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Assignment 3
Assignment 3
Criteria
Ratings
Pts
This criterion is linked to a Learning OutcomeSelection of
article
view longer description
Student selected a peer-reviewed academic article in the history
field or in a closely related field
5.0 pts
Student chose a text that was not a peer-reviewed academic
article in the history field
0.0 pts
5.0 pts
This criterion is linked to a Learning OutcomeIdentification
view longer description
Student informed reader of what the text was titled, who wrote
it, when and where it was published, and what it was about
10.0 pts
Student provides some information on the article, but crucial
information is left out or the student made significant errors
5.0 pts
Student failed to complete this part of the assignment
0.0 pts
10.0 pts
This criterion is linked to a Learning OutcomeThesis/Argument
view longer description
Student correctly identifies the author's argument, including its
specific focus and limits
15.0 pts
Student identifies the general topic and direction of the article,
but neglects the specific such as limits and focus
10.0 pts
Student identifies topic, but fails to identify argument or
misidentifies argument
5.0 pts
Student failed to complete this part of the assignment
0.0 pts
15.0 pts
This criterion is linked to a Learning OutcomeDebate
view longer description
Student identifies the broader debate that the author engages
and explains how the article fits into that debate
15.0 pts
Student identifies a debate that the author engages, but does not
explain well how the article contributes to that debate
10.0 pts
Student identifies a topic rather than a debate, and.or student
misidentifies the debate that the author is trying to engage with
5.0 pts
Student failed to complete this part of the assignment
0.0 pts
15.0 pts
This criterion is linked to a Learning OutcomeSources
view longer description
Student identifies specific sources and/or specific kinds of
sources that the author uses; student discusses the advantages
and disadvantages of using these kinds of sources
15.0 pts
Student identifies sources in general terms (primary vs.
secondary, for example); student may or may not discuss the
advantages and disadvantages of using these sources
10.0 pts
Student identifies the sources in general terms and does not
discuss the advantages of using particular kinds of sources; or
student misidentifies the sources being used
5.0 pts
Student failed to complete this part of the assignment
0.0 pts
15.0 pts
This criterion is linked to a Learning OutcomeStrengths &
Weakneses
view longer description
Student identifies one strength and one weakness of the article
(argument, sources, methods) and explains clearly how these
strengths and weaknesses affect the value of the article
15.0 pts
Student identifies one strength and one weakness of the article,
but may not provide a clear explanation of how they affect the
value of the article
10.0 pts
Student identifies one strength or one weakness, but is very
vague both in identifying this strength or weakness and
explaining why it is important.
5.0 pts
Student failed to complete this part of the assignment
0.0 pts
15.0 pts
This criterion is linked to a Learning OutcomeConcluding
Meditation & Question
view longer description
Student answers all questions posed in part 6 of the assignment
and provides an historical question that could serve as the basis
for further exploration of the article's topic
15.0 pts
Student answers all questions posed in part 6 of the assignment,
but provides a question that is not historical or that is normative
rather than analytic
10.0 pts
Student fails to answer one or more of the questions posed in
part 6
5.0 pts
Student failed to complete this part of the assignment
0.0 pts
15.0 pts
This criterion is linked to a Learning OutcomeFootnoting
view longer description
Student cites his/her sources using properly-formatted footnotes
5.0 pts
Student fails to use footnotes, uses them inappropriately and/or
does not use a proper footnoting format
0.0 pts
5.0 pts
This criterion is linked to a Learning OutcomeGrammar & Style
view longer description
Paper is written in academic style and grammar and spelling
errors are kept to a minimum
5.0 pts
Paper is composed in an informal or nonacademic style and/or
spelling and grammar errors interfere with the reader's ability to
understand the text
0.0 pts
5.0 pts
Total Points: 100.
Nutrition and Health Diet Analysis Part II
Comparison of your diet to guidelines
DV’s or Dietary Guidelines
USDA MyPlate (compare your intake to the number and
size of servings per food group
recommended)
Comparison of energy content to DRI’s
Carbohydrate discussion: Comparison of your intake to
recommended value. Include several
food sources of the following obtained from your 3 day food
journal.
Complex
Nutritious simple
Concentrated
Fiber—Compare your actual fiber intake to
recommendations
Fat discussion: Comparison of your intake to recommended
value. Include several food sources
of the following obtained from your 3 day food journal.
Saturated
Polyunsaturated
Essential Fatty Acids: linoleic (omega-6)/
linolenic (omega-3)
Monounsaturated
Cholesterol
Protein discussion: Comparison of your intake to recommended
value. Include several food
sources of the following obtained from your 3 day food journal.
Animal sources of protein
Plant sources of protein
Vitamin and Mineral discussion (2 of each): Comparison of
your intake to recommended
values. Include at least 2 food sources of each vitamin and
mineral chosen from your 3 day food
journal.
Overall Recommendations: How would you analyze your
overall diet? What recommendations
would you suggest for improvement, if any? Do you need a
supplement? Why/why not?
Average Daily Intake Form
Protein kcal/day / 4 kcal/g =P g/day
Fat kcal/day / 9 kcal/g =F g/day
Carbohydrate kcal/day / 4 kcal/g =C g/day
Protein g/day x 4 kcal/g =P kcal/day
Fat g/day x 9 kcal/g =F kcal/day
Carbohydrate g/day x 4 kcal/g =C kcal/day
total kcal/day =T
Percentage of calories from Protein
P = % of total calories
T
Percentage of calories from Fat
F = % of total calories
T
Percentage of calories from Carbohydrates
C = % of total calories
T
DIET ANALYSIS PART 1 GUIDELINES
Objective:
· To record foods and beverages eaten over 3 days. This will be
analyzed for intake of specific macro and micronutrients.
· You will be entering your daily food intake into Diet &
Wellness Plus. It is up to you if you enter the food you eat as
you go throughout the day, or record food intake by hand and
enter everything at the end of the day/3 days.
· See below for instructions on using Diet & Wellness Plus.
1. Choose 2 weekdays and 1 weekend day to record your foods.
2. Choose from a variety of foods and make sure to have
recorded at least 15 food or beverage items PER day. Do not
regularly repeat the same foods. (Tea, water, and spices do not
count towards these 15 items.)
3. Be as specific as possible when listing/describing food
choices. Make sure to describe type of food, and how it was
cooked
Example: Correct-white meat chicken, broiled, without skin
Incorrect- chicken
Correct- steamed broccoli crowns
Incorrect- “cooked” broccoli
Notice the method of preparation, AND food item
4. ALL foods must be broken down into their individual units to
receive full credit.
Example: Incorrect-hamburger sandwich
Correct: Bun
Hamburger meat
Condiment...
Each ingredient will then have its own measure in the
“weight/amount” column of your form You must breakdown
foods like burritos, McDonald's cheeseburgers, or Burger King's
fish sandwich, any sandwiches, mixed fruit salads, salads, etc!!
5. Use the following units of measure when entering the weight
or amount:
Ounces- use for meats, cheese, fish, bread, cookies, granola
bars, candy bars, bagels (note: 1 typical bagel is 5 oz, 1 typical
slice of pizza is 7 oz… refer to book)
OK to use cups (volume measures) for vegetables, fruit salad,
sauces (spaghetti sauce), rice, pasta, beans, yogurt, ice cream
Tablespoons/teaspoons- use for condiments (ketchup, mustard,
etc.), soy sauce, sugar, butter, margarine, jams or jellies, salad
dressings, and sauces (béarnaise, etc.).
Cups OR oz.- drinks, snacks (such as potato chips, pretzels,
etc.), and cereals
NOTE: 8 fl oz = 1 cup (THIS ONLY APPLIES FOR LIQUID
MEASURES.) THIS DOES NOT APPLY FOR SOLIDS
DO NOT RECORD ANY FOOD AMOUNTS IN GRAMS!!
Conversion: 28 grams=1 ounce
DO NOT USE ITEM/SLICE/BAR/EACH WHEN RECORDING
FOODS!
Everything should be recorded in ounces, cups, tbsp, etc. You
can do each (small or large) for individual fruit or vegetable
items.
6. Do not include/list any supplements on diet analysis forms.
INSTRUCTIONS ON USING DIET & WELLNESS
Student Registration Instructions
Use the following Student Quick Start link to register for the
course:
https://login.cengagebrain.com/cb/entitlement.htm?code=MTPQ
LQWP159H
Course Name: NUTR UE 119, Spring 2017
Course Key: MTPQLQWP159H
Instructor Name: Lisa Young
1. Create your Diet & Wellness profile
*Note: On Diet & Wellness Plus, you’ll be asked to determine
your activity level. Examples of the different activity levels are
as follows: sedentary: office worker getting little or no
exercise; low active: person whose job keeps them on their feet
a lot or person running one hour daily; active: agricultural
worker or person swimming two hours daily; very active:
competitive athlete.
2. From the home page, Click “Track Diet” in the Menu bar at
the top of the page.
3. Select the appropriate date (remember: 2 weekdays and 1
weekend day!) and input your daily food intake.
*Note: search for your food items with some detail (ex: search
for “grilled chicken breast”); a list of choices will appear,
choose the most appropriate food item based on what you
consumed. You may have to play around with the search term to
find the most accurate food item.
4. Once the three-day food input is complete, click on the
Reports tab on the menu bar. Scroll down to Advanced Reports
and click on Combination Report. Select the appropriate three-
day date range. Select:
1. Macronutrient Ranges
2. Intake vs. Goals
3. MyPlate
4. Intake Spreadsheet.
Once selected, you can preview combination report; when
you’re ready to print, select print PDF. You must turn in a hard
copy of these spreadsheets.
5. Finally, you will calculate your average intake of
carbohydrates, protein, and fat using the information on the
Macronutrient Ranges spreadsheet. First you will calculate the
grams of each of the macronutrients, and then use this
information to calculate the percent of calories coming from
each macronutrient. Please show all of your work on the
separate spreadsheet entitled
Average Daily Intake Form.
DIET ANALYSIS FREQUENTLY ASKED QUESTIONS
When can I use “pieces” or “items”?
You can use “piece” or “item” when describing a fruit or
vegetable you ate by itself (IE 1 apple, 1 banana). Otherwise,
cups or ounces should be used as appropriate.
I had a slice of bread, can that be entered as “slices”?
Grain items such as breads, muffins, donuts and pastries should
be entered using ounces. Do your best to estimate the amount
that you consumed and consult Dr. Young’s book for tips on
how to do so.
What if I do not eat 15 foods per day?
For this assignment, students must have 15 recorded foods per
day. If it is impossible for you to eat 15 foods per day, you can
interview a friend and use their record for 1-2 of the days. At
least one day should be your own record. It is also ok to have 10
items one day, and 20 items on the next.
Note--it is not difficult to get 15 items.
Cereal with milk and a banana would count for 3 items.
Pasta with tomato sauce, vegetables, and parmesan cheese
counts as 4 items.
We will discuss further in class.
Do I need to break down food items into their individual
ingredients?
You only need to break foods down when they are in a mixed
dish. For example, if you eat spaghetti and meatballs, you need
to enter spaghetti, meatballs and tomato sauce separately.
Entering “spaghetti with meatballs” would result in points off.
However, you do not need to break the meatballs or tomato
sauce recipes down into their individual components.
Mindtap does not have the exact brand/ food item that I ate.
What should I do?
Please select the option that best represents what you consumed.
Do coffee, tea and espresso count as foods?
Black coffee, tea and espresso do not count as food as they do
not contribute calories. However, if you consumed these items
with milk or creamer, those can count as a food. They should be
broken down and entered as separate foods, though the coffee
will not count towards your 15 for the day. For example
“coffee, black” followed by “milk, 1%” would be correct, while
“coffee with milk” would not.
What about salt?
Salt and other seasonings do not count as foods.
Where can I find the Average Daily Intake form?
The Average Daily Intake Form can be found in NYU Classes.
You must submit this form with your assignment to receive
credit.
Journal of World History, Vol. 22, No. 1
© 2011 by University of Hawai‘i Press
55
A Silk Road Legacy:
The Spread of Buddhism and Islam*
xinru liu
The College of New Jersey
Since Andre Gunder Frank published The Centrality of Central
Asia
1
in 1992, world historians have paid more attention to the
dynamic
forces radiating from Central Asia during the last few thousand
years.
However, scholars are frustrated by the extremely fluid nature
of the
region’s ethnic, religious, and political composition, which
makes
research on the historical process of any specific period seem
like an
overwhelming task. Scholars of Central Asia’s Buddhist culture
feel
reluctant to deal with the region after the Islamic conquest,
which
occurred in the late seventh and early eighth centuries, while
those
who study its history after the Islamic conquest are perplexed
by the
persistent presence of many pre-Islamic languages and cultural
traits
in the region. Likewise, scholars who are familiar with the
Chinese
historical literature on Central Asia often hesitate venturing into
the
deep ocean of Persian and Arabic literature on the region.
Further-
more, in the last two decades, the discovery of many documents
writ-
ten in various versions of Greek alphabets in the region that
once was
Bactria makes the task of treading through literary sources even
more
daunting. Nevertheless, this article takes up the challenge of
exploring
* This article was first presented at the 2009 Numata
Conference “Buddhism and
Islam,” 29–30 May 2009 at McGill University, Montreal,
Canada. Professor Lynda Shaffer,
who has been my coauthor and first reader of my writings for
the last decade, has edited and
revised this article as well.
1 Andre Gunder Frank, The Centrality of Central Asia
(Amsterdam: VU University
Press, 1992).
56 journal of world history, march 2011
the religious and social life of Central Asian people both before
and
after Islamization, mainly by using sources written in Arabic,
Persian,
and Chinese records, as well as modern scholarship in art
history and
archaeology. Limited by my own language skills in Sanskrit and
Classi-
cal Chinese, I have had to rely heavily on English translations
of Ara-
bic and Persian works. Fortunately, many historical writings in
these
two major Western Asian languages have been translated and
edited
in recent decades by experts whose erudition make possible a
world
historical approach of studying Central Asia.
The SeTTIng
Long before the arrival and spread of Islam in Central Asia,
Buddhism
was already well established within two of its regions—
Tukharistan,
in what is now northern Afghanistan, and Transoxiana
(Khoresm and
Sogdiana) in what is now Uzbekistan and Kazakhstan where two
riv-
ers, the Amu and the Syr, flow westward into the Aral Sea.
These two
regions encompassed the most important way stations on the
caravan
routes that moved Chinese silks westward to India, and in
addition,
Tukharistan and Sogdiana became the homeland of Central
Asian
Buddhists, some of whom played a major role in the spread of
Buddhist
faith from South Asia to China.
By the first century c.e. the area that encompassed both
Tukharistan
and Sogdiana (the southern part of Transoxiana) had become the
site
of a major junction where routes going east and west crossed
those
going north and south. It had also become a major trading
center for
Chinese as well as Mediterranean and Iranian goods. In
addition, Bud-
dhist missionaries from India, including some who were
planning to go
on to China, moved to this area, and were thus located in the
midst of
this commercial activity. By the third century c.e. artisans had
begun
sculpting images of the Buddha on the sandstone walls of
Tukharistan’s
Bamiyan Valley (about one hundred miles west of Kabul). The
artistic
style of these Buddhas was closely related to the sculptural art
of Gand-
hara (in northwestern India), and thus it displayed the results of
the
Gandharan’s highly successful merging of Indian, Iranian, and
Greek
aesthetic traditions. It was the fourth century b.c.e. presence of
Alex-
ander of Macedonia’s armies, and their descendants, in
Afghanistan
and northeastern India that accounts for the presence of Greek
artis-
tic styles in this region. Probably during the fifth century c.e.,
when
a nomadic people, Hephthalites in the Greek record, Huna in the
Indian record, occupied the region and then further invaded
India, two
Liu: A Silk Road Legacy 57
colossal Buddhas (one 165 feet high and the other 119 feet
high) were
carved on the sandstone walls of Bamiyan Valley, where they
stood for
more than 1,500 years as a testament to the Buddhist heritage of
this
area. Even after the Taliban completely destroyed them in 2001,
their
ruins still stand as a witness to the long legacy of Buddhism on
this
route that connected India and China. The cosmopolitan nature
of
this area continued to increase when Turkish nomads, originally
from
the eastern steppe north of China, invaded it from the north
around
the sixth century c.e. Some of these Turks also settled in this
area, or
moved even farther south into India.
The ever-changing political situation in this region forced its
popu-
lation to rely heavily upon nongovernmental institutions for
both social
stability and local security. Zoroastrian and Buddhist
establishments,
as well as other institutions and cultural practices, provided
religious
and social cohesion in the region. The elites, which included
scholars,
merchants, and generals, learned to be flexible regarding their
political
allegiance and often changed masters in accordance with their
eco-
nomic and social interests. Meanwhile, Indian, Chinese,
Persian, and
Greek cultural elements continued to arrive and flourish in the
region,
thereby contributing to a unique and robust Central Asian
culture.
Perhaps it was in large part due to this eclectic but sound
cultural
foundation that Central Asia would produce so many
outstanding
politicians, religious leaders, and scientists during its transition
from
a Buddhist religious sphere to an Islamic domain in the years
between
700 and 1100 c.e. Although many of these individuals are now
men-
tioned in the world history literature and texts, they are almost
always
presented as “Islamic scholars,” or set in Persian Islamic
heritage.
Their Central Asian origins are rarely, if ever, mentioned. Even
after
the establishment of Islam in the region the local culture still
retained
elements of its earlier multicultural traditions, including the
Helle-
nistic culture that had taken root there during and after
Alexander’s
conquests. This was especially true with regard to various
artistic and
architectural styles, as well as the Dionysian viniculture that
included
music, dancing, and wine drinking.
BuddhISm In CenTral aSIa Before The araB ConqueST
Since Kushan times (ca. second century b.c.e.–third century
c.e.)
Buddhist institutions had been entrenched in Tukharistan.
Chinese
records, however, indicate that it was their northern neighbors,
the
Sogdians, who lived in the southern part of Transoxiana, both as
trad-
58 journal of world history, march 2011
ers and religious teachers, who were among the first travelers to
bring
Buddhism to China. Exactly how these Sogdians became
exceedingly
competent teachers of Buddhism and the Sanskrit language is
not clear.
Neither the written records of Sogdiana nor those of the Indian
sub-
continent reveal the presence of Sogdian Buddhists studying in
India.
This, however, does not necessarily mean that there were no
Sogdian
converts studying Buddhism in India. Unfortunately, from the
point
of view of historians, Indian governments during these centuries
did
not attempt to compile records describing foreign travelers or
foreign
residents within their domain, and thus they are largely absent
from
the subcontinent’s records.
Although the archives of India are of little help, records from
other countries, especially China, clearly indicate that from the
sec-
ond to the fourth century c.e. many of the Sogdian traders in
China
were Buddhists. Indeed, Chinese records reveal that during the
Han
dynasty, when Buddhists first started coming to China, some of
the
earliest arrivals were not from India, the Buddhist homeland,
but from
Sog diana. It was a time that Kushan Empire controlled both
north-
ern India and Central Asia. Kanishka, the most powerful Kushan
king
who probably reigned between the first and second centuries, is
a well-
known royal patron in Chinese Buddhist literature. Sogdian
traders,
who most likely acted as trading agents for the Kushans, were
among
the first to introduce the religion to the Chinese, and for some
time
thereafter they continued to play an important role in the study
of
Buddhism in China. For example, two Sogdians, whose Chinese
names were Kang Ju and Kang Mengxiang, lived in China for
more
than twenty years (ca. 168–189 c.e.), and during this time they
helped
translate Buddhist Sanskrit texts into the Chinese language. At
that
time, the only place one could study the Sanskrit language and
the
Buddhist scriptures was in India. Thus, given these very early
dates
for the presence of such Sogdian Buddhist scholars in China,
one can
conclude that at least some Sogdian traders must have first
learned
about Buddhism in India, and then made their way to China,
where
they practiced and preached it.
Despite the growing significance of Buddhism in Sogdiana it
never
became an exclusively Buddhist country. Politically, the
numerous
city-states never unified themselves into a single polity, and
they often
fought among themselves for hegemony in the region. In
general, in
each city urban elites, warriors, and merchant-princes formed
oligar-
chies that made the decisions regarding war and diplomacy.
Even when
a city-state established a local monarchy, its power, even over
its own
subjects, tended to be weak. Likewise, the Sogdian city-states
never
Liu: A Silk Road Legacy 59
established an official religion, and they hosted a variety of
religious
institutions. All of these city-states were interested in making
com-
mercial profits, either from the long-distance trade on the Silk
Road or
the local trade in food and clothing. Also there is much
evidence that
Sogdian merchants who lived abroad practiced not only
Buddhism, but
also Manichaeism and Zoroastrianism in their diasporas. For
example,
recent discoveries of Sogdian merchant tombs in western China
reveal
that those who were wealthy enough to build such elaborate
graves
for themselves strictly followed Zoroastrian funeral rituals.2
Most likely
these Sogdians were Zoroastrians at heart, regardless of
whatever
religious affiliation they may have claimed in the larger
commercial
community.
Nevertheless, it should be noted here that the Zoroastrianism
prac-
ticed in Samarkand and other Sogdian cities was quite different
from
that practiced in Iran, the religion’s homeland. Just as there was
no
strong monarchy in Sogdiana, Mazda Ahura was not the only
patron
god. In the Sogdian homeland people worshiped gods from a
variety
of religions. Every urban household made its own choices with
regard
to its supreme patron god, and they also made their own choices
with
regard to a host of minor deities. Thus a household “pantheon”
often
included both imported and local deities.3 When the Chinese
Buddhist
pilgrim Xuanzang passed through Sogdiana around 630, he
noticed that
many people in the large and beautiful city of Samarkand did
not wor-
ship the Buddha, but worshipped with fire, a practice of
Zoroastrianism.
He also thought that the local residents were using firebrands to
chase
worshippers of the Buddha away from the monasteries.
According to
an account written by his disciples, Xuanzang subsequently
preached
before the king and convinced him to stop this harassment.4
In this account Xuanzang, or his disciples, may well have been
exaggerating his power as a missionary. If there really had
been little
tolerance of Buddhism in the city, it is unlikely that there would
have
been two Buddhist monasteries located there. Furthermore,
given that
the city’s highest priority and most revered doctrine seems to
have been
that its own commercial interests should prosper, and given that
there
were many Buddhist merchants active on this portion of the Silk
Road
2 Rong Xinjiang and Zhang Zhiqing, From Samarkand to
Chang’an: Cultural Traces of the
Sogdians in China (Beijing: Beijing Library Press, 2004).
3 Boris Marshak, Legends, Tales, and Fables in the Art of
Sogdiana (New York: Bibliotheca
Persica Press, 2002), p. 19.
4 Huili and Yanzong, Da Ci-ensi Sanzang Fashi Zhuan
[Biography of the Darma Teacher
of the Great Ci’en Monastery] (Beijing, Zhonghua Shuju, 1983),
p. 30.
60 journal of world history, march 2011
who expected to be hosted by the hostels that the monasteries
pro-
vided, it would seem that the city-state’s protection of these
Buddhist
monasteries would have been crucial to its own interests. Thus
it is
quite possible that those wielding the firebrands were actually
engaged
in a local fire ritual that had its roots in Zoroastrianism, but was
prac-
ticed by the Samarkandis as a way of worshipping the Buddha.
If so,
this use of the firebrands would not have been the only
Zoroastrian
ritual that had been mixed into Buddhist worship in this region.
As
early as the Kushan era, Buddhist rituals were mixed with
Zoroastrian
fire worship, as Kushan kings patronized both religions.
The Sogdians also enjoyed a wide variety of entertainment in
their
homeland. Many urban homes had murals of blissful scenes
painted
on their walls, and they also held banquets where wine was
served
and entertainment was provided by musicians, dancers,
acrobats, and
probably storytellers. The wealthiest of the Sogdian merchants
living
in China even engraved their tombs with displays of such
banquets,
including the various performances enjoyed by the masters. At
least by
the latter part of the sixth century, Central Asian musicians and
danc-
ers were arriving in China on horseback or on camels, and soon
there-
after the music and dancing of Samarkand became the most
famous
in China. Indeed, a description of the dancers even made it into
a
Tang dynasty history book, where the author wrote the
following. “The
musicians wear black silk scarves and red silk robes with
brocade col-
lars. (There are also) two dancers in red blouses with brocade
collars
and green sleeves, green damask silk trousers, red boots and a
white sash
that served as a belt. They whirl as fast as the wind, and thus
the dance
is called huxuan (the Sogdian whirling dance). The instruments
in the
band include two flutes, one main drum, one secondary drum,
and a
pair of brass cymbals.” 5 During the Tang dynasty (618 – 907),
Sogdians
came to China in such large numbers and attracted so much
atten-
tion that Chinese artisans began turning out large numbers of
figurines
representing them, and today, one can see these Tang dynasty
tricolor
figurines displayed in museums all over the world.
South of Sogdiana, in the region known as Tukharistan (now in
the northern half of Afghanistan), Buddhist institutions were
even
older, having become well established during Kushan times (ca.
sec-
ond century b.c.e–third century c.e.). Tukharistan was similar to
Sog-
diana, in that it was divided into many city-states. However, in
the
5 Liu Xu (10th century), Jiu Tang Shu [Old Edition of Tang
History] (Beijing: Zhonghua
Shuju, 1975), p. 29/1071.
Liu: A Silk Road Legacy 61
seventh century, when Xuanzang’s pilgrimage took him through
this
region, all of Tukharistan was under Turkish rule. The nomadic
Turks’
homeland was originally in Mongolia, but they had been making
their
way westward for many years by this time. Balkh, the most
important
city in Tukharistan, had once been known as Bactra, when it
served
as the capital of Hellenistic Bactria. Greek cultural features had
been
especially important in this region ever since Alexander, the
king of
Macedonia (d. 323 b.c.e.), had led his armies into Central Asia
in the
fourth century b.c.e.
Indeed, the Chinese pilgrim Xuanzang makes it quite clear that
the
Greek language was still being used, at least as a written
language, in
Tukharistan in the seventh century c.e. He realized that its
written lan-
guage was different from all the other languages that he had
encoun-
tered in the regions through which he had already passed. In
particular
he noted that it used twenty-five “signs,” that is, letters, which
were
variously combined to write different words. He also noted that
unlike
the Indian script Kharoshthi, which reads from right to left, the
words
of this language were read from left to right. It was even more
different
from classical Chinese, since the latter was written in vertical
lines
from the top to the bottom of a piece of paper. In fact, the
literary tra-
ditions of Tukharistan so impressed Xuanzang that he concluded
that
they even surpassed those of Sogdiana.6 The discovery of more
than
150 documents inscribed in Greek letters expressing local
Bactrian
language dating from the second to the mid sixth century
verifies that
Xuanzang’s observation is accurate.7
To Xuanzang, however, what was even more significant in the
Balkh area was a magnificent Buddhist monastery, the New
Monastery
(Nafusengjialan) which not only housed many precious relics of
the
Buddha, but was also the center of religious life in Balkh. The
monas-
tery and the relics were so famous that Balkh was called “Little
Raja-
graha” by both the local people and their Turkish overlords.8
Rajagraha
was a city in east Ganges basin where Buddha frequently
sojourned, so
that its fame as a Buddhist pilgrimage destination remained to
the time
6 Xuanzang, Da Tang Xiyu Ji [Pilgrimage to the Western
Region], ed. Ji Xianlin et al.
(Beijing: Zhonghua Shuju, 1985), p. 100.
7 Nicholas Sims-Williams, Bactrian Documents from Northern
Afghanistan, I: Legal and
Economic Documents (Oxford: Oxford University Press, 2000);
see also Nicholas Sims-Wil-
liams, “Linguistic Evidence from the Bactrian Documents and
Inscriptions,” in Indo­Iranian
Languages and People, ed. Nicholas Sims-Williams, pp. 225–
242 (Oxford: Oxford University
Press, 2002).
8 Huili and Yanzong, Da Ci-ensi, pp. 31–32.
62 journal of world history, march 2011
of Xuanzang. The title “Little Rajagraha” means that Balkh
claimed
its importance to the Buddhist followers just next to Rajagraha.
Need-
less to say, Xuanzang enjoyed his stay there, where he visited
many of
the relics attributed to the Buddha. As far as he was concerned,
the
New Monastery was the most prestigious and wealthy Buddhist
center
in Balkh. All its halls as well as its statues of the Buddha were
richly
decorated with precious jewels, jewels so valuable that they
appear to
have invited robberies carried out by greedy chiefs and kings.
Never-
theless, owing to the protection of Vaishravana-deva, the
Buddhist
deity who guards the northern heaven, the monastery survived
many
attempted or even anticipated robberies. Xuanzang heard, for
example,
that during the most recent incident, a prince of the powerful
Kehan
(Khan) of the Turks had stationed his troops nearby in order to
rob
the monastery. Then, in a dream the prince saw the god who
guarded
the monastery using a long pike in order to pierce the prince’s
chest,
and once the prince woke up from this nightmare he suffered a
fatal
heart attack, and thus the robbery never happened.9 The moral
of the
story was that even the Turkish power that controlled the region
at this
time could not succeed in its attempt to run off with the
monastery’s
treasures. Thus the Barmaki family, which was in charge of the
monas-
tery, the most prestigious and powerful institution in Balkh,
weathered
many invasions of the region and managed to keep themselves
and the
wealth of the monastery intact.
After traveling southeast from Balkh toward the Bamiyan
Valley
in the Hindu-Kush mountains, Xuanzang was welcomed by the
two
gigantic standing statues of the Buddha. These landmarks
appeared
some time after the collapse of the Kushan Empire, when
nomadic
groups, first the Hephthalites, and then the Turks, ruled
Tukharistan,
which included the region that stretched from Balkh to the
Bamiyan
Valley. Nomadic rulers were friendly toward Buddhism in this
region
and patronized it as well. Indeed, it was the Turkish ruler in
Huoguo, a
mountain valley to the east of Balkh, Kunduz in modern
Afghanistan,
who had persuaded Xuanzang to make the long detour westward
to
Balkh, thereby delaying his trip to India.
During the seventh century, Turkish powers had expanded all
the
way from northwest China to the border of India. Turkish rulers
were
trade partners of Sogdians and patrons of whatever religions
their
sedentary counterparts followed. On the steppe, where the
Western
9 Xuanzang, Da Tang Xiyu Ji, p. 117.
Liu: A Silk Road Legacy 63
Turkish ruler Yabgu Khan observed Zoroastrian rituals as the
Sogdians
did. In Tukharistan, the ruler of Huoguo patronized Buddhism.
Mean-
while, they shared much of the cultural life of their sedentary
partners,
especially the wine drinking and music. Xuanzang thus
described the
banquet of Yabgu Khan:
The khan, his ministers, and envoys drank wine, and grape juice
was
served to the Dharma Master (Xuanzang). Thus, all urged others
to
drink; wine was poured into bowls and goblets, accompanied by
music
melodies of various styles of the region. Even though the music
was
non-Chinese, was quite pleasing to one’s senses and feelings.
After
a short while, foods such as cooked fresh lamb and veal were
served,
set in front of everyone except for the Dharma Master, whom
special
vegetarian food was served, which included such things as
pancakes,
cream, crystallized sugar, honey, and grapes. After the food,
they again
filled the Dharma Master’s cup with grape juice, and asked him
to lec-
ture on the Dharma.10
Given that the steppe Turks were nomads, such things as the
grapes,
the wine, and the crystalized sugar had to have come from their
seden-
tary partners, the Sogdians or the Tukharians. To gain
protection while
traveling on the Silk Roads, merchants were quite willing to
entertain
their Turkish patrons with wine and music. In China there are
still
visual depictions of this relationship. For example, the stone
tomb of
An Jia, a Sogdian chief from Bukhara who died in China in 579,
has
two scenes carved on it, one showing the Sogdian chief and a
Turkish
chief, both on horseback, reaching out to each other, and the
other
showing them both sitting down for a banquet.11 In short,
during the
sixth and seventh centuries, Sogdians, Tukharians, and Turks
followed
the tenets of a variety of religions, especially Buddhism and
Zoroastri-
anism, and their religious practices were also imbued with local
cus-
toms and values. Pervading all was a culture of commercial
entrepre-
neurship, as well as a high level of literacy in traditions of
scholarship
and learning that had roots in a variety of places. And last, but
not
least, they shared a culture that was imbued with drinking,
music, and
dancing that may well have evolved from both local,
Hellenistic, and
nomadic traditions.
10 Huili and Yanzong, Da Ci-ensi, pp. 27–28.
11 Rong and Zhang, From Samarkand to Chang’an, p. 70.
64 journal of world history, march 2011
The Arab Conquest of Central Asia
The Arab takeover of Central Asia was anything but a sweeping
mili-
tary conquest followed by forced religious conversions. The aim
here,
however, is not to analyze the complicated movements of the
mili-
tary forces or the paths that led to Central Asia’s conversion to
Islam.
From the perspective of the Islamic empires, the Arab conquest
of this
part of Central Asia was an extension of the conquest of the
Sasanian
Empire. The conquest therefore incorporated both Transoxiana
and
Tukharistan into the Iranian province of Khurasan. From a
Central
Asian perspective, the more interesting question with regard to
early
eighth-century Islamic history is how the Arab takeover of
Central
Asian lands, especially Transoxiana and Tukharistan, suddenly
pro-
pelled a significant number of Central Asians into powerful
positions
on the front stage of the Islamic empire.
A recent study of the decline and fall of the Sasanian Empire
argues
that the goal of the Arab conquest of the Iranian plateau was to
con-
trol Central Asia, where the key stations of the Silk Road trade
were
located. Relatively few Arabs established themselves on the
Iranian
plateau. Indeed, most went farther east in order to settle in
Tukharistan
and Transoxiana, which was referred to as “Outer Khurasan.” 12
Given
the commercial entrepreneurship of the Islamic cause and the
amount
of infor mation available about the Silk Road trade in the
eastern
Mediterranean region, it is quite likely the case that Central
Asia pro-
vided more interesting prey than the Iranian Plateau. Some
details of
Arab conquests of Central Asia are available thanks to English
trans-
lations of Arab historian al-Tabari’s extensive records of the
process.
For instance, according to Tabari, during a punitive Arab
expedition
against the Sogdians who had been aiding the Turkish
resistance, the
Arab commander Sa’id Khudhaynah forbid his soldiers from
pursuing
the fleeing Sogdians, “for al-Sughd is [now] the garden of the
com-
mander of the Faithful.” 13 In other words, the Sogdians and
their cities
should not be destroyed, but be put to good use for the
caliphate. In
fact, the long-term ambition of the Ummayad caliphate was to
conquer
China, the utmost source of silk and other wealth that came
from the
12 Parvaneh Pourshariati, Decline and Fall of the Sasanian
Empire, the Sasanian-Parthian
Confederacy and the Arab Conquest of Iran (London: I. B.
Tauris, 2008), p. 464.
13 Tabari, The History of al-Tabari, vol. 24, The Empire in
Transition, trans. David Stephan
Powers (1428; Albany: State University of New York Press,
1985), p. 159.
Liu: A Silk Road Legacy 65
east. Indeed, Hajjaj the lieutenant of Caliph Malik promised to
give
the governorship of China to Qutayba, the governor of
Khurasan, or
to Muhammad Qasim, who conquered Sind in 711, depending
upon
which one of them reached China first.14 This ambition, of
course,
was never fulfilled. The reason, however, was not that Arab
military
strength weakened, but that the Islamic empire, once it had
Central
Asia in its fold, lost the will to conquer China.
Qutayba conquered Central Asia with all the cruelty and craft
that
he could muster. His strategy was playing some city-states off
against
others. In 712, Qutayba helped the Khwarazmshah subdue his
rebel-
lious brother, and then allied with the Khoresmians and
Bukharians
in an attack on Samarkand.15 Qutayba also ordered that
mosques be
built in the cities and then forced local inhabitants out of their
homes
in order to provide for the Arabs who were moving in. It is said
he
converted residents of Bukhara three times, but the people
apostatized
each time. The fourth time, he had a great mosque built and
ordered
residents to attend Friday prayer, through which he succeeded
mak-
ing Bukharians Muslims.16 His harsh policies inevitably fueled
rebel-
lions, some of which forced the Arabs to at least temporarily
flee from
the cities. Qutayba himself was killed in 715 when he tried to
lead
an unsuccessful rebellion against the new caliph Sulayman.17 In
short,
politics at the Ummayad court seem to have had a direct impact
on the
campaigns in Central Asia.
Throughout the centuries, Central Asian city-states had been the
target of many different invaders, and thus they had developed
vari-
ous survival strategies. Sometimes they resisted invaders, and
some-
times they compromised with them, if the latter would allow
them
to survive. There were times when they even bribed invaders to
join
them in attacks on neighboring city-states. On other occasions,
if the
invader became too oppressive, they called upon allies from
near and
far to join them in an attack on the invader. And after a
catastrophe,
they did what they had to do to survive. For example, when
Qutayba’s
14 Ya’qubi, Hist., ii.346, quoted in W. Barthold, Turkistan
down to the Mongol Invasion,
4th English ed. (1977; repr., Cambridge: Cambridge University
Press, 2007), p. 185.
15 Tabari, The History of al-Tabari, vol. 23, The Zenith of the
Marwanid House, ad 700 –715
(AH 81-90), 1237–1239, trans. Martin Hinds (Albany: State
University of New York Press,
1990), p. 1244; Barthold, Turkistan down to the Mongol
Invasion, p. 185.
16 Al-Narshakhi, The History of Bukhara, trans. Narshakhi
from Persian abridgement of
the Arabic original, trans. Richard N. Frye into English
(Princeton, N.J.: Markus Wiener
Publishers, 2007), pp. xx, 65–66.
17 Barthold, Turkistan down to the Mongol Invasion, p. 186.
66 journal of world history, march 2011
forces reoccupied Paykand, a well-known merchant town in the
oasis
of Bukhara, after it had rebelled against the Arabs, they killed
all the
men that they had captured, enslaved the women and children,
and
leveled much of the city. There was, however, a one-eyed man,
a man
who attempted to ransom himself. He offered to give the Arabs
“five
thousand pieces of Chinese silk worth one million dirhams” if
they
would let him live. It was a tempting offer, and thus there was
some
discussion about it, but Qutayba insisted that the man must die.
His
reason was that it was known that this man had been
encouraging
Turks to attack Muslims, and for that reason there could be no
ransom,
and he was killed along with the other men that they had
captured.18
Later it became clear that many of the Paykand men had not
been at
home during the reoccupation of the city, but in caravan towns
east
of Paykand, as far as probably China. These traders were able to
make
a deal with Qutayba. They agreed to pay a hefty ransom in order
to
recover their wives and children, and once they were back in
Paykand
they began rebuilding the city.19
After the Sogdians were conquered by the Arabs they were
willing
to abandon their previous religions and convert to Islam,
provided that
their Arab rulers granted them the usual benefits of conversion.
Early
in the process the Arab governor Ashras (727–729) had
launched a
missionary campaign in Sogdiana, during which he promised
freedom
from taxation for converts who underwent circumcision and
read a
sura (one section) of the Qur’an. The Sogdians claimed that
they had
all converted and had started to build mosques. However, in
order to
increase state revenues, Ashras reversed his policy and tried to
tax the
entire population. The cities rebelled and called in Turkish
troops to
help them.20
The widespread trading networks of the Sogdians and their com-
mercial ethics were helpful from time to time. Turkish chiefs,
who had
long been in the region and often employed Sogdian traders to
sell the
silks that the Turks had brought from China, were called in to
help
fight the Arabs. However, in many parts of Central Asia the
Turks
were not able to sustain their power at a time when the Arab
army
18 Tabari, History of al-Tabari, 23: 1188.
19 Narshakhi, History of Bukhara, xix, 62, mentioned by
Marshall G. S. Hodgson, The
Venture of Islam, Conscience and History in a World
Civilization (Chicago: University of
Chicago Press, 1977), 1:227.
20 Tabari, History of al-Tabari, vol. 25, The End of Expansion,
trans. Khalid Yahya
Blankinship (Albany: State University of New York Press,
1989), pp. 1507–1509 (46–47);
Barthold, Turkistan down to the Mongol Invasion, p. 190.
Liu: A Silk Road Legacy 67
was at the height of its military power. The Turks lost control
over
Tukharistan to the Arabs, and thereafter the city of Balkh
became a
headquarters of the Arab forces in the enlarged province of
Khurasan.
The Turkish tribes also were constantly engaged in fighting
with each
other, and, at the same time, they also had to contend with the
Tang
Empire. Never theless, Tang archives reveal that even after the
Arabs
took over a significant amount of what had been Turkish-ruled
Central
Asia, Turkish envoys from Central Asia continued to make their
way
to China, and when they got there they still claimed that they
had
been sent by former Turkish rulers. In particular, the Tang
archives
indicate that from 718 until 748 a long list of envoys, bearing
gifts or
commodities, were sent to the Chinese court by the “Yabgu
Khan” of
Tukharistan.21 Thus it appears that even after the Turkish
chiefs had
submitted their political sovereignty to the Arabs, at least some
of
them still managed to sustain a significant, if unofficial,
presence in
Arab-controlled Central Asia.
During these decades the Sogdian cities also sent envoys loaded
down with gifts to the Tang court, where they made an appeal
for Chi-
nese aid against the Arabs. For example, in 719 the king of
Samarkand
sent a letter to the Tang emperor that described Qutayba’s
seizure of
the city some six years before, saying that the Arabs “attacked
with 300
mangonels (a device used to throw missiles), and had excavated
three
big tunnels.” He also pointed out to the Tang court that he was
send-
ing gifts that included an excellent horse, a Bactrian camel, and
two
donkeys, and that he hoped that the Tang emperor would send
military
aid so that the Sogdians could fight the Arabs. The king of
Samar-
kand also told the Chinese emperor that the Tang court should
at least
send him something in return for the gifts that he had sent to
China.22
Meanwhile, the Sogdians continuously rebuilt their towns
whenever
there was a break in the war. In the years following the Arab
conquest
of the Sogdian cities, their merchants continued to send many
missions
to the Tang court, and they continued to export their specialties,
such
as whirling dancers, cheetahs, grape wine, lions, and horses, to
China.23
In addition, they somehow succeeded in maintaining many of
their
religious and cultural traditions inside their own homes, while
in the
21 Cefuyuangui (Most important files from the archive); the
items are collected in
Zhang Xinglang, Zhong Xi Jiaotong Shiliao Huibian [A
Collection of Sources on the Commu-
nication between China and the West] (Beijing: Zhonghua
Shuju, 2003), pp. 1435–1440.
22 Cefuyuangui, vol. 999, Zhang, Zhong Xi Jiaotong Shiliao
Huibian, p. 732.
23 Cefuyuangui, Zhang, Zhong Xi Jiaotong Shiliao Huibian, pp.
1382–1390.
68 journal of world history, march 2011
public sphere they gradually accepted Islam for economic and
political
reasons.
During the first half of the eighth century, Khurasan, which was
far
from Damascus, Syria, the center of the Ummayad caliphate,
became
a place where Muslim dissidents from many different
backgrounds
gathered. Among the various protesters in the Islamic
movements,
it was the Abbasid revolution, in particular, that changed the
direc-
tion of Islamic expansion. Even though the Abbasids had
overthrown
the Ummayads claiming that they would reestablish the power
of the
Prophet’s family, one of the real sources of Abbasid power was
based
in Khurasan, or, more precisely, in outer Khurasan—that is, its
newly
acquired Central Asian parts. The man who was most significant
in the
Abbasid seizure of power from the Ummayads was Abu Muslim,
whose
power base was in what had been Central Asian Transoxiana.24
Abu
Muslim, however, was not trusted by al-Mansur, the second
Abbasid
caliph, and thus Abu Muslim was lured westward and murdered
by the
caliph in 754. Nonetheless, even without Abu Muslim, the
Abbasid
caliphate still represented a totally different culture from that of
the
Ummayad caliphate. Thus rather suddenly, Central Asians,
along with
their culture and their wealth, soon gained a strong presence in
the
newly established political center in Baghdad, Iraq.
It was in 751, soon after the retreat of Ummayad power from
Khurasan and Central Asia, that the first and only military
encounter
between the Islamic empire and the Tang Empire took place
near Talas
on the border between present-day Kyrgyzstan and Kazakhstan.
The
cause of the event was the unfair treatment of the ruler of
Tashkent
by the Tang general Gao Xianzhi, who was actually a Korean
national
who had risen through the ranks of the Chinese army. After Gao
had
reached an agreement with the Tashkent ruler, he had then
betrayed
him and had him killed. Central Asian states then allied with
Arab
forces in the region in order to attack the Tang force. To a large
extent,
this battle had no significant military or political impact on the
rela-
tionship between the Tang Empire and the new Abbasid
caliphate.
What it did have was a very significant cultural impact. Many
of the
twenty thousand Chinese and Central Asian prisoners captured
by the
Caliphate and its allies were taken westward and employed in
the con-
struction of the new caliphate, and thus they made a profound
cultural
contribution to the new Islamic center.
24 Pourshariati, Decline and Fall of the Sasanian Empire, pp.
426, 435.
Liu: A Silk Road Legacy 69
Central Asians in an Islamic World
The Abbasid revolution changed the fortunes of Tukharistan and
Tran-
soxiana, which included both Khoresm and Sogdiana. The
Abbasid
imperial agenda encouraged conquered peoples to join the
Islamic
cause. Central Asians were willing to join the empire as the
leading
intellectual and economic elite. In Baghdad, the famous
Barmakid
family who served the Abbasid caliphate for several generations
came
from the city of Balkh, the city called Bactra in Hellenistic
times.
According to Mas’udi, the historian of the Abbasid caliphate,
Barmak
the Elder was managing the “Nawbahar” in Balkh before he
joined the
Islamic cause.25 What Mas’udi calls the Nawbahar is most
likely the
Sanskrit navavihara, namely the New Monastery that Xuanzang
had
visited. Xuanzang had called it the nafusengjialain Chinese,
which is a
transliteration of nava sangharama in Sanskrit.
There is no information in the historical sources that describes
how the Barmakid family survived the initial Arab military
attacks
on Central Asia. What we do know is that the city of Balkh and
the
navavi hara were destroyed during the Arab conquest, and that
they were
reconstructed around 725. Perhaps the reason that Khalid al
Barmak,
the son of Barmak the Elder, moved to Baghdad, where he
became
very influential, was part of the family’s plan to protect their
interests
not only in Baghdad but also in Tukharistan. It was at that time
that
Asad B. Abdullah, the Arab commander in Khurasan,
commissioned
Barmak the Elder, the father of Khalid al Barmak, to take
charge of
the reconstruction of Balkh and “Nawbahar.” Given the amount
of
tax collected by the Arab government, the family would have
had
no trouble in recruiting workers from the area.26 The New
Monastery
remained an important religious institution in Balkh for quite a
while.
Its legacy lingered even when the region well evolved into an
Islamic
country. As late as the time of Mongol conquest of Central Asia
in
the thirteenth century, the memory that Balkh was once a
religious
pilgrimage destination was still alive. Ata-Malik Juvaini (1226
–1283),
the historian of Genghis Khan, quoted from Shahnameh by
Ferdowsi
(940 –1020): “He departed unto fair Balkh to the nau­bahar
which at
25 Mas’udi, The Meadow of Gold, trans. and ed. Paul Lunde
and Carolyn Stone (Lon-
don: Kegan Paul International, 1989), p. 131.
26 Tabari, History of al-Tabari, 25:1490 (27); Barthold,
Turkistan down to the Mongol
Invasion, p. 77.
70 journal of world history, march 2011
that time the worshippers of God held in as much honor as the
Arabs
now hold Mecca.” 27
The Barmakids held great power in the court of the Abbasid
caliphs
after they migrated to Baghdad, and at the same time they
maintained
frequent contacts with their homeland. No one knows exactly
when
or how the Barmakids converted to Islam, but by the time Fadl
ibn
Yahya ibn Khalid Barmaki became the governor of Khurasan, he
was
an enthusiastic builder of great mosques.28 The family’s
contribution
to establishing the state structure and culture of the Abbasid
caliph-
ate is well known. Mas’udi spent many pages detailing the
activities
of several generations of Barmakids in the service of the
caliphate.
Given that the Chinese invention of paper, along with
knowledge of
its manufacturing processes, had spread to Tukharistan when
Buddhism
flourished there, and that Central Asian papermaking was
generally
associated with Buddhist institutions, as were the Barmakids,
and that
paper’s sudden arrival in the caliphate during the time that a
Barmakid
was in the process of constructing a government bureaucracy for
the
Abbasids, one can say that the Barmakids are the most likely
people
to have introduced paper to the caliphate. In addition, they
probably
were also responsible for the transmission of papermaking
technology
from Central Asia to Baghdad.29
The Barmakid family, as vazirs of the caliphs, supported many
cul-
tural activities, including the collecting and translating of
Persian,
Greek, and Sanskrit literature into Arabic. There is no way to
ascer-
tain their knowledge of Greek literature, but at least they were
aware
of the significance of Greek literature and made an effort to
have it
collected and translated. And one must add that following the
steps of
the Barmakids, many scholars from various parts of Central
Asia went
to Baghdad to seek their future.
Even though many of the early Central Asian converts to Islam
changed their religion for survival purposes, some of them
eventually
did become sincere and learned Muslims. Al-Bukhari, obviously
from
Bukhara, became one of the most respected authorities on the
Hadith,
the collection of the Prophet’s teachings. His rigorous
scholarship, a
legacy of the Central Asian tradition, won him the reputation of
hav-
27 Ata-Malik Juvaini, Genghis Khan, the History of the World
Conqueror, trans. and ed.
J. A. Boyle (Seattle: University of Washington Press, 1997), p.
130.
28 Narshakhi, History of Bukhara, pp. xxi, 68.
29 Jonathan Bloom, Paper before Print: The History and Impact
of Paper in the Islamic
World (New Haven, Conn.: Yale University Press, 2001), p. 49.
Liu: A Silk Road Legacy 71
ing produced a reliable collection of the Prophet’s words. Al-
Khwarizmi
(ca. 780 – 850), who modified the Indian digits and transformed
them
into Arabic numerals and also invented algorisms and algebra,
came
from Khoresm, the northern part of the Transoxiana region. In
Bagh-
dad, he worked in the House of Knowledge, a center of
scholarship that
put much effort into translating Greek, Persian, and Sanskrit
works into
Arabic. Indeed, the knowledge of those languages was a
prerequisite for
scholars who wanted to work in that facility. Al-Khwarizmi, for
exam-
ple, was familiar with the geography of Ptolemy, and corrected
many
of the author’s mistakes.30 Presumably, Al-Khwarizmi had
acquired his
language skills in Transoxiana before he set out for Baghdad.
Among the renowned philosophers in Baghdad, Al-Farabi (d.
950)
was from a Turkish military family based in Transoxiana. In
Baghdad
he had studied the teachings of the Hellenistic Christian
tradition,
also known as the school of Alexandria. Although he considered
him-
self a Muslim, he really thought that religion was just for
common-
ers, who should follow its rules for the good of the society. A
society
that believed in a single god would have an advantage in
creating a
politically ideal society, a society such as Plato described.31 In
addi-
tion to Plato, he translated and studied many Greek works,
including
both philosophy and literature. The first half of the tenth
century, the
period when Al-Farabi was active in Baghdad, witnessed the
arrival of
the Turkish Mameluks, sometimes referred to as slave troops,
although
that term is misleading, and the growth of their power in the
capital
of the caliphate. They had arisen on the Eurasian steppe, and
this new
Turkish military power entered the center of the Islamic empire
with
violent force. Al-Farabi, on the other hand, represented another
face
of Turkish culture from Central Asia, the culture preserved in
the Tran-
soxiana region, in spite of the many invasions from the steppe.
During the eleventh century, the central power of the Abbasid
caliphate had been shattered, and many scholars from
Transoxiana no
longer went to Baghdad to look for jobs. Instead they sought
patronage
from local sultans and amirs (commanders). Those that were
interested
in Greek studies could not go to Byzantium to study, the only
major
source of Greek literature at that time. Nevertheless, these
scholars
were still very familiar with the classical Greek sciences. One
example
of these scholars was Al-Biruni (973– ca. 1050), who like Al-
Farabi,
came from the Khoresm region. He had been captured by
Mahmud of
30 Ibid., p. 145.
31 Hodgson, Venture of Islam, pp. 433–437.
72 journal of world history, march 2011
Ghazni in Afghanistan and was then sent to India to study
astronomy
and other sciences. In his book about India, he compared every
the-
ory in the Indian sciences with its classical Greek counterpart.
“The
heathen Greeks, before the rise of Christianity, held much the
same
opinions as the Hindus; their educated classes thought much the
same
as those of the Hindus; [and] their common people held the
same idola-
trous views as those of the Hindus. Therefore I [would] like to
confront
the theories of the one nation with those of the other simply to
account
of the close relationship, not in order to correct them.” 32
Al-Biruni made this statement in the first chapter of his book.
He
obviously thought that it would be very difficult to explain the
com-
plicated ideas found in the difficult Sanskrit language to his
fellow
Muslim scholars. He thus concluded that it would be much
easier to
explain by comparing it to the philosophy and sciences of the
Greeks,
since he knew that the Muslim scholarly audience was familiar
with all
the important Greek works and authors.
Ibn-Sina, or Avicenna in Western literature (980 –1037), a con-
temporary of Al-Biruni, never went to Baghdad either. His life
story
illustrates how the education of scholars was carried out in
eleventh-
century Central Asia. His father was born in Balkh, then moved
to
Bukhara, where Ibn-Sina was born. His father hired tutors to
teach him
the Qur’an, and the adab, the Arabic secular literature.
Thereafter he
studied philosophy, geometry, and Indian mathematics under
various
teachers. He learned the geometry of Euclid quickly, but had a
hard
time with the metaphysics of Aristotle. He read the book forty
times
and remembered every word, but still could not understand it.
Finally,
he was enlightened by an introductory book on Aristotle,
written by
Al-Farabi, which he bought from the local market.33 Ibn-Sina’s
most
important work, The Canon of Medicine, quickly became the
most used
medical text both in the Middle East and in Europe and
remained so
for many centuries thereafter. Clearly it was the highly educated
and
accessible scholars, as well as the availability of books from
several
classical traditions in the Transoxiana region, that paved the
way for
Ibn-Sina’s accomplishments, and thus his significant influence
on sub-
sequent scholars throughout a large part of Eurasia.
32 Edward Sachau, Alberuni’s India: An Account of the
Religion, Philosophy, Literature,
Geography, Chronology, Astronomy, Custom, Laws and
Astrology of India about ad 1030 (Lon-
don: Kegan Paul, 1910), p. 24.
33 William E. Gohlman, The Life of Ibn Sina, a Critical Edition
and Annotated Translation
(Albany: State University of New York Press, 1974), 22ff., pp.
33–35.
Liu: A Silk Road Legacy 73
Central Asian Islam Spread Out
Central Asia gradually became a truly Islamic region, with
Transoxiana
serving as Islam’s eastern center. Nevertheless, this religious
transfor-
mation did not mean that its peoples had abandoned all of their
pre-
Islamic customs. Furthermore, its conversion to Islam had the
effect
of turning Central Asia into an even larger center of
communications
with ties to an even larger geographical area, thereby
connecting it
with even more diverse cultural traditions. With regard to the
study of
religious and cultural conditions in Central Asia, the next major
tran-
sition did not occur until the Mongol conquests. This time, its
con-
querors came not from the southwest, but from the easternmost
steppe.
The early thirteenth-century conquest of Central Asia, carried
out by
a nomadic power fresh from the steppe, brought utter
devastation to
the urban structures and the economy of Transoxiana and
Tukharistan.
There was, however, a small silver lining, not so much for the
Central
Asian peoples, but for other lands conquered by the Mongols.
Because
their armies at that time had little familiarity with the
administration
of either agricultural or urban areas, they needed educated
administra-
tors who could assist in such areas. Thus they adopted a policy
of taking
highly educated and skilled Central Asian Muslims and forcing
them
to relocate in other conquered lands where their services were
needed.
There they served the Mongolian regimes, and inadvertently
spread
the rich knowledge and advanced technology of Central Asia to
other
regions.
Actually, not all of the educated people that the Mongols used
were
Central Asians. Even before Genghis Khan conquered
Transoxiana in
1218 –1219, he already had realized the usefulness of scholars.
One of
the khan’s advisors who followed his army to Central Asia was
not
Mongolian. Yelü Chucai (1190 –1244) was a Khitan national
whose
ancestral homeland was in what is now northeastern China.
Although
the Khitan peoples were semi-nomadic, the ruling elite who
estab-
lished the Liao Dynasty in north China (916 –1125) managed to
learn
Chinese culture, and Yelü Chucai was one of the Khitan nobles
who
had studied the Chinese classics. Prior to the Mongol conquest
of
North China, the Jin dynasty (1115–1234), established by the
Ruzhen,
another semi-nomadic people from northeastern China, had con-
quered the Liao and established their capital in the site of
modern Bei-
jing. Yelü Chucai served the Jin government for a while in the
capital.
It was only after the Jin fell to the Mongols that Yelü Chucai
became
an advisor to Genghis Khan. Fortunately for historians, in his
memoirs
74 journal of world history, march 2011
this Khitan scholar wrote a detailed description of Samarkand
just after
its capture by the Mongols.
According to him, the city was located on very fertile land and
sur-
rounded by numerous gardens. Every household had a garden,
and they
all were well watered by means of canals and large fountains
that sup-
plied water to both round and square ponds. Willows and
cypress trees
lined the landscape, while peach and plum orchards followed
one after
the other. During Central Asia’s dry summers, water from the
river was
lifted for irrigation. And, needless to say, Yelü Chucai thought
that the
locally made grape wine was excellent. Indeed, he was so
impressed by
the beautiful city that he even wrote several poems to praise
it.34 He
was even more impressed by the area’s advanced technology,
particu-
larly such things as the use of windmills to grind wheat into
flour.35 In
one of his poems written at Samarkand, he admired the
resilience of its
people: “In the silence of the land between rivers, people
always suffer
disasters. They dig tunnels to hide from warfare, and build high
dykes
to ward off flooding water.” 36 He enjoyed the region’s sweet
melons,
and numerous other kinds of fruit, whether fresh or dried.
Nevertheless,
foremost among its produce and products were grapes and grape
wine.
Furthermore, as one of the advisors of Genghis Khan, Yelü
Chucai
knew very well that the wine and food crops produced in the
region
were not taxed by the Mongols.37 The Mongols did indulge
themselves
with local foods and beverages, and they did drink the grape
wine, but
they did not try to tax it. They were much more interested in
tak-
ing advantage of the trading skills of Central Asian Muslims
than in
collecting agricultural taxes. Fortunately this policy provided
the local
people just a little breathing room that helped them start to
recover
from the war.
Qiu Chuji, a Daoist teacher, visited Central Asia when he was
sum-
moned by Genghis Khan soon after the conquest. Although Qiu
Chuji
and Yelü Chucai had known each other for a long time, they
were rivals,
not friends, and their argument about religious affairs was well
known.
Nevertheless, in their accounts of Central Asia they shared the
same
impression, not only about Samarkand, but all the cities.
Wherever
34 Yelü Chucai, Xiyou Lu [ Journey to the West ], ed. Xiangda
(Beijing: Zhonghua Shuju,
2000), p. 3.
35 Yelü Chucai, Hezhongfu Jishishi [ Poems Written in
Samarkand ], ed. Zhang Xinglang,
Zhongxi Jiaotong Shiliao Huibian [ Historical Sources on the
Communication between China
and the West ] (Beijing, Zhonghua Shuju, 2003), p. 1668.
36 Ibid.
37 Ibid.
Liu: A Silk Road Legacy 75
Qiu went, he was entertained with grape wine. Even when he
became
ill in Samarkand, the governor of the Mongols brought him
freshly
made wine as a remedy.38 He noted that the population of
Samarkand
reached ten thousand or more before the Mongol conquest, but
only
one quarter of the people remained there at his time.39 Thus in
spite of
the demographic changes caused by the war and the forced
migrations,
viticulture and wineries seem to have survived and flourished in
Tran-
soxiana during the Mongol occupation.
It should be noted that when Yelü Chucai and others like Qiu
Chuji were writing about the charms of Samarkand, they were
describ-
ing a city that was in postwar ruins. Both Samarkand and
Bukhara
were among the places in Central Asia that were severely
damaged by
the Mongol conquest. Yelü Chucai was very much aware of the
dam-
age caused by the military action, but because of his
relationship with
Genghis Khan, he was not at liberty to write about it. Only in
some
of his poetry can one find hints of what he really thought about
the
destruction.
Yet even in its damaged state, the charm of Samarkand
persisted. A
little more than one hundred years after the conquest, at some
point in
the 1330s, the famous Moroccan traveler Ibn Battuta stopped to
visit
the city on his way to India. He, a scholar from the western
edge of
the eastern hemisphere, seemed to have been just as impressed
by the
city as Yelü Chucai had been. He described Samarkand as “one
of the
largest and most perfectly beautiful cities in the world.” 40 And
he also
admired the water wheels on the river that supplied its gardens
with
water.41 On the other hand, he noted that the formerly grand
palaces
were still in ruins and the city’s walls and gates had
disappeared.
By the time that Ibn Battuta arrived, many of the Mongols
living
in what was then known as the Chaghatai Khanate, which
included
Sogdiana, had converted to Islam. In particular, he noted that
the city’s
residents were allowed to pray at the tomb of a Muslim martyr
who had
died trying to defend the city from the Mongols. He also noted
that
even Mongols, presumably those who had converted to Islam,
visited
38 Qiu Chuji, Changchun Zhenren Xiyoulu [Travel to the West],
Zhang Xinglang, 1712.
39 Ibid., 1710.
40 H. A. R. Gibb, trans., The Travel of Ibn Battuta (1929; New
Delhi: Goodword Books,
2001), p. 175.
41 Ma Jinpeng, trans., Yiben Baitutai Youji [Travels of Ibn
Battuta] (Yinchuan, China:
Ningxia Renmin Chubanshe, 1984), p. 308.
76 journal of world history, march 2011
this tomb and made donations to it that included large numbers
of
cattle and sheep, as well as money.42
The destruction carried out by the Mongols also led to the
displace-
ment of many people, including renowned literati and religious
leaders
of the time. One of the refugees was an ancestor of Jalal ad-din
Muham-
mad Din ar-Rumi (1207–1273). He had fled from Balkh to
Konia, in
Seljuk Anatolia, where Rumi was born and flourished as a
spiritual
leader of a Sufi school. Juzjani, a thirteenth-century historian
from
Juzjan (Ghuzgan), a city located southwest of Balkh in
Tukharistan,
was one of the refugees who served at the court of the Delhi
sultanate.
In his writings he described the Delhi sultanate’s eager
reception of
Central Asian refugees. The father of the most well-known poet
in the
court of the Delhi sultanate, Amir Khusrau (c. 1253–1324), was
a Tur-
kic refugee from the Transoxiana region who had fled to India.
And an
ancestor of Nizam Ad-din Awliya (c. 1243–1325), the teacher of
the
Chishti Sufi community near Delhi, had fled from Bukhara to
India.
These names provide only a few examples of the many eminent
person-
ages who had no choice but to leave what had been the
easternmost
centers of Islamic culture. Thus one could say that when the
Mon-
gol invasion damaged Samarkand, Bukhara, and Balkh, and
thereby
pushed a large refugee population to India, especially Delhi, the
first
capital of the Islamic Indian sultanates, the Mongols were in
large part
responsible for the relocation of the easternmost centers of
Islamic cul-
ture from Samarkand and Bukhara to the sultanates of India.
The first sultans in Delhi were ghulams, military slaves who
served
in the Turkish Islamic army. Though slaves in status, they
served in
elite military units, and many ascended to the position of
commander
and even became sultans through their military achievements.
Once
they became the rulers of India, they were eager to obtain
recogni-
tion from Islamic authorities in western Asia and Egypt in order
to
legitimize their regime in a newly conquered land. Sultan
Iltutmish
sent an envoy to Baghdad for an investiture document from the
caliph
al-Mistansir, and duly received it in 1229. Even after the
Mongols
destroyed Baghdad, Sultan Muhammad Ibn Tughluq struggled to
get
credentials and finally got in touch with the “caliph” captured
in Cairo
in 1343.43 Nevertheless, the sultans knew that these caliphs no
lon-
ger had any real authority over Islamic doctrine. Instead, they
had to
42 Gibb, Travel of Ibn Battuta, p. 175.
43 Carl W. Ernst, Eternal Garden (Albany: State University of
New York Press, 1992),
pp. 55–56.
Liu: A Silk Road Legacy 77
look toward people from their own Central Asian homeland for
any
religious direction that they felt a need for. And given the
influx of
ulemas from Samarkand and Bukhara to India, the
interpretations of
the Sharia law books in the Indian sultanates were based on the
schol-
arship of Transoxiana.44
The sultans in Delhi were enamored with the culture of
Samarkand.
They missed the gardens, melons, music, poetry, dance, and, in
the case
of at least some of them, also the wine. They often set their eyes
toward
Transoxiana and dreamed of reconquering the lands that had
been lost
to the Mongols. While this dream was never to be realized, they
did set
about remaking Delhi in the image of Samarkand. With this
inspira-
tion, the talented poet Amir Khusrau found himself in a position
for
achieving excellence. Khusrau’s linguistic talents were not
limited to
Persian poetry, for he became familiar with Hindustani
languages, and
a lexicon of Persian, Arabic, and various Indian dialects was
popularly
attributed to him. Although his authorship of the lexicon is
doubtful,
Khusrau was clearly a pioneer in writing in Hindustani and
enriching
it with Persian and Central Asian vocabulary and literary
metaphors.
Most certainly, he was one of those who helped fashion what
became
Urdu as a literary language.
But despite his official position, Khusrau was not always
comfort-
able writing eulogies for sultans. When in despair, he looked to
Nizam
Ad-din Awliya, the Chishti Sufi saint whose residence was
outside
Delhi, for spiritual guidance. It was said that Khusrau went to
see the
Sufi master several times to express his pain at being a poet
who had
to praise tyrants. However, the master’s answer was to be
patient until
God intervened.45 Nizam Ad-din Awliya was not associated
with the
court, but he was more influential than most of the ulemas who
did
serve the sultans. Khusrau went to see the master not only to
complain
about his job at the court, but also to write music for the master
so
that he could practice sama’, the music and dance through
which Sufis
tried to reach a union with God. The music was purely Perso-
Islamic
in style.46 In the practice of sama’, Khusrau and the Sufi master
shared
the same cultural tastes, tastes that were deeply rooted in the
history of
Samarkand and Bukhara.
A sama’ is an occasion when Sufi dervishes gather to listen to
music
and perform a whirling dance that follows the beat of the music.
Nizam
44 Ibid., p. 27.
45 Ibid., p. 197.
46 Stephen Dale, The Garden of Eight Paradises (Leiden: Brill
2004), pp. 393, 401.
78 journal of world history, march 2011
Ad-din Awliya was quoted as saying: “The masters of the Way
have
declared that divine mercy alights on three occasions—(1) at the
time
of a musical assembly (sama’). (2) at the time of eating food
with the
intent (of keeping fit) to obey God’s will and (3) at the time of
dis-
course among dervishes when they clarify (to one another their
inner
thoughts).” 47 It is obvious that Nizam Ad-din Awliya
considered sama’
as one of the important approaches, if not the most important
approach,
to reaching a union with God. Not all Sufis agreed with this
practice.
A master named Maulana Rukn ad-din Samarkandi, presumably
a man
of Samarkand ancestry, was a fierce opponent of sama’ and
avoided any
performance of it.48 Sama’ nevertheless persisted in India,
especially
among the Chishti Sufi order. Indeed, Burhan al-din Gharib, the
Sufi
master who succeeded the line of Nizam Ad-din Awliya in the
Deccan
region, became famous for his ecstasy in both sama’ and
dance.49
The sama’ and the dancing dervishes were not just an Indian
phe-
nomenon. Its roots actually went back to the Transoxiana /
Tukharistan
region, to Samarkand, Bukhara, and Balkh. It is generally
agreed that
Jalal al-Din ar-Rumi was the founder of Mevlevi Sufi, the
school of
dancing dervishes. His name, Rumi, indicates that he was from
Tur-
key and his order was based in Konia. However, as mentioned
above,
his family was actually from Balkh, and had gone to Turkey
only after
fleeing from the Mongol conquest. Legend has it that he started
the
new style of dance because of the sadness that settled on him
after the
departure of his beloved friend and teacher. However, his own
writ-
ings tell a somewhat different story. In one of his collections of
moral
teaching stories, known as the Mathnawi, he described a group
of poor
dervishes who played music and danced to ecstasy all night in a
hos-
pice.50 It seems that Rumi, himself, did not think that he had
invented
this new style of music and dance session that was practiced by
the der-
vishes. More likely, it developed as a common practice among
wander-
ing dervishes. The dervishes from certain schools that practiced
sama’
would seize every opportunity to practice music and dance,
especially
when they gathered in the hospices that catered to the Sufi
dervishes.
One might wonder if the dancing dervishes in Turkey that Rumi
wrote about were related in some way to the Sufi masters in
India.
47 Bruce B. Lawrence, trans., Nizam Ad-din Awliya, Morals for
the Heart, Conversations
of Shaykh Nizam ad-din Awliya recorded by Amir Hasan Sijzi
(New York: Paulist Press, 1992),
pp. 179–180.
48 Ibid., p. 348.
49 Ernst, Eternal Garden, p. 120.
50 A. J. Arberry, Aspects of Islamic Civilization as Depicted in
the Original Texts (Ann
Arbor: University of Michigan Press, 1967), pp. 327–329.
Liu: A Silk Road Legacy 79
Given that after the Mongol takeover of Transoxiana this use of
music
and dance to get closer to Allah could be found both in Konia in
Tur-
key and in Delhi in India, two places that had taken in refugees
from
Transoxiana / Tukharistan, means that this particular form of
worship
had come from the same source—the cities of Samarkand,
Bukhara,
and Balkh. This would not be too surprising given that Sufi
Muslim
groups were highly mobile. They had long wandered all around
the
Islamic world, carrying with them little more than simple
clothing and
eating utensils. Indeed, Ibn Battuta stumbled upon a group of
“Persian
Darvishes” in Granada, Spain. While talking with this particular
group
he found out that one of them was from Samarkand, one was
from
Tabriz, a third was from Konia, a fourth was from Khurasan,
two more
were from India.51
When sacking cities, the Mongols deliberately spared the lives
of
traders, artisans, and some scholars. Often they would directly
employ
the Muslim traders from the region. At that time the Mongols
were
constructing new tent cities on the steppe. Among other things,
they
used the traders as contractors, ordering them to secure all the
sup-
plies needed to build and decorate their huge tent palaces. The
Mongol
Mongol
courts
provided them with protection letters. Not surprisingly, many of
these
Muslim contractors came from the Transoxiana / Tukharistan
region,
which had long been involved in the trade between China and
India.
When Qiu Chuji was in Samarkand, he reported seeing peacocks
and
elephants that had been imported from India.52 Thus it was not
long
until the Mongols followed the centuries-old trade routes and
invaded
the western part of India, where the city of Lahore was among
their
prizes. According to Juzjani, the leaders of Lahore had failed to
put up
a unified front against the Mongols, in part because many of the
traders
living in Lahore had long traded into Mongol-controlled Central
Asia
and thus they possessed protection letters issued by the
invaders.53 In
any case, the Muslim sultans of India did manage to force the
Mongols
out of India shortly thereafter.
Meanwhile, back in Mongol-controlled China, Central Asian
Mus-
lim scholars constituted much of the administrative apparatus.
Since
they had better administrative skills than their Mongol
overseers, they
51 Gibb, Travel of Ibn Battuta, p. 316.
52 Qiu Chuji, Changchun Zhenren Xiyoulu, Zhang Xinglang,
1712.
53 Tabakat-i-Nasiri, A General History of the Muhammadan
Dynasties of Asia Including
Hindustan, trans. from the Persian by H. G. Raverty (London,
1881; repr., Osnabrück: Biblio
Verlag, 1991), p. 1133.
80 journal of world history, march 2011
were more efficient in collecting taxes from Chinese peasants
and mer-
chants, and thus some of them reached a high level in the
bureaucracy.
Since the contributions of these Central Asian Muslim artisans
and
scholars in all of the Mongol-controlled territories have already
been
fully addressed by Thomas Allsen in his two monographs
Commodity
and Exchanges in the Mongol Empire, a Cultural History of
Islamic Tex-
tiles (Cambridge University Press, 1997) and Culture and
Conquest in
Mongol Eurasia (Cambridge University Press, 2001), the focus
here is
on a single individual, a Bukhari, who clearly stands out in the
ranks of
Mongol-appointed administrators.
Sayyid Ajall Omer Shams Al-Din, whose Chinese name was
Saidi-
anchi, had once been an aristocrat in Bukhara. When Genghis
Khan
began marching toward his country, Sayyid Ajall went out to
meet the
Mongol chief, and when he saw him, Sayyid Ajall offered his
services
to him, as well as the services of his thousand-man cavalry.
Ghenghis
Khan accepted his surrender, and he was soon posted to
strategically
important positions such as Yanjing (modern Beijing) as
“daluhuachi”
(darughachi in Mongolian), which could be translated as
governor.
Sayyid Ajall was both an excellent military commander and a
skillful
administrator. He participated in numerous military campaigns
against
the Chinese, including the last major battle with the Song
dynasty at
Xiangfan, the last stronghold on the Han River, near where it
meets
the Yangzi River. He managed to restore order and increase the
taxable
population in his jurisdictions and the revenue of several
provinces.
His political savvy saved him from disasters caused by the
jealousy of
Mongol colleagues, disasters that were a major problem for the
non-
Mongol staff of the regime. But his most remembered
achievement was
his governorship of Yunnan, in the southwestern corner of
China. Prior
to the coming of the Mongols, Yunnan had never been a part of
China.
It was conquered by Khubilai Khan, the first Mongol khan to
transform
himself into a Chinese-style emperor and establish his own
dynasty, the
Yuan. Prior to Khubilai’s conquest of Yunnan there had been
very little
Chinese influence there. It was a mountainous land with a great
many
distinct ethnic groups, and thus it posed a serious challenge to
the
Mongolian-Chinese administration. Nevertheless, Sayyid Ajall
man-
aged to introduce both irrigation agriculture and Confucian
educa-
tion to the region without provoking rebellions.54 Thus his
benevolent
54 Yuanshi [History of the Yuan Dynasty], compiled by Song
Lian et al. (Beijing: Zhon-
ghua Shuju, 1976), pp. 3063–3070.
Liu: A Silk Road Legacy 81
administration has been well remembered by the peoples of
Yunnan,
even until the present day.55
The Central Asian Muslim scholars, traders, generals, and
officials
who traveled to and sometimes settled in India, China, Turkey,
and
Iran during Mongol times left records of their lives in which
they pro-
vide much information about Islam in Central Asia.
Furthermore, their
activities outside Central Asia also tell us something about
Islam in
their homeland. On the one hand, most of the Muslims in
Transoxiana
and Tukharistan were dedicated to the study of the Qur’an, as
well as
many secular topics, and they sought to follow all the
disciplines of
Muslims. On the other hand, they were also shrewd merchants,
savvy
politicians, and grape growers, and some of them were wine
drinkers.
Most of them were adept at surviving and flourishing in the
constantly
changing political environment of their homelands. And those
who
practiced sama’ in the sufi orders were also good musicians and
whirl-
ing dancers who spread their cultural traits all over Eurasia. As
Central
Asian people have survived numerous calamities and thrived in
a con-
stant changing environment, as demonstrated in the transitional
phase
from a Buddhist religious domain to Islamic countries, there is a
reason
to expect that they will continue to do so.
55 For specific policies adopted by Sayyid Ajall to pacify
rebellions of Mongol nobles
and bring the many ethnic groups of Yunnan under a civilian
administration, see Bin Yang,
Between Wind and Clouds: The Making of Yunnan (Second
Century bce to Twentieth Century
ce) (New York: Columbia University Press, 2008), pp. 112–116.
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Assignment 3Assignment 3CriteriaRatingsPtsThis criterion.docx

  • 1. Assignment 3 Assignment 3 Criteria Ratings Pts This criterion is linked to a Learning OutcomeSelection of article view longer description Student selected a peer-reviewed academic article in the history field or in a closely related field 5.0 pts Student chose a text that was not a peer-reviewed academic article in the history field 0.0 pts 5.0 pts This criterion is linked to a Learning OutcomeIdentification view longer description Student informed reader of what the text was titled, who wrote it, when and where it was published, and what it was about 10.0 pts Student provides some information on the article, but crucial information is left out or the student made significant errors 5.0 pts Student failed to complete this part of the assignment 0.0 pts 10.0 pts This criterion is linked to a Learning OutcomeThesis/Argument view longer description Student correctly identifies the author's argument, including its specific focus and limits 15.0 pts Student identifies the general topic and direction of the article,
  • 2. but neglects the specific such as limits and focus 10.0 pts Student identifies topic, but fails to identify argument or misidentifies argument 5.0 pts Student failed to complete this part of the assignment 0.0 pts 15.0 pts This criterion is linked to a Learning OutcomeDebate view longer description Student identifies the broader debate that the author engages and explains how the article fits into that debate 15.0 pts Student identifies a debate that the author engages, but does not explain well how the article contributes to that debate 10.0 pts Student identifies a topic rather than a debate, and.or student misidentifies the debate that the author is trying to engage with 5.0 pts Student failed to complete this part of the assignment 0.0 pts 15.0 pts This criterion is linked to a Learning OutcomeSources view longer description Student identifies specific sources and/or specific kinds of sources that the author uses; student discusses the advantages and disadvantages of using these kinds of sources 15.0 pts Student identifies sources in general terms (primary vs. secondary, for example); student may or may not discuss the advantages and disadvantages of using these sources 10.0 pts Student identifies the sources in general terms and does not discuss the advantages of using particular kinds of sources; or
  • 3. student misidentifies the sources being used 5.0 pts Student failed to complete this part of the assignment 0.0 pts 15.0 pts This criterion is linked to a Learning OutcomeStrengths & Weakneses view longer description Student identifies one strength and one weakness of the article (argument, sources, methods) and explains clearly how these strengths and weaknesses affect the value of the article 15.0 pts Student identifies one strength and one weakness of the article, but may not provide a clear explanation of how they affect the value of the article 10.0 pts Student identifies one strength or one weakness, but is very vague both in identifying this strength or weakness and explaining why it is important. 5.0 pts Student failed to complete this part of the assignment 0.0 pts 15.0 pts This criterion is linked to a Learning OutcomeConcluding Meditation & Question view longer description Student answers all questions posed in part 6 of the assignment and provides an historical question that could serve as the basis for further exploration of the article's topic 15.0 pts Student answers all questions posed in part 6 of the assignment, but provides a question that is not historical or that is normative rather than analytic 10.0 pts
  • 4. Student fails to answer one or more of the questions posed in part 6 5.0 pts Student failed to complete this part of the assignment 0.0 pts 15.0 pts This criterion is linked to a Learning OutcomeFootnoting view longer description Student cites his/her sources using properly-formatted footnotes 5.0 pts Student fails to use footnotes, uses them inappropriately and/or does not use a proper footnoting format 0.0 pts 5.0 pts This criterion is linked to a Learning OutcomeGrammar & Style view longer description Paper is written in academic style and grammar and spelling errors are kept to a minimum 5.0 pts Paper is composed in an informal or nonacademic style and/or spelling and grammar errors interfere with the reader's ability to understand the text 0.0 pts 5.0 pts Total Points: 100. Nutrition and Health Diet Analysis Part II Comparison of your diet to guidelines
  • 5. DV’s or Dietary Guidelines USDA MyPlate (compare your intake to the number and size of servings per food group recommended) Comparison of energy content to DRI’s Carbohydrate discussion: Comparison of your intake to recommended value. Include several food sources of the following obtained from your 3 day food journal. Complex Nutritious simple Concentrated Fiber—Compare your actual fiber intake to recommendations Fat discussion: Comparison of your intake to recommended value. Include several food sources of the following obtained from your 3 day food journal. Saturated Polyunsaturated Essential Fatty Acids: linoleic (omega-6)/ linolenic (omega-3) Monounsaturated
  • 6. Cholesterol Protein discussion: Comparison of your intake to recommended value. Include several food sources of the following obtained from your 3 day food journal. Animal sources of protein Plant sources of protein Vitamin and Mineral discussion (2 of each): Comparison of your intake to recommended values. Include at least 2 food sources of each vitamin and mineral chosen from your 3 day food journal. Overall Recommendations: How would you analyze your overall diet? What recommendations would you suggest for improvement, if any? Do you need a supplement? Why/why not? Average Daily Intake Form Protein kcal/day / 4 kcal/g =P g/day Fat kcal/day / 9 kcal/g =F g/day Carbohydrate kcal/day / 4 kcal/g =C g/day Protein g/day x 4 kcal/g =P kcal/day Fat g/day x 9 kcal/g =F kcal/day Carbohydrate g/day x 4 kcal/g =C kcal/day
  • 7. total kcal/day =T Percentage of calories from Protein P = % of total calories T Percentage of calories from Fat F = % of total calories T Percentage of calories from Carbohydrates C = % of total calories T DIET ANALYSIS PART 1 GUIDELINES Objective: · To record foods and beverages eaten over 3 days. This will be analyzed for intake of specific macro and micronutrients. · You will be entering your daily food intake into Diet & Wellness Plus. It is up to you if you enter the food you eat as you go throughout the day, or record food intake by hand and enter everything at the end of the day/3 days. · See below for instructions on using Diet & Wellness Plus. 1. Choose 2 weekdays and 1 weekend day to record your foods. 2. Choose from a variety of foods and make sure to have recorded at least 15 food or beverage items PER day. Do not regularly repeat the same foods. (Tea, water, and spices do not count towards these 15 items.) 3. Be as specific as possible when listing/describing food choices. Make sure to describe type of food, and how it was cooked
  • 8. Example: Correct-white meat chicken, broiled, without skin Incorrect- chicken Correct- steamed broccoli crowns Incorrect- “cooked” broccoli Notice the method of preparation, AND food item 4. ALL foods must be broken down into their individual units to receive full credit. Example: Incorrect-hamburger sandwich Correct: Bun Hamburger meat Condiment... Each ingredient will then have its own measure in the “weight/amount” column of your form You must breakdown foods like burritos, McDonald's cheeseburgers, or Burger King's fish sandwich, any sandwiches, mixed fruit salads, salads, etc!! 5. Use the following units of measure when entering the weight or amount: Ounces- use for meats, cheese, fish, bread, cookies, granola bars, candy bars, bagels (note: 1 typical bagel is 5 oz, 1 typical slice of pizza is 7 oz… refer to book) OK to use cups (volume measures) for vegetables, fruit salad, sauces (spaghetti sauce), rice, pasta, beans, yogurt, ice cream Tablespoons/teaspoons- use for condiments (ketchup, mustard, etc.), soy sauce, sugar, butter, margarine, jams or jellies, salad dressings, and sauces (béarnaise, etc.). Cups OR oz.- drinks, snacks (such as potato chips, pretzels, etc.), and cereals NOTE: 8 fl oz = 1 cup (THIS ONLY APPLIES FOR LIQUID
  • 9. MEASURES.) THIS DOES NOT APPLY FOR SOLIDS DO NOT RECORD ANY FOOD AMOUNTS IN GRAMS!! Conversion: 28 grams=1 ounce DO NOT USE ITEM/SLICE/BAR/EACH WHEN RECORDING FOODS! Everything should be recorded in ounces, cups, tbsp, etc. You can do each (small or large) for individual fruit or vegetable items. 6. Do not include/list any supplements on diet analysis forms.
  • 10. INSTRUCTIONS ON USING DIET & WELLNESS Student Registration Instructions Use the following Student Quick Start link to register for the course: https://login.cengagebrain.com/cb/entitlement.htm?code=MTPQ LQWP159H Course Name: NUTR UE 119, Spring 2017 Course Key: MTPQLQWP159H Instructor Name: Lisa Young 1. Create your Diet & Wellness profile *Note: On Diet & Wellness Plus, you’ll be asked to determine your activity level. Examples of the different activity levels are as follows: sedentary: office worker getting little or no exercise; low active: person whose job keeps them on their feet a lot or person running one hour daily; active: agricultural worker or person swimming two hours daily; very active: competitive athlete. 2. From the home page, Click “Track Diet” in the Menu bar at the top of the page. 3. Select the appropriate date (remember: 2 weekdays and 1 weekend day!) and input your daily food intake.
  • 11. *Note: search for your food items with some detail (ex: search for “grilled chicken breast”); a list of choices will appear, choose the most appropriate food item based on what you consumed. You may have to play around with the search term to find the most accurate food item. 4. Once the three-day food input is complete, click on the Reports tab on the menu bar. Scroll down to Advanced Reports and click on Combination Report. Select the appropriate three- day date range. Select: 1. Macronutrient Ranges 2. Intake vs. Goals 3. MyPlate 4. Intake Spreadsheet. Once selected, you can preview combination report; when you’re ready to print, select print PDF. You must turn in a hard copy of these spreadsheets. 5. Finally, you will calculate your average intake of carbohydrates, protein, and fat using the information on the Macronutrient Ranges spreadsheet. First you will calculate the grams of each of the macronutrients, and then use this information to calculate the percent of calories coming from each macronutrient. Please show all of your work on the separate spreadsheet entitled Average Daily Intake Form. DIET ANALYSIS FREQUENTLY ASKED QUESTIONS
  • 12. When can I use “pieces” or “items”? You can use “piece” or “item” when describing a fruit or vegetable you ate by itself (IE 1 apple, 1 banana). Otherwise, cups or ounces should be used as appropriate. I had a slice of bread, can that be entered as “slices”? Grain items such as breads, muffins, donuts and pastries should be entered using ounces. Do your best to estimate the amount that you consumed and consult Dr. Young’s book for tips on how to do so. What if I do not eat 15 foods per day? For this assignment, students must have 15 recorded foods per day. If it is impossible for you to eat 15 foods per day, you can interview a friend and use their record for 1-2 of the days. At least one day should be your own record. It is also ok to have 10 items one day, and 20 items on the next. Note--it is not difficult to get 15 items. Cereal with milk and a banana would count for 3 items. Pasta with tomato sauce, vegetables, and parmesan cheese counts as 4 items. We will discuss further in class. Do I need to break down food items into their individual ingredients? You only need to break foods down when they are in a mixed dish. For example, if you eat spaghetti and meatballs, you need to enter spaghetti, meatballs and tomato sauce separately. Entering “spaghetti with meatballs” would result in points off. However, you do not need to break the meatballs or tomato sauce recipes down into their individual components. Mindtap does not have the exact brand/ food item that I ate. What should I do? Please select the option that best represents what you consumed.
  • 13. Do coffee, tea and espresso count as foods? Black coffee, tea and espresso do not count as food as they do not contribute calories. However, if you consumed these items with milk or creamer, those can count as a food. They should be broken down and entered as separate foods, though the coffee will not count towards your 15 for the day. For example “coffee, black” followed by “milk, 1%” would be correct, while “coffee with milk” would not. What about salt? Salt and other seasonings do not count as foods. Where can I find the Average Daily Intake form? The Average Daily Intake Form can be found in NYU Classes. You must submit this form with your assignment to receive credit. Journal of World History, Vol. 22, No. 1 © 2011 by University of Hawai‘i Press 55 A Silk Road Legacy: The Spread of Buddhism and Islam* xinru liu The College of New Jersey Since Andre Gunder Frank published The Centrality of Central Asia 1
  • 14. in 1992, world historians have paid more attention to the dynamic forces radiating from Central Asia during the last few thousand years. However, scholars are frustrated by the extremely fluid nature of the region’s ethnic, religious, and political composition, which makes research on the historical process of any specific period seem like an overwhelming task. Scholars of Central Asia’s Buddhist culture feel reluctant to deal with the region after the Islamic conquest, which occurred in the late seventh and early eighth centuries, while those who study its history after the Islamic conquest are perplexed by the persistent presence of many pre-Islamic languages and cultural traits in the region. Likewise, scholars who are familiar with the Chinese historical literature on Central Asia often hesitate venturing into the deep ocean of Persian and Arabic literature on the region. Further- more, in the last two decades, the discovery of many documents writ- ten in various versions of Greek alphabets in the region that once was Bactria makes the task of treading through literary sources even more daunting. Nevertheless, this article takes up the challenge of exploring
  • 15. * This article was first presented at the 2009 Numata Conference “Buddhism and Islam,” 29–30 May 2009 at McGill University, Montreal, Canada. Professor Lynda Shaffer, who has been my coauthor and first reader of my writings for the last decade, has edited and revised this article as well. 1 Andre Gunder Frank, The Centrality of Central Asia (Amsterdam: VU University Press, 1992). 56 journal of world history, march 2011 the religious and social life of Central Asian people both before and after Islamization, mainly by using sources written in Arabic, Persian, and Chinese records, as well as modern scholarship in art history and archaeology. Limited by my own language skills in Sanskrit and Classi- cal Chinese, I have had to rely heavily on English translations of Ara- bic and Persian works. Fortunately, many historical writings in these two major Western Asian languages have been translated and edited in recent decades by experts whose erudition make possible a world historical approach of studying Central Asia. The SeTTIng
  • 16. Long before the arrival and spread of Islam in Central Asia, Buddhism was already well established within two of its regions— Tukharistan, in what is now northern Afghanistan, and Transoxiana (Khoresm and Sogdiana) in what is now Uzbekistan and Kazakhstan where two riv- ers, the Amu and the Syr, flow westward into the Aral Sea. These two regions encompassed the most important way stations on the caravan routes that moved Chinese silks westward to India, and in addition, Tukharistan and Sogdiana became the homeland of Central Asian Buddhists, some of whom played a major role in the spread of Buddhist faith from South Asia to China. By the first century c.e. the area that encompassed both Tukharistan and Sogdiana (the southern part of Transoxiana) had become the site of a major junction where routes going east and west crossed those going north and south. It had also become a major trading center for Chinese as well as Mediterranean and Iranian goods. In addition, Bud- dhist missionaries from India, including some who were planning to go on to China, moved to this area, and were thus located in the midst of this commercial activity. By the third century c.e. artisans had begun
  • 17. sculpting images of the Buddha on the sandstone walls of Tukharistan’s Bamiyan Valley (about one hundred miles west of Kabul). The artistic style of these Buddhas was closely related to the sculptural art of Gand- hara (in northwestern India), and thus it displayed the results of the Gandharan’s highly successful merging of Indian, Iranian, and Greek aesthetic traditions. It was the fourth century b.c.e. presence of Alex- ander of Macedonia’s armies, and their descendants, in Afghanistan and northeastern India that accounts for the presence of Greek artis- tic styles in this region. Probably during the fifth century c.e., when a nomadic people, Hephthalites in the Greek record, Huna in the Indian record, occupied the region and then further invaded India, two Liu: A Silk Road Legacy 57 colossal Buddhas (one 165 feet high and the other 119 feet high) were carved on the sandstone walls of Bamiyan Valley, where they stood for more than 1,500 years as a testament to the Buddhist heritage of this area. Even after the Taliban completely destroyed them in 2001, their ruins still stand as a witness to the long legacy of Buddhism on this
  • 18. route that connected India and China. The cosmopolitan nature of this area continued to increase when Turkish nomads, originally from the eastern steppe north of China, invaded it from the north around the sixth century c.e. Some of these Turks also settled in this area, or moved even farther south into India. The ever-changing political situation in this region forced its popu- lation to rely heavily upon nongovernmental institutions for both social stability and local security. Zoroastrian and Buddhist establishments, as well as other institutions and cultural practices, provided religious and social cohesion in the region. The elites, which included scholars, merchants, and generals, learned to be flexible regarding their political allegiance and often changed masters in accordance with their eco- nomic and social interests. Meanwhile, Indian, Chinese, Persian, and Greek cultural elements continued to arrive and flourish in the region, thereby contributing to a unique and robust Central Asian culture. Perhaps it was in large part due to this eclectic but sound cultural foundation that Central Asia would produce so many outstanding politicians, religious leaders, and scientists during its transition
  • 19. from a Buddhist religious sphere to an Islamic domain in the years between 700 and 1100 c.e. Although many of these individuals are now men- tioned in the world history literature and texts, they are almost always presented as “Islamic scholars,” or set in Persian Islamic heritage. Their Central Asian origins are rarely, if ever, mentioned. Even after the establishment of Islam in the region the local culture still retained elements of its earlier multicultural traditions, including the Helle- nistic culture that had taken root there during and after Alexander’s conquests. This was especially true with regard to various artistic and architectural styles, as well as the Dionysian viniculture that included music, dancing, and wine drinking. BuddhISm In CenTral aSIa Before The araB ConqueST Since Kushan times (ca. second century b.c.e.–third century c.e.) Buddhist institutions had been entrenched in Tukharistan. Chinese records, however, indicate that it was their northern neighbors, the Sogdians, who lived in the southern part of Transoxiana, both as trad-
  • 20. 58 journal of world history, march 2011 ers and religious teachers, who were among the first travelers to bring Buddhism to China. Exactly how these Sogdians became exceedingly competent teachers of Buddhism and the Sanskrit language is not clear. Neither the written records of Sogdiana nor those of the Indian sub- continent reveal the presence of Sogdian Buddhists studying in India. This, however, does not necessarily mean that there were no Sogdian converts studying Buddhism in India. Unfortunately, from the point of view of historians, Indian governments during these centuries did not attempt to compile records describing foreign travelers or foreign residents within their domain, and thus they are largely absent from the subcontinent’s records. Although the archives of India are of little help, records from other countries, especially China, clearly indicate that from the sec- ond to the fourth century c.e. many of the Sogdian traders in China were Buddhists. Indeed, Chinese records reveal that during the Han dynasty, when Buddhists first started coming to China, some of the earliest arrivals were not from India, the Buddhist homeland, but from Sog diana. It was a time that Kushan Empire controlled both
  • 21. north- ern India and Central Asia. Kanishka, the most powerful Kushan king who probably reigned between the first and second centuries, is a well- known royal patron in Chinese Buddhist literature. Sogdian traders, who most likely acted as trading agents for the Kushans, were among the first to introduce the religion to the Chinese, and for some time thereafter they continued to play an important role in the study of Buddhism in China. For example, two Sogdians, whose Chinese names were Kang Ju and Kang Mengxiang, lived in China for more than twenty years (ca. 168–189 c.e.), and during this time they helped translate Buddhist Sanskrit texts into the Chinese language. At that time, the only place one could study the Sanskrit language and the Buddhist scriptures was in India. Thus, given these very early dates for the presence of such Sogdian Buddhist scholars in China, one can conclude that at least some Sogdian traders must have first learned about Buddhism in India, and then made their way to China, where they practiced and preached it. Despite the growing significance of Buddhism in Sogdiana it never became an exclusively Buddhist country. Politically, the numerous
  • 22. city-states never unified themselves into a single polity, and they often fought among themselves for hegemony in the region. In general, in each city urban elites, warriors, and merchant-princes formed oligar- chies that made the decisions regarding war and diplomacy. Even when a city-state established a local monarchy, its power, even over its own subjects, tended to be weak. Likewise, the Sogdian city-states never Liu: A Silk Road Legacy 59 established an official religion, and they hosted a variety of religious institutions. All of these city-states were interested in making com- mercial profits, either from the long-distance trade on the Silk Road or the local trade in food and clothing. Also there is much evidence that Sogdian merchants who lived abroad practiced not only Buddhism, but also Manichaeism and Zoroastrianism in their diasporas. For example, recent discoveries of Sogdian merchant tombs in western China reveal that those who were wealthy enough to build such elaborate graves for themselves strictly followed Zoroastrian funeral rituals.2 Most likely these Sogdians were Zoroastrians at heart, regardless of
  • 23. whatever religious affiliation they may have claimed in the larger commercial community. Nevertheless, it should be noted here that the Zoroastrianism prac- ticed in Samarkand and other Sogdian cities was quite different from that practiced in Iran, the religion’s homeland. Just as there was no strong monarchy in Sogdiana, Mazda Ahura was not the only patron god. In the Sogdian homeland people worshiped gods from a variety of religions. Every urban household made its own choices with regard to its supreme patron god, and they also made their own choices with regard to a host of minor deities. Thus a household “pantheon” often included both imported and local deities.3 When the Chinese Buddhist pilgrim Xuanzang passed through Sogdiana around 630, he noticed that many people in the large and beautiful city of Samarkand did not wor- ship the Buddha, but worshipped with fire, a practice of Zoroastrianism. He also thought that the local residents were using firebrands to chase worshippers of the Buddha away from the monasteries. According to an account written by his disciples, Xuanzang subsequently preached before the king and convinced him to stop this harassment.4
  • 24. In this account Xuanzang, or his disciples, may well have been exaggerating his power as a missionary. If there really had been little tolerance of Buddhism in the city, it is unlikely that there would have been two Buddhist monasteries located there. Furthermore, given that the city’s highest priority and most revered doctrine seems to have been that its own commercial interests should prosper, and given that there were many Buddhist merchants active on this portion of the Silk Road 2 Rong Xinjiang and Zhang Zhiqing, From Samarkand to Chang’an: Cultural Traces of the Sogdians in China (Beijing: Beijing Library Press, 2004). 3 Boris Marshak, Legends, Tales, and Fables in the Art of Sogdiana (New York: Bibliotheca Persica Press, 2002), p. 19. 4 Huili and Yanzong, Da Ci-ensi Sanzang Fashi Zhuan [Biography of the Darma Teacher of the Great Ci’en Monastery] (Beijing, Zhonghua Shuju, 1983), p. 30. 60 journal of world history, march 2011 who expected to be hosted by the hostels that the monasteries pro- vided, it would seem that the city-state’s protection of these Buddhist
  • 25. monasteries would have been crucial to its own interests. Thus it is quite possible that those wielding the firebrands were actually engaged in a local fire ritual that had its roots in Zoroastrianism, but was prac- ticed by the Samarkandis as a way of worshipping the Buddha. If so, this use of the firebrands would not have been the only Zoroastrian ritual that had been mixed into Buddhist worship in this region. As early as the Kushan era, Buddhist rituals were mixed with Zoroastrian fire worship, as Kushan kings patronized both religions. The Sogdians also enjoyed a wide variety of entertainment in their homeland. Many urban homes had murals of blissful scenes painted on their walls, and they also held banquets where wine was served and entertainment was provided by musicians, dancers, acrobats, and probably storytellers. The wealthiest of the Sogdian merchants living in China even engraved their tombs with displays of such banquets, including the various performances enjoyed by the masters. At least by the latter part of the sixth century, Central Asian musicians and danc- ers were arriving in China on horseback or on camels, and soon there- after the music and dancing of Samarkand became the most famous
  • 26. in China. Indeed, a description of the dancers even made it into a Tang dynasty history book, where the author wrote the following. “The musicians wear black silk scarves and red silk robes with brocade col- lars. (There are also) two dancers in red blouses with brocade collars and green sleeves, green damask silk trousers, red boots and a white sash that served as a belt. They whirl as fast as the wind, and thus the dance is called huxuan (the Sogdian whirling dance). The instruments in the band include two flutes, one main drum, one secondary drum, and a pair of brass cymbals.” 5 During the Tang dynasty (618 – 907), Sogdians came to China in such large numbers and attracted so much atten- tion that Chinese artisans began turning out large numbers of figurines representing them, and today, one can see these Tang dynasty tricolor figurines displayed in museums all over the world. South of Sogdiana, in the region known as Tukharistan (now in the northern half of Afghanistan), Buddhist institutions were even older, having become well established during Kushan times (ca. sec- ond century b.c.e–third century c.e.). Tukharistan was similar to Sog- diana, in that it was divided into many city-states. However, in the
  • 27. 5 Liu Xu (10th century), Jiu Tang Shu [Old Edition of Tang History] (Beijing: Zhonghua Shuju, 1975), p. 29/1071. Liu: A Silk Road Legacy 61 seventh century, when Xuanzang’s pilgrimage took him through this region, all of Tukharistan was under Turkish rule. The nomadic Turks’ homeland was originally in Mongolia, but they had been making their way westward for many years by this time. Balkh, the most important city in Tukharistan, had once been known as Bactra, when it served as the capital of Hellenistic Bactria. Greek cultural features had been especially important in this region ever since Alexander, the king of Macedonia (d. 323 b.c.e.), had led his armies into Central Asia in the fourth century b.c.e. Indeed, the Chinese pilgrim Xuanzang makes it quite clear that the Greek language was still being used, at least as a written language, in Tukharistan in the seventh century c.e. He realized that its written lan- guage was different from all the other languages that he had encoun- tered in the regions through which he had already passed. In particular
  • 28. he noted that it used twenty-five “signs,” that is, letters, which were variously combined to write different words. He also noted that unlike the Indian script Kharoshthi, which reads from right to left, the words of this language were read from left to right. It was even more different from classical Chinese, since the latter was written in vertical lines from the top to the bottom of a piece of paper. In fact, the literary tra- ditions of Tukharistan so impressed Xuanzang that he concluded that they even surpassed those of Sogdiana.6 The discovery of more than 150 documents inscribed in Greek letters expressing local Bactrian language dating from the second to the mid sixth century verifies that Xuanzang’s observation is accurate.7 To Xuanzang, however, what was even more significant in the Balkh area was a magnificent Buddhist monastery, the New Monastery (Nafusengjialan) which not only housed many precious relics of the Buddha, but was also the center of religious life in Balkh. The monas- tery and the relics were so famous that Balkh was called “Little Raja- graha” by both the local people and their Turkish overlords.8 Rajagraha was a city in east Ganges basin where Buddha frequently sojourned, so that its fame as a Buddhist pilgrimage destination remained to
  • 29. the time 6 Xuanzang, Da Tang Xiyu Ji [Pilgrimage to the Western Region], ed. Ji Xianlin et al. (Beijing: Zhonghua Shuju, 1985), p. 100. 7 Nicholas Sims-Williams, Bactrian Documents from Northern Afghanistan, I: Legal and Economic Documents (Oxford: Oxford University Press, 2000); see also Nicholas Sims-Wil- liams, “Linguistic Evidence from the Bactrian Documents and Inscriptions,” in Indo­Iranian Languages and People, ed. Nicholas Sims-Williams, pp. 225– 242 (Oxford: Oxford University Press, 2002). 8 Huili and Yanzong, Da Ci-ensi, pp. 31–32. 62 journal of world history, march 2011 of Xuanzang. The title “Little Rajagraha” means that Balkh claimed its importance to the Buddhist followers just next to Rajagraha. Need- less to say, Xuanzang enjoyed his stay there, where he visited many of the relics attributed to the Buddha. As far as he was concerned, the New Monastery was the most prestigious and wealthy Buddhist center in Balkh. All its halls as well as its statues of the Buddha were richly decorated with precious jewels, jewels so valuable that they appear to
  • 30. have invited robberies carried out by greedy chiefs and kings. Never- theless, owing to the protection of Vaishravana-deva, the Buddhist deity who guards the northern heaven, the monastery survived many attempted or even anticipated robberies. Xuanzang heard, for example, that during the most recent incident, a prince of the powerful Kehan (Khan) of the Turks had stationed his troops nearby in order to rob the monastery. Then, in a dream the prince saw the god who guarded the monastery using a long pike in order to pierce the prince’s chest, and once the prince woke up from this nightmare he suffered a fatal heart attack, and thus the robbery never happened.9 The moral of the story was that even the Turkish power that controlled the region at this time could not succeed in its attempt to run off with the monastery’s treasures. Thus the Barmaki family, which was in charge of the monas- tery, the most prestigious and powerful institution in Balkh, weathered many invasions of the region and managed to keep themselves and the wealth of the monastery intact. After traveling southeast from Balkh toward the Bamiyan Valley in the Hindu-Kush mountains, Xuanzang was welcomed by the two
  • 31. gigantic standing statues of the Buddha. These landmarks appeared some time after the collapse of the Kushan Empire, when nomadic groups, first the Hephthalites, and then the Turks, ruled Tukharistan, which included the region that stretched from Balkh to the Bamiyan Valley. Nomadic rulers were friendly toward Buddhism in this region and patronized it as well. Indeed, it was the Turkish ruler in Huoguo, a mountain valley to the east of Balkh, Kunduz in modern Afghanistan, who had persuaded Xuanzang to make the long detour westward to Balkh, thereby delaying his trip to India. During the seventh century, Turkish powers had expanded all the way from northwest China to the border of India. Turkish rulers were trade partners of Sogdians and patrons of whatever religions their sedentary counterparts followed. On the steppe, where the Western 9 Xuanzang, Da Tang Xiyu Ji, p. 117. Liu: A Silk Road Legacy 63 Turkish ruler Yabgu Khan observed Zoroastrian rituals as the Sogdians did. In Tukharistan, the ruler of Huoguo patronized Buddhism.
  • 32. Mean- while, they shared much of the cultural life of their sedentary partners, especially the wine drinking and music. Xuanzang thus described the banquet of Yabgu Khan: The khan, his ministers, and envoys drank wine, and grape juice was served to the Dharma Master (Xuanzang). Thus, all urged others to drink; wine was poured into bowls and goblets, accompanied by music melodies of various styles of the region. Even though the music was non-Chinese, was quite pleasing to one’s senses and feelings. After a short while, foods such as cooked fresh lamb and veal were served, set in front of everyone except for the Dharma Master, whom special vegetarian food was served, which included such things as pancakes, cream, crystallized sugar, honey, and grapes. After the food, they again filled the Dharma Master’s cup with grape juice, and asked him to lec- ture on the Dharma.10 Given that the steppe Turks were nomads, such things as the grapes, the wine, and the crystalized sugar had to have come from their seden- tary partners, the Sogdians or the Tukharians. To gain protection while traveling on the Silk Roads, merchants were quite willing to
  • 33. entertain their Turkish patrons with wine and music. In China there are still visual depictions of this relationship. For example, the stone tomb of An Jia, a Sogdian chief from Bukhara who died in China in 579, has two scenes carved on it, one showing the Sogdian chief and a Turkish chief, both on horseback, reaching out to each other, and the other showing them both sitting down for a banquet.11 In short, during the sixth and seventh centuries, Sogdians, Tukharians, and Turks followed the tenets of a variety of religions, especially Buddhism and Zoroastri- anism, and their religious practices were also imbued with local cus- toms and values. Pervading all was a culture of commercial entrepre- neurship, as well as a high level of literacy in traditions of scholarship and learning that had roots in a variety of places. And last, but not least, they shared a culture that was imbued with drinking, music, and dancing that may well have evolved from both local, Hellenistic, and nomadic traditions. 10 Huili and Yanzong, Da Ci-ensi, pp. 27–28. 11 Rong and Zhang, From Samarkand to Chang’an, p. 70.
  • 34. 64 journal of world history, march 2011 The Arab Conquest of Central Asia The Arab takeover of Central Asia was anything but a sweeping mili- tary conquest followed by forced religious conversions. The aim here, however, is not to analyze the complicated movements of the mili- tary forces or the paths that led to Central Asia’s conversion to Islam. From the perspective of the Islamic empires, the Arab conquest of this part of Central Asia was an extension of the conquest of the Sasanian Empire. The conquest therefore incorporated both Transoxiana and Tukharistan into the Iranian province of Khurasan. From a Central Asian perspective, the more interesting question with regard to early eighth-century Islamic history is how the Arab takeover of Central Asian lands, especially Transoxiana and Tukharistan, suddenly pro- pelled a significant number of Central Asians into powerful positions on the front stage of the Islamic empire. A recent study of the decline and fall of the Sasanian Empire argues that the goal of the Arab conquest of the Iranian plateau was to con- trol Central Asia, where the key stations of the Silk Road trade were
  • 35. located. Relatively few Arabs established themselves on the Iranian plateau. Indeed, most went farther east in order to settle in Tukharistan and Transoxiana, which was referred to as “Outer Khurasan.” 12 Given the commercial entrepreneurship of the Islamic cause and the amount of infor mation available about the Silk Road trade in the eastern Mediterranean region, it is quite likely the case that Central Asia pro- vided more interesting prey than the Iranian Plateau. Some details of Arab conquests of Central Asia are available thanks to English trans- lations of Arab historian al-Tabari’s extensive records of the process. For instance, according to Tabari, during a punitive Arab expedition against the Sogdians who had been aiding the Turkish resistance, the Arab commander Sa’id Khudhaynah forbid his soldiers from pursuing the fleeing Sogdians, “for al-Sughd is [now] the garden of the com- mander of the Faithful.” 13 In other words, the Sogdians and their cities should not be destroyed, but be put to good use for the caliphate. In fact, the long-term ambition of the Ummayad caliphate was to conquer China, the utmost source of silk and other wealth that came from the 12 Parvaneh Pourshariati, Decline and Fall of the Sasanian
  • 36. Empire, the Sasanian-Parthian Confederacy and the Arab Conquest of Iran (London: I. B. Tauris, 2008), p. 464. 13 Tabari, The History of al-Tabari, vol. 24, The Empire in Transition, trans. David Stephan Powers (1428; Albany: State University of New York Press, 1985), p. 159. Liu: A Silk Road Legacy 65 east. Indeed, Hajjaj the lieutenant of Caliph Malik promised to give the governorship of China to Qutayba, the governor of Khurasan, or to Muhammad Qasim, who conquered Sind in 711, depending upon which one of them reached China first.14 This ambition, of course, was never fulfilled. The reason, however, was not that Arab military strength weakened, but that the Islamic empire, once it had Central Asia in its fold, lost the will to conquer China. Qutayba conquered Central Asia with all the cruelty and craft that he could muster. His strategy was playing some city-states off against others. In 712, Qutayba helped the Khwarazmshah subdue his rebel- lious brother, and then allied with the Khoresmians and Bukharians in an attack on Samarkand.15 Qutayba also ordered that
  • 37. mosques be built in the cities and then forced local inhabitants out of their homes in order to provide for the Arabs who were moving in. It is said he converted residents of Bukhara three times, but the people apostatized each time. The fourth time, he had a great mosque built and ordered residents to attend Friday prayer, through which he succeeded mak- ing Bukharians Muslims.16 His harsh policies inevitably fueled rebel- lions, some of which forced the Arabs to at least temporarily flee from the cities. Qutayba himself was killed in 715 when he tried to lead an unsuccessful rebellion against the new caliph Sulayman.17 In short, politics at the Ummayad court seem to have had a direct impact on the campaigns in Central Asia. Throughout the centuries, Central Asian city-states had been the target of many different invaders, and thus they had developed vari- ous survival strategies. Sometimes they resisted invaders, and some- times they compromised with them, if the latter would allow them to survive. There were times when they even bribed invaders to join them in attacks on neighboring city-states. On other occasions, if the invader became too oppressive, they called upon allies from near and
  • 38. far to join them in an attack on the invader. And after a catastrophe, they did what they had to do to survive. For example, when Qutayba’s 14 Ya’qubi, Hist., ii.346, quoted in W. Barthold, Turkistan down to the Mongol Invasion, 4th English ed. (1977; repr., Cambridge: Cambridge University Press, 2007), p. 185. 15 Tabari, The History of al-Tabari, vol. 23, The Zenith of the Marwanid House, ad 700 –715 (AH 81-90), 1237–1239, trans. Martin Hinds (Albany: State University of New York Press, 1990), p. 1244; Barthold, Turkistan down to the Mongol Invasion, p. 185. 16 Al-Narshakhi, The History of Bukhara, trans. Narshakhi from Persian abridgement of the Arabic original, trans. Richard N. Frye into English (Princeton, N.J.: Markus Wiener Publishers, 2007), pp. xx, 65–66. 17 Barthold, Turkistan down to the Mongol Invasion, p. 186. 66 journal of world history, march 2011 forces reoccupied Paykand, a well-known merchant town in the oasis of Bukhara, after it had rebelled against the Arabs, they killed all the men that they had captured, enslaved the women and children, and leveled much of the city. There was, however, a one-eyed man,
  • 39. a man who attempted to ransom himself. He offered to give the Arabs “five thousand pieces of Chinese silk worth one million dirhams” if they would let him live. It was a tempting offer, and thus there was some discussion about it, but Qutayba insisted that the man must die. His reason was that it was known that this man had been encouraging Turks to attack Muslims, and for that reason there could be no ransom, and he was killed along with the other men that they had captured.18 Later it became clear that many of the Paykand men had not been at home during the reoccupation of the city, but in caravan towns east of Paykand, as far as probably China. These traders were able to make a deal with Qutayba. They agreed to pay a hefty ransom in order to recover their wives and children, and once they were back in Paykand they began rebuilding the city.19 After the Sogdians were conquered by the Arabs they were willing to abandon their previous religions and convert to Islam, provided that their Arab rulers granted them the usual benefits of conversion. Early in the process the Arab governor Ashras (727–729) had launched a missionary campaign in Sogdiana, during which he promised
  • 40. freedom from taxation for converts who underwent circumcision and read a sura (one section) of the Qur’an. The Sogdians claimed that they had all converted and had started to build mosques. However, in order to increase state revenues, Ashras reversed his policy and tried to tax the entire population. The cities rebelled and called in Turkish troops to help them.20 The widespread trading networks of the Sogdians and their com- mercial ethics were helpful from time to time. Turkish chiefs, who had long been in the region and often employed Sogdian traders to sell the silks that the Turks had brought from China, were called in to help fight the Arabs. However, in many parts of Central Asia the Turks were not able to sustain their power at a time when the Arab army 18 Tabari, History of al-Tabari, 23: 1188. 19 Narshakhi, History of Bukhara, xix, 62, mentioned by Marshall G. S. Hodgson, The Venture of Islam, Conscience and History in a World Civilization (Chicago: University of Chicago Press, 1977), 1:227. 20 Tabari, History of al-Tabari, vol. 25, The End of Expansion, trans. Khalid Yahya Blankinship (Albany: State University of New York Press,
  • 41. 1989), pp. 1507–1509 (46–47); Barthold, Turkistan down to the Mongol Invasion, p. 190. Liu: A Silk Road Legacy 67 was at the height of its military power. The Turks lost control over Tukharistan to the Arabs, and thereafter the city of Balkh became a headquarters of the Arab forces in the enlarged province of Khurasan. The Turkish tribes also were constantly engaged in fighting with each other, and, at the same time, they also had to contend with the Tang Empire. Never theless, Tang archives reveal that even after the Arabs took over a significant amount of what had been Turkish-ruled Central Asia, Turkish envoys from Central Asia continued to make their way to China, and when they got there they still claimed that they had been sent by former Turkish rulers. In particular, the Tang archives indicate that from 718 until 748 a long list of envoys, bearing gifts or commodities, were sent to the Chinese court by the “Yabgu Khan” of Tukharistan.21 Thus it appears that even after the Turkish chiefs had submitted their political sovereignty to the Arabs, at least some of them still managed to sustain a significant, if unofficial,
  • 42. presence in Arab-controlled Central Asia. During these decades the Sogdian cities also sent envoys loaded down with gifts to the Tang court, where they made an appeal for Chi- nese aid against the Arabs. For example, in 719 the king of Samarkand sent a letter to the Tang emperor that described Qutayba’s seizure of the city some six years before, saying that the Arabs “attacked with 300 mangonels (a device used to throw missiles), and had excavated three big tunnels.” He also pointed out to the Tang court that he was send- ing gifts that included an excellent horse, a Bactrian camel, and two donkeys, and that he hoped that the Tang emperor would send military aid so that the Sogdians could fight the Arabs. The king of Samar- kand also told the Chinese emperor that the Tang court should at least send him something in return for the gifts that he had sent to China.22 Meanwhile, the Sogdians continuously rebuilt their towns whenever there was a break in the war. In the years following the Arab conquest of the Sogdian cities, their merchants continued to send many missions to the Tang court, and they continued to export their specialties, such as whirling dancers, cheetahs, grape wine, lions, and horses, to China.23
  • 43. In addition, they somehow succeeded in maintaining many of their religious and cultural traditions inside their own homes, while in the 21 Cefuyuangui (Most important files from the archive); the items are collected in Zhang Xinglang, Zhong Xi Jiaotong Shiliao Huibian [A Collection of Sources on the Commu- nication between China and the West] (Beijing: Zhonghua Shuju, 2003), pp. 1435–1440. 22 Cefuyuangui, vol. 999, Zhang, Zhong Xi Jiaotong Shiliao Huibian, p. 732. 23 Cefuyuangui, Zhang, Zhong Xi Jiaotong Shiliao Huibian, pp. 1382–1390. 68 journal of world history, march 2011 public sphere they gradually accepted Islam for economic and political reasons. During the first half of the eighth century, Khurasan, which was far from Damascus, Syria, the center of the Ummayad caliphate, became a place where Muslim dissidents from many different backgrounds gathered. Among the various protesters in the Islamic movements, it was the Abbasid revolution, in particular, that changed the direc- tion of Islamic expansion. Even though the Abbasids had
  • 44. overthrown the Ummayads claiming that they would reestablish the power of the Prophet’s family, one of the real sources of Abbasid power was based in Khurasan, or, more precisely, in outer Khurasan—that is, its newly acquired Central Asian parts. The man who was most significant in the Abbasid seizure of power from the Ummayads was Abu Muslim, whose power base was in what had been Central Asian Transoxiana.24 Abu Muslim, however, was not trusted by al-Mansur, the second Abbasid caliph, and thus Abu Muslim was lured westward and murdered by the caliph in 754. Nonetheless, even without Abu Muslim, the Abbasid caliphate still represented a totally different culture from that of the Ummayad caliphate. Thus rather suddenly, Central Asians, along with their culture and their wealth, soon gained a strong presence in the newly established political center in Baghdad, Iraq. It was in 751, soon after the retreat of Ummayad power from Khurasan and Central Asia, that the first and only military encounter between the Islamic empire and the Tang Empire took place near Talas on the border between present-day Kyrgyzstan and Kazakhstan. The cause of the event was the unfair treatment of the ruler of Tashkent
  • 45. by the Tang general Gao Xianzhi, who was actually a Korean national who had risen through the ranks of the Chinese army. After Gao had reached an agreement with the Tashkent ruler, he had then betrayed him and had him killed. Central Asian states then allied with Arab forces in the region in order to attack the Tang force. To a large extent, this battle had no significant military or political impact on the rela- tionship between the Tang Empire and the new Abbasid caliphate. What it did have was a very significant cultural impact. Many of the twenty thousand Chinese and Central Asian prisoners captured by the Caliphate and its allies were taken westward and employed in the con- struction of the new caliphate, and thus they made a profound cultural contribution to the new Islamic center. 24 Pourshariati, Decline and Fall of the Sasanian Empire, pp. 426, 435. Liu: A Silk Road Legacy 69 Central Asians in an Islamic World The Abbasid revolution changed the fortunes of Tukharistan and Tran- soxiana, which included both Khoresm and Sogdiana. The
  • 46. Abbasid imperial agenda encouraged conquered peoples to join the Islamic cause. Central Asians were willing to join the empire as the leading intellectual and economic elite. In Baghdad, the famous Barmakid family who served the Abbasid caliphate for several generations came from the city of Balkh, the city called Bactra in Hellenistic times. According to Mas’udi, the historian of the Abbasid caliphate, Barmak the Elder was managing the “Nawbahar” in Balkh before he joined the Islamic cause.25 What Mas’udi calls the Nawbahar is most likely the Sanskrit navavihara, namely the New Monastery that Xuanzang had visited. Xuanzang had called it the nafusengjialain Chinese, which is a transliteration of nava sangharama in Sanskrit. There is no information in the historical sources that describes how the Barmakid family survived the initial Arab military attacks on Central Asia. What we do know is that the city of Balkh and the navavi hara were destroyed during the Arab conquest, and that they were reconstructed around 725. Perhaps the reason that Khalid al Barmak, the son of Barmak the Elder, moved to Baghdad, where he became very influential, was part of the family’s plan to protect their interests
  • 47. not only in Baghdad but also in Tukharistan. It was at that time that Asad B. Abdullah, the Arab commander in Khurasan, commissioned Barmak the Elder, the father of Khalid al Barmak, to take charge of the reconstruction of Balkh and “Nawbahar.” Given the amount of tax collected by the Arab government, the family would have had no trouble in recruiting workers from the area.26 The New Monastery remained an important religious institution in Balkh for quite a while. Its legacy lingered even when the region well evolved into an Islamic country. As late as the time of Mongol conquest of Central Asia in the thirteenth century, the memory that Balkh was once a religious pilgrimage destination was still alive. Ata-Malik Juvaini (1226 –1283), the historian of Genghis Khan, quoted from Shahnameh by Ferdowsi (940 –1020): “He departed unto fair Balkh to the nau­bahar which at 25 Mas’udi, The Meadow of Gold, trans. and ed. Paul Lunde and Carolyn Stone (Lon- don: Kegan Paul International, 1989), p. 131. 26 Tabari, History of al-Tabari, 25:1490 (27); Barthold, Turkistan down to the Mongol Invasion, p. 77.
  • 48. 70 journal of world history, march 2011 that time the worshippers of God held in as much honor as the Arabs now hold Mecca.” 27 The Barmakids held great power in the court of the Abbasid caliphs after they migrated to Baghdad, and at the same time they maintained frequent contacts with their homeland. No one knows exactly when or how the Barmakids converted to Islam, but by the time Fadl ibn Yahya ibn Khalid Barmaki became the governor of Khurasan, he was an enthusiastic builder of great mosques.28 The family’s contribution to establishing the state structure and culture of the Abbasid caliph- ate is well known. Mas’udi spent many pages detailing the activities of several generations of Barmakids in the service of the caliphate. Given that the Chinese invention of paper, along with knowledge of its manufacturing processes, had spread to Tukharistan when Buddhism flourished there, and that Central Asian papermaking was generally associated with Buddhist institutions, as were the Barmakids, and that paper’s sudden arrival in the caliphate during the time that a Barmakid was in the process of constructing a government bureaucracy for
  • 49. the Abbasids, one can say that the Barmakids are the most likely people to have introduced paper to the caliphate. In addition, they probably were also responsible for the transmission of papermaking technology from Central Asia to Baghdad.29 The Barmakid family, as vazirs of the caliphs, supported many cul- tural activities, including the collecting and translating of Persian, Greek, and Sanskrit literature into Arabic. There is no way to ascer- tain their knowledge of Greek literature, but at least they were aware of the significance of Greek literature and made an effort to have it collected and translated. And one must add that following the steps of the Barmakids, many scholars from various parts of Central Asia went to Baghdad to seek their future. Even though many of the early Central Asian converts to Islam changed their religion for survival purposes, some of them eventually did become sincere and learned Muslims. Al-Bukhari, obviously from Bukhara, became one of the most respected authorities on the Hadith, the collection of the Prophet’s teachings. His rigorous scholarship, a legacy of the Central Asian tradition, won him the reputation of hav-
  • 50. 27 Ata-Malik Juvaini, Genghis Khan, the History of the World Conqueror, trans. and ed. J. A. Boyle (Seattle: University of Washington Press, 1997), p. 130. 28 Narshakhi, History of Bukhara, pp. xxi, 68. 29 Jonathan Bloom, Paper before Print: The History and Impact of Paper in the Islamic World (New Haven, Conn.: Yale University Press, 2001), p. 49. Liu: A Silk Road Legacy 71 ing produced a reliable collection of the Prophet’s words. Al- Khwarizmi (ca. 780 – 850), who modified the Indian digits and transformed them into Arabic numerals and also invented algorisms and algebra, came from Khoresm, the northern part of the Transoxiana region. In Bagh- dad, he worked in the House of Knowledge, a center of scholarship that put much effort into translating Greek, Persian, and Sanskrit works into Arabic. Indeed, the knowledge of those languages was a prerequisite for scholars who wanted to work in that facility. Al-Khwarizmi, for exam- ple, was familiar with the geography of Ptolemy, and corrected many of the author’s mistakes.30 Presumably, Al-Khwarizmi had acquired his
  • 51. language skills in Transoxiana before he set out for Baghdad. Among the renowned philosophers in Baghdad, Al-Farabi (d. 950) was from a Turkish military family based in Transoxiana. In Baghdad he had studied the teachings of the Hellenistic Christian tradition, also known as the school of Alexandria. Although he considered him- self a Muslim, he really thought that religion was just for common- ers, who should follow its rules for the good of the society. A society that believed in a single god would have an advantage in creating a politically ideal society, a society such as Plato described.31 In addi- tion to Plato, he translated and studied many Greek works, including both philosophy and literature. The first half of the tenth century, the period when Al-Farabi was active in Baghdad, witnessed the arrival of the Turkish Mameluks, sometimes referred to as slave troops, although that term is misleading, and the growth of their power in the capital of the caliphate. They had arisen on the Eurasian steppe, and this new Turkish military power entered the center of the Islamic empire with violent force. Al-Farabi, on the other hand, represented another face of Turkish culture from Central Asia, the culture preserved in the Tran-
  • 52. soxiana region, in spite of the many invasions from the steppe. During the eleventh century, the central power of the Abbasid caliphate had been shattered, and many scholars from Transoxiana no longer went to Baghdad to look for jobs. Instead they sought patronage from local sultans and amirs (commanders). Those that were interested in Greek studies could not go to Byzantium to study, the only major source of Greek literature at that time. Nevertheless, these scholars were still very familiar with the classical Greek sciences. One example of these scholars was Al-Biruni (973– ca. 1050), who like Al- Farabi, came from the Khoresm region. He had been captured by Mahmud of 30 Ibid., p. 145. 31 Hodgson, Venture of Islam, pp. 433–437. 72 journal of world history, march 2011 Ghazni in Afghanistan and was then sent to India to study astronomy and other sciences. In his book about India, he compared every the- ory in the Indian sciences with its classical Greek counterpart. “The heathen Greeks, before the rise of Christianity, held much the same opinions as the Hindus; their educated classes thought much the
  • 53. same as those of the Hindus; [and] their common people held the same idola- trous views as those of the Hindus. Therefore I [would] like to confront the theories of the one nation with those of the other simply to account of the close relationship, not in order to correct them.” 32 Al-Biruni made this statement in the first chapter of his book. He obviously thought that it would be very difficult to explain the com- plicated ideas found in the difficult Sanskrit language to his fellow Muslim scholars. He thus concluded that it would be much easier to explain by comparing it to the philosophy and sciences of the Greeks, since he knew that the Muslim scholarly audience was familiar with all the important Greek works and authors. Ibn-Sina, or Avicenna in Western literature (980 –1037), a con- temporary of Al-Biruni, never went to Baghdad either. His life story illustrates how the education of scholars was carried out in eleventh- century Central Asia. His father was born in Balkh, then moved to Bukhara, where Ibn-Sina was born. His father hired tutors to teach him the Qur’an, and the adab, the Arabic secular literature. Thereafter he studied philosophy, geometry, and Indian mathematics under various
  • 54. teachers. He learned the geometry of Euclid quickly, but had a hard time with the metaphysics of Aristotle. He read the book forty times and remembered every word, but still could not understand it. Finally, he was enlightened by an introductory book on Aristotle, written by Al-Farabi, which he bought from the local market.33 Ibn-Sina’s most important work, The Canon of Medicine, quickly became the most used medical text both in the Middle East and in Europe and remained so for many centuries thereafter. Clearly it was the highly educated and accessible scholars, as well as the availability of books from several classical traditions in the Transoxiana region, that paved the way for Ibn-Sina’s accomplishments, and thus his significant influence on sub- sequent scholars throughout a large part of Eurasia. 32 Edward Sachau, Alberuni’s India: An Account of the Religion, Philosophy, Literature, Geography, Chronology, Astronomy, Custom, Laws and Astrology of India about ad 1030 (Lon- don: Kegan Paul, 1910), p. 24. 33 William E. Gohlman, The Life of Ibn Sina, a Critical Edition and Annotated Translation (Albany: State University of New York Press, 1974), 22ff., pp. 33–35.
  • 55. Liu: A Silk Road Legacy 73 Central Asian Islam Spread Out Central Asia gradually became a truly Islamic region, with Transoxiana serving as Islam’s eastern center. Nevertheless, this religious transfor- mation did not mean that its peoples had abandoned all of their pre- Islamic customs. Furthermore, its conversion to Islam had the effect of turning Central Asia into an even larger center of communications with ties to an even larger geographical area, thereby connecting it with even more diverse cultural traditions. With regard to the study of religious and cultural conditions in Central Asia, the next major tran- sition did not occur until the Mongol conquests. This time, its con- querors came not from the southwest, but from the easternmost steppe. The early thirteenth-century conquest of Central Asia, carried out by a nomadic power fresh from the steppe, brought utter devastation to the urban structures and the economy of Transoxiana and Tukharistan. There was, however, a small silver lining, not so much for the Central Asian peoples, but for other lands conquered by the Mongols. Because their armies at that time had little familiarity with the
  • 56. administration of either agricultural or urban areas, they needed educated administra- tors who could assist in such areas. Thus they adopted a policy of taking highly educated and skilled Central Asian Muslims and forcing them to relocate in other conquered lands where their services were needed. There they served the Mongolian regimes, and inadvertently spread the rich knowledge and advanced technology of Central Asia to other regions. Actually, not all of the educated people that the Mongols used were Central Asians. Even before Genghis Khan conquered Transoxiana in 1218 –1219, he already had realized the usefulness of scholars. One of the khan’s advisors who followed his army to Central Asia was not Mongolian. Yelü Chucai (1190 –1244) was a Khitan national whose ancestral homeland was in what is now northeastern China. Although the Khitan peoples were semi-nomadic, the ruling elite who estab- lished the Liao Dynasty in north China (916 –1125) managed to learn Chinese culture, and Yelü Chucai was one of the Khitan nobles who had studied the Chinese classics. Prior to the Mongol conquest of North China, the Jin dynasty (1115–1234), established by the
  • 57. Ruzhen, another semi-nomadic people from northeastern China, had con- quered the Liao and established their capital in the site of modern Bei- jing. Yelü Chucai served the Jin government for a while in the capital. It was only after the Jin fell to the Mongols that Yelü Chucai became an advisor to Genghis Khan. Fortunately for historians, in his memoirs 74 journal of world history, march 2011 this Khitan scholar wrote a detailed description of Samarkand just after its capture by the Mongols. According to him, the city was located on very fertile land and sur- rounded by numerous gardens. Every household had a garden, and they all were well watered by means of canals and large fountains that sup- plied water to both round and square ponds. Willows and cypress trees lined the landscape, while peach and plum orchards followed one after the other. During Central Asia’s dry summers, water from the river was lifted for irrigation. And, needless to say, Yelü Chucai thought that the locally made grape wine was excellent. Indeed, he was so impressed by the beautiful city that he even wrote several poems to praise
  • 58. it.34 He was even more impressed by the area’s advanced technology, particu- larly such things as the use of windmills to grind wheat into flour.35 In one of his poems written at Samarkand, he admired the resilience of its people: “In the silence of the land between rivers, people always suffer disasters. They dig tunnels to hide from warfare, and build high dykes to ward off flooding water.” 36 He enjoyed the region’s sweet melons, and numerous other kinds of fruit, whether fresh or dried. Nevertheless, foremost among its produce and products were grapes and grape wine. Furthermore, as one of the advisors of Genghis Khan, Yelü Chucai knew very well that the wine and food crops produced in the region were not taxed by the Mongols.37 The Mongols did indulge themselves with local foods and beverages, and they did drink the grape wine, but they did not try to tax it. They were much more interested in tak- ing advantage of the trading skills of Central Asian Muslims than in collecting agricultural taxes. Fortunately this policy provided the local people just a little breathing room that helped them start to recover from the war.
  • 59. Qiu Chuji, a Daoist teacher, visited Central Asia when he was sum- moned by Genghis Khan soon after the conquest. Although Qiu Chuji and Yelü Chucai had known each other for a long time, they were rivals, not friends, and their argument about religious affairs was well known. Nevertheless, in their accounts of Central Asia they shared the same impression, not only about Samarkand, but all the cities. Wherever 34 Yelü Chucai, Xiyou Lu [ Journey to the West ], ed. Xiangda (Beijing: Zhonghua Shuju, 2000), p. 3. 35 Yelü Chucai, Hezhongfu Jishishi [ Poems Written in Samarkand ], ed. Zhang Xinglang, Zhongxi Jiaotong Shiliao Huibian [ Historical Sources on the Communication between China and the West ] (Beijing, Zhonghua Shuju, 2003), p. 1668. 36 Ibid. 37 Ibid. Liu: A Silk Road Legacy 75 Qiu went, he was entertained with grape wine. Even when he became ill in Samarkand, the governor of the Mongols brought him freshly made wine as a remedy.38 He noted that the population of Samarkand
  • 60. reached ten thousand or more before the Mongol conquest, but only one quarter of the people remained there at his time.39 Thus in spite of the demographic changes caused by the war and the forced migrations, viticulture and wineries seem to have survived and flourished in Tran- soxiana during the Mongol occupation. It should be noted that when Yelü Chucai and others like Qiu Chuji were writing about the charms of Samarkand, they were describ- ing a city that was in postwar ruins. Both Samarkand and Bukhara were among the places in Central Asia that were severely damaged by the Mongol conquest. Yelü Chucai was very much aware of the dam- age caused by the military action, but because of his relationship with Genghis Khan, he was not at liberty to write about it. Only in some of his poetry can one find hints of what he really thought about the destruction. Yet even in its damaged state, the charm of Samarkand persisted. A little more than one hundred years after the conquest, at some point in the 1330s, the famous Moroccan traveler Ibn Battuta stopped to visit the city on his way to India. He, a scholar from the western edge of the eastern hemisphere, seemed to have been just as impressed
  • 61. by the city as Yelü Chucai had been. He described Samarkand as “one of the largest and most perfectly beautiful cities in the world.” 40 And he also admired the water wheels on the river that supplied its gardens with water.41 On the other hand, he noted that the formerly grand palaces were still in ruins and the city’s walls and gates had disappeared. By the time that Ibn Battuta arrived, many of the Mongols living in what was then known as the Chaghatai Khanate, which included Sogdiana, had converted to Islam. In particular, he noted that the city’s residents were allowed to pray at the tomb of a Muslim martyr who had died trying to defend the city from the Mongols. He also noted that even Mongols, presumably those who had converted to Islam, visited 38 Qiu Chuji, Changchun Zhenren Xiyoulu [Travel to the West], Zhang Xinglang, 1712. 39 Ibid., 1710. 40 H. A. R. Gibb, trans., The Travel of Ibn Battuta (1929; New Delhi: Goodword Books, 2001), p. 175. 41 Ma Jinpeng, trans., Yiben Baitutai Youji [Travels of Ibn Battuta] (Yinchuan, China: Ningxia Renmin Chubanshe, 1984), p. 308.
  • 62. 76 journal of world history, march 2011 this tomb and made donations to it that included large numbers of cattle and sheep, as well as money.42 The destruction carried out by the Mongols also led to the displace- ment of many people, including renowned literati and religious leaders of the time. One of the refugees was an ancestor of Jalal ad-din Muham- mad Din ar-Rumi (1207–1273). He had fled from Balkh to Konia, in Seljuk Anatolia, where Rumi was born and flourished as a spiritual leader of a Sufi school. Juzjani, a thirteenth-century historian from Juzjan (Ghuzgan), a city located southwest of Balkh in Tukharistan, was one of the refugees who served at the court of the Delhi sultanate. In his writings he described the Delhi sultanate’s eager reception of Central Asian refugees. The father of the most well-known poet in the court of the Delhi sultanate, Amir Khusrau (c. 1253–1324), was a Tur- kic refugee from the Transoxiana region who had fled to India. And an ancestor of Nizam Ad-din Awliya (c. 1243–1325), the teacher of the Chishti Sufi community near Delhi, had fled from Bukhara to
  • 63. India. These names provide only a few examples of the many eminent person- ages who had no choice but to leave what had been the easternmost centers of Islamic culture. Thus one could say that when the Mon- gol invasion damaged Samarkand, Bukhara, and Balkh, and thereby pushed a large refugee population to India, especially Delhi, the first capital of the Islamic Indian sultanates, the Mongols were in large part responsible for the relocation of the easternmost centers of Islamic cul- ture from Samarkand and Bukhara to the sultanates of India. The first sultans in Delhi were ghulams, military slaves who served in the Turkish Islamic army. Though slaves in status, they served in elite military units, and many ascended to the position of commander and even became sultans through their military achievements. Once they became the rulers of India, they were eager to obtain recogni- tion from Islamic authorities in western Asia and Egypt in order to legitimize their regime in a newly conquered land. Sultan Iltutmish sent an envoy to Baghdad for an investiture document from the caliph al-Mistansir, and duly received it in 1229. Even after the Mongols destroyed Baghdad, Sultan Muhammad Ibn Tughluq struggled to
  • 64. get credentials and finally got in touch with the “caliph” captured in Cairo in 1343.43 Nevertheless, the sultans knew that these caliphs no lon- ger had any real authority over Islamic doctrine. Instead, they had to 42 Gibb, Travel of Ibn Battuta, p. 175. 43 Carl W. Ernst, Eternal Garden (Albany: State University of New York Press, 1992), pp. 55–56. Liu: A Silk Road Legacy 77 look toward people from their own Central Asian homeland for any religious direction that they felt a need for. And given the influx of ulemas from Samarkand and Bukhara to India, the interpretations of the Sharia law books in the Indian sultanates were based on the schol- arship of Transoxiana.44 The sultans in Delhi were enamored with the culture of Samarkand. They missed the gardens, melons, music, poetry, dance, and, in the case of at least some of them, also the wine. They often set their eyes toward Transoxiana and dreamed of reconquering the lands that had been lost
  • 65. to the Mongols. While this dream was never to be realized, they did set about remaking Delhi in the image of Samarkand. With this inspira- tion, the talented poet Amir Khusrau found himself in a position for achieving excellence. Khusrau’s linguistic talents were not limited to Persian poetry, for he became familiar with Hindustani languages, and a lexicon of Persian, Arabic, and various Indian dialects was popularly attributed to him. Although his authorship of the lexicon is doubtful, Khusrau was clearly a pioneer in writing in Hindustani and enriching it with Persian and Central Asian vocabulary and literary metaphors. Most certainly, he was one of those who helped fashion what became Urdu as a literary language. But despite his official position, Khusrau was not always comfort- able writing eulogies for sultans. When in despair, he looked to Nizam Ad-din Awliya, the Chishti Sufi saint whose residence was outside Delhi, for spiritual guidance. It was said that Khusrau went to see the Sufi master several times to express his pain at being a poet who had to praise tyrants. However, the master’s answer was to be patient until God intervened.45 Nizam Ad-din Awliya was not associated with the
  • 66. court, but he was more influential than most of the ulemas who did serve the sultans. Khusrau went to see the master not only to complain about his job at the court, but also to write music for the master so that he could practice sama’, the music and dance through which Sufis tried to reach a union with God. The music was purely Perso- Islamic in style.46 In the practice of sama’, Khusrau and the Sufi master shared the same cultural tastes, tastes that were deeply rooted in the history of Samarkand and Bukhara. A sama’ is an occasion when Sufi dervishes gather to listen to music and perform a whirling dance that follows the beat of the music. Nizam 44 Ibid., p. 27. 45 Ibid., p. 197. 46 Stephen Dale, The Garden of Eight Paradises (Leiden: Brill 2004), pp. 393, 401. 78 journal of world history, march 2011 Ad-din Awliya was quoted as saying: “The masters of the Way have declared that divine mercy alights on three occasions—(1) at the time of a musical assembly (sama’). (2) at the time of eating food with the
  • 67. intent (of keeping fit) to obey God’s will and (3) at the time of dis- course among dervishes when they clarify (to one another their inner thoughts).” 47 It is obvious that Nizam Ad-din Awliya considered sama’ as one of the important approaches, if not the most important approach, to reaching a union with God. Not all Sufis agreed with this practice. A master named Maulana Rukn ad-din Samarkandi, presumably a man of Samarkand ancestry, was a fierce opponent of sama’ and avoided any performance of it.48 Sama’ nevertheless persisted in India, especially among the Chishti Sufi order. Indeed, Burhan al-din Gharib, the Sufi master who succeeded the line of Nizam Ad-din Awliya in the Deccan region, became famous for his ecstasy in both sama’ and dance.49 The sama’ and the dancing dervishes were not just an Indian phe- nomenon. Its roots actually went back to the Transoxiana / Tukharistan region, to Samarkand, Bukhara, and Balkh. It is generally agreed that Jalal al-Din ar-Rumi was the founder of Mevlevi Sufi, the school of dancing dervishes. His name, Rumi, indicates that he was from Tur- key and his order was based in Konia. However, as mentioned above, his family was actually from Balkh, and had gone to Turkey
  • 68. only after fleeing from the Mongol conquest. Legend has it that he started the new style of dance because of the sadness that settled on him after the departure of his beloved friend and teacher. However, his own writ- ings tell a somewhat different story. In one of his collections of moral teaching stories, known as the Mathnawi, he described a group of poor dervishes who played music and danced to ecstasy all night in a hos- pice.50 It seems that Rumi, himself, did not think that he had invented this new style of music and dance session that was practiced by the der- vishes. More likely, it developed as a common practice among wander- ing dervishes. The dervishes from certain schools that practiced sama’ would seize every opportunity to practice music and dance, especially when they gathered in the hospices that catered to the Sufi dervishes. One might wonder if the dancing dervishes in Turkey that Rumi wrote about were related in some way to the Sufi masters in India. 47 Bruce B. Lawrence, trans., Nizam Ad-din Awliya, Morals for the Heart, Conversations of Shaykh Nizam ad-din Awliya recorded by Amir Hasan Sijzi (New York: Paulist Press, 1992), pp. 179–180.
  • 69. 48 Ibid., p. 348. 49 Ernst, Eternal Garden, p. 120. 50 A. J. Arberry, Aspects of Islamic Civilization as Depicted in the Original Texts (Ann Arbor: University of Michigan Press, 1967), pp. 327–329. Liu: A Silk Road Legacy 79 Given that after the Mongol takeover of Transoxiana this use of music and dance to get closer to Allah could be found both in Konia in Tur- key and in Delhi in India, two places that had taken in refugees from Transoxiana / Tukharistan, means that this particular form of worship had come from the same source—the cities of Samarkand, Bukhara, and Balkh. This would not be too surprising given that Sufi Muslim groups were highly mobile. They had long wandered all around the Islamic world, carrying with them little more than simple clothing and eating utensils. Indeed, Ibn Battuta stumbled upon a group of “Persian Darvishes” in Granada, Spain. While talking with this particular group he found out that one of them was from Samarkand, one was from Tabriz, a third was from Konia, a fourth was from Khurasan, two more were from India.51
  • 70. When sacking cities, the Mongols deliberately spared the lives of traders, artisans, and some scholars. Often they would directly employ the Muslim traders from the region. At that time the Mongols were constructing new tent cities on the steppe. Among other things, they used the traders as contractors, ordering them to secure all the sup- plies needed to build and decorate their huge tent palaces. The Mongol Mongol courts provided them with protection letters. Not surprisingly, many of these Muslim contractors came from the Transoxiana / Tukharistan region, which had long been involved in the trade between China and India. When Qiu Chuji was in Samarkand, he reported seeing peacocks and elephants that had been imported from India.52 Thus it was not long until the Mongols followed the centuries-old trade routes and invaded the western part of India, where the city of Lahore was among their prizes. According to Juzjani, the leaders of Lahore had failed to put up a unified front against the Mongols, in part because many of the traders living in Lahore had long traded into Mongol-controlled Central Asia and thus they possessed protection letters issued by the
  • 71. invaders.53 In any case, the Muslim sultans of India did manage to force the Mongols out of India shortly thereafter. Meanwhile, back in Mongol-controlled China, Central Asian Mus- lim scholars constituted much of the administrative apparatus. Since they had better administrative skills than their Mongol overseers, they 51 Gibb, Travel of Ibn Battuta, p. 316. 52 Qiu Chuji, Changchun Zhenren Xiyoulu, Zhang Xinglang, 1712. 53 Tabakat-i-Nasiri, A General History of the Muhammadan Dynasties of Asia Including Hindustan, trans. from the Persian by H. G. Raverty (London, 1881; repr., Osnabrück: Biblio Verlag, 1991), p. 1133. 80 journal of world history, march 2011 were more efficient in collecting taxes from Chinese peasants and mer- chants, and thus some of them reached a high level in the bureaucracy. Since the contributions of these Central Asian Muslim artisans and scholars in all of the Mongol-controlled territories have already been fully addressed by Thomas Allsen in his two monographs Commodity
  • 72. and Exchanges in the Mongol Empire, a Cultural History of Islamic Tex- tiles (Cambridge University Press, 1997) and Culture and Conquest in Mongol Eurasia (Cambridge University Press, 2001), the focus here is on a single individual, a Bukhari, who clearly stands out in the ranks of Mongol-appointed administrators. Sayyid Ajall Omer Shams Al-Din, whose Chinese name was Saidi- anchi, had once been an aristocrat in Bukhara. When Genghis Khan began marching toward his country, Sayyid Ajall went out to meet the Mongol chief, and when he saw him, Sayyid Ajall offered his services to him, as well as the services of his thousand-man cavalry. Ghenghis Khan accepted his surrender, and he was soon posted to strategically important positions such as Yanjing (modern Beijing) as “daluhuachi” (darughachi in Mongolian), which could be translated as governor. Sayyid Ajall was both an excellent military commander and a skillful administrator. He participated in numerous military campaigns against the Chinese, including the last major battle with the Song dynasty at Xiangfan, the last stronghold on the Han River, near where it meets the Yangzi River. He managed to restore order and increase the taxable
  • 73. population in his jurisdictions and the revenue of several provinces. His political savvy saved him from disasters caused by the jealousy of Mongol colleagues, disasters that were a major problem for the non- Mongol staff of the regime. But his most remembered achievement was his governorship of Yunnan, in the southwestern corner of China. Prior to the coming of the Mongols, Yunnan had never been a part of China. It was conquered by Khubilai Khan, the first Mongol khan to transform himself into a Chinese-style emperor and establish his own dynasty, the Yuan. Prior to Khubilai’s conquest of Yunnan there had been very little Chinese influence there. It was a mountainous land with a great many distinct ethnic groups, and thus it posed a serious challenge to the Mongolian-Chinese administration. Nevertheless, Sayyid Ajall man- aged to introduce both irrigation agriculture and Confucian educa- tion to the region without provoking rebellions.54 Thus his benevolent 54 Yuanshi [History of the Yuan Dynasty], compiled by Song Lian et al. (Beijing: Zhon- ghua Shuju, 1976), pp. 3063–3070. Liu: A Silk Road Legacy 81
  • 74. administration has been well remembered by the peoples of Yunnan, even until the present day.55 The Central Asian Muslim scholars, traders, generals, and officials who traveled to and sometimes settled in India, China, Turkey, and Iran during Mongol times left records of their lives in which they pro- vide much information about Islam in Central Asia. Furthermore, their activities outside Central Asia also tell us something about Islam in their homeland. On the one hand, most of the Muslims in Transoxiana and Tukharistan were dedicated to the study of the Qur’an, as well as many secular topics, and they sought to follow all the disciplines of Muslims. On the other hand, they were also shrewd merchants, savvy politicians, and grape growers, and some of them were wine drinkers. Most of them were adept at surviving and flourishing in the constantly changing political environment of their homelands. And those who practiced sama’ in the sufi orders were also good musicians and whirl- ing dancers who spread their cultural traits all over Eurasia. As Central Asian people have survived numerous calamities and thrived in a con- stant changing environment, as demonstrated in the transitional
  • 75. phase from a Buddhist religious domain to Islamic countries, there is a reason to expect that they will continue to do so. 55 For specific policies adopted by Sayyid Ajall to pacify rebellions of Mongol nobles and bring the many ethnic groups of Yunnan under a civilian administration, see Bin Yang, Between Wind and Clouds: The Making of Yunnan (Second Century bce to Twentieth Century ce) (New York: Columbia University Press, 2008), pp. 112–116. Copyright of Journal of World History is the property of University of Hawaii Press and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may print, download, or email articles for individual use.