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Imaging of the N0 Neck
Is it reliable enough to refrain from
elective treatment
Michiel van den Brekel
Netherlands Cancer Institute
Amsterdam
5th Annual Irish Head & Neck
Surgical Oncology Conference
2015 Dublin
www.hoofdhalskanker.info/skinsy
mposium
Guest of Honor: Jesus Medina
u Cervical node involvement is the most
significant prognostic factor in mucosal
SCC
u Management of the neck should be part
of a comprehensive treatment plan
Regional Metastasis
Options for the N0 Neck
u Observation
– Based on an estimated low risk of occult
metastases: T1 larynx
u Staging
– CT / MRI / PET
– Ultrasound (guided FNAC)
– Sentinel node biopsy
u Treatment
– Elective ND
– Elective Radiotherapy
The N0 Neck – Considerations
u Risk of occult disease
u Modality of treatment for primary
u Will the neck be entered?
u Prognostic impact of W&S policy
– Follow-Up reliability
u Morbidity of neck treatment
u Patient and doctor preferences
Risk of Occult Metastasis
u Site and size (stage) of primary tumor
u Depth infiltration (5 mm)
u Biological characteristics: gene expression
u Assessment technique
– palpation – imaging - SNB
US-FNAC
US-FNAC
Author N Stage Site Thickness Nodes Recurr. Surv.
Involved %
Yuen 72 T1, T2 N0 Tongue < 3 8 0 100
3-9 44 7 76
> 9 53 24 66
Jones 49 T1, T2 N0 Any oral  5
> 5  risk x 3
Spiro 105 T1-T3 N0 Tongue,  2 13 97
FOM 3-8 46 83
 9 65 65
Mohit- 84 T1, T2 N0 FOM  1.5 2
Tabatabai 1.6-3.5 33
 3.6 60
Urist 89 T1-T4 Buccal < 3 22 100
3-5.9 23 90
 6 54 40
Woolgar 45 T1-T4 Tongue, Mean 6-7mm for cases without metastases
FOM Mean 11.2mm for cases with metastases
Morton 26 T1, T2 <3cm Tongue Median 5 for cases without node involvement
Median 5.7 for cases with node involvement
Tumour thickness in oral cancer using an intra-oral ultrasound probe.
Lodder WL, Teertstra HJ, Tan IB, Pameijer FA, Smeele LE, van Velthuysen ML, van den
Brekel MW. Eur Radiol. 2011;21:98-106.
Predictors of neck metastasis
0
10
20
30
40
50
60
70
80
90
100
sensitivity specificity
vascular invasion
perineural invasion
cohesive front
bone invasion
tumour thickness>2mm
Ross et al Ann Surg Oncol 2004
Benefits of Elective ND
u Provides pathological information
u Facilitates microvascular surgery
u Early treatment
– Avoids delayed presentation
– may improve overall outcome ?
– Helps avoid radiotherapy
» In about 10% patient ?
u Limited morbidity if unilateral
Disadvantages Elective Neck Treatment
u Overtreatment for 50-70%
– costs, OR time
u morbidity
u Change in patterns of metastasis
– recurrences
– second primaries in 30%
Elective neck irradiation
u 45-50 Gy
u Neck control > 90%
u Fields should encompass at risk nodal groups
– Efficacy of selective RT / IMRT not studied
– Accuracy of staging per level never studied
u Appropriate if primary treated by radiotherapy ?
u No histopathology
– In case ENS, Chemo-radiation / boosting more appropriate ?
u “Once in a lifetime” treatment
Regional recurrence after (s)elective neck dissection
cN0 neck
Author Year Primary RTx Neck
recurrence
Percentage
failure
McGuirt 1995 FOM None 1/26 3.8%
Spiro 1996 Oral cavity None 6/152 5%
Hosal 2000 All None 6/127 4%
Chow 1989 Oral cavity None 5/63 8%
Carvalho 2000 Oral/Oropharynx 44% 7/154 4.5 %
Yuen 1997 Tongue Some 3/33 9%
BHNCSG 1998 Oral cavity Some 6/72 8%
D’Cruz 2008 Tongue 35% 9/159 5.7%
Brazilian Head and Neck
Cancer Study Group trial
Padegar NA, Gilbert RW. Selective Neck dissection: A
review of evidence, Oral Oncol 2008
Recommendation (Grade C).
Based on review of 13 peer reviewed articles
Patients with clinical N1 regional disease may
safely forego dissection of level V
Neck level IIB is more commonly involved with
regional metastasis and should be dissected in
patients with clinical disease.
Imaging and the Management of the N0 Neck
u Risk reduction might influence management
– Imaging should be very sensitive for N0 neck
u Metastases should be detected with minimal delay
– Strict follow-up should be ensured
– Imaging should be applicable for follow-up
MRI, US and CT
u Relies on morphological features
- Nodal size
- Central necrosis
- Indistinct nodal margins
- Peripheral contrast enhancement
- Gross extracapsular extension
Accuracy CT and MRI N0 neck
No Sensit Specif
u Stern CT 53 40 92
u Friedman CT 68 68 90
MRI 16 80 82
u Moreau CT 32 50 86
u Hillsamer CT 11 60 83
MRI 9 66 83
u Yucel MRI 20 57 93
u Vd Brekel CT 86 49 78
MRI 83 55 88
u Rhigi CT 25 60 100
u Okura CT 132 52 81
MRI 60 61 84
u Total CT 407 53 82
MRI 188 60 85
Elective neck dissection versus staging
procedure
Elective neck dissection versus staging
procedure
In 1994 Weiss et al. created a decision tree analysis and demonstrated that when the
probability of occult cervical metastasis is more than 20%, the neck should be electively
treated.
The treatment threshold (Rx) between elective neck dissection and observation was
estimated with three (a–c) probabilities of survival:
a = the curable probability with END and no neck recurrence,
b = the curable probability with observation and with late neck metastasis,
c = the curable probability with observation and no neck recurrence.
Rx = (c − 0.97a) ⁄ (0.00376 − 0.0776a − 0.94b + c) = 44.4%
CT misdiagnosis
Multiple nodes
Negative
Positive
u MRI
– New, more specific contast agents
» Paramagnetic iron particles
– Better contrast and higher resolution
» STIR
» Diffusion weighted MRI
Detection of Occult Metastases:
Possible Improvements
On the STIR image (D), the Node on the left has the same intensity as the
enlarged one on the right, both being a metastasis
BJ de Bondt: Diffusion
weighted MRI
PET in N0 cases
Motivation for US-FNAC
u T2N0 supraglottic
u Non-suspect LN at CT
u Tumor positive at US-
FNAC
Sensitivity US-FNAC N0 Neck
Author Tumor N0 Neck Sides Sens Spec
vdBrekel (1993) HNSCC 43 73 100
Righi (1997) HNSCC 33 50 100
Takes (1998) HNSCC 64 48 100
Nieuwenhuis
(2002)
Oral SCC (T3-4) 23 71 100
Nieuwenhuis
(2002)
Oral SCC (T1-2) 37 25 100
Hodder (2000) Oral SCC (T1-4) 33 58 100
Borgemeester
(2009)
Oral SCC (T1-2) 37 18 100
Borgemeester
(2009)
HNSCC (T3-4) 128 39 100
US-FNA pitfalls
Misses retropharyngeal, paratracheal nodes.
Operator dependent
Can only aspirate nodes > 3-4mm
- Majority of nondiagnostic samples are from nodes < 5mm
Location difficuly:
- Dificult locating exact nodal location for surgeon / RT
- Difficulty correlating with cross sectional imaging
- Difficulty correlating with followup US.
Sensitivity versus radiologist
Radiologist Neck sides examined HP positive Sensitivity (%)
1 39 11 9
2 29 14 29
3 31 11 45
4 43 17 53
US-FNAC vs conventional imaging
meta-analysis
De Bondt et al. Eur. J. Radiol. 2007
Sentinel node
Term described in 1961 in parotid carcinoma
(Gould et al.)
First described as a staging tool in penile
cancers (Cabanas 1977).
Popularized by Morton (Melanoma) and Krag
(breast cancer) in 1992 and 1993.
Conventionele methode
Peritumorale injectie radiotracer
Lymfoscintigrafie
– Dynamische beelden
– Sequentiële statische opnamen
Markeren SN
Excisie SN
– Gamma detectie probe
– Patent blauw
Nadelen huidige beeldvorming
Hoofd/hals regio:
– Complexe anatomie
– Verstrengelde lymfebanen
– Onverwachte / variabele drainagepatronen
Lastige interpretatie:
– Geen anatomische informatie
SN bij injectiegebied worden gemist
SN procedure
SNB in HNSCC
The Evidence
60+ single institution prospective trials
2 multi-institutional prospective trials
2 international conference consensus
documents
1 Meta-analysis (Paleri HN 2011)
1 joint practice guidelines statement
No randomized trials
SND prospective studies
Oral cavity SCC
Author Year Necks Mean SN
(range)
Stage Sens. NPV
Keski 2008 52 2.1(1-5) T1-2 67% 91%
Hart 2005 20 1.5 (1-4) T1-4 100% 100%
Payoux 2005 36 1.8 (1-3) T1-4 86% 97%
Riqual 2005 22 1.95 (1-4) T2 83% 80%
Taylor 2001 11 1.6 (1-4) T1-2 100% 100%
Jeong 2006 20 2.55 (1-4) T1-2 100% 100%
Stoeckli 2007 28 1.2 (1-2) T1-2 100% 100%
Civanthos 2010 140 3 (median) T1-2 90% 96%
SND alone and long term follow up
Oral cavity SCC
Author Year N Stage FU (months) Sens. NPV Salvage
Frerich 2007 50 T1-3 28 (7.2-49.5) 80% 94% 50%
Stoeckli 2007 51 T1-2 19 (3-40) 91% 94% 100%
Alkureishi 2010 72 T1-2 > 65 90% 95% -
Pezier 2012 60 T1-2 22 (0.26-53) 94% 97% 100%
Methode
9 patiënten: 6 mondbodem, 3 tong
Peritumorale injectie radiotracer
Conventionele beeldvorming
Hybride SPECT-CT*
Intra-operatief:
» Gamma probe
» Mini gamma camera**
*SymbiaT, Siemens, Erlangen, Duitsland
** Sentinella, Gem Imaging, Valencia, Spanje
Fluorescence
Arguments against SNB procedure
Multiple sentinel nodes
Complicated process
- Organisation
- Learning curve
Limited applicability in HNSCC
- T1/T2 oral cavity
- T1 oropharyngeal
- T1 supraglottic larynx
- Free flap necessity
Nasty recurrences
Prognostic Impact Wait & See
Depends on salvage rate of neck metastases
– treatment delay
– metastatic rate of the lymph node metastases
Study: decrease treatment delay by regular
USFNAC follow-up after transoral excision
Wait & See and Prognosis
Kligerman 33 33% 27%
Ho 28 36% 30%
Fakih 40 57% 30%
Cunningham 43 42% 50%
McGuirt 103 36% 59%
Vandenbrouck 36 47% 82%
TOTAL 283 41% 50%
van den Brekel 77 18% 71%
Pts N+ salvaged
Nieuwenhuis 161 21% 79%
Elective neck dissection versus
observation
Fasunla el al Oral Oncology 2011
Survival NKI
5-year survival in W&S oral cavity (T1-2) is 79%.
5-year survival in END oral cavity(T2) is 75%.
years from diagnosis
SurvivalProbability
0 1 2 3 4 5 6 7
0.0
0.2
0.4
0.6
0.8
1.0
36 34 29 24 19 14 8 5 Mondholte W&S
40 31 23 15 14 10 7 4 Mondholte electief ND
Mondholte W&S
Mondholte electief ND
Survival
p = 0.48356 (logrank, two-sided)
Okura 2009
(http://cdn.intechopen.com/pdfs-wm/28960.pdf)
Conclusions
No difference in survival between W&S and END if follow-up is very strict
The incidence of occult LNM is very high in oral cancer, even T1
The sensitivity of imaging in these small tumors is quite low (18-25%)
Policy of US-FNAC to select for a W&S policy is disputable…..
SN biopsy might be more accurate than imaging but less than END, role
unclear

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Assessment and Management of the N0 neck

  • 1. Imaging of the N0 Neck Is it reliable enough to refrain from elective treatment Michiel van den Brekel Netherlands Cancer Institute Amsterdam 5th Annual Irish Head & Neck Surgical Oncology Conference 2015 Dublin
  • 2.
  • 3.
  • 5. u Cervical node involvement is the most significant prognostic factor in mucosal SCC u Management of the neck should be part of a comprehensive treatment plan
  • 7. Options for the N0 Neck u Observation – Based on an estimated low risk of occult metastases: T1 larynx u Staging – CT / MRI / PET – Ultrasound (guided FNAC) – Sentinel node biopsy u Treatment – Elective ND – Elective Radiotherapy
  • 8. The N0 Neck – Considerations u Risk of occult disease u Modality of treatment for primary u Will the neck be entered? u Prognostic impact of W&S policy – Follow-Up reliability u Morbidity of neck treatment u Patient and doctor preferences
  • 9. Risk of Occult Metastasis u Site and size (stage) of primary tumor u Depth infiltration (5 mm) u Biological characteristics: gene expression u Assessment technique – palpation – imaging - SNB
  • 11. Author N Stage Site Thickness Nodes Recurr. Surv. Involved % Yuen 72 T1, T2 N0 Tongue < 3 8 0 100 3-9 44 7 76 > 9 53 24 66 Jones 49 T1, T2 N0 Any oral  5 > 5  risk x 3 Spiro 105 T1-T3 N0 Tongue,  2 13 97 FOM 3-8 46 83  9 65 65 Mohit- 84 T1, T2 N0 FOM  1.5 2 Tabatabai 1.6-3.5 33  3.6 60 Urist 89 T1-T4 Buccal < 3 22 100 3-5.9 23 90  6 54 40 Woolgar 45 T1-T4 Tongue, Mean 6-7mm for cases without metastases FOM Mean 11.2mm for cases with metastases Morton 26 T1, T2 <3cm Tongue Median 5 for cases without node involvement Median 5.7 for cases with node involvement
  • 12. Tumour thickness in oral cancer using an intra-oral ultrasound probe. Lodder WL, Teertstra HJ, Tan IB, Pameijer FA, Smeele LE, van Velthuysen ML, van den Brekel MW. Eur Radiol. 2011;21:98-106.
  • 13. Predictors of neck metastasis 0 10 20 30 40 50 60 70 80 90 100 sensitivity specificity vascular invasion perineural invasion cohesive front bone invasion tumour thickness>2mm Ross et al Ann Surg Oncol 2004
  • 14.
  • 15. Benefits of Elective ND u Provides pathological information u Facilitates microvascular surgery u Early treatment – Avoids delayed presentation – may improve overall outcome ? – Helps avoid radiotherapy » In about 10% patient ? u Limited morbidity if unilateral
  • 16. Disadvantages Elective Neck Treatment u Overtreatment for 50-70% – costs, OR time u morbidity u Change in patterns of metastasis – recurrences – second primaries in 30%
  • 17. Elective neck irradiation u 45-50 Gy u Neck control > 90% u Fields should encompass at risk nodal groups – Efficacy of selective RT / IMRT not studied – Accuracy of staging per level never studied u Appropriate if primary treated by radiotherapy ? u No histopathology – In case ENS, Chemo-radiation / boosting more appropriate ? u “Once in a lifetime” treatment
  • 18. Regional recurrence after (s)elective neck dissection cN0 neck Author Year Primary RTx Neck recurrence Percentage failure McGuirt 1995 FOM None 1/26 3.8% Spiro 1996 Oral cavity None 6/152 5% Hosal 2000 All None 6/127 4% Chow 1989 Oral cavity None 5/63 8% Carvalho 2000 Oral/Oropharynx 44% 7/154 4.5 % Yuen 1997 Tongue Some 3/33 9% BHNCSG 1998 Oral cavity Some 6/72 8% D’Cruz 2008 Tongue 35% 9/159 5.7%
  • 19. Brazilian Head and Neck Cancer Study Group trial
  • 20. Padegar NA, Gilbert RW. Selective Neck dissection: A review of evidence, Oral Oncol 2008 Recommendation (Grade C). Based on review of 13 peer reviewed articles Patients with clinical N1 regional disease may safely forego dissection of level V Neck level IIB is more commonly involved with regional metastasis and should be dissected in patients with clinical disease.
  • 21. Imaging and the Management of the N0 Neck u Risk reduction might influence management – Imaging should be very sensitive for N0 neck u Metastases should be detected with minimal delay – Strict follow-up should be ensured – Imaging should be applicable for follow-up
  • 22. MRI, US and CT u Relies on morphological features - Nodal size - Central necrosis - Indistinct nodal margins - Peripheral contrast enhancement - Gross extracapsular extension
  • 23. Accuracy CT and MRI N0 neck No Sensit Specif u Stern CT 53 40 92 u Friedman CT 68 68 90 MRI 16 80 82 u Moreau CT 32 50 86 u Hillsamer CT 11 60 83 MRI 9 66 83 u Yucel MRI 20 57 93 u Vd Brekel CT 86 49 78 MRI 83 55 88 u Rhigi CT 25 60 100 u Okura CT 132 52 81 MRI 60 61 84 u Total CT 407 53 82 MRI 188 60 85
  • 24. Elective neck dissection versus staging procedure
  • 25. Elective neck dissection versus staging procedure
  • 26. In 1994 Weiss et al. created a decision tree analysis and demonstrated that when the probability of occult cervical metastasis is more than 20%, the neck should be electively treated. The treatment threshold (Rx) between elective neck dissection and observation was estimated with three (a–c) probabilities of survival: a = the curable probability with END and no neck recurrence, b = the curable probability with observation and with late neck metastasis, c = the curable probability with observation and no neck recurrence. Rx = (c − 0.97a) ⁄ (0.00376 − 0.0776a − 0.94b + c) = 44.4%
  • 29.
  • 30. u MRI – New, more specific contast agents » Paramagnetic iron particles – Better contrast and higher resolution » STIR » Diffusion weighted MRI Detection of Occult Metastases: Possible Improvements
  • 31. On the STIR image (D), the Node on the left has the same intensity as the enlarged one on the right, both being a metastasis
  • 32. BJ de Bondt: Diffusion weighted MRI
  • 33. PET in N0 cases
  • 34.
  • 35. Motivation for US-FNAC u T2N0 supraglottic u Non-suspect LN at CT u Tumor positive at US- FNAC
  • 36.
  • 37. Sensitivity US-FNAC N0 Neck Author Tumor N0 Neck Sides Sens Spec vdBrekel (1993) HNSCC 43 73 100 Righi (1997) HNSCC 33 50 100 Takes (1998) HNSCC 64 48 100 Nieuwenhuis (2002) Oral SCC (T3-4) 23 71 100 Nieuwenhuis (2002) Oral SCC (T1-2) 37 25 100 Hodder (2000) Oral SCC (T1-4) 33 58 100 Borgemeester (2009) Oral SCC (T1-2) 37 18 100 Borgemeester (2009) HNSCC (T3-4) 128 39 100
  • 38. US-FNA pitfalls Misses retropharyngeal, paratracheal nodes. Operator dependent Can only aspirate nodes > 3-4mm - Majority of nondiagnostic samples are from nodes < 5mm Location difficuly: - Dificult locating exact nodal location for surgeon / RT - Difficulty correlating with cross sectional imaging - Difficulty correlating with followup US.
  • 39. Sensitivity versus radiologist Radiologist Neck sides examined HP positive Sensitivity (%) 1 39 11 9 2 29 14 29 3 31 11 45 4 43 17 53
  • 40. US-FNAC vs conventional imaging meta-analysis De Bondt et al. Eur. J. Radiol. 2007
  • 41. Sentinel node Term described in 1961 in parotid carcinoma (Gould et al.) First described as a staging tool in penile cancers (Cabanas 1977). Popularized by Morton (Melanoma) and Krag (breast cancer) in 1992 and 1993.
  • 42. Conventionele methode Peritumorale injectie radiotracer Lymfoscintigrafie – Dynamische beelden – Sequentiële statische opnamen Markeren SN Excisie SN – Gamma detectie probe – Patent blauw
  • 43. Nadelen huidige beeldvorming Hoofd/hals regio: – Complexe anatomie – Verstrengelde lymfebanen – Onverwachte / variabele drainagepatronen Lastige interpretatie: – Geen anatomische informatie SN bij injectiegebied worden gemist
  • 45. SNB in HNSCC The Evidence 60+ single institution prospective trials 2 multi-institutional prospective trials 2 international conference consensus documents 1 Meta-analysis (Paleri HN 2011) 1 joint practice guidelines statement No randomized trials
  • 46. SND prospective studies Oral cavity SCC Author Year Necks Mean SN (range) Stage Sens. NPV Keski 2008 52 2.1(1-5) T1-2 67% 91% Hart 2005 20 1.5 (1-4) T1-4 100% 100% Payoux 2005 36 1.8 (1-3) T1-4 86% 97% Riqual 2005 22 1.95 (1-4) T2 83% 80% Taylor 2001 11 1.6 (1-4) T1-2 100% 100% Jeong 2006 20 2.55 (1-4) T1-2 100% 100% Stoeckli 2007 28 1.2 (1-2) T1-2 100% 100% Civanthos 2010 140 3 (median) T1-2 90% 96%
  • 47. SND alone and long term follow up Oral cavity SCC Author Year N Stage FU (months) Sens. NPV Salvage Frerich 2007 50 T1-3 28 (7.2-49.5) 80% 94% 50% Stoeckli 2007 51 T1-2 19 (3-40) 91% 94% 100% Alkureishi 2010 72 T1-2 > 65 90% 95% - Pezier 2012 60 T1-2 22 (0.26-53) 94% 97% 100%
  • 48.
  • 49. Methode 9 patiënten: 6 mondbodem, 3 tong Peritumorale injectie radiotracer Conventionele beeldvorming Hybride SPECT-CT* Intra-operatief: » Gamma probe » Mini gamma camera** *SymbiaT, Siemens, Erlangen, Duitsland ** Sentinella, Gem Imaging, Valencia, Spanje
  • 50.
  • 52. Arguments against SNB procedure Multiple sentinel nodes Complicated process - Organisation - Learning curve Limited applicability in HNSCC - T1/T2 oral cavity - T1 oropharyngeal - T1 supraglottic larynx - Free flap necessity Nasty recurrences
  • 53. Prognostic Impact Wait & See Depends on salvage rate of neck metastases – treatment delay – metastatic rate of the lymph node metastases Study: decrease treatment delay by regular USFNAC follow-up after transoral excision
  • 54. Wait & See and Prognosis Kligerman 33 33% 27% Ho 28 36% 30% Fakih 40 57% 30% Cunningham 43 42% 50% McGuirt 103 36% 59% Vandenbrouck 36 47% 82% TOTAL 283 41% 50% van den Brekel 77 18% 71% Pts N+ salvaged Nieuwenhuis 161 21% 79%
  • 55. Elective neck dissection versus observation Fasunla el al Oral Oncology 2011
  • 56. Survival NKI 5-year survival in W&S oral cavity (T1-2) is 79%. 5-year survival in END oral cavity(T2) is 75%. years from diagnosis SurvivalProbability 0 1 2 3 4 5 6 7 0.0 0.2 0.4 0.6 0.8 1.0 36 34 29 24 19 14 8 5 Mondholte W&S 40 31 23 15 14 10 7 4 Mondholte electief ND Mondholte W&S Mondholte electief ND Survival p = 0.48356 (logrank, two-sided)
  • 58. Conclusions No difference in survival between W&S and END if follow-up is very strict The incidence of occult LNM is very high in oral cancer, even T1 The sensitivity of imaging in these small tumors is quite low (18-25%) Policy of US-FNAC to select for a W&S policy is disputable….. SN biopsy might be more accurate than imaging but less than END, role unclear