styles
Army Leadership Styles
 
Followership & Leadership - Copy
Followership & Leadership - CopyFollowership & Leadership - Copy
Followership & Leadership - Copy
 
MSL 6000, Psychological Foundations of Leadership 1 .docx
  MSL 6000, Psychological Foundations of Leadership 1 .docx  MSL 6000, Psychological Foundations of Leadership 1 .docx
MSL 6000, Psychological Foundations of Leadership 1 .docx
 
MSL 6000, Psychological Foundations of Leadership 1 .docx
MSL 6000, Psychological Foundations of Leadership 1 .docxMSL 6000, Psychological Foundations of Leadership 1 .docx
MSL 6000, Psychological Foundations of Leadership 1 .docx
 
APPROACHES TO LEADERSHIP
APPROACHES TO LEADERSHIPAPPROACHES TO LEADERSHIP
APPROACHES TO LEADERSHIP
 
Running head ARMY LEADER ATTRIBUTES 1ARMY LEADER ATTRIBUTES.docx
Running head ARMY LEADER ATTRIBUTES 1ARMY LEADER ATTRIBUTES.docxRunning head ARMY LEADER ATTRIBUTES 1ARMY LEADER ATTRIBUTES.docx
Running head ARMY LEADER ATTRIBUTES 1ARMY LEADER ATTRIBUTES.docx
 
The Situational Approach Of Leadership
The Situational Approach Of LeadershipThe Situational Approach Of Leadership
The Situational Approach Of Leadership
 
Leadership Research Essay
Leadership Research EssayLeadership Research Essay
Leadership Research Essay
 
Transformative leadership and empowerment
Transformative leadership and empowermentTransformative leadership and empowerment
Transformative leadership and empowerment
 
Business managent Importance of Leadership
Business managent Importance of Leadership Business managent Importance of Leadership
Business managent Importance of Leadership
 
MGMT331 LESSON 1Leader as a Visionary LESSON TO.docx
MGMT331  LESSON 1Leader as a Visionary          LESSON TO.docxMGMT331  LESSON 1Leader as a Visionary          LESSON TO.docx
MGMT331 LESSON 1Leader as a Visionary LESSON TO.docx
 
Building leaders
Building leadersBuilding leaders
Building leaders
 
291➠13 Leadership Essentialsthe key pointNot all man.docx
291➠13 Leadership Essentialsthe key pointNot all man.docx291➠13 Leadership Essentialsthe key pointNot all man.docx
291➠13 Leadership Essentialsthe key pointNot all man.docx
 
291➠13 Leadership Essentialsthe key pointNot all man.docx
291➠13 Leadership Essentialsthe key pointNot all man.docx291➠13 Leadership Essentialsthe key pointNot all man.docx
291➠13 Leadership Essentialsthe key pointNot all man.docx
 

Recently uploaded

Training- integrated management system (iso)
Training- integrated management system (iso)Training- integrated management system (iso)
Training- integrated management system (iso)
akaash13
 
Modern Database Management 12th Global Edition by Hoffer solution manual.docx
Modern Database Management 12th Global Edition by Hoffer solution manual.docxModern Database Management 12th Global Edition by Hoffer solution manual.docx
Modern Database Management 12th Global Edition by Hoffer solution manual.docx
ssuserf63bd7
 
Oprah Winfrey: A Leader in Media, Philanthropy, and Empowerment | CIO Women M...
Oprah Winfrey: A Leader in Media, Philanthropy, and Empowerment | CIO Women M...Oprah Winfrey: A Leader in Media, Philanthropy, and Empowerment | CIO Women M...
Oprah Winfrey: A Leader in Media, Philanthropy, and Empowerment | CIO Women M...
CIOWomenMagazine
 
SOCIO-ANTHROPOLOGY FACULTY OF NURSING.....
SOCIO-ANTHROPOLOGY FACULTY OF NURSING.....SOCIO-ANTHROPOLOGY FACULTY OF NURSING.....
SOCIO-ANTHROPOLOGY FACULTY OF NURSING.....
juniourjohnstone
 
W.H.Bender Quote 65 - The Team Member and Guest Experience
W.H.Bender Quote 65 - The Team Member and Guest ExperienceW.H.Bender Quote 65 - The Team Member and Guest Experience
W.H.Bender Quote 65 - The Team Member and Guest Experience
William (Bill) H. Bender, FCSI
 
Founder-Game Director Workshop (Session 1)
Founder-Game Director  Workshop (Session 1)Founder-Game Director  Workshop (Session 1)
Founder-Game Director Workshop (Session 1)
Amir H. Fassihi
 
Leadership Ethics and Change, Purpose to Impact Plan
Leadership Ethics and Change, Purpose to Impact PlanLeadership Ethics and Change, Purpose to Impact Plan
Leadership Ethics and Change, Purpose to Impact Plan
Muhammad Adil Jamil
 
TCS AI for Business Study – Key Findings
TCS AI for Business Study – Key FindingsTCS AI for Business Study – Key Findings
TCS AI for Business Study – Key Findings
Tata Consultancy Services
 
一比一原版杜克大学毕业证(Duke毕业证)成绩单留信认证
一比一原版杜克大学毕业证(Duke毕业证)成绩单留信认证一比一原版杜克大学毕业证(Duke毕业证)成绩单留信认证
一比一原版杜克大学毕业证(Duke毕业证)成绩单留信认证
gcljeuzdu
 

Recently uploaded (9)

Training- integrated management system (iso)
Training- integrated management system (iso)Training- integrated management system (iso)
Training- integrated management system (iso)
 
Modern Database Management 12th Global Edition by Hoffer solution manual.docx
Modern Database Management 12th Global Edition by Hoffer solution manual.docxModern Database Management 12th Global Edition by Hoffer solution manual.docx
Modern Database Management 12th Global Edition by Hoffer solution manual.docx
 
Oprah Winfrey: A Leader in Media, Philanthropy, and Empowerment | CIO Women M...
Oprah Winfrey: A Leader in Media, Philanthropy, and Empowerment | CIO Women M...Oprah Winfrey: A Leader in Media, Philanthropy, and Empowerment | CIO Women M...
Oprah Winfrey: A Leader in Media, Philanthropy, and Empowerment | CIO Women M...
 
SOCIO-ANTHROPOLOGY FACULTY OF NURSING.....
SOCIO-ANTHROPOLOGY FACULTY OF NURSING.....SOCIO-ANTHROPOLOGY FACULTY OF NURSING.....
SOCIO-ANTHROPOLOGY FACULTY OF NURSING.....
 
W.H.Bender Quote 65 - The Team Member and Guest Experience
W.H.Bender Quote 65 - The Team Member and Guest ExperienceW.H.Bender Quote 65 - The Team Member and Guest Experience
W.H.Bender Quote 65 - The Team Member and Guest Experience
 
Founder-Game Director Workshop (Session 1)
Founder-Game Director  Workshop (Session 1)Founder-Game Director  Workshop (Session 1)
Founder-Game Director Workshop (Session 1)
 
Leadership Ethics and Change, Purpose to Impact Plan
Leadership Ethics and Change, Purpose to Impact PlanLeadership Ethics and Change, Purpose to Impact Plan
Leadership Ethics and Change, Purpose to Impact Plan
 
TCS AI for Business Study – Key Findings
TCS AI for Business Study – Key FindingsTCS AI for Business Study – Key Findings
TCS AI for Business Study – Key Findings
 
一比一原版杜克大学毕业证(Duke毕业证)成绩单留信认证
一比一原版杜克大学毕业证(Duke毕业证)成绩单留信认证一比一原版杜克大学毕业证(Duke毕业证)成绩单留信认证
一比一原版杜克大学毕业证(Duke毕业证)成绩单留信认证
 

Evolution of Adaptive Military Leadership

  • 1. ! ! ! Evolution of Adaptive Military Leadership ! by ! Shaun S. Lott ! Submitted to the El Paso Campus In Partial Fulfillment of the Requirements of the Degree of Master of Arts in Leadership ! ! ! University of Texas at El Paso El Paso Campus February 2008 ! ! ! ! ! !
  • 2. ! ABSTRACT Researcher: Shaun S. Lott Title: Evolution of Adaptive Military Leadership Institution: University of Texas at El Paso Degree: Master of Arts in Leadership Year: 2008 Over the decades the United States Army has participated in major and minor wars, conflicts, as well as stability and support operations. The collapse of the Soviet Union and the devastating defeat of the Iraqi Army during Desert Storm has yielded at different type of threat Army leadership has been forced to adapt to---the asymmetric threat of terrorist or Taliban tactics. These relatively new terrorist tactics have created a paradigm shift in the training, managing, and leadership traits throughout the ranks of the Army which has created the rise of adaptive leadership. I will address the following questions: 1. How did adaptive leadership evolve in the military ranks? 2. Is doctrine driving the change for adaptive leadership or is it toady’s threat? 3. How has decentralized, adaptive leadership impact organizational behavior?
  • 3. 4. How have leaders dealt with the change from regimented formations and written doctrine to ambiguous situations and little to no doctrine? TABLE OF CONTENTS Page Abstract 1 ! Chapter I Why Adaptive Leadership? 4 ! II Is the Army developing adaptive leaders? 9 III Task Leaders versus Social Specialist 13 ! IV Developing Leadership Theory 20 ! V Biographical Statement 26 ! References ! ! ! ! !
  • 4. ! ! ! ! ! CHAPTER I Why Adaptive Leadership? ! Adaptive leadership in today's Army is increasingly important with technological changes and the force-structure downsizing that all military services are experiencing. Adaptive leadership is necessary in today's complex and ambiguous military environment. Technology and the availability and flow of information contribute to a very fluid operational situation. US Army Field Manual (FM) 6-22, Army Leadership, has added transactional and transformational leadership styles of directing, participating, and delegating. These styles add to the leader's arsenal of leadership styles that can be used to shape behavior, emotions, and the organizational climate. Leaders are not limited to one style in a given situation and, with the nature of the battlefield today and tomorrow, being able to adapt appropriate styles will influence soldiers' success. Techniques from different styles are used to motivate people and accomplish the mission. A leader's judgment, intelligence, cultural awareness, and
  • 5. self-control "play major roles in helping you choose the proper style and the appropriate techniques for the task at hand." One of the serious problems in planning the fight against U.S. Army doctrine is that soldiers do not read their manuals, nor do they feel any obligation to follow their doctrine. The U.S. Army has a great history of innovation, from the use of irregular tactics during the American Revolutionary War to improvised vehicle armor in Operation Iraqi Freedom. Continuing in this tradition and recognizing its value, the former Secretary of the United States Army, the Honorable Louis Caldera, stated at a press conference in October 1999: "We are working on producing leaders for change, not just leaders who are doctrinally capable and competent leaders for war fighting, but leaders also for all kinds of missions with the capability to deal with an evolving global situation in which the array of threats faced goes across the entire spectrum." Army Leadership makes numerous references to the need to adapt as a leader: "You must adapt and improvise"; "no exact blue print will exist for success in every context; leadership and the ability to adapt to the situation will carry the day"; "adapt to and handle fluid environments"; "envision, adapt, and lead change." What Army leadership doctrine does not offer is a true definition of adaptive leadership; it offers only
  • 6. random imperatives of the importance to adapt. Recognizing the need for a new type of leadership (and perhaps recognizing the inadequacy of FM 6-22), the Interim Brigade Combat Team (IBCT) Organizational and Operational (O&O) Concept defines an adaptive leader as "[a] leader who can influence people--by providing purpose, direction, and motivation--while operating in a complex, dynamic environment of uncertainty and ambiguity to accomplish the mission and improve the organization." Leadership is a process by which a person influences others to accomplish an objective and directs the organization in a way that makes it more cohesive and coherent. Leaders carry out this process by applying their leadership attributes, such as beliefs, values, ethics, character, knowledge, and skills. Leadership differs in that it makes the followers want to achieve high goals, rather than simply issuing orders for people to follow. The basis of good leadership is honorable character and selfless service to your organization. People want to be lead by those who they respect and who possess a clear sense of direction and purpose. To gain respect, they must be ethical. A sense of direction is achieved by conveying a strong vision of the future. Different people require different styles of leadership. For example, a new hire or recruit requires more supervision than an experienced employee or soldier. Likewise, a person who lacks motivation requires a different approach
  • 7. than one with a high degree of motivation. The fundamental starting point is having a good understanding of human nature, such as needs, emotions, and motivation. You must learn to know your employees' be, know, and do attributes. Every organization has a particular work environment, which dictates to a considerable degree how its leaders respond to problems and opportunities. This is formed by its heritage of past leaders and its present leaders. Successful organizations have leaders who set high standards and goals across the entire spectrum, such as strategies, market leadership, plans, meetings and presentations, productivity, quality, and reliability. Additionally, values reflect the concern the organization has for its employees, customers, investors, vendors, and surrounding community. These values define the manner in how business will be conducted. Concepts define what products or services the organization will offer and the methods and processes for conducting business. These goals, values, and concepts make up the organization's "personality" or how the organization is observed by both outsiders and insiders. This personality defines the roles, relationships, rewards, and rites that take place. In an effective leadership situation, the leader is the social architect whose leadership style is analysis and design. While in an ineffective leadership situation, the
  • 8. leader is a petty tyrant whose leadership style becomes suppressed in the details of all subordinates. In contrast, structural leaders are more effective by focusing on structure, strategy, environment, implementation, experimentation, and adaptation. In an effective leadership situation, the leader is a catalyst and servant whose leadership style is supporting, advocating, and empowering. Human Resource Leaders believe effective leaders are able to communicate belief by being visible and accessible to change; they are empowering, increase participation, support, share information, and move decision making down into the organization. The effective leader is an advocate of empowerment, whose leadership style is coalition and building. While in an ineffective leadership situation, the leader is a hustler, whose leadership style is predicated on manipulation. For example, some political leaders clarify what they want and what they can get; they assess the distribution of power and interests; they build linkages to other stakeholders, use persuasion first, and then use negotiation and coercion only if necessary to achieve a political end. One critical constant to both effective and ineffective leadership styles is adaptation. Surviving both ambiguous and unambiguous situations through adaptive leadership is key to the survival of the modern day leader. !
  • 9. ! ! ! ! ! ! ! ! ! ! ! CHAPTER II Is the Army developing adaptive leaders? ! With this definition of adaptive leadership, which more clearly identifies the characteristics that foster change in an operating environment, the question becomes, Is the Army developing adaptive leaders? If not, how can the current development system be refined to do so? As leaders and managers face rapidly changing environments and circumstances--at a pace accelerated by the dramatic influx of information that literally assails decision makers in the digital age--the search for new methods leads to a rethinking
  • 10. of leadership approaches needed to exercise command and control in our increasingly information oriented Army. Maximizing these skills within the context of adaptive thinking, it is evident that adaptive leaders are proactive and exert influence over their environment, not merely reacting to situations. Adaptive leaders use available information and their knowledge of their units to generate creative solutions to complex problems. By encouraging innovation and junior leader/soldier involvement in solving problems (rather than merely dictating top-down solutions), they create the conditions where their units actually grow and get stronger while meeting challenges. But how does adaptive leadership apply to the engineer leader? Arguably, engineers traditionally perform well-defined tasks and missions. Our success is often predicated on what some consider near- mechanical execution. Do we need adaptive leaders? To see a need for adaptive leadership and the need to develop adaptive leaders, we must identify the changing environment and situations that face our engineer leaders and then see how adaptive leadership can help. If Army engineers only had to deal with their mission- training-plan-based tasks, then our need for adaptive leadership would perhaps be limited. All we'd need to do is train each soldier and subordinate leader to be a cog in a well-oiled machine. Most engineers would only embark upon
  • 11. tasks within the limits of their technical specialty. Combat- heavy engineers perform construction. Sappers prepare to breach and conduct demolitions. Perhaps an over- simplification, but by and large, engineers have often occupied and acted within a very well-defined and highly evolved niche within the military organization--deliberate operations in highly static environments that intentionally minimize ambiguity. Adaptiveness requires leader versatility. Nowhere is this more certain than in the engineers. Unfortunately, we often do not spend time developing versatility. Rather, engineer units often intentionally narrow their training focus. The drive toward specialization--perhaps overspecialization--is strong, particularly when so many of our units occupy "one-mission niches" in training environments such as the combat-training centers. The Army has pursued the idea of adaptive leadership since the formation of the Continental Army. Because organization, control, discipline, and teamwork were lacking, General George Washington sought the aid of Baron Frederich von Steuben, a former Prussian staff officer of Frederick the Great, to write drill movements and regulations to instill discipline in "an Army of several thousand half starved, wretched men in rags." From the beginning of U.S. military psychology almost 100 years ago, there has been a preoccupation with predicting effective military behavior,
  • 12. particularly in leaders. Most of the early military classification and qualification tests sought to predict behavior under the common assumption that certain ideal behavior would inevitably lead to highly desirable performance as a leader. Military leaders must make use of the studies and histories of military units and figures, and not repeat mistakes of the past. Leaders should learn from the past and focus on issues that concern soldiers simultaneously with mission accomplishment. Leadership effectiveness cannot be overemphasized in leader development and training, especially leader effectiveness in combat. Military leadership studies must focus on military leadership instead of management. Behaviors of corporate managerial leaders do not correlate directly to the behaviors of military leaders although the correlation has been assumed in military leader development programs. Modern military training for combat leaders tends to stress the managerial functions of the officer and his abilities to manage materiel and personnel. This managerial training generally receives greater emphasis than tactics. Military leaders are different from leaders in other types of organizations because they are appointed and not emergent. The military leader's authority to lead derives from the Constitution. If he cannot pull his followers by force of character, he can push them by force of law. Military leadership is essentially autocratic and operates in a wheel
  • 13. rather than an all channel communication net. The flow of communication, or essential information, is between the leader and his subordinates rather than among all the members of his group. The wheel net, though no doubt gratifying to autocratic leaders, produces more errors, slower solutions, and reduced gratification to the group than does the more democratic all channel net. Effective leaders are able to adjust communication flow by adapting situationally appropriate leadership styles. ! ! ! ! ! ! ! ! CHAPTER III Task Leaders versus Social Specialist ! In light of these considerations, military leadership has been effective. The military leader, like any other leader, has two roles: the task specialist and the social specialist. His primary concern is to achieve the group's goal of defeating an enemy in combat. For such a role, being
  • 14. likable is a less-important trait than being more active, more intelligent, or better informed than his followers. As a social specialist, a leader's main function is preserving good personal relations within the group, maintaining morale, and keeping the group intact. In a military environment, the functions of a successful social specialist prevent mutiny and reduce such symptoms of low morale such as absenteeism, desertion, malingering, and crime. The social function achieves cohesion as a team or unit. The ideal military leader combines excellence as a task specialist with an equal flair for social or heroic leadership. Predictors of successful combat leadership include having first-level leadership experience, time in the unit, unit relationships, job knowledge, and the concomitant security of knowing the right thing to do. All these lead to the confidence required to perform well under threatening conditions. Social support is more important for successful and effective leadership at lower levels than at higher ones. The characteristics that earmark the effective combat leader may not be the same as those that identify the appointed leader. The leader must continuously seek alternatives to apply to new situations. Leaders at lower levels must have more initiative and foresight and decreased sensitivity to rank differences. This shifts the leader's focus from who is right to what is right, an adaptive view that relies on information
  • 15. to meet technical challenges. Leaders all levels must possess higher technical competence and have the ability to apply that expertise while maintaining cohesive units. Because of stress in the military environment, leaders must generate high unit cohesion before hostilities begin. Leaders must be able to operate autonomously, building respect and values for maintaining the purpose and will of their units in combat. They need greater flexibility and adaptability to deal with surprise. Units must be able to operate expediently to meet the challenge of unanticipated events. Flexibility must be a unit norm and an individual characteristic. Also, units must have the opportunity to train in unfamiliar situations, to learn from mistakes, and to learn the process of thorough thinking so that the initial shock of combat stress does not cause cognitive freezing. Leaders must have the capacity to create a climate for more junior leaders that permits rational risk taking. The climate must foster training, coaching, and developing subordinate leaders. The increasing level of sophistication in military hardware, tactics, and techniques require the military leader to empower the subordinate to take on more complex tasks with fewer resources. The leader must be aware of power and politics, which previously have been a prerequisite for only the most senior leaders. However, the private sector left the Army behind in the use of developmental feedback from peers and subordinates.
  • 16. Leaders can improve by combining conceptual training, developmental feedback, an environment for continuous learning, a performance appraisal system that attends to both development and selection, and a system of promoting leaders based on more than written reports. This combination has proven effective in the private sector but is deficient in developing military leaders in the field. To improve leadership, one must define an effective leader. An effective leader should be someone who exercises transactional leadership and puts leadership theory into practice. There must be a focus on selecting programs that identify personal leadership traits related to leader effectiveness. The concept of leadership that most consistently matches the military ideal seems to emphasize transformational leadership training. The common themes of military leadership training are a focus on contingency leadership principles, followership that precedes leadership activities, leadership experiences combined with feedback, and formal classroom training designed to provide the theoretical basis for leadership experiences. A variety of empirical studies have demonstrated that transformational leadership augments or supplements transactional leadership, and training in that area would be a beneficial addition to leadership training programs. Personal traits, attitudes, values, and past experience influence leadership style and performance. Situational factors and the
  • 17. ability and motivation of one's followers also influence leadership style and performance. A leader must correctly assess situational factors and adapt the most appropriate and effective leadership style for that situation. A leader must also augment transactional leadership behavior with transformational behavior to impact his followers significantly. The situational leadership model rests on two concepts: one, that leader effectiveness results from using a behavioral style that is appropriate to the demands of the environment; and two, that leader effectiveness depends on learning to diagnose that environment. Diagnosing the environment is the first of the three competencies of leadership. Adapting to the environment with the appropriate leadership style and communicating that style to subordinates are the other two leader competencies. Appropriate leadership style is determined by the leader's assessment of an individual's maturity level relative to the task at hand. Once the leader identifies the maturity level, he can identify the appropriate leadership style (the curve determines the appropriate leadership style). Fundamental to the theory is the leader's ability to adjust his style to meet the maturity of the followers. The indication that the leader is using the appropriate style will be performance or results. There has been much discussion and
  • 18. some good papers presented regarding what theory is and how theories are developed. Therefore, a detailed discussion here would not illuminate the matter any better, if at all. Regarding development of a theory of military leadership, it is safe to say that the phenomenon has been identified and that collection and codification of some knowledge has occurred. A rough set of expectations has been developed. That is, we expect military leaders to prepare for and act successfully in violent military conflict. It is difficult to go much beyond these rough abstractions, however. More detailed expectations about military leadership begin to divide along cultural, geographic and even time lines. For example, in the United States today, we would not expect a brigade or division commander to go into battle at the head of his men, although we expect him to become personally involved in combat to lead his men if the need arises. During the American Civil War, Grant was often at the front, but usually took care to stay out of range of small arms and cannon. By contrast, subordinate Union commanders were regularly at the head of their attacking formations, or at the most dangerous place in a defensive line. For Alexander the Great, it would have been unthinkable for him to be anywhere but at the van of his army for any battle. The cultural ethos of Macedonia at the time was such that he would have lost his throne had he done otherwise.
  • 19. Despite apparent differences in leadership expectations across time and space, it is likely that additional common expressions of expectations can be developed. This is one of the elements that must be examined in future research. Theory should be comprehensive and must be coherent, and at the same time it should also be simple. Theory must explain practice. Since military conflict is an extremely complex domain, one that is neither art nor science but an amalgam of the two, it might be expected that any comprehensive theory of military leadership would be complex instead of simple. Future research might be based on a general guide: it is better to get something about right (with less detail), than to get it precisely wrong (with so much detail that the object is lost). Ideally, theory will provide cause and effect relationships. However, initial research may only show associations of factors, and fails to adequately explain the underlying relationship. For practical purposes, theory must explain practice in terms of outcomes; interwoven processes can be investigated once a general set of principles has been established. Although military conflict dates back as far as 5,000 years, there has been little scientific analysis of quantitative, objective data. Early statistical records of battles date to about 1600. However, most of the recorded work on military conflict and military leadership is qualitative and subjective. This is not necessarily bad, for subjective
  • 20. analysis can help to explain cause and affect relationships, but it is less helpful in support of scientific examinations of the phenomena. ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! CHAPTER IV
  • 21. Developing Leadership Theory ! Scientific approaches to developing leadership theory can rely on four things: data from the historical record (that is, data of "real" experiences); the knowledge of experts (be they military leaders, analysts or historians); rational thought; and experimentation. For research regarding military conflict it is impractical to conduct experimental wars. For a theory of military leadership, however, the situation is somewhat modified. Military leaders perform in peacetime as well as in war, and their peacetime performance can be more easily assessed and evaluated; then, it could be compared to wartime performance, and a set of performance criteria established. This thought is hardly a new one, but it can (and should) be the basis for more scientific investigation in the future. The recent advent of (Western) military professionalism over the past 200 years is a hopeful sign. Combined with advances in technology, particularly communication and computer technology, professional militaries have a good capability to capture, record and store data relevant to scientific examinations of military conflict. Although we may be slow to catch on, we should begin to capitalize on this source of information for future analysis. Leadership has been described simply as "the process of influencing others.” It is probably correct to say that
  • 22. leadership has been a feature of all cultures throughout history. It has certainly been an indispensable quality in all cultures that have survived and flourished. Despite its ubiquitous nature, however, a full understanding of leadership remains elusive. Military leadership is defined as "the art of direct and indirect influence and the skill of creating the conditions for organizational success to accomplish missions effectively." In general, junior leaders exercise their influence directly, while senior leaders must employ both direct and indirect influencing methods. Although this definition is an abstraction, closer examination helps discover some important aspects of military leadership. Influence can be direct (i.e., personal contact) or indirect (i.e., sending orders down the chain of command, regulations, standing operating procedures). Leadership must focus on an object, or mission. The process of leading relies on creating conditions so that an organization may function. With the exception of the term "mission," which has military connotations, the definition of leadership could apply equally to business and industrial leadership and to political leadership. It should be noted that whoever coined the foregoing definition did so by relying on a base of knowledge and by applying reasoning to some sort of theoretical construct, whether they realized it or not.
  • 23. The leader makes several decisions in determining the appropriate leadership style. The first is the objective and the individual or group activities that the leader wants to influence. The next is determining the group's readiness level, followed by determining the appropriate leadership style. The leader then assesses results and reassesses the accomplishment of objectives and determines if further leadership is indicated. If there is a gap between expected performance and actual performance, then additional leadership interventions are in order and the cycle is repeated. Tasks, readiness, and results are dynamic, and leadership is a fulltime job. Military leadership is not new, nor are models relating to it. There are macro and micro models of leadership. It is taught in schools. It is codified in manuals. Officer and noncommissioned officer efficiency reports are, in themselves, a set of leadership expectations. "Fit the OER model," one is told, "and you'll do well." Why, then, is there a need for a theory of military leadership? Doesn’t one already exist? The answer is "Yes," or practically so, at least for specific militaries of various countries. The problem is that an overall theory of military leadership is desirable, rather than nation-specific theories or models. In addition, theory should explain bad as well as good behavior. The body of knowledge that exists, that forms the basis for courses on leadership and evaluations of leader performance,
  • 24. provides an invaluable point of departure for developing and expressing a theory of military leadership that should be universally applicable. Whether it will prove correct or not, many of the constructs that currently exist in leadership course literature in the United States have been applied in this work, as we shall see. The design uses the leader style/subordinate maturity match, outcome measures of performance, satisfaction with supervision, and job satisfaction. The military environment provides a clear delineation of relationships between subordinate and superior relationships where the superior is responsible for developing subordinate's maturity. The study uses a 360-degree evaluation of the perceptions of leader effectiveness and provides an organizational leadership effectiveness average or composite that is correlated with the outcome measures. Feedback on the leader's effectiveness is provided with self, peer, and subordinate as well as superior evaluations. The military services use this type of feedback for leader training in academic settings but not in the field or fleet. Following the recruiting challenge comes the retention challenge. Deployment burnout, doing more with less, and the new Army culture's lack of support for family togetherness has soldiers leaving the Army. Soldiers who leave the service are not afraid of being jobless, and a new Army program guarantees positions in major corporations for
  • 25. recruits who complete their enlistments. Retention is a morale and cohesion issue, both of which are outcomes of effective leadership. Important in this leader development process is feedback from peers, subordinates, and supervisors as well as continuous self assessment. The thorough study of other leaders provides leaders a perspective to analyze effectiveness and to take what works and incorporate it into their own self-development process. Critical leader development includes a thorough understanding of subordinates' strengths, weaknesses, and professional goals. The leader must be aware of his subordinates' readiness. Military leadership and command are two closely linked elements. It is difficult, if not impossible, to consider one without considering the other. Command and leadership are almost the same, but not quite. For a theory of military conflict to be coherent, supporting theories of command and leadership must integrate into a coherent whole. Ultimately, military leadership must deal with fighting an opposing force, and do this through generation and application of combat power. This is the object that drives military leaders, and it results in a condition of battle signified by both casualties and fear in a lethal environment. There are many other military objects, of course. Their range can seem daunting, particularly now in the so-called "new era." Militaries have to reckon with roles and missions that often appear far
  • 26. removed from the battlefield. Nevertheless, the cornerstone of military existence remains as it always has, the preservation of national existence and protection of vital interests. If necessary this preservation is achieved through war as directed by national, political leaders. The term "paradigm" has been subject to undisciplined use, but it has come to mean a "fundamental image of the subject matter within a scientific or a field of knowledge. In its’ broadest unit of consensus within the field, and it serves to differentiate one community (or sub community) from another. It defines what should be studied, what questions should be asked, and what rules should be followed in interpreting the answers obtained." The study of leadership dynamics and its’ adaptation over the years can be summed up in two words---experience and intuition. The demands of leadership throughout the military ranks exercise the proverbial leadership muscle. Organizational leadership will continue to adapt in order to meet mission accomplishment at all levels. The evolution continues. 

  • 27. CHAPTER V BIOGRAPHICAL STATEMENT ! Shaun S. Lott ! I was born on October 30, 1969 in Laurel, Mississippi to Sidney (retired Army Sergeant Major) and LaBarbara Lott. I met and married my wife Dianna from Tampa, Florida in 1990. We have five beautiful kids, four boys and one girl. In 1987, I graduated from Fulda American High School in Germany and attended Mississippi State University. After one year of college, I enlisted in the Army in 1988. Over a period of three years, I was promoted from the rank of private to specialist. In 1991, I applied for the Army’s Green to Gold Scholarship which allows soldiers to be released from the military to earn a bachelors degree. Upon acceptance, I attended Tuskegee University in Alabama from 1991-1995. After graduating with a bachelor’s degree in history, I was commissioned as an Air Defense Artillery officer in 1995. I have held numerous leadership positions to date to include: platoon leader, company executive officer, battalion maintenance officer, battalion assistant operations officer, battery commander, Joint Readiness Training Center observer, Captain’s Career Course Instructor/Chief, Secretary to the General Staff, and battalion operations officer.
  • 28. Additionally, I have deployed overseas to serve in Germany, Korea, and Bosnia. I’m currently serving as the battalion operations officer for over 600 Soldiers while deployed to Korea. Upon completion of my assignment in Korea, I will be assigned as a student in Leavenworth to attend the Command and General Staff College. ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !
  • 29. ! ! References ! Henricks, Mark (2004) Good Business: Leadership, Flow and the Making of Meaning. Entrepreneur ! Dr. Karol G. Ross, "Training Adaptive Leaders. Are We Ready?," Field Artillery Journal, September-October 2000, p. 16. ! FM 6-22, Army Leadership. Fort Leavenworth, Kansas: U.S. Army Combined Arms Center, 06 October 2006. ! "Strategic Culture: The American Mind," a chapter in Essays on Strategy IX, Thomas C. Gill, ed., National Defense University Press, Washington, D.C., August 1993. ! On War, Karl von Clausewitz, O. J. Matthijs Jolles, trans., Random House, New York, 1943. !