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CBS |
                           Community Based
Decentralized Wastewater
  Treatment Solutions      Sanitation




                           A promising concept to
                           improve livelihoods and
                           sanitation infrastructure
                           in poor urban areas




                                      CBS |
                                      DEWATS Service Package

                                      Developed and disseminated by
                                      BORDA & BORDA BNS Network
An Overview                                                                   The Challenge




Official statistics suggest that       CBS projects are based on a holistic   Lack of basic sanitation
about 2.6 billion people do not        and demand responsive approach.        threatens livelihoods and
have access to “improved” sani-        Instead of simply providing sanita-    national economies
tation. 75% live in Asia, 18%          tion “hardware”, CBS-projects aim
live in Africa and 5% live in          to improve hygiene be-havior and       Increased urbanisation and indus-
Latin America and the Caribean.        sanitation infrastructure in a more    trialization has reduced quality of
                                       integrated and sustainable manner.     livelihoods significantly for millions
The CBS framework is tailored to       CBS projects generally focus on poor   of people who live in low-income
improve sanitation conditions in       and densely populated areas and        settlements within cities. Lack
densely populated urban areas.         closely reflect preferences of the     of basic sanitation infrastructure       Cause of death among young children
                                                                                                                              and potential economic benefit
Project implementations depend         target communities.                    endangers public health and natural
                                                                                                                           from meeting the sanitation MDG
on the active cooperation of                                                  resources, resulting in enormous                             Source: B. Evans,
communities, governments,                                                     losses of lives and public/private             Securing Sanitation, SIWI 2004

NGOs, and the private sector.                                                 funds.
Implementation of smart and proven                                            Recently publsihed data suggests
technical options are synthesized                                             that improved sanitation reduces
with capacity building measures and                                           diarrhoea morbidity by 32% on
technical expertise to mainstream                                             average. report by the Asian de-
Community-Based Sanitation (CBS)                                              velopment Bank (ADB) estimates
as a viable technical option in are-                                          the economic losses through in-
as, where neither individual on-site                                          adequate sanitation and sewage
systems nor centralized sewerage                                              treatment for Indonesia to be 4.7
systems can fulfill the need of                                               billions $ per year. Besides im-
stakeholders for basic sanitation.                                            proving livelihoods and the envi-
                                                                              ronment, provision of sanitation
                                                                              facilities would substantially benefit
                                                                              national economies.




                                       Half the developing world is still            Transmission pathways
                                           without improved sanitation                of faecal-oral diseases
                                                                                   Source: Prüss et.al. 2002
                                            Source: WHO/Unicef JMP,
                                                   Meeting the MDG,
                                           mid-term assessment 2004
A Demand Based Solution                                                                                                  CBS Framework and Principles




    New infrastructure development pro-       between sanitation, hygiene and                                                Successful CBS projects and pro-        Demand-Responsive Approach                 rences of stakeholders. Through
    jects usually provide sanitation ser-     diseases and are encouraged to                                                 grams are based on a multi-stake-       (DRA)                                      the Informed Choice approach,
    vices to up to 60-70% of the urban        organize the operation and main-                                               holder approach, e.g. a planning,       CBS initiatives and partnerships are       communities and municipalities
    population, residing in strategic resi-   tenance of sanitation infrastructure.                                          implementation and management           established in regions where stake-        are informed about benefits and
    dential areas, whereas CBS schemes        CBS projects are highly demand                                                 framework in which responsibilities     holders on different levels are willing    disadvantages of different options
    aim to improve health and envi-           responsive and rely on active par-                                             and tasks are shared in a systema-      to promote, finance and manage CBS         before decisions are made.
    ronment of communities in densely         ticipation as well as contributions                                            tic manner between different CBS-       infrastructure. Participating commu-      Professional Design and Workman-
    populated areas with low income,          from target communities and muni-                                              stakeholders such as communities,       nities should be free of conflict bet-     ship: Functioning and long-lasting
    usually located in inner-city areas or    cipalities. Specific mechanisms                                                Government departments, NGOs,           ween residents.                            sanitation infrastructure depend on
    at the fringe of industria-lized zones.   have been developed for planning                                               international donors, etc.              • Participatory Planning: Participatory    professional technical designs and
    The CBS approach is an alternative        and budgeting in order to make                                                 Two main CBS implementation and           project planning must achieve equi-      high-quality craftsmanship.
    option that fills the significant „gap“   CBS compatible with administrative                                             management schemes can be distin-         ty within community regarding           • Operation and Maintenance: Costs
    between inappropriate on-site sani-       requirements of governments.                                                   guished:                                  access to new sanitation infrastruc-     for operation and maintenance of
    tation (e.g. absorption pits) and the     According to requirements and abili-                                           „Provider managed CBS                     ture.                                    sanitation infrastructure should be
    shortcomings of expensive conventi-       ties, sanitation is planned, designed                                          Scheme”                                 • Informed Choice: Sustainable             fully covered by communities/users.
    onal centralized sewerage collection-     and constructed for and together                                               In this case primary investment           CBS systems reflect the prefe-
    and treatment systems.                    with the community.                                                            costs for sanitation infrastructure
                                                                                                                             is financed by public or private
    Within CBS communities find their                                                                                        development agencies, technical          Favourite CBS Systems
    own informed demand, are given                                                                                           implementation is facilitated by a
                                                                                                                                                                      Analysis of numerous implementa-            to one septic tank (2). Systems
    education about the connection                                                    CBS fills the Sanitation Gap           qualified technical agency (Public,
                                                                                                                                                                      tions in Asia has shown that only           (1) and (2) are appropriate for
                                                                                                                             private, NGO) and a service provider
Convenience                                                                                                                                                           three types of water-based CBS-             smaller and larger poor areas
                                                                                                                             agency, generally a qualified NGO,
                                                                                                                                                                      Systems or its combinations are             where houses are privately
                                                                                                                             is responsible for all operation and
                                                               Conventional centralized                                                                               preferred by communities so far             owned and households are
                                                                                                                             maintenance tasks.
                                                                and high cost systems                                                                                 • Simplified sewerage-systems               willing to invest to upgrade sani-
                                                                                                                             „Community managed CBS
                                                                                                                                                                         for settlements                          tary hardware.
                                                                                                                             Scheme”
                                   CBS-Technical                                                                                                                         Low-diameter sewerage system           • Community Sanitation Centres
                                                                                                                             Also within this scheme, invest-
                                     Options                                                                                                                             that collects and discharges             Consist of public water points,
                                                                                                                             ment costs are financed by public
                                                                                                                                                                         household-wastewater from                toilets, bathrooms and laundry
                                                                                                                             or private development agencies,
                                                                                                                                                                         houses of one settlement into            areas. Most appropriate in settle-
                                                                                                                             however, technical implementation
                                                                                                                                                                         low-maintenance wastewater               ments where majority of residents
                                                                                                                             relies on the active participation of
                                                                                                                                                                         treatment plants (1)                     live in rented accomodation and
                                                                                                                             residents and community self-help
                                                                                                                                                                      • Shared septic tank system                 where space is limited for in-
                                                                                                                             organisations are responsible for
                Common on-site                                                                                                                                           A number of houses are connected         house sanitary hardware.
               Sanitation Systems                                                                                            managing of sanitation facilities.
                                                                                                                             Both schemes have been success-
                                                                                                                                                                                                                       2. Shared Septic Tank
                                                                                                                             fully demonstrated and are equally
                                                                                                                             valid alternatives. Choice of either
                                                                                                                             scheme should be based on pre-
                                                                                                                             ference of communities and key-                        1. Simplified
                                                                                                                                                                                 Community Sewerage
                                                                                                                             stakeholders on municipality level.
                                                                                                                             Within both schemes, contribution of
                                                                                                                             user-fees are essential to cover ope-
                                                                                                                             ration & maintenance costs.




                                                                                                                     Costs                                                                                                           3. Community
                                                                                                                                                                                                                                    Sanitation Centre
Technical Options – Informed Choice                                                                             Sludge stabilization and treatment plants




CBS Components                                                                                                  When municipalities want                embarking on a large scale imple-           a CBS dissemination programme as
                                                                                                                to mainstream CBS and                   mentation of CBS schemes with in-           an uncontrolled discharge of liquid
Selection of CBS-systems and its                                                                                Decentralized Wastewater                tegrated small wastewater treatment         sludges into the environment po-
components, depend on existing re-                                                                              Treatment Systems                       facilities should consider to plan for      ses serious risks for environmental
quirements and                                                                                                                                          installing aproppriate sludge-treat-        health.
capacities of implementing commu-                                                                               Municipalities embarking on dissemi-    ment facilities at an early stage of
nities. Basic CBS                                                                                               nating Community Based Sanitation
system consist of a toilet compo-                                                                               must be aware of the fact that ap-
nent, a collection component, a                                                                                 propriate disposal of sludges accu-        Input                 Features of a basic ILPT-plant       Output
treatment component and a dis-                                                                                  mulated in small-scale wastewater          Septage               - Screening                          Screenings
posal/ reuse component. The main                                                                                treatment systems need to be car-                                - Grease Trap                        Grease
CBS-components are shown in the                                                                                 ried out in intervals of one to two                              - Two Anaerobic
selection-tree below.                                                                                           years. An on-site treatment of di-         Industry Sludge       - Stabilization Reactors             Biogas
                                                                                                                gested sludge may be a valuable op-                              - Sand filter bed
                                        Informed Choice Selection
                                                                                                                tion in settlements where sufficient                             - Tunnel Dryer                       Compost
                                                             Tree
Selection Criteria                                                                                              area for de-watering or composting                               - Baffled Reactor
for Technical Options                                                                                           is available. However, municipalities                            - Aaerobic Gravel Filter             Water

• Capacity: Are components             • Convenience: How far do techni-    • Treatment Efficiency: What en-
  suitable for individual households     cal options match preferences of     vironmental discharge standards
  and/or neighbourhoods with up to       communities                          must be met?
  1000 inhabitants?                      regarding „convenience“?
• Costs: Are anticipated invest-
  ments and costs for operation
  and maintenance compatible with
  existing
  financial resources?
• Self-help compatibility: Can com-
  munities effectively
  assist during construction and im-
  plementation? During which pha-
  ses of implementation is expert
  staff required?
• Operation & Maintenance: Can
  routine operation and mainte-
  nance activities be carried out by
  members of the community or is
  expert help required?
• Replication potential: Can sani-
  tation experts of municipalities
  replicate/disseminate preferred
  technical options independently?
• Reliability: Can a problem-free
  functioning and operation of tech-
  nical options be guaranteed
CBS-Benefits




Improved Livelihoods
CBS will improve quality of liveli-
hoods and health, especially of
mothers and children.
Protecting clean water sources
Wastewater treatment options
will reduce pollution load of
groundwater and rivers.
Innovative Potential of CBS
CBS fills the gap between proble-
matic on-site solutions and costly
centralized sewerage systems.
Efficiency – Time
Less than 12 months are antici-
pated for planning and implementing                   Communities improve their livelihoods:            Replication
                                                       left: Volleyball field on top of the new
CBS-systems.                                                  CBS-wastewater treatment unit
                                                                                                        Local facilitators ensure future CBS
Efficiency – Costs                                     right: Community Sanitation Center –             replications in participating cities.
                                                               a green spot in the settlement
Investment as well as operation &                                                                       Informed Choice
maintenance costs of technical CBS                                                                      Communities choose their “own”
options are low.                                 Eco-friendly tested technical                          CBS system after being informed
Training and capacity building                   options                                                by qualified experts.
Stakeholders are trained to plan,                Technical options promoted within                      High visibility
implement and manage CBS in-                     CBS are smart, proven, and long-                       Regular information campaigns
dependently.                                     lasting. Optional re-use of treated                    ensure a high visibility of CBS
                                                 water and biogas utilization are                       activities in the media.
                                                 means for active protection of the
                                                 environment.



DEWATS Service Packages


o Treatment Systems                              o Emergency Sanitation                                 o Health Impact Assessment
o Community Based Sanitation                     o Sanitation for Prisons                                    & Hygiene Education
o School Based Sanitation                        o Sanitation for Real Estates                          o Capacity Development
o Sanitation for Hospitals & Hotels              o Sanitation Mapping                                   o Standardisation
o Wastewater Treatment                           o Municipal Sludge Treatment                           o Research & Development
   for Agro-Industry                                  Plant


                              DEWATS – Decentralized Wastewater Treatment Solutions
Developed & disseminated by BORDA and over 20 BORDA BNS Network Partners in South and South East Asia & Southern Africa




                        Bremen Overseas Research and Development Association

                        BORDA Germany                    BORDA South East Asia          BORDA South Asia              BORDA SADC
                        Head Office                       Programme Office Indonesia      Programme Office India         Programme Office
                        fon: + 49 - 421-137 18
                        e-mail: office@borda-net.org      fon: + 62 - 274 88 82 73       fon: + 91 - 80 41 52 75 54    fon: + 255 - 681204991
                        www.borda-net.org                e-mail: yogya@borda-sea.org    e-mail: bang@borda-sa.org     e-mail: dar@borda-sadc.org

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CBS | Decentralized wastewater treatment solutions for urban sanitation

  • 1. CBS | Community Based Decentralized Wastewater Treatment Solutions Sanitation A promising concept to improve livelihoods and sanitation infrastructure in poor urban areas CBS | DEWATS Service Package Developed and disseminated by BORDA & BORDA BNS Network
  • 2. An Overview The Challenge Official statistics suggest that CBS projects are based on a holistic Lack of basic sanitation about 2.6 billion people do not and demand responsive approach. threatens livelihoods and have access to “improved” sani- Instead of simply providing sanita- national economies tation. 75% live in Asia, 18% tion “hardware”, CBS-projects aim live in Africa and 5% live in to improve hygiene be-havior and Increased urbanisation and indus- Latin America and the Caribean. sanitation infrastructure in a more trialization has reduced quality of integrated and sustainable manner. livelihoods significantly for millions The CBS framework is tailored to CBS projects generally focus on poor of people who live in low-income improve sanitation conditions in and densely populated areas and settlements within cities. Lack densely populated urban areas. closely reflect preferences of the of basic sanitation infrastructure Cause of death among young children and potential economic benefit Project implementations depend target communities. endangers public health and natural from meeting the sanitation MDG on the active cooperation of resources, resulting in enormous Source: B. Evans, communities, governments, losses of lives and public/private Securing Sanitation, SIWI 2004 NGOs, and the private sector. funds. Implementation of smart and proven Recently publsihed data suggests technical options are synthesized that improved sanitation reduces with capacity building measures and diarrhoea morbidity by 32% on technical expertise to mainstream average. report by the Asian de- Community-Based Sanitation (CBS) velopment Bank (ADB) estimates as a viable technical option in are- the economic losses through in- as, where neither individual on-site adequate sanitation and sewage systems nor centralized sewerage treatment for Indonesia to be 4.7 systems can fulfill the need of billions $ per year. Besides im- stakeholders for basic sanitation. proving livelihoods and the envi- ronment, provision of sanitation facilities would substantially benefit national economies. Half the developing world is still Transmission pathways without improved sanitation of faecal-oral diseases Source: Prüss et.al. 2002 Source: WHO/Unicef JMP, Meeting the MDG, mid-term assessment 2004
  • 3. A Demand Based Solution CBS Framework and Principles New infrastructure development pro- between sanitation, hygiene and Successful CBS projects and pro- Demand-Responsive Approach rences of stakeholders. Through jects usually provide sanitation ser- diseases and are encouraged to grams are based on a multi-stake- (DRA) the Informed Choice approach, vices to up to 60-70% of the urban organize the operation and main- holder approach, e.g. a planning, CBS initiatives and partnerships are communities and municipalities population, residing in strategic resi- tenance of sanitation infrastructure. implementation and management established in regions where stake- are informed about benefits and dential areas, whereas CBS schemes CBS projects are highly demand framework in which responsibilities holders on different levels are willing disadvantages of different options aim to improve health and envi- responsive and rely on active par- and tasks are shared in a systema- to promote, finance and manage CBS before decisions are made. ronment of communities in densely ticipation as well as contributions tic manner between different CBS- infrastructure. Participating commu- Professional Design and Workman- populated areas with low income, from target communities and muni- stakeholders such as communities, nities should be free of conflict bet- ship: Functioning and long-lasting usually located in inner-city areas or cipalities. Specific mechanisms Government departments, NGOs, ween residents. sanitation infrastructure depend on at the fringe of industria-lized zones. have been developed for planning international donors, etc. • Participatory Planning: Participatory professional technical designs and The CBS approach is an alternative and budgeting in order to make Two main CBS implementation and project planning must achieve equi- high-quality craftsmanship. option that fills the significant „gap“ CBS compatible with administrative management schemes can be distin- ty within community regarding • Operation and Maintenance: Costs between inappropriate on-site sani- requirements of governments. guished: access to new sanitation infrastruc- for operation and maintenance of tation (e.g. absorption pits) and the According to requirements and abili- „Provider managed CBS ture. sanitation infrastructure should be shortcomings of expensive conventi- ties, sanitation is planned, designed Scheme” • Informed Choice: Sustainable fully covered by communities/users. onal centralized sewerage collection- and constructed for and together In this case primary investment CBS systems reflect the prefe- and treatment systems. with the community. costs for sanitation infrastructure is financed by public or private Within CBS communities find their development agencies, technical Favourite CBS Systems own informed demand, are given implementation is facilitated by a Analysis of numerous implementa- to one septic tank (2). Systems education about the connection CBS fills the Sanitation Gap qualified technical agency (Public, tions in Asia has shown that only (1) and (2) are appropriate for private, NGO) and a service provider Convenience three types of water-based CBS- smaller and larger poor areas agency, generally a qualified NGO, Systems or its combinations are where houses are privately is responsible for all operation and Conventional centralized preferred by communities so far owned and households are maintenance tasks. and high cost systems • Simplified sewerage-systems willing to invest to upgrade sani- „Community managed CBS for settlements tary hardware. Scheme” CBS-Technical Low-diameter sewerage system • Community Sanitation Centres Also within this scheme, invest- Options that collects and discharges Consist of public water points, ment costs are financed by public household-wastewater from toilets, bathrooms and laundry or private development agencies, houses of one settlement into areas. Most appropriate in settle- however, technical implementation low-maintenance wastewater ments where majority of residents relies on the active participation of treatment plants (1) live in rented accomodation and residents and community self-help • Shared septic tank system where space is limited for in- organisations are responsible for Common on-site A number of houses are connected house sanitary hardware. Sanitation Systems managing of sanitation facilities. Both schemes have been success- 2. Shared Septic Tank fully demonstrated and are equally valid alternatives. Choice of either scheme should be based on pre- ference of communities and key- 1. Simplified Community Sewerage stakeholders on municipality level. Within both schemes, contribution of user-fees are essential to cover ope- ration & maintenance costs. Costs 3. Community Sanitation Centre
  • 4. Technical Options – Informed Choice Sludge stabilization and treatment plants CBS Components When municipalities want embarking on a large scale imple- a CBS dissemination programme as to mainstream CBS and mentation of CBS schemes with in- an uncontrolled discharge of liquid Selection of CBS-systems and its Decentralized Wastewater tegrated small wastewater treatment sludges into the environment po- components, depend on existing re- Treatment Systems facilities should consider to plan for ses serious risks for environmental quirements and installing aproppriate sludge-treat- health. capacities of implementing commu- Municipalities embarking on dissemi- ment facilities at an early stage of nities. Basic CBS nating Community Based Sanitation system consist of a toilet compo- must be aware of the fact that ap- nent, a collection component, a propriate disposal of sludges accu- Input Features of a basic ILPT-plant Output treatment component and a dis- mulated in small-scale wastewater Septage - Screening Screenings posal/ reuse component. The main treatment systems need to be car- - Grease Trap Grease CBS-components are shown in the ried out in intervals of one to two - Two Anaerobic selection-tree below. years. An on-site treatment of di- Industry Sludge - Stabilization Reactors Biogas gested sludge may be a valuable op- - Sand filter bed Informed Choice Selection tion in settlements where sufficient - Tunnel Dryer Compost Tree Selection Criteria area for de-watering or composting - Baffled Reactor for Technical Options is available. However, municipalities - Aaerobic Gravel Filter Water • Capacity: Are components • Convenience: How far do techni- • Treatment Efficiency: What en- suitable for individual households cal options match preferences of vironmental discharge standards and/or neighbourhoods with up to communities must be met? 1000 inhabitants? regarding „convenience“? • Costs: Are anticipated invest- ments and costs for operation and maintenance compatible with existing financial resources? • Self-help compatibility: Can com- munities effectively assist during construction and im- plementation? During which pha- ses of implementation is expert staff required? • Operation & Maintenance: Can routine operation and mainte- nance activities be carried out by members of the community or is expert help required? • Replication potential: Can sani- tation experts of municipalities replicate/disseminate preferred technical options independently? • Reliability: Can a problem-free functioning and operation of tech- nical options be guaranteed
  • 5. CBS-Benefits Improved Livelihoods CBS will improve quality of liveli- hoods and health, especially of mothers and children. Protecting clean water sources Wastewater treatment options will reduce pollution load of groundwater and rivers. Innovative Potential of CBS CBS fills the gap between proble- matic on-site solutions and costly centralized sewerage systems. Efficiency – Time Less than 12 months are antici- pated for planning and implementing Communities improve their livelihoods: Replication left: Volleyball field on top of the new CBS-systems. CBS-wastewater treatment unit Local facilitators ensure future CBS Efficiency – Costs right: Community Sanitation Center – replications in participating cities. a green spot in the settlement Investment as well as operation & Informed Choice maintenance costs of technical CBS Communities choose their “own” options are low. Eco-friendly tested technical CBS system after being informed Training and capacity building options by qualified experts. Stakeholders are trained to plan, Technical options promoted within High visibility implement and manage CBS in- CBS are smart, proven, and long- Regular information campaigns dependently. lasting. Optional re-use of treated ensure a high visibility of CBS water and biogas utilization are activities in the media. means for active protection of the environment. DEWATS Service Packages o Treatment Systems o Emergency Sanitation o Health Impact Assessment o Community Based Sanitation o Sanitation for Prisons & Hygiene Education o School Based Sanitation o Sanitation for Real Estates o Capacity Development o Sanitation for Hospitals & Hotels o Sanitation Mapping o Standardisation o Wastewater Treatment o Municipal Sludge Treatment o Research & Development for Agro-Industry Plant DEWATS – Decentralized Wastewater Treatment Solutions Developed & disseminated by BORDA and over 20 BORDA BNS Network Partners in South and South East Asia & Southern Africa Bremen Overseas Research and Development Association BORDA Germany BORDA South East Asia BORDA South Asia BORDA SADC Head Office Programme Office Indonesia Programme Office India Programme Office fon: + 49 - 421-137 18 e-mail: office@borda-net.org fon: + 62 - 274 88 82 73 fon: + 91 - 80 41 52 75 54 fon: + 255 - 681204991 www.borda-net.org e-mail: yogya@borda-sea.org e-mail: bang@borda-sa.org e-mail: dar@borda-sadc.org