Best Practice in Test Security
The ugly side of accountability 
The higher the stakes the higher the chances for 
corruption!
Hypothetical Discussion 1 
You are the District Test Coordinator. A middle 
school parent calls you and reports that her child 
says the tests from the 7th grade state assessment 
were the same problems they practiced in class the 
week before. 
Before you can fully investigate, you receive a call 
from the state department that one of your board 
members has turned the school in for cheating. 
What do you do?
Las Vegas 
• Cheating Teachers Caused School’s Scores to 
Skyrocket 
• Changed student answer sheets
Atlanta 
• 35 indicted 
• 12 administrators, educators on trial 
• Alleged to have cheated, lied and stole as a 
cleverly disguised conspiracy to inflate state 
test scores 
• High pressure culture
Columbus 
• State investigation of district reveals “top-down 
culture of data manipulation and 
employee intimidation” 
• Changed test scores and grades
El Paso 
• Superintendent pleads guilty to inflating 
district test scores by holding back low 
performing students and forcing others to 
drop out
Philadelphia 
• Three principals fired for test cheating 
• Wrong to right erasures on tests reveal 
patterns
L.A. County 
• 5 school districts stripped of scores on state 
test 
• Claims of cheating, misconduct or mistakes in 
handling standardized tests
Peoria 
• Staff members at charter school admitted to 
directing special education students to erase 
answers on state standardized tests 
• Staff admits to erasing some answers 
themselves
New Orleans 
• 33 schools flagged for possible cheating 
• Plagiarism, improper test proctoring, excessive 
changed answers
Best Practice 1 
• Define cheating and irregularities 
– Erase or changing an answer 
– Filling in blank answers 
– Providing correct answers 
– Excluding students with poor performance on test 
days 
– Cueing students on incorrect answers 
– Talking students through definitions and processes 
– Giving extra time for students who don’t have 
accommodations in the IEP
Best Practice 2 
• Provide professional development on test 
administration 
• Have teachers sign an attendance sheet 
• Attach the agenda for the testing workshop to 
the attendance form and file it away – it may 
protect you later
Best Practice 3 
• Assign a test coordinator at each school who… 
– Develops policies and procedures 
– Schedules a limited time for testing 
– Administers tests in “controlled and secure” 
settings
Best Practice 4 
• Develop Chain of Custody 
– Limit access to tests 
– Inventory and/or audit test booklets 
– Keep record of who, when and where materials 
were accessed from a secure location 
– Remove test materials immediately and score off-site 
– Securely lock materials after each test day is 
completed
Best Practice 5 
• Monitor test administration 
– Train proctors 
– Have at least two adults trained to proctor in each 
testing room 
– Monitor the tests during the scheduled times
Best Practice 6 
• Conduct comprehensive integrity analysis 
– Ratio Analysis/Erasure analysis 
• Look for unusually high numbers of answers changed 
from wrong to right 
– Item-Response Pattern Analysis 
• Look for unusually common response patterns from 
students in the same class 
– Test Score Analysis 
• Look for exceptionally large increases from previous 
years or large declines in next year’s test
Best Practice 7 
• Have procedures for investigating allegations 
of cheating or misconduct 
– Emphasize prevention and protection of 
employees from false allegations 
– Provide a process for reporting, to whom, and 
when 
– Develop a policy that protects “whistleblowers” 
– Follow up with all schools using the Wrong/Right 
answer analysis for their school
Best Practice 8 
• Investigating 
– Investigate immediately 
– Ensure that all witnesses are interviewed 
– Coordinate with proper authorities 
• Chain of command BUT know what to do if superiors 
are involved – who do you report to then? 
– The level of reporting to authorities may depend 
on the type of test and the state of your 
employment
Best Practice 9 
• Identify district ethics statements or other 
documents that address testing 
• Make sure faculty and test proctors are aware 
of those documents 
• Wyoming has a Professional Conduct Guide 
that addresses standardized testing
Best Practice 10 
• If all your best efforts fail 
• Investigate, document, then discipline or 
prosecute those who are guilty
Hypothetical Discussion 2 
A teacher stops by your office (you are the 
principal) and says, “Something odd happened 
today. I asked a new student who was transferred to 
my class this semester from Mr. Jones’s class how he 
did on the final assessment. He says the class never 
took it. But when I looked on the computer, it shows 
scores for all the students. I asked the other 4 
students from his class and they all said the same 
thing.” 
What should you do? Take 10 minutes to discuss

Best practice in test security

  • 1.
    Best Practice inTest Security
  • 2.
    The ugly sideof accountability The higher the stakes the higher the chances for corruption!
  • 3.
    Hypothetical Discussion 1 You are the District Test Coordinator. A middle school parent calls you and reports that her child says the tests from the 7th grade state assessment were the same problems they practiced in class the week before. Before you can fully investigate, you receive a call from the state department that one of your board members has turned the school in for cheating. What do you do?
  • 4.
    Las Vegas •Cheating Teachers Caused School’s Scores to Skyrocket • Changed student answer sheets
  • 5.
    Atlanta • 35indicted • 12 administrators, educators on trial • Alleged to have cheated, lied and stole as a cleverly disguised conspiracy to inflate state test scores • High pressure culture
  • 6.
    Columbus • Stateinvestigation of district reveals “top-down culture of data manipulation and employee intimidation” • Changed test scores and grades
  • 7.
    El Paso •Superintendent pleads guilty to inflating district test scores by holding back low performing students and forcing others to drop out
  • 8.
    Philadelphia • Threeprincipals fired for test cheating • Wrong to right erasures on tests reveal patterns
  • 9.
    L.A. County •5 school districts stripped of scores on state test • Claims of cheating, misconduct or mistakes in handling standardized tests
  • 10.
    Peoria • Staffmembers at charter school admitted to directing special education students to erase answers on state standardized tests • Staff admits to erasing some answers themselves
  • 11.
    New Orleans •33 schools flagged for possible cheating • Plagiarism, improper test proctoring, excessive changed answers
  • 12.
    Best Practice 1 • Define cheating and irregularities – Erase or changing an answer – Filling in blank answers – Providing correct answers – Excluding students with poor performance on test days – Cueing students on incorrect answers – Talking students through definitions and processes – Giving extra time for students who don’t have accommodations in the IEP
  • 13.
    Best Practice 2 • Provide professional development on test administration • Have teachers sign an attendance sheet • Attach the agenda for the testing workshop to the attendance form and file it away – it may protect you later
  • 14.
    Best Practice 3 • Assign a test coordinator at each school who… – Develops policies and procedures – Schedules a limited time for testing – Administers tests in “controlled and secure” settings
  • 15.
    Best Practice 4 • Develop Chain of Custody – Limit access to tests – Inventory and/or audit test booklets – Keep record of who, when and where materials were accessed from a secure location – Remove test materials immediately and score off-site – Securely lock materials after each test day is completed
  • 16.
    Best Practice 5 • Monitor test administration – Train proctors – Have at least two adults trained to proctor in each testing room – Monitor the tests during the scheduled times
  • 17.
    Best Practice 6 • Conduct comprehensive integrity analysis – Ratio Analysis/Erasure analysis • Look for unusually high numbers of answers changed from wrong to right – Item-Response Pattern Analysis • Look for unusually common response patterns from students in the same class – Test Score Analysis • Look for exceptionally large increases from previous years or large declines in next year’s test
  • 18.
    Best Practice 7 • Have procedures for investigating allegations of cheating or misconduct – Emphasize prevention and protection of employees from false allegations – Provide a process for reporting, to whom, and when – Develop a policy that protects “whistleblowers” – Follow up with all schools using the Wrong/Right answer analysis for their school
  • 19.
    Best Practice 8 • Investigating – Investigate immediately – Ensure that all witnesses are interviewed – Coordinate with proper authorities • Chain of command BUT know what to do if superiors are involved – who do you report to then? – The level of reporting to authorities may depend on the type of test and the state of your employment
  • 20.
    Best Practice 9 • Identify district ethics statements or other documents that address testing • Make sure faculty and test proctors are aware of those documents • Wyoming has a Professional Conduct Guide that addresses standardized testing
  • 21.
    Best Practice 10 • If all your best efforts fail • Investigate, document, then discipline or prosecute those who are guilty
  • 22.
    Hypothetical Discussion 2 A teacher stops by your office (you are the principal) and says, “Something odd happened today. I asked a new student who was transferred to my class this semester from Mr. Jones’s class how he did on the final assessment. He says the class never took it. But when I looked on the computer, it shows scores for all the students. I asked the other 4 students from his class and they all said the same thing.” What should you do? Take 10 minutes to discuss