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Data 
Management 
Planning 
What 
it 
is 
and 
how 
to 
do 
it: 
Ulf 
Jakobsson, 
SND 
Ulf.jakobsson@snd.gu.se 
ARIADNE 
is 
funded 
by 
the 
European 
Commission's 
Seventh 
Framework 
Programme
Data 
Management 
Planning 
Can 
you 
prove… 
• how 
the 
work 
was 
carried 
out? 
• that 
data 
weren't 
falsified? 
What 
should 
have 
been 
done?
Data 
Management 
Planning 
Data 
Management 
Plan 
(DMP)
Data 
Management 
Planning 
Vast 
amounts 
of 
research 
data 
– Can 
be 
re-­‐used 
A 
plan 
for 
what 
informaSon 
to 
save 
and 
how 
to 
save 
it 
Here 
a 
DMP 
will 
be 
useful!
Data 
Management 
Planning 
A 
DMP: 
– increases 
the 
research 
efficiency 
– ensures 
that 
the 
data 
is 
• in 
a 
correct 
format 
• is 
well 
organized 
and 
well 
annotated 
No 
need 
to: 
– re-­‐format 
– re-­‐organize 
– try 
to 
remember 
details 
later 
Easier 
to 
explain
Data 
Management 
Planning 
In 
an 
early 
stage 
of 
the 
research 
process 
– Aspects 
of 
data 
management 
• Metadata 
generaSon 
• Data 
preservaSon 
• Lifecycle 
documentaSon 
– Ensures 
that 
the 
material 
is 
• Well 
managed 
• Prepared 
for 
preservaSon
Data 
Management 
Planning 
Decide 
and 
contact 
an 
archive 
Funding 
agencies 
– Requires 
data 
management 
plans 
– Part 
of 
the 
proposal 
and 
evaluaSon 
process
What 
is 
a 
Data 
Management 
Plan? 
A 
DMP 
is: 
– A 
formal 
document 
– Developed 
at 
the 
start 
of 
a 
research 
process 
– Outlines 
all 
aspects 
• During 
the 
research 
project 
• Aer 
the 
research 
project 
Find 
or 
create 
a 
data 
planning 
checklist
DMP: 
Components? 
Components 
in 
a 
DMP? 
• DescripSon 
of 
the 
project: 
– purpose 
of 
the 
research 
– organizaSons 
and 
staff 
involved
DMP: 
CollecSon/producSon 
of 
data 
• DescripSon 
of 
data: 
– Nature, 
scope, 
scale 
& 
format 
of 
the 
data 
– How 
the 
data 
will 
be 
collected 
– Where 
& 
when 
• Overview 
of 
exisSng 
data 
• Will 
the 
data 
be 
reproducible?
DMP: 
OrganizaSon/processing 
of 
data 
• How 
will 
the 
data 
be 
organized? 
– Folder 
structures 
– File 
naming 
convenSons 
– File 
versioning 
• How 
will 
the 
data 
be 
processed? 
– File 
formats 
– Tools 
and 
soware
DMP: 
DocumentaSon 
• How 
will 
the 
data 
be 
documented? 
– Metadata 
(data 
about 
data) 
• CommunicaSon 
between 
principal 
invesSgator 
and 
later 
researchers 
• A 
good 
descripSon 
is 
essenSal 
• Important 
for 
the 
future 
• Comprehensive 
informaSon 
– Temporal 
and 
spaSal 
details 
– Parameters 
– Units 
– Etc.
DMP: 
DocumentaSon 
What 
metadata 
are 
needed? 
• How 
will 
the 
metadata 
be 
created/captured? 
– Lab 
notebooks 
– GPS 
hand-­‐held 
units 
– Auto-­‐saved 
files 
on 
instruments, 
etc. 
• Format 
for 
the 
metadata 
• Any 
ontology 
or 
community 
standard
DMP: 
Local 
data 
management 
• Short-­‐term 
data 
management. 
– File 
formats 
– Version 
control 
– Project 
and 
data 
idenSfiers 
– Local 
storage 
and 
back-­‐up 
procedures 
– Security 
and 
protecSon 
– CreaSon 
and 
maintenance 
– Compliance 
with 
the 
plan 
– Policies
DMP: 
Law 
and 
ethics 
Legal 
and/or 
ethical 
issues 
– Intellectual 
property 
or 
copyright 
issues 
– ConfidenSal 
informaSon 
• Personal 
data 
• High 
security 
data 
– RestricSons 
– Privacy 
or 
ethical 
issues 
with 
data 
sharing 
– Embargoes
PublicaSon 
of 
data 
Why 
publish 
researchdata: 
• It 
simplifies 
the 
researcher’s 
life 
– The 
archive 
• Houses 
the 
data 
• Disseminates 
the 
data 
• Provides 
user 
support 
• Prevailing 
standards 
• Long-­‐term 
preservaSon
PublicaSon 
of 
data 
• Encourage 
re-­‐publicaSon 
and 
secondary 
analyses 
of 
the 
data 
• Reduces 
cost 
of 
research 
• Might 
lead 
to 
new 
discoveries 
• Prevents 
duplicaSon
DMP: 
Data 
sharing 
How 
to 
share 
data 
– When 
and 
how 
• PublicaSon 
at 
an 
archive/repository 
• DeposiSon 
at 
a 
subject-­‐specific 
database 
• Self-­‐disseminaSon 
through 
a 
dedicated 
web 
site 
• InsStuSonal 
repository 
at 
an 
academic 
insStuSon 
– Delayed, 
lost 
or 
selecSve 
publicaSon 
of 
data 
– Technical 
complicaSons
DMP: 
Data 
sharing 
• How 
to 
gain 
access 
to 
the 
data 
– LimitaSons 
• CitaSon 
• Persistent 
idenSfiers 
– Digital 
Object 
IdenSfier 
(DOI) 
– Archival 
Resource 
Keys 
(ARKs) 
– Persistent 
Uniform 
Resource 
Locators 
(PURLs) 
– Uniform 
Resource 
Names 
(URNs) 
– Extensible 
Resource 
IdenSfiers 
(XRIs)
DMP: 
Long-­‐term 
preservaSon 
IdenSfy 
an 
archive 
early 
– Format 
– Transform 
– Document 
• Include 
a 
backup 
archive 
• Primary 
contact 
person
DMP: 
Budget 
Reuse 
of 
data 
ensured 
• PreservaSon 
and 
data 
management 
costs 
• AnScipate 
costs 
ahead 
of 
Sme 
– Personnel 
Sme 
for 
– Hardware 
and/or 
soware 
needed 
for 
– Costs 
associated 
with 
submifng 
the 
data 
to 
an 
archive
Ulf 
Jakobsson 
Swedish 
NaSonal 
Data 
Service 
Ulf.jakobsson@snd.gu.se 
ARIADNE 
is 
funded 
by 
the 
European 
Commission's 
Seventh 
Framework 
Programme

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Data management planning – what it is and how to do it

  • 1. Data Management Planning What it is and how to do it: Ulf Jakobsson, SND Ulf.jakobsson@snd.gu.se ARIADNE is funded by the European Commission's Seventh Framework Programme
  • 2. Data Management Planning Can you prove… • how the work was carried out? • that data weren't falsified? What should have been done?
  • 3. Data Management Planning Data Management Plan (DMP)
  • 4. Data Management Planning Vast amounts of research data – Can be re-­‐used A plan for what informaSon to save and how to save it Here a DMP will be useful!
  • 5. Data Management Planning A DMP: – increases the research efficiency – ensures that the data is • in a correct format • is well organized and well annotated No need to: – re-­‐format – re-­‐organize – try to remember details later Easier to explain
  • 6. Data Management Planning In an early stage of the research process – Aspects of data management • Metadata generaSon • Data preservaSon • Lifecycle documentaSon – Ensures that the material is • Well managed • Prepared for preservaSon
  • 7. Data Management Planning Decide and contact an archive Funding agencies – Requires data management plans – Part of the proposal and evaluaSon process
  • 8. What is a Data Management Plan? A DMP is: – A formal document – Developed at the start of a research process – Outlines all aspects • During the research project • Aer the research project Find or create a data planning checklist
  • 9. DMP: Components? Components in a DMP? • DescripSon of the project: – purpose of the research – organizaSons and staff involved
  • 10. DMP: CollecSon/producSon of data • DescripSon of data: – Nature, scope, scale & format of the data – How the data will be collected – Where & when • Overview of exisSng data • Will the data be reproducible?
  • 11. DMP: OrganizaSon/processing of data • How will the data be organized? – Folder structures – File naming convenSons – File versioning • How will the data be processed? – File formats – Tools and soware
  • 12. DMP: DocumentaSon • How will the data be documented? – Metadata (data about data) • CommunicaSon between principal invesSgator and later researchers • A good descripSon is essenSal • Important for the future • Comprehensive informaSon – Temporal and spaSal details – Parameters – Units – Etc.
  • 13. DMP: DocumentaSon What metadata are needed? • How will the metadata be created/captured? – Lab notebooks – GPS hand-­‐held units – Auto-­‐saved files on instruments, etc. • Format for the metadata • Any ontology or community standard
  • 14. DMP: Local data management • Short-­‐term data management. – File formats – Version control – Project and data idenSfiers – Local storage and back-­‐up procedures – Security and protecSon – CreaSon and maintenance – Compliance with the plan – Policies
  • 15. DMP: Law and ethics Legal and/or ethical issues – Intellectual property or copyright issues – ConfidenSal informaSon • Personal data • High security data – RestricSons – Privacy or ethical issues with data sharing – Embargoes
  • 16. PublicaSon of data Why publish researchdata: • It simplifies the researcher’s life – The archive • Houses the data • Disseminates the data • Provides user support • Prevailing standards • Long-­‐term preservaSon
  • 17. PublicaSon of data • Encourage re-­‐publicaSon and secondary analyses of the data • Reduces cost of research • Might lead to new discoveries • Prevents duplicaSon
  • 18. DMP: Data sharing How to share data – When and how • PublicaSon at an archive/repository • DeposiSon at a subject-­‐specific database • Self-­‐disseminaSon through a dedicated web site • InsStuSonal repository at an academic insStuSon – Delayed, lost or selecSve publicaSon of data – Technical complicaSons
  • 19. DMP: Data sharing • How to gain access to the data – LimitaSons • CitaSon • Persistent idenSfiers – Digital Object IdenSfier (DOI) – Archival Resource Keys (ARKs) – Persistent Uniform Resource Locators (PURLs) – Uniform Resource Names (URNs) – Extensible Resource IdenSfiers (XRIs)
  • 20. DMP: Long-­‐term preservaSon IdenSfy an archive early – Format – Transform – Document • Include a backup archive • Primary contact person
  • 21. DMP: Budget Reuse of data ensured • PreservaSon and data management costs • AnScipate costs ahead of Sme – Personnel Sme for – Hardware and/or soware needed for – Costs associated with submifng the data to an archive
  • 22. Ulf Jakobsson Swedish NaSonal Data Service Ulf.jakobsson@snd.gu.se ARIADNE is funded by the European Commission's Seventh Framework Programme