The document provides information about capital markets and the key instruments traded in capital markets. It discusses that a capital market allows investors to trade financial assets like equity shares, preference shares, debentures, and bonds. These instruments can be traded on stock exchanges like the BSE and NSE. The primary market involves the initial sale of securities to investors by companies, while the secondary market allows investors to trade existing securities among themselves.

1. ANTU THOMAS

2. CAPITAL MARKET
CAPITAL
+
MARKET

3. MARKET
 A market is a place where two parties can gather to facilitate the exchange
of goods and services
 The parties involved are usually buyers and sellers
 The market may be physical or virtual
 a retail outlet ( where people meet face-to-face)
 virtual or online market( where there is no direct physical contact between
buyers and sellers.)

6. CAPITAL
 capital refers to the financial assets needed for a business to produce the
goods and/or services it offers to its customers.
 Financial Assets / Instruments
Equity shares
Preference Shares
Debentures / Bonds
CAPITAL MARKET
INSTRUMENTS

7. Particulars Amount
I. EQUITY AND LIABILITIES
(1) Shareholders’ funds
(a) Share capital
(b) Reserves and surplus
(c) Money received against share
warrants
(2) Share application money pending
allotment
(3) Non-current liabilities
(a) Long-term borrowings
(b) Deferred tax liabilities (Net)
(c) Other Long term liabilities
(d) Long-term provisions
(4) Current liabilities
(a) Short-term borrowings
(b) Trade payables
(c) Other current liabilities
(d) Short-term provisions
TOTAL
II. ASSETS
Non-current assets
(1) (a) Fixed assets
(i) Tangible assets
(ii) Intangible assets
(iii) Capital work-in-progress
(iv) Intangible assets under
development
(b) Non-current investments
(c) Deferred tax assets (net)
(d) Long-term loans and advances
(e) Other non-current assets
(2) Current assets
(a) Current investments
(b) Inventories
(c) Trade receivables
(d) Cash and cash equivalents
(e) Short-term loans and advances
CAPITAL

8. EQUITY
SHARE
S
PREFERENCE
SHARES

9. EQUITY SHARE
 Equity shares are ownership shares
 Part of capital of the company
 Equity shareholders are real owners of the
company.
 They are also called as ordinary shares.
 These share holders do not enjoy preference
regarding payment of dividend and repayment
of capital.
 Equity shareholders are paid dividend out of
the profits made by a company.

10. PREFERENCE SHARE
 Shares with preferential rights
 Not an ownership share
 Part of a capital of the company
 redeemed within a period of 20 years from the date of its issue as per 2013
companies Act.
 Regular payment of dividend
 Repayment of capital before equity shareholders in the event of winding up of a
company.

11. DEBENTURE
 Debenture is a medium- to long-term
debt instrument used by large companies to
borrow money
 Fixed rate of interest.
 The legal term "debenture" originally referred to
a document that either creates a debt or
acknowledges
 A debenture is thus like a certificate of loan
 evidencing the fact that the company is liable to
pay a specified amount with interest and although
the money raised by the debentures
 Part of the company's capital structure

12. BOND
 A bond is a fixed income instrument
 a loan made by an investor to a borrower (typically
corporate or governmental).
 Bonds are used by companies, municipalities, states.
 Owners of bonds are debt holders, or creditors, of
the issuer.
 The end date when the principal of the loan is due
to be paid to the bond owner and usually includes
the terms for variable or fixed interest payments
made by the borrower.

13. Investors (People) are buying and selling shares (Products)
through stock exchanges (Place).
PEOPLE/
INVESTOR
PRODUCT/
SHARES
PLACE/
STOCK
EXCHANGE

14. PEOPLE
 An investor is a person that allocates capital with the expectation of a future
financial return.
 Types of investments include: equity, debt securities, real estate, currency,
commodity, derivatives such as put and call options, futures, forwards, etc.
 Scarifying their present money for future benefits or return

15. PRODUCTS
 EQUITY SHARES
 PREFERENCE SHARES
 DEBENTURES
 BONDS

16. PLACES
 BUYING AND SELLING TAKE PLACE
 MEDIUM OF EXCHANGE
 STOCK EXCHANGES
 NSE&BSE
MARKET SPACE

17. CAPITAL MARKET
PRIMARY MARKET SECONDARY MARKET

18. PRIMARY MARKET
 PRIMARY:
SELLERS: COMPANY
BUYERS: INDIVIDUALS, INSTITUTIONS
 NO Geographical area
 IPO
 FPO
 Fixed pricing and book-building methods

19. IPO-INITIAL PUBLIC OFFERING
 An IPO is the first sale or offering of a stock
by a company to the public.
 Unlisted Companies issue its shares to
public
 It happens when a company decides to go
public rather than remain solely owned by
private or inside investors

20. FPO-FURTHER PUBLIC OFFERING
 A follow-on public offer (FPO)
 When a listed company comes out with a
fresh issue of shares or makes an offer for
sale to the public to raise funds it is
known as FPO
 Listed companies issues its shares to
public

21. SECONDARY MARKET
 SECONDARY:
SELLERS: INDIVIDUALS& INSTITUTIONS
BUYERS: INDIVIDUALS & INSTITUTIONS
 Help of stock brokers
 NSE
 BSE

22. CAPITAL MARKET
 Buying and selling of capital market instruments ( Equity
shares, Preference Shares and Debentures)
 Market Space.. NSE & BSE- Stock Exchanges
 Through D-Mat Account
 Dematerialized form
 Online exchange
 Help of Brokers

23. STOCK EXCHANGES

24. BSE-Bombay Stock Exchange
 Established – 1875
 Oldest stock exchange in India
 SENSEX-1986
 2010 –Mobile Trading
 Managed by Board Of Directors ( Professionals, public representatives, market
intermediaries and SEBI)

25. SENSEX- Sensitivity Index
 S&P BOMBAY STOCK EXCHANGE
SENSITIVE INDEX
 30 Well established and financially sound
companies
 Representatives of Various industrial
sectors of the Indian Economy.

26. SENSEX 30 COMPANIES

27. NSE- National Stock Exchange
 Established – 1992
 Largest stock exchange in India
 Internet trading & Derivative trading-2000
 Promoters: ODBI, ICICI,IFCI,LIC&SBI
 NIFTY-INDEX

28. NIFTY 50 COMPANIES
Adani Ports ADANIPORTS.NS Infrastructure
Asian Paints Ltd ASIANPAINT.NS Consumer Goods
Axis Bank AXISBANK.NS Banking
Bajaj Auto BAJAJ-AUTO.NS Automobile
Bajaj Finance BAJFINANCE.NS Financial Services
Bajaj Finserv BAJAJFINSV.NS Financial Services
Bharti Airtel BHARTIARTL.NS Telecommunication
Bharti Infratel Ltd. INFRATEL.NS Telecommunication
BPCL BPCL.NS Energy - Oil & Gas
Cipla CIPLA.NS Pharmaceuticals
Coal India COALINDIA.NS Energy & Mining
Dr Reddy Lab DRREDDY.NS Pharmaceuticals
Eicher Motors EICHERMOT.NS Automobile
GAIL GAIL.NS Energy - Oil & Gas
Grasim Industries GRASIM.NS Cement
HCL Technologies HCLTECH.NS Information Technology
HDFC HDFC.NS Financial Services
HDFC Bank HDFCBANK.NS Banking

29. Hindalco Industries HINDALCO.NS Metals
Hindustan Unilever HINDUNILVR.NS Consumer Goods
Britannia Industries BRITANNIA.NS Consumer Goods
ICICI Bank ICICIBANK.NS Banking
IndusInd Bank INDUSINDBK.NS Banking
Infosys INFY.NS Information Technology
IOC IOC.NS Energy - Oil & Gas
ITC Limited ITC.NS Consumer Goods
JSW Steel JSWSTEEL.NS Metals
Kotak Mahindra Bank KOTAKBANK.NS Banking
Larsen & Toubro LT.NS Construction
Mahindra & Mahindra M&M.NS Automobile
Maruti Suzuki MARUTI.NS Automobile
Nestle India Ltd NESTLEIND.NS Food Processing
NTPC Limited NTPC.NS Energy - Power
ONGC ONGC.NS Energy - Oil & Gas
PowerGrid Corporation of India POWERGRID.NS Energy - Power
Reliance Industries RELIANCE.NS Energy - Oil & Gas
State Bank of India SBIN.NS Banking
Sun Pharmaceutical SUNPHARMA.NS Pharmaceuticals
Tata Consultancy Services TCS.NS Information Technology
Tata Motors TATAMOTORS.NS Automobile
Tata Steel TATASTEEL.NS Metals
Tech Mahindra TECHM.NS Information Technology
Titan Company TITAN.NS Consumer Goods
UltraTech Cement ULTRACEMCO.NS Cement
United Phosphorus Limited UPL.NS Chemicals
Vedanta VEDL.NS Metals
Wipro WIPRO.NS Information Technology
Yes Bank YESBANK.NS Banking
Zee Entertainment Enterprises ZEEL.NS Media & Entertainmen

31. DEMATERIALISATION

33. HOW TO PURCHASE SHARES?
 Need D-Mat Account:
D-mat Account opening form from Stock Brokers
One photo
Cancelled cheque /bank pass book front page copy
Copy of Adhaar card
Copy of PAN card
 Transfer of cash from saving account to D-mat Account
Cheque Deposit
Online Transfer
 Purchase of shares
through broker
online

34. PROCESS OF TRADING IN STOCK EXCHANGE
 Selection of broker
 Opening of D-mat Account
 Transfer of fund (pay-in)
 Placing an order (buy/sell)
 Making contract/ Execution of order
 Settlement of transaction (T+2)
 Pay-out

35. CLEARING AND SETTLEMENTS
 T+2
 DEPOSITORIES
 NSDL-NSE
 CDSL-BSE

36. BROKERS
 HEDGE EQUITIES
 KARVY
 MUTHOOT SECURITIES
 RELIANCE CAPITAL
 SHAREKHAN
 ANGEL BROKING
 ICICI SECURITIES
 PENTAD SECURITIES

37. BUYING AND SELLING OF SHARES
 TRADE
 BROKER
 ONLINE- BROKER’S WEBSITE
 ODIN SCREEN- SOFTWARE- COMPUTER SYSTEM
 MOBILE APP- SOFTWARE

38. ODIN SCREEN

40. ONLINE TRADE

44. NSE MOBILE APP – TRADING SOFTWARE

47. FUND TRANSFER-PAY IN

49. ORDER PLACING

51. TRADING TIME
 9:15-3:30
 MONDAY -FRIDAY

52. FAMILIAR CAPITAL MARKET TERMS
 BULL
 BEAR
 BLUE CHIP COMPANIES
 SHORT SELLING

53. BULL MARKET
 When the stock market as a whole is in a prolonged period of increasing stock
prices. It’s the opposite of a bear market.

54. BULL

55. BEAR MARKET
 Trading talk for the stock market being in a downward trend, or a period of falling
stock prices. This is the opposite of a bull market. If a stock price plummets, it’s
very bearish.

56. BEAR

57. BLUE CHIP COMPANIES
 The stocks behind large, industry-leading companies. They offer a stable record of
significant dividend payments and have a reputation of sound fiscal management.

58. DAY TRADE
 The practice of buying and selling within the same trading day, before the close of
the markets on that day, is called day trading.

59. DIVIDEND
 A portion of a company’s earnings that is paid to shareholders, or people that own
that company’s stock, on a quarterly or annual basis. Not all companies pay
dividends

60. SHORT SELLING
 Short selling stocks is a strategy to use when you expect a security's price will
decline. ... After you short a position via a short-sale, you eventually need to buy-
to-cover to close the position, which means you buy back the shares later and
return those shares to the broker from whom you borrowed the shares.