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2014 Biosafety Symposium
Rx Risk:
Assessing risks in a less prescriptive
environment
Canadian Biosafety Symposium
Winnipeg, MB
June 12, 2014
Liz Krivonosov, PEng, CIH, ROH
Mireille Cartier, PhD
KRMC Inc.
2014 Biosafety Symposium
2014 Biosafety Symposium
Outline
• CBSG requirements
• Assessment overview
• Biosafety program
– Risk assessment components
– Local risk
• Case study – viral vectors
2014 Biosafety Symposium
RISK Evaluation
• Anticipation
• Evaluation – hazard
• Assessment - probability
• Control
– Mitigation/Management
Author: Carl Pritchard
2014 Biosafety Symposium
CBSG Standards – Risk Assessment
2014 Biosafety Symposium
Risk Assessment Requirements
CBSG Standard
• R4.1.4 – An overarching risk assessment to be
conducted and documented to identify the
hazards and appropriate mitigation strategies for
the proposed activities involving
infectious material and toxins
2014 Biosafety Symposium
Risk Assessment requirements
CBSG Standard
• R4.1.5 – A local risk assessment (LRA) to be
conducted and documented to examine:
• each activity
• identify risks
• develop safe work practices
.
2014 Biosafety Symposium
Less prescriptive environment
G4.3.8 - Although the agencies assign containment levels for
pathogens, the CBSG is performance based, which allows personnel
to use LRAs to determine the mitigation strategies for their
activities as each situation is different.
2014 Biosafety Symposium
2014 Biosafety Symposium
Risk Assessment
Risk analysis must answer 3 questions
1. What can happen? – Hazard identification
2. What is the chance it will happen? – Occurrence likelihood
3. What are the consequences of the event? – Occurrence
consequences
2014 Biosafety Symposium
2014 Biosafety Symposium
HAZARD IDENTIFICATION
RISK MANAGEMENT
EXPOSURE
ASSESSMENT
RISK
CHARACTERIZATION
Will it be harmful?
Potential in workplace
How hazardous is agent &
intended use?
Procedures & facilities to
minimize exposure
Classic Risk Mitigation Model
2014 Biosafety Symposium
Overarching Risk Assessment
to identify the most important issues
2014 Biosafety Symposium
Biosafety Program
Overarching Risk Assessment
Biosecurity
RA
Medical Surveillance
RA
Emergency Response Plan
RA
Communication Plan
RA
Local
RA
Local
RA
Local
RA
2014 Biosafety Symposium
Overarching Risk Assessment
Better to prevent or remove rather than mitigate
2014 Biosafety Symposium
Overarching Risk Assessment
Should contain:
– Plan of the facility
– Focus on all biological laboratories
– Description of the biological material used
– Identification of personnel handling the material
– Type of activities (diagnostics, research, animal work, etc.)
2014 Biosafety Symposium
Biosecurity Risk Assessment
Biosecurity is implemented to prevent:
• Theft
• Intentional release of pathogens
• Misuse
2014 Biosafety Symposium
Biosecurity Risk Assessment
2 complementary consequences should be considered:
1. Loss of Valuable Biological Material (VBM)
material with a special value
• scientific
• historic (strain collections, reference strains, etc.)
• economic (clinical material, vaccines, etc.)
2. Malicious use of the material to harm the population
Henrietta Lacks
2014 Biosafety Symposium
Biosecurity Risk Assessment
• Physical Security - Building Management
• Personnel Security - Human Resources
• Material Control and Availability -PI/BSO
• Transport Security - Shipping/Receiving
• Information Security – IT department
• Program Management – H&S/BSO
2014 Biosafety Symposium
Medical Surveillance Risk Assessment
Potential of the biological material to cause infection/disease to
be assessed (PHAC PSDS, BMBLv5, etc.)
• Consequences of infection
• Known conditions in worker which
could affect disease outcome
• Pre-placement worker evaluation
• Vaccine availability
• Treatment availability
– Post-exposure prophylaxis
– Treatment of infection/disease
• Medical surveillance of employees in
the case of dangerous pathogens
2014 Biosafety Symposium
Emergency Response Assessment
• Assessment of possible/probable scenarios (reg & after hours)
– Exposures (cuts, and splashes), spills
– Loss of power – ventilation, sample storage
• Roles and responsibilities – internal and local emergency
response
2014 Biosafety Symposium
Emergency Response Assessment
TRAINING and EXERCISES
• First responders, security, staff
working with agents
• Availability of equipment
• reporting and investigation
procedures
2014 Biosafety Symposium
Emergency Response Assessment
EVACUATION ROUTES EMERGENCY ACCESS OVERIDE ENTRY
2014 Biosafety Symposium
Communication Assessment
• Target Audience?
– Notification of internal
staff, regulators,
medical staff, public
• Training
• Roles understood?
2014 Biosafety Symposium
Communication Assessment
• Regular updates
• Changing conditions
• Uncertainty
• Timeliness
2014 Biosafety Symposium
Risk Communication
– Dealing with Uncertainty
Risk = Hazard + Outrage
Dr. Peter Sandman
Responding to Community Outrage: Strategies for Effective Risk Communication
2014 Biosafety Symposium
Local Risk Assessment
LRAs are step-by-step risk assessments of specific
experimental protocols leading to standard
operating procedures
2014 Biosafety Symposium
LRA – General Information
• Goal of the experiment
• Responsible PI
• List of personnel involved
• Location
2014 Biosafety Symposium
LRA – Biological Material
Detailed information about the biological material for
thorough understanding of the consequences of exposure:
• pathogenicity and infectivity
• infectious dose
• route of infection
• mode of transmission
2014 Biosafety Symposium
LRA – Medical Assessment
Specific for the organism and the experimental protocol.
Medical Information:
• General from the overall medical surveillance RA
• Specific related to the protocol
2014 Biosafety Symposium
Step-by-step description of experimental protocol including
various parameters and special precautions
• manipulations
• location of the work
• risk potential: quantity, aerosol
generation, open bench, etc.
• special precautions
LRA - Protocol
2014 Biosafety Symposium
LRA - Manipulations
2014 Biosafety Symposium
LRA – Location of Work
2014 Biosafety Symposium
LRA
Risk potential: quantity, aerosol generation, etc.
2014 Biosafety Symposium
LRA – Special Precautions
Adding or removing PPE
Specific to the various experimental steps:
2014 Biosafety Symposium
LRA – Special Precautions
Moving from one containment
level to another
Specific to the various experimental steps:
2014 Biosafety Symposium
LRA – Document 1
General information about the project, personnel and the
biological material
Local Risk Assessment
General Information
PI: John Tremblay
Project: Studies with various Human Immunodeficiency Virus mutants
Personnel: ________________________
Location: Smith building, labs 123, 167, 190 and 193
Biological Material: Various HIV mutants grown in different established cell lines
Pathogen Safety Data Sheet for HIV is attached
[Description of the different mutants]
Medical Assessment: HIV is a bloodborne pathogen leading to lifelong immunodeficiency…
No vaccines
Post-exposure prophylactic treatment available: protocol to obtain treatment in case of exposure
Personnel with specific medical conditions should consult their medical doctor for evaluation
…
2014 Biosafety Symposium
LRA – Document 2
Detailed information about the protocol
Various templates available on the web
2014 Biosafety Symposium
Viral Vector System
Pseudotyped HIV
– 4 mutant plasmids to encode the various HIV
proteins required for the generation of
pseudovirus – very low risk of Replication
Competent Virus (RCV)
– VSV G envelope – broad tropism
– Transfer plasmid encoding luciferase protein for
detection
2014 Biosafety Symposium
HIV viral vector – 3rd generation
2014 Biosafety Symposium
Issues to consider with viral vectors
Use of viral vectors for the transfer of genetic material in
human cells:
• Potential for replication-competent viruses
• Integration inactivation/activation of autologous genes
• Change in tropism related to different envelope protein
• Production of foreign proteins:
– Toxic proteins
– Oncogenes
– Viral proteins
• Seroconversion
2014 Biosafety Symposium
Conclusions
Less prescriptive environment:
• More flexibility in terms of work environment and
procedures
• More documentation to provide appropriate justification
• Thinking through the entire
procedure and potential risks
• Written documentation
available for consultation by
all personnel
2014 Biosafety Symposium
Rx Risk:
Assessing risks in a less prescriptive
environment
2014 Biosafety Symposium
Liz Krivonosov, PEng, CIH, ROH
President
liz@krmc.ca
Mireille Cartier, PhD
Biosafety Specialist
mireille@krmc.ca
KRMC Inc.
www.krmc.ca
2014 Biosafety Symposium
Risk Assessment - Completed

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BiosafetySymposium_2014_RA

  • 1. 2014 Biosafety Symposium Rx Risk: Assessing risks in a less prescriptive environment Canadian Biosafety Symposium Winnipeg, MB June 12, 2014 Liz Krivonosov, PEng, CIH, ROH Mireille Cartier, PhD KRMC Inc.
  • 3. 2014 Biosafety Symposium Outline • CBSG requirements • Assessment overview • Biosafety program – Risk assessment components – Local risk • Case study – viral vectors
  • 4. 2014 Biosafety Symposium RISK Evaluation • Anticipation • Evaluation – hazard • Assessment - probability • Control – Mitigation/Management Author: Carl Pritchard
  • 5. 2014 Biosafety Symposium CBSG Standards – Risk Assessment
  • 6. 2014 Biosafety Symposium Risk Assessment Requirements CBSG Standard • R4.1.4 – An overarching risk assessment to be conducted and documented to identify the hazards and appropriate mitigation strategies for the proposed activities involving infectious material and toxins
  • 7. 2014 Biosafety Symposium Risk Assessment requirements CBSG Standard • R4.1.5 – A local risk assessment (LRA) to be conducted and documented to examine: • each activity • identify risks • develop safe work practices .
  • 8. 2014 Biosafety Symposium Less prescriptive environment G4.3.8 - Although the agencies assign containment levels for pathogens, the CBSG is performance based, which allows personnel to use LRAs to determine the mitigation strategies for their activities as each situation is different.
  • 10. 2014 Biosafety Symposium Risk Assessment Risk analysis must answer 3 questions 1. What can happen? – Hazard identification 2. What is the chance it will happen? – Occurrence likelihood 3. What are the consequences of the event? – Occurrence consequences
  • 12. 2014 Biosafety Symposium HAZARD IDENTIFICATION RISK MANAGEMENT EXPOSURE ASSESSMENT RISK CHARACTERIZATION Will it be harmful? Potential in workplace How hazardous is agent & intended use? Procedures & facilities to minimize exposure Classic Risk Mitigation Model
  • 13. 2014 Biosafety Symposium Overarching Risk Assessment to identify the most important issues
  • 14. 2014 Biosafety Symposium Biosafety Program Overarching Risk Assessment Biosecurity RA Medical Surveillance RA Emergency Response Plan RA Communication Plan RA Local RA Local RA Local RA
  • 15. 2014 Biosafety Symposium Overarching Risk Assessment Better to prevent or remove rather than mitigate
  • 16. 2014 Biosafety Symposium Overarching Risk Assessment Should contain: – Plan of the facility – Focus on all biological laboratories – Description of the biological material used – Identification of personnel handling the material – Type of activities (diagnostics, research, animal work, etc.)
  • 17. 2014 Biosafety Symposium Biosecurity Risk Assessment Biosecurity is implemented to prevent: • Theft • Intentional release of pathogens • Misuse
  • 18. 2014 Biosafety Symposium Biosecurity Risk Assessment 2 complementary consequences should be considered: 1. Loss of Valuable Biological Material (VBM) material with a special value • scientific • historic (strain collections, reference strains, etc.) • economic (clinical material, vaccines, etc.) 2. Malicious use of the material to harm the population Henrietta Lacks
  • 19. 2014 Biosafety Symposium Biosecurity Risk Assessment • Physical Security - Building Management • Personnel Security - Human Resources • Material Control and Availability -PI/BSO • Transport Security - Shipping/Receiving • Information Security – IT department • Program Management – H&S/BSO
  • 20. 2014 Biosafety Symposium Medical Surveillance Risk Assessment Potential of the biological material to cause infection/disease to be assessed (PHAC PSDS, BMBLv5, etc.) • Consequences of infection • Known conditions in worker which could affect disease outcome • Pre-placement worker evaluation • Vaccine availability • Treatment availability – Post-exposure prophylaxis – Treatment of infection/disease • Medical surveillance of employees in the case of dangerous pathogens
  • 21. 2014 Biosafety Symposium Emergency Response Assessment • Assessment of possible/probable scenarios (reg & after hours) – Exposures (cuts, and splashes), spills – Loss of power – ventilation, sample storage • Roles and responsibilities – internal and local emergency response
  • 22. 2014 Biosafety Symposium Emergency Response Assessment TRAINING and EXERCISES • First responders, security, staff working with agents • Availability of equipment • reporting and investigation procedures
  • 23. 2014 Biosafety Symposium Emergency Response Assessment EVACUATION ROUTES EMERGENCY ACCESS OVERIDE ENTRY
  • 24. 2014 Biosafety Symposium Communication Assessment • Target Audience? – Notification of internal staff, regulators, medical staff, public • Training • Roles understood?
  • 25. 2014 Biosafety Symposium Communication Assessment • Regular updates • Changing conditions • Uncertainty • Timeliness
  • 26. 2014 Biosafety Symposium Risk Communication – Dealing with Uncertainty Risk = Hazard + Outrage Dr. Peter Sandman Responding to Community Outrage: Strategies for Effective Risk Communication
  • 27. 2014 Biosafety Symposium Local Risk Assessment LRAs are step-by-step risk assessments of specific experimental protocols leading to standard operating procedures
  • 28. 2014 Biosafety Symposium LRA – General Information • Goal of the experiment • Responsible PI • List of personnel involved • Location
  • 29. 2014 Biosafety Symposium LRA – Biological Material Detailed information about the biological material for thorough understanding of the consequences of exposure: • pathogenicity and infectivity • infectious dose • route of infection • mode of transmission
  • 30. 2014 Biosafety Symposium LRA – Medical Assessment Specific for the organism and the experimental protocol. Medical Information: • General from the overall medical surveillance RA • Specific related to the protocol
  • 31. 2014 Biosafety Symposium Step-by-step description of experimental protocol including various parameters and special precautions • manipulations • location of the work • risk potential: quantity, aerosol generation, open bench, etc. • special precautions LRA - Protocol
  • 32. 2014 Biosafety Symposium LRA - Manipulations
  • 33. 2014 Biosafety Symposium LRA – Location of Work
  • 34. 2014 Biosafety Symposium LRA Risk potential: quantity, aerosol generation, etc.
  • 35. 2014 Biosafety Symposium LRA – Special Precautions Adding or removing PPE Specific to the various experimental steps:
  • 36. 2014 Biosafety Symposium LRA – Special Precautions Moving from one containment level to another Specific to the various experimental steps:
  • 37. 2014 Biosafety Symposium LRA – Document 1 General information about the project, personnel and the biological material Local Risk Assessment General Information PI: John Tremblay Project: Studies with various Human Immunodeficiency Virus mutants Personnel: ________________________ Location: Smith building, labs 123, 167, 190 and 193 Biological Material: Various HIV mutants grown in different established cell lines Pathogen Safety Data Sheet for HIV is attached [Description of the different mutants] Medical Assessment: HIV is a bloodborne pathogen leading to lifelong immunodeficiency… No vaccines Post-exposure prophylactic treatment available: protocol to obtain treatment in case of exposure Personnel with specific medical conditions should consult their medical doctor for evaluation …
  • 38. 2014 Biosafety Symposium LRA – Document 2 Detailed information about the protocol Various templates available on the web
  • 39. 2014 Biosafety Symposium Viral Vector System Pseudotyped HIV – 4 mutant plasmids to encode the various HIV proteins required for the generation of pseudovirus – very low risk of Replication Competent Virus (RCV) – VSV G envelope – broad tropism – Transfer plasmid encoding luciferase protein for detection
  • 40. 2014 Biosafety Symposium HIV viral vector – 3rd generation
  • 41. 2014 Biosafety Symposium Issues to consider with viral vectors Use of viral vectors for the transfer of genetic material in human cells: • Potential for replication-competent viruses • Integration inactivation/activation of autologous genes • Change in tropism related to different envelope protein • Production of foreign proteins: – Toxic proteins – Oncogenes – Viral proteins • Seroconversion
  • 42. 2014 Biosafety Symposium Conclusions Less prescriptive environment: • More flexibility in terms of work environment and procedures • More documentation to provide appropriate justification • Thinking through the entire procedure and potential risks • Written documentation available for consultation by all personnel
  • 43. 2014 Biosafety Symposium Rx Risk: Assessing risks in a less prescriptive environment
  • 44. 2014 Biosafety Symposium Liz Krivonosov, PEng, CIH, ROH President liz@krmc.ca Mireille Cartier, PhD Biosafety Specialist mireille@krmc.ca KRMC Inc. www.krmc.ca 2014 Biosafety Symposium Risk Assessment - Completed