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Giant All-optical Nonlinear Switching in Graphene
Plasmonic Waveguides
Kelvin J. A. Ooi
Postdoctoral Research Fellow
SUTD-MIT International Design Centre
Singapore University of Technology and Design
for CLEO-PR 2017
2 August 2017
22
1. Optical Properties of Graphene
2. All-optical nonlinear graphene
plasmonics
1. Electronic Scattering in nonlinear
graphene plasmonics
idc.sutd.edu.sg
Contents
33
• Graphene possesses a 2-D optical conductivity which
is described by the Kubo formula [L. A. Falkovsky, J.
Phys.: Conf. Ser. 129 (2008)]
idc.sutd.edu.sg
Linear optical properties
( ) ( )
[ ]
[ ] ( ) 















+−+
++
−







 −+
++
















+








−+
+
=
−
22
2
2
221
2
1
2
2
1
22)(
2)(
ln
22
2)(
tan5.0
4
1exp2ln
2)(
2
)(
TkEi
Eii
Tk
Eiie
Tk
E
Tk
E
i
Tkie
BF
F
B
F
B
F
B
FB
νω
νω
π
νω
νωπ
ωσ




44
• In graphene, due to high β and low
ω, nplasmon can range from 40 – 70
idc.sutd.edu.sg
Basics: Wave-vector, extreme confinement
4
55
• Note: 3.8ps pulse
idc.sutd.edu.sg
High nonlinearity in graphene
66idc.sutd.edu.sg
0.25eV
7idc.sutd.edu.sg
All optical switching on graphene plasmonic
waveguides
88idc.sutd.edu.sg
All optical switching in graphene plasmonic
waveguides
Plasmon signal
Cross-phase modulation:
Top illumination
Cross-phase modulation:
Co-propagating pump
Self-phase modulation
99idc.sutd.edu.sg
Nonlinearity of graphene
• Nonlinear index data in the mid-IR
(from J. L. Cheng and J. E. Sipe)
1010
• Nonlinear plasmon index scales
inversely proportional to Fermi-
level.
idc.sutd.edu.sg
Nonlinear Plasmon index, real and
imaginary
1111
• Nonlinear enhancement scales as a factor
of 4n4
, where n is the plasmon index.
• Since plasmon index is in range of 2 orders
(typically 40 – 70), the enhancement is in
the order of 106
– 107
.
idc.sutd.edu.sg
Surface-induced Nonlinear Enhancement
1212
• Extremely high phase and loss
modulation is achieved with intensities
only in the range of MW/cm2
• Loss modulation performance is better
by 1 order
idc.sutd.edu.sg
Phase Change and Loss Change
10 15 20 25 30
1.00
1.25
1.50
1.75
2.00
2.25
2.50
10 15 20 25 30
1.00
1.25
1.50
1.75
2.00
2.25
2.50
00.025000.050000.075000.10000.12500.15000.17500.20000.22500.25000.27500.30000.32500.35000.37500.40000.42500.45000.47500.50000.52500.55000.57500.60000.62500.65000.67500.70000.72500.75000.77500.80000.82500.85000.87500.90000.92500.95000.97501.0001.0251.0501.0751.1001.1251.1501.1751.2001.2251.2501.2751.3001.3251.3501.3751.4001.4251.4501.4751.5001.5251.5501.5751.6001.6251.6501.6751.7001.7251.7501.7751.8001.8251.8501.8751.9001.9251.9501.9752.0002.0252.0502.0752.1002.1252.1502.1752.2002.2252.2502.2752.3002.3252.3502.3752.4002.4252.4502.4752.500
0
2.00
1.50
2.00π
1.75π
1.50π
1.25π
1.00π
0.75π
∆φ (π)
1.00
Intensity(MW/cm
2
)
Wavelength (µm)
0.50
>2.50
EF
=0.1eV
10 15 20 25 30
0.10
0.20
0.30
0.40
0.50
0.60
0.70
0.80
0.90
1.00
10 15 20 25 30
0.10
0.20
0.30
0.40
0.50
0.60
0.70
0.80
0.90
1.00
-90%
-80%
-70%
-60%
Intensity(MW/cm
2
)
Wavelength (µm)
-100.0-99.67-99.33-99.00-98.67-98.33-98.00-97.67-97.33-97.00-96.67-96.33-96.00-95.67-95.33-95.00-94.67-94.33-94.00-93.67-93.33-93.00-92.67-92.33-92.00-91.67-91.33-91.00-90.67-90.33-90.00-89.67-89.33-89.00-88.67-88.33-88.00-87.67-87.33-87.00-86.67-86.33-86.00-85.67-85.33-85.00-84.67-84.33-84.00-83.67-83.33-83.00-82.67-82.33-82.00-81.67-81.33-81.00-80.67-80.33-80.00-79.67-79.33-79.00-78.67-78.33-78.00-77.67-77.33-77.00-76.67-76.33-76.00-75.67-75.33-75.00-74.67-74.33-74.00-73.67-73.33-73.00-72.67-72.33-72.00-71.67-71.33-71.00-70.67-70.33-70.00-69.67-69.33-69.00-68.67-68.33-68.00-67.67-67.33-67.00-66.67-66.33-66.00-65.67-65.33-65.00-64.67-64.33-64.00-63.67-63.33-63.00-62.67-62.33-62.00-61.67-61.33-61.00-60.67-60.33-60.00-59.67-59.33-59.00-58.67-58.33-58.00-57.67-57.33-57.00-56.67-56.33-56.00-55.67-55.33-55.00-54.67-54.33-54.00-53.67-53.33-53.00-52.67-52.33-52.00-51.67-51.33-51.00-50.67-50.33-50.00
∆α/α (%)
-90
-80
-70
-60
-50
EF
=0.1eV
∆α/α (%)
-100
-50%
13idc.sutd.edu.sg
Electronic scattering on nonlinear graphene plasmonic
waveguides
1414
• A high-velocity electron travelling parallel/non-
touching trajectory and near to a metal surface
can excite surface plasmon polaritons.
• [J. Lecante, Y. Ballu, and D. M. Newns, Phys.
Rev. Lett. 38, 36–40 (1977)].
• The main excitation occurs at the intersection
of the electron velocity line and the SPP
dispersion line.
idc.sutd.edu.sg
Aloof-scattering of free electrons can
generate SPP
1515
• The loss probability for aloof-
scattering excitation is given as [F. J.
Garcia de Abajo, Rev. Mod. Phys. 82,
209 (2010)]
idc.sutd.edu.sg
Loss probability and loss
function
( ) 





⋅





⋅=Γ
d
p
SP
r
v
z
K
v
Le
εε
ω
π
ω
0
02
2
Im
22

Electron velocity term,
measures how readily
the electron is able to
transfer energy per unit
trajectory
Impact parameter term, measures
distance- and momentum-dependent
interaction between electron and
sample
Loss-function term,
measures how readily
the material is able to
accept energy transfer
1616idc.sutd.edu.sg
Performance of graphene vs.
metals
1717
• 1 electron travelling at 0.01c
(25.6eV) 10nm above graphene
(0.2eV Fermi level)
Total induced E-fields
and nonlinear modulation
idc.sutd.edu.sg
0.0 1.0 2.0 3.0 4.0
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
5.0 4.71x1014
3.17x1014
×1014
×108
Graphene, 0.2eV
Graphene, Modulated
v = 0.01c
AngularFrequency,ω(Hz)
Wave Vector, k (m-1
)
3.17x10
14
4.72x10
14
0.0 1.0 2.0 3.0 4.0 5.0 6.0
0
2
4
6
8
10
12
×10
14
LossProbability,ΓSP
Angular Frequency, ω (Hz)
×10
-23
1818
Phase and Loss Modulation
idc.sutd.edu.sg
0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0
0
2
4
6
8
10
PhaseModulation(π)
Angular Frequency, ω (Hz)
2 3 4 5
0
100
200
300
400
500
×1014
PhaseModulation(π)
Angular Frequency, ω (Hz)
×1014
0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0
0
1
2
3
4
5
6
7
8
×1014
Modulation depth
Loss, modulatedLoss(db/µm)
Angular Frequency, ω (Hz)
Loss, 0.2eV
-100
-80
-60
-40
-20
0
ModulationDepth(%)
19
Thank You!
idc.sutd.edu.sg
Acknowledgments:
SUTD-MIT IDC Grants, SUTD-ZJU
Collaboration
MOE ACRF Tier 2

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  • 1. 1idc.sutd.edu.sg Giant All-optical Nonlinear Switching in Graphene Plasmonic Waveguides Kelvin J. A. Ooi Postdoctoral Research Fellow SUTD-MIT International Design Centre Singapore University of Technology and Design for CLEO-PR 2017 2 August 2017
  • 2. 22 1. Optical Properties of Graphene 2. All-optical nonlinear graphene plasmonics 1. Electronic Scattering in nonlinear graphene plasmonics idc.sutd.edu.sg Contents
  • 3. 33 • Graphene possesses a 2-D optical conductivity which is described by the Kubo formula [L. A. Falkovsky, J. Phys.: Conf. Ser. 129 (2008)] idc.sutd.edu.sg Linear optical properties ( ) ( ) [ ] [ ] ( )                 +−+ ++ −         −+ ++                 +         −+ + = − 22 2 2 221 2 1 2 2 1 22)( 2)( ln 22 2)( tan5.0 4 1exp2ln 2)( 2 )( TkEi Eii Tk Eiie Tk E Tk E i Tkie BF F B F B F B FB νω νω π νω νωπ ωσ    
  • 4. 44 • In graphene, due to high β and low ω, nplasmon can range from 40 – 70 idc.sutd.edu.sg Basics: Wave-vector, extreme confinement 4
  • 5. 55 • Note: 3.8ps pulse idc.sutd.edu.sg High nonlinearity in graphene
  • 7. 7idc.sutd.edu.sg All optical switching on graphene plasmonic waveguides
  • 8. 88idc.sutd.edu.sg All optical switching in graphene plasmonic waveguides Plasmon signal Cross-phase modulation: Top illumination Cross-phase modulation: Co-propagating pump Self-phase modulation
  • 9. 99idc.sutd.edu.sg Nonlinearity of graphene • Nonlinear index data in the mid-IR (from J. L. Cheng and J. E. Sipe)
  • 10. 1010 • Nonlinear plasmon index scales inversely proportional to Fermi- level. idc.sutd.edu.sg Nonlinear Plasmon index, real and imaginary
  • 11. 1111 • Nonlinear enhancement scales as a factor of 4n4 , where n is the plasmon index. • Since plasmon index is in range of 2 orders (typically 40 – 70), the enhancement is in the order of 106 – 107 . idc.sutd.edu.sg Surface-induced Nonlinear Enhancement
  • 12. 1212 • Extremely high phase and loss modulation is achieved with intensities only in the range of MW/cm2 • Loss modulation performance is better by 1 order idc.sutd.edu.sg Phase Change and Loss Change 10 15 20 25 30 1.00 1.25 1.50 1.75 2.00 2.25 2.50 10 15 20 25 30 1.00 1.25 1.50 1.75 2.00 2.25 2.50 00.025000.050000.075000.10000.12500.15000.17500.20000.22500.25000.27500.30000.32500.35000.37500.40000.42500.45000.47500.50000.52500.55000.57500.60000.62500.65000.67500.70000.72500.75000.77500.80000.82500.85000.87500.90000.92500.95000.97501.0001.0251.0501.0751.1001.1251.1501.1751.2001.2251.2501.2751.3001.3251.3501.3751.4001.4251.4501.4751.5001.5251.5501.5751.6001.6251.6501.6751.7001.7251.7501.7751.8001.8251.8501.8751.9001.9251.9501.9752.0002.0252.0502.0752.1002.1252.1502.1752.2002.2252.2502.2752.3002.3252.3502.3752.4002.4252.4502.4752.500 0 2.00 1.50 2.00π 1.75π 1.50π 1.25π 1.00π 0.75π ∆φ (π) 1.00 Intensity(MW/cm 2 ) Wavelength (µm) 0.50 >2.50 EF =0.1eV 10 15 20 25 30 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00 10 15 20 25 30 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00 -90% -80% -70% -60% Intensity(MW/cm 2 ) Wavelength (µm) -100.0-99.67-99.33-99.00-98.67-98.33-98.00-97.67-97.33-97.00-96.67-96.33-96.00-95.67-95.33-95.00-94.67-94.33-94.00-93.67-93.33-93.00-92.67-92.33-92.00-91.67-91.33-91.00-90.67-90.33-90.00-89.67-89.33-89.00-88.67-88.33-88.00-87.67-87.33-87.00-86.67-86.33-86.00-85.67-85.33-85.00-84.67-84.33-84.00-83.67-83.33-83.00-82.67-82.33-82.00-81.67-81.33-81.00-80.67-80.33-80.00-79.67-79.33-79.00-78.67-78.33-78.00-77.67-77.33-77.00-76.67-76.33-76.00-75.67-75.33-75.00-74.67-74.33-74.00-73.67-73.33-73.00-72.67-72.33-72.00-71.67-71.33-71.00-70.67-70.33-70.00-69.67-69.33-69.00-68.67-68.33-68.00-67.67-67.33-67.00-66.67-66.33-66.00-65.67-65.33-65.00-64.67-64.33-64.00-63.67-63.33-63.00-62.67-62.33-62.00-61.67-61.33-61.00-60.67-60.33-60.00-59.67-59.33-59.00-58.67-58.33-58.00-57.67-57.33-57.00-56.67-56.33-56.00-55.67-55.33-55.00-54.67-54.33-54.00-53.67-53.33-53.00-52.67-52.33-52.00-51.67-51.33-51.00-50.67-50.33-50.00 ∆α/α (%) -90 -80 -70 -60 -50 EF =0.1eV ∆α/α (%) -100 -50%
  • 13. 13idc.sutd.edu.sg Electronic scattering on nonlinear graphene plasmonic waveguides
  • 14. 1414 • A high-velocity electron travelling parallel/non- touching trajectory and near to a metal surface can excite surface plasmon polaritons. • [J. Lecante, Y. Ballu, and D. M. Newns, Phys. Rev. Lett. 38, 36–40 (1977)]. • The main excitation occurs at the intersection of the electron velocity line and the SPP dispersion line. idc.sutd.edu.sg Aloof-scattering of free electrons can generate SPP
  • 15. 1515 • The loss probability for aloof- scattering excitation is given as [F. J. Garcia de Abajo, Rev. Mod. Phys. 82, 209 (2010)] idc.sutd.edu.sg Loss probability and loss function ( )       ⋅      ⋅=Γ d p SP r v z K v Le εε ω π ω 0 02 2 Im 22  Electron velocity term, measures how readily the electron is able to transfer energy per unit trajectory Impact parameter term, measures distance- and momentum-dependent interaction between electron and sample Loss-function term, measures how readily the material is able to accept energy transfer
  • 17. 1717 • 1 electron travelling at 0.01c (25.6eV) 10nm above graphene (0.2eV Fermi level) Total induced E-fields and nonlinear modulation idc.sutd.edu.sg 0.0 1.0 2.0 3.0 4.0 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 4.71x1014 3.17x1014 ×1014 ×108 Graphene, 0.2eV Graphene, Modulated v = 0.01c AngularFrequency,ω(Hz) Wave Vector, k (m-1 ) 3.17x10 14 4.72x10 14 0.0 1.0 2.0 3.0 4.0 5.0 6.0 0 2 4 6 8 10 12 ×10 14 LossProbability,ΓSP Angular Frequency, ω (Hz) ×10 -23
  • 18. 1818 Phase and Loss Modulation idc.sutd.edu.sg 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0 0 2 4 6 8 10 PhaseModulation(π) Angular Frequency, ω (Hz) 2 3 4 5 0 100 200 300 400 500 ×1014 PhaseModulation(π) Angular Frequency, ω (Hz) ×1014 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0 0 1 2 3 4 5 6 7 8 ×1014 Modulation depth Loss, modulatedLoss(db/µm) Angular Frequency, ω (Hz) Loss, 0.2eV -100 -80 -60 -40 -20 0 ModulationDepth(%)
  • 19. 19 Thank You! idc.sutd.edu.sg Acknowledgments: SUTD-MIT IDC Grants, SUTD-ZJU Collaboration MOE ACRF Tier 2