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AdvancingDialysis.org
ESRD Treatment Choices
Mandatory Payment Model
Centers for Medicare & Medicaid Services
Specialty Care Model and Strategies for Success
AdvancingDialysis.org
Background
• Favorable policy changes for
kidney patients1-4
• Acheiving home dialysis
growth has been challenging
in some areas due to
COVID-19, which presents a
safety risk to patients and
healthcare professionals
delivering care
Home and Self-Dialysis Training Add-on
Payment Adjustment
Home and self-dialysis training add-on payment
adjustment increased from $50.16 to $95.60.1
2017
Advancing American Kidney Health
Executive Order
On July 10, 2019, the administration unveiled a series
of initiatives that fundamentally change how Medicare
approaches patients with renal disease.3
2019
ESRD Treatment Choices (ETC) Mandatory Model
Encourage greater use of home dialysis and kidney
transplantation to reduce Medicare expenditures and
preserve or enhance the care of ESKD beneficiaries.4
2020
Bipartisan Budget Act of 2018
Allows monthly home dialysis visits via telehealth.
Requires face-to-face visits for the first three
months of and at least quarterly thereafter.2
2018
12016 CMS ESRD PPS Final Rule
https://www.cms.gov/newsroom/fact-sheets/cms-updates-
policies-and-payment-rates-end-stage-renal-disease-
prospective-payment-system-cms-1651-f
2Bipartisan Budget Act. Public Law 115-123 -- February 9,
2018.
3U.S. Department of Health and Human Services (HHS).
Specialty Care Models To Improve Quality of Care and
Reduce Expenditures; A Proposed Rule by the Centers for
Medicare & Medicaid Services published 7/18/2019.
4Medicare Program: Specialty Care Models to Improve
Quality of Care and Reduce Expenditures; final issued
9/18/2020.
AdvancingDialysis.org
2025 Dialysis Outlook1-3
1. McCullough KP et al. McCullough KP, Morgenstern H, Saran R, Herman WH, Robinson BM.
Projecting ESRD Incidence and Prevalence in the United States through 2030. J Am Soc Nephrol.
2019;30(1):127–135. 2. Census Bureau 2017 National Population Projections Dataset-1. 3. USRDS
2019 Reference Table D6: Counts of point prevalent ESRD patients, by mode of therapy: all dialysis,
December 31 point prevalent patients, by age, sex, race, ethnicity, & primary diagnosis.
650,000
patients
More nephrologists
More centers
More staff
AdvancingDialysis.org
Patient survival with a transplant is
superior to survival on dialysis2
— But survival on dialysis lags
survival rates in many common
cancers2,3
1SEER Cancer Statistics Review, 1975-2016, National
Cancer Institute. Bethesda, MD,
https://seer.cancer.gov/csr/1975_2016/, based on November
2018 SEER data submission, posted to the SEER web site,
April 2019.
2USRDS 2015 Annual Data Report: Data Source: Reference
Table 6.3. Adjusted survival (%) by (a) treatment modality
and incident cohort year (year of ESRD onset), and (b) age,
sex, race, and primary cause of ESRD, for ESRD patients in
the 2008 incident cohort (initiating ESRD treatment in 2008).
3USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012)
& matched 2012 NxStage patient data on file.
22%
40%
50%
58%
63%
63%
66%
66%
73%
90%
92%
93%
98%
Respitory cancer1
Hemodialysis2
Peritoneal dialysis2
More frequent hemodialysis3
Leukemia1
Colon cancer1
Cervical cancer1
Bone cancer1
Diseased donor kidney transpant2
Breast cancer1
Skin cancer1
Living donor kidney tranplant2
Prostate cancer1
REPORTED 5-YEAR SURVIVAL
Prostate cancer1
LIVING DONOR KIDNEY TRANSPLANT2
Skin cancer1
Breast cancer1
DECEASED DONOR KIDNEY TRANSPLANT2
Bone cancer1
Cervical cancer1
Colon cancer1
Leukemia1
MORE FREQUENT HEMODIALYSIS3
PERITONEAL DIALYSIS2
HEMODIALYSIS2
Respiratory cancer1
Dialysis Patient Survival
Worse Than Many Common Forms of Cancer
AdvancingDialysis.org
$36.6
BILLION ESKD-
RELATED SPEND
IN 2018
1United States Renal Data System. 2020 USRDS annual data report: Epidemiology of kidney disease in the United States. National Institutes of Health, National Institute of
Diabetes and Digestive and Kidney Diseases, Bethesda, MD, 2020.
<2%
ESKD BENEFICIARIES MAKE UP
OF TOTAL MEDICARE POPULATION
7% ESKD
Medicare Spending for ESKD Medicare
Beneficiaries1
AdvancingDialysis.org
Slow the progression to
reduce the risk of
kidney failure
Reduce the number of
Americans progressing
to ESKD 25% by 2030
Transform nephrology
practice to
provide patients with
more treatment
options
Increase the number of
patients with a
transplant or using
home dialysis to 80%
by 2025*
Reduce diseased kidney
organ discardment to
increase access to
transplantation
Double the number of
available kidneys for
transplant by 2030
1Rosenberg ME, Ibrahim T. Winning the War on Kidney Disease, Perspective from the American Society of Nephrology. CJASN 14:
1792-1794, 2019.
*USRDS historically reports that 30% of ESRD patients have a functioning graft. Facilities and managing clinicians will need 50% of
patients using home dialysis in order to achieve a goal of 80% by 2025.
Objectives and targets:
US Administration’s Response
Advancing American Kidney Health
Executive Order1
AdvancingDialysis.org
Potential Benefits of More Frequent Home Therapies
Peritoneal Dialysis and 5+ HHD Treatments/Week
Ability to Work
or Attend School6,7
Schedule Flexibility
Greater Quality of Life3
Increased Control8,9
Improved 5-yr Survival1,2
Reduce Potential
Exposure & Self-Isolate10
1. U.S. Renal Data System, USRDS 2015 Annual Data Report: Table 6.3. 2. USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file. 3. Bonenkamp AA et al. Health-Related Quality of Life
in Home Dialysis Patients Compared to In-Center Hemodialysis Patients: A Systematic Review and Meta-analysis. Kidney Med. Published online 2,2020. 4. Rydell, H., Ivarsson, K., Almquist, M., Clyne, N., & Segelmark, M. (2019). Fewer
hospitalizations and prolonged technique survival with home hemodialysis- a matched cohort study from the Swedish Renal Registry. BMC Nephrology, 20(1), 1–8. 5. Mehrotra R, Chiu YW, Kalantar-Zadeh K, Bargman J, Vonesh E. Similar
outcomes with hemodialysis and peritoneal dialysis in patients with end-stage renal disease. Arch Intern Med. 2011;171(2):110-118. 6. Purnell TS, Auguste P, Crews DC, et al. Comparison of Life Participation Activities Among Adults
Treated by Hemodialysis, Peritoneal Dialysis, and Kidney Transplantation: A Systematic Review. Am J Kidney Dis. 2013;62(5):953-973. 7. Walker RC, Howard K, Morton RL. Home hemodialysis: a comprehensive review of patient-
centered and economic considerations. Clinicoecon Outcomes Res. 2017;9:149-161. 8. Heidenheim PA, Muirhead N, Moist L, Lindsay RM. Patient quality of life on quotidian hemodialysis. Am J Kidney Dis. 2003;42(S1)(S1):S36-S41. 9.
Manera KE, Johnson DW, Craig JC, et al. Patient and caregiver priorities for outcomes in peritoneal dialysis multinational nominal group technique study. Clin J Am Soc Nephrol. 2019;14:74-83.
10.https://www.renalandurologynews.com/home/news/nephrology/hemodialysis/covid-19-crisis-could-speed-adoption-of-home-dialysis/ accessed online, 7/13/2021.
More Likely to
Receive a Transplant4,5
Portability for Travel
AdvancingDialysis.org
Greater quality of life and schedule flexibility1-6
Better preservation of residual renal function7,8
Shorter time to transplantation9
Less delayed graft function post transplant8
No vascular access needed7
Risk of infection/peritonitis8
Weight gain8
Technique survival8
Comparing
Peritoneal Dialysis to Conventional HD
Patients should consult with their physician to determine
the medical necessity of more frequent dialysis.
Benefits
Risks
♦ Please see citations for scientific
publications listed on slide 32
AdvancingDialysis.org
Comparing
5+ HHD Treatments/Week to Conventional HD
Greater quality of life and schedule flexibility1-7
Improved fluid management8,9
Avoids the two-day treatment gap10
Better blood pressure control with fewer medications8
Reduced cardiovascular​ injury, hospitalization, and mortality11
Improved post-dialysis recovery time9
Increased likelihood to be on the kidney transplant list12
Vascular access complications13
Technique survival13
Infection risk13
Burden of therapy13
Benefits
Risks
Patients should consult with their physician to determine
the medical necessity of more frequent dialysis.
♦ Please see citations for scientific
publications listed on slide 33
AdvancingDialysis.org
CMS Mandatory Model
ESRD Treatment Choices (ETC)1
Intended quality measures
• Improving or maintaining quality of care while
reducing cost
‒ Expanding access to renal replacement
therapies other than in-center hemodialysis
‒ Encouraging greater use of home dialysis and
kidney transplants
• Began January 1, 2021
‒ Significant changes effective
January 1, 20222
(and future changes possible through additional rulemaking)
• Ends June 30, 2027
Participant attribution
• Facilities and Clinicians:
‒ Selected based on their location in a
randomized selection of a subset of
geographic areas
‒ Based on the zip code of the
facility/practice address listed in the
National Plan & Provider Enumeration
System (NPPES)
• Independent of participation in
voluntary Kidney Care Choices
models
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and
Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-
specialty-care-models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021. 2U.S. Department of Health and
Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services
Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease
Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-23907/medicare-program-end-
stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
AdvancingDialysis.org
– 30% (95) of Hospital Referral
Regions (HRRs) selected
– Certain HHRs were excluded
on account of serving low
volumes of adult ESRD
beneficiaries
1HRRs represent regional health care markets for
tertiary medical care defined by determining (where
patients were referred for major cardiovascular
surgical procedures and for neurosurgery by the
Dartmouth Institute for Health Policy and Clinical
Practice. https://www.dartmouthatlas.org/interactive-
apps/medicare-reimbursements/#hrr accessed
online, 7/13/2021.
2U.S. Department of Health and Human Services
(HHS). Medicare Program: Specialty Care Models
to Improve Quality of Care and Reduce
Expenditures published 9/29/2020.
https://www.federalregister.gov/documents/2020/09/
29/2020-20907/medicare-program-specialty-care-
models-to-improve-quality-of-care-and-reduce-
expenditures accessed online, 7/13/2021.
ETC Hospital Referral Regions1,2
AdvancingDialysis.org
4%
5%
6%
7%
8%
-5%
-6%
-7%
-8%
-9%
3% 2% 1%
-10%
-8%
-6%
-4%
-2%
0%
2%
4%
6%
8%
2021 2022 2023 2024 2025 2026
Performance Payment Adjustment
(PPA)
All Dialysis Claims (Upside)
Performance Payment Adjustment
(PPA)
All Dialysis Claims (Downside)
Home Dialysis Payment Adjustment
(HDPA)
All Home Dialysis Claims
Home Dialysis payment adjustments began 1/1/2021
Payment performance adjustments on most dialysis claims will begin 7/1/2022
Performance Payment
Adjustment (PPA)
Home & In-Center Claims
(Upside)
Performance Payment
Adjustment (PPA)
Home & In-Center Claims
(Downside)
Home Dialysis Payment
Adjustment (HDPA)
Home Dialysis Claims
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care
and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-
program-specialty-care-models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021.
Managing Clinicians
Home Dialysis and Payment
Performance Adjustment1
AdvancingDialysis.org
Kidney Disease Education (KDE) Benefit:
Clarification of who benefits, who can deliver education, and where
Home Rate =
Home dialysis + 50% in-center self-dialysis + 50% in-center nocturnal hemodialysis
Transplant Rate
Excludes patients who had a vital solid organ cancer diagnosis and were receiving
treatment with chemotherapy or radiation for diagnosis during measurement years or
6 months prior
ETC Achievement benchmarks will increase by 10% every two measurement
years
Comparable improvement scores can be earned by increasing dual-eligible
home & transplant rates by 2.5 percentage during measurement years
2022 ETC Updates1,2
{ }
½( )
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce
Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-
models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021
2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System,
Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program,
and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-
23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
AdvancingDialysis.org
Kidney Disease Education Medicare
Reimbursement
ETC Participant1
• Reimbursable KDE services when provided by a
“clinical staff” and “qualified staff”:
‒ Physician
‒ Physician Assistant
‒ Nurse Practitioner
‒ Clinical Nurse Specialist
‒ Group Practice qualified staff under the
direction of the Managing Clinician
• Registered Dietitian
• Licensed Clinical Social Worker
• ETC Telehealth Waiver applies when the COVID-
19 PHE expires
Non-ETC Participant2
• Reimbursable KDE services when provided by a
“qualified person”:
‒ Physician
‒ Physician Assistant
‒ Nurse Practitioner
‒ Clinical Nurse Specialist
• Originating site restrictions will be reenacted
when the COVID-PHE expires
1U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System,
Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program,
and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-
23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021.
2Medicare Benefit Policy Manual. Chapter 15 – Covered Medical and Other Health. Services. Table of Contents. (Rev. 10880, 08-06-21).
https://www.hhs.gov/guidance/sites/default/files/hhs-guidance-documents/bp102c15_0_0.pdf accessed online, 11/11/2021.
AdvancingDialysis.org
Kidney Disease Education Medicare
Beneficiaries
ETC Participant1
• Stage IV
• Stage V
• ESKD patients in the first 6 months on
dialysis
Non-ETC Participant2
• Stage IV
1U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System,
Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program,
and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-
23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021.
2Medicare Benefit Policy Manual. Chapter 15 – Covered Medical and Other Health. Services. Table of Contents. (Rev. 10880, 08-06-21).
https://www.hhs.gov/guidance/sites/default/files/hhs-guidance-documents/bp102c15_0_0.pdf accessed online, 11/11/2021.
AdvancingDialysis.org
Kidney Disease Education Medicare
Content Requirement
ETC Participant1
• Stage IV recipients
‒ Required to include management of
comorbidities, including delaying the need for
dialysis
• Stage V or ESKD recipients
‒ Management of comorbidities, including
delaying the need for dialysis, required only if
relevant
• CKD knowledge outcomes assessment performed
within 1 month of final KDE session
Non-ETC Participant2
• Stage IV recipients
‒ Required to include management of
comorbidities, including delaying the need
for dialysis
• CKD knowledge outcomes assessment
performed during KDE session
1U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment
for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End
Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-23907/medicare-
program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021. 2Medicare Benefit
Policy Manual. Chapter 15 – Covered Medical and Other Health. Services. Table of Contents. (Rev. 10880, 08-06-21).
https://www.hhs.gov/guidance/sites/default/files/hhs-guidance-documents/bp102c15_0_0.pdf accessed online, 11/11/2021.
AdvancingDialysis.org
Kidney Disease Education (KDE) Benefit:
Clarification of who benefits, who can deliver benefit, and where
Home Rate =
Home dialysis + 50% in-center self-dialysis + 50% in-center nocturnal hemodialysis
Transplant Rate =
Excludes patients who had a vital solid organ cancer diagnosis and were receiving treatment
with chemotherapy or radiation for diagnosis during measurement years or 6 months prior
ETC Achievement benchmarks will increase by 10% every two measurement
years
Comparable improvement scores can be earned by increasing dual-eligible home
& transplant rates by 2.5 percentage during measurement years
2022 ETC Updates1,2
{ }
½( )
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce
Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-
models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021
2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System,
Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program,
and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-
23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
AdvancingDialysis.org
• Modality Performance Score (MPS)
measured on a 6-point scale:
‒ Home dialysis rate +
½ in-center self-dialysis +
½ in-center nocturnal hemodialysis
(0 to 4 pts)
‒ Living donor transplant rate +
patients waitlisted
(0 to 2 pts)
• MPS intended to drive Performance Payment Adjustment
(upward or downward)
‒ ESKD PPS base rate for Facilities
‒ MCP payment for Clinicians
Home
Dialysis
67%
Transplant
33%
MODALITY PERFORMANCE SCORE WEIGHTING
ETC Modality Performance Score1,2
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce
Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-
models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021
2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System,
Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program,
and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-
23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
AdvancingDialysis.org
• Excluded from the home and transplant
modality performance rate calculation:
‒ Residing in a skilled nursing facility or
nursing home
‒ Medicare Advantage participants
‒ Diagnosed dementia
‒ Receiving hospice care
‒ Age < 18
‒ Residence outside the US
‒ Not enrolled in Medicare Part B
‒ Receiving dialysis for acute kidney injury
• Excluded from only the transplant
modality performance rate calculation:
‒ Age ≥ 75
‒ Receiving chemotherapy or radiation with
vital solid organ cancer diagnosis
Modality Performance Rate Calculation Factors
Excluded Medicare Beneficiaries1,2
Modality performance rates are calculated using accumulated patient-months
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce
Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-
models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021
2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment
for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End
Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-23907/medicare-
program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
AdvancingDialysis.org
Managing clinicians
• Performance assessed at the NPI
level
• Aggregated at practice level
(TIN or NPI [if solo practitioner])
within an HRR
Dialysis facilities
• Performance assessed at
facility level
• Aggregated to all facilities,
owned in whole or in part, by
the same company within a
Hospital Referral Region (HRR)
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care
and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-
program-specialty-care-models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021.
ETC Participant Aggregation1
AdvancingDialysis.org
Kidney Disease Education (KDE) Benefit:
Clarification of who benefits, who can deliver education, and where
Home Rate =
Home dialysis + 50% in-center self-dialysis + 50% in-center nocturnal hemodialysis
Transplant Rate =
Excludes patients who had a vital solid organ cancer diagnosis and were receiving treatment
with chemotherapy or radiation for diagnosis during measurement years or 6 months prior
Achievement benchmarks increase by 10% every other benchmark year and
stratified into two groups based on the proportion of Dual-Eligible and Low-
Income Subsidy beneficiaries
Equitable improvement scores can be earned by achieving the highest
improvement percentage group and increasing Dual-Eligible / Low-Income
Subsidy beneficiary rates by 2.5 percentage points during measurement years
2022 ETC Updates1,2
{ }
½( )
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce
Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-
models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021
2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System,
Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program,
and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-
23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
AdvancingDialysis.org
Modality Performance Score Variables1,2
Achievement
• ETC participants outperform non-
ETC past performance
• Percentiles are evaluated and
assessed by achievement
compared to the non-ETC
participant percentile scale
• Achievement benchmarks
will increase 10% every other
benchmark year and stratified into
two groups by the proportion of
Dual-Eligible and Low-Income
Subsidy beneficiaries
Improvement
• ETC participants outperform their
own past performance
• Earning points through
improvement alone does not
produce the highest score
• Qualifying for the
Health Equity Incentive
increases improvement scores if
home dialysis and/or transplant
rates, for Dual-Eligible and Low-
Income Subsidy beneficiaries,
increase by 2.5-percentage
points during a measurement
year
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve
Quality of Care and Reduce Expenditures published 9/29/2020.
https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-models-
to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021
2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease
Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney
Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices
Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-23907/medicare-program-
end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
AdvancingDialysis.org
Jul - Dec
2019 2020 2021 2022 2023 2024 2025 2026 2027
Benchmark
Year 1
Measurement
Year 1
PPA 1
Benchmark
Year 2
Measurement
Year 2
PPA 2
Benchmark
Year 3 + 10%
Measurement
Year 3
PPA 3
Benchmark
Year 4 + 10%
Measurement
Year 4 PPA 4
Benchmark
Year 5 + 20%
Measurement
Year 5
PPA 5
Benchmark
Year 6 + 20%
Measurement
Year 6
PPA 6
Benchmark
Year 7 + 30%
Measurement
Year 7
PPA 7
Benchmark
Year 8 + 30%
Measurement
Year 8
PPA 8
Benchmark
Year 9 + 40%
Measurement
Year 9
PPA 9
Benchmark Year
10 + 40%
Measurement
Year 10
PPA 10
1U.S. Department of Health and Human Services
(HHS). Medicare Program: Specialty Care
Models to Improve Quality of Care and Reduce
Expenditures published 9/29/2020.
https://www.federalregister.gov/documents/2020/
09/29/2020-20907/medicare-program-specialty-
care-models-to-improve-quality-of-care-and-
reduce-expenditures accessed online, 7/13/2021.
2U.S Department of Health and Human Services
(HHS). https://public-
inspection.federalregister.gov/2021-23907.pdf
accessed 11/1/2021.
Benchmark, Measurement, and
Performance Payment Adjustment (PPA) Periods1,2
AdvancingDialysis.org
1U.S. Department of Health and Human
Services (HHS). Medicare Program: Specialty
Care Models to Improve Quality of Care and
Reduce Expenditures published 9/29/2020.
https://www.federalregister.gov/documents/202
0/09/29/2020-20907/medicare-program-
specialty-care-models-to-improve-quality-of-
care-and-reduce-expenditures accessed
online, 7/13/2021.
2U.S Department of Health and Human
Services (HHS). https://public-
inspection.federalregister.gov/2021-23907.pdf
accessed 11/1/2021.
• Achievement points can be earned by
outperforming facilities and managing
clinicians not participating in the model
• Achievement benchmarks will increase
10% over the comparison benchmark
every other benchmark year and
stratified into two groups by the proportion
of beneficiaries who were Dual-Eligible for
Medicare and Medicaid or received the
Low-Income Subsidy
Earning Modality Score Points
Achievement Performance Evaluation1,2
Percentile: <30th ≥30th ≥50th ≥75th ≥90th
Transplant score: 0 0.5 1.0 1.5 2.0
Home Dialysis score: 0 1.0 2.0 3.0 4.0
Total achievement score
by percentile:
0 1.5 3.0 4.5 6.0
FIGURE:
Illustration of modality
achievement scoring.
Of note – the transplant
and home dialysis
scores for a managing
clinician/practice may
not rank within the same
percentile value. Total
achievement score may
vary based on
respective modality
score ranking.
AdvancingDialysis.org
Managing Clinicians
Modality Performance Score and Payment Adjustment1
Adjustment to
Most Medicare
Monthly
Capitated
Payments
Performance Payment Adjustment Period
July-2022 July-2027
MPS 1 and 2 3 and 4 5 and 6 7 and 8 9 and 10
5.5 – 6 +4.0% +5.0% +6.0% +7.0% +8.0%
4 – 5 +2.0% +2.5% +3.0% +3.5% +4.0%
2.5 – 3.5 0.0% 0.0% 0.0% 0.0% 0.0%
1 – 2 –2.5% –3.0% –3.5% –4.0% –4.5%
≤0.5 –5.0% –6.0% –7.0% –8.0% –9.0%
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve
Quality of Care and Reduce Expenditures published 9/29/2020.
https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-models-to-
improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021.
AdvancingDialysis.org
• Remember… earning points through
improvement alone does not produce the
highest MPS score
• Qualifying for the Health Equity Incentive
increases improvement score if there is an
increase of 2.5-percentage points in Dual-
Eligible and Low-Income Subsidy
beneficiaries (Medicaid, Medicare) home
dialysis and/or transplant rates
• Opportunity to qualify every measurement
year
‒ Can make a significant difference in
Performance Payment Adjustment (PPA)
Qualifying for Health Equity Incentive
Improvement Performance Evaluation1
0
1.5
3.0
4.5
1.5
3.0
4.5
6.0
0
1
2
3
4
5
6
<0 – 0% >0 – 5% >5 – 10% >10%
Total Modality
Performance
Improvement
Score
Measurement Year Improvement over Benchmark Year
Improvement Score
Improvement Score + Health
Equity Incentive Score
PPA:
-2.5%
vs -5%
PPA:
0%
vs -2.5%
PPA:
+2%
vs 0%
PPA:
+4%
vs +2%
FIGURE: Illustration of modality improvement scoring.
Of note – the transplant and home dialysis scores for a managing clinician/practice may not rank
within the same percentile value. Total improvement score may vary based on respective modality
score ranking.
1U.S Department of Health and Human Services (HHS). https://public-
inspection.federalregister.gov/2021-23907.pdf accessed 11/1/2021.
AdvancingDialysis.org
• Achievement benchmarks are released 1
month before each measurement year
• Achievement benchmarks will increase
10% every other benchmark year and
stratified into two groups by the proportion
of beneficiaries who were Dual-Eligible for
Medicare and Medicaid or received the
Low-Income Subsidy
Transplant Percentiles for Managing Clinicians1-3
Non-ETC Participant Benchmarks
Transplant Benchmark
Percentile:
<30th ≥30th ≥50th ≥75th ≥90th
Measurement Year 1 14.00% 18.77% 26.91% 36.94%
Measurement Year 2 13.69% 18.83% 26.91% 36.51%
Measurement Year 3
(DE / LIS ≥ 50%)
14.83% 20.00% 30.47% 41.71%
Measurement Year 3
(DE / LIS < 50%)
16.21% 21.17% 29.44% 36.88%
1https://innovation.cms.gov/media/docu
ment/esrd-model-my1-benchmarks/
accessed online, 7/13/2021.
2https://innovation.cms.gov/media/docu
ment/esrd-model-my2-benchmarks
accessed online, 7/13/2021.
3https://innovation.cms.gov/media/docu
ment/esrd-model-my3-benchmarks
accessed online, 11/30/2021
AdvancingDialysis.org
• Achievement benchmarks are released 1
month before each measurement year
• Achievement benchmarks will increase
10% every other benchmark year and
stratified into two groups by the proportion
of beneficiaries who were Dual-Eligible for
Medicare and Medicaid or received the
Low-Income Subsidy
Home Dialysis Percentiles for Managing Clinicians1-3
Non-ETC Participant Benchmarks
1https://innovation.cms.gov/media/docu
ment/esrd-model-my1-benchmarks/
accessed online, 7/13/2021.
2https://innovation.cms.gov/media/docu
ment/esrd-model-my2-benchmarks
accessed online, 7/13/2021.
3https://innovation.cms.gov/media/docu
ment/esrd-model-my3-benchmarks
accessed online, 11/30/2021
Home Dialysis Benchmark
Percentile:
<30th ≥30th ≥50th ≥75th ≥90th
Measurement Year 1 5.44% 10.15% 16.38% 23.68%
Measurement Year 2 6.33% 10.85% 17.20% 24.64%
Measurement Year 3
(DE / LIS ≥ 50%)
4.54% 9.81% 17.15% 25.07%
Measurement Year 3
(DE / LIS < 50%)
9.40% 14.89% 21.39% 29.81%
AdvancingDialysis.org
Kidney Disease Education (KDE) Benefit:
Clarification of who benefits, who can deliver education, and where
Home Rate =
Home dialysis + 50% in-center self-dialysis + 50% in-center nocturnal hemodialysis
Transplant Rate =
Excludes patients who had a vital solid organ cancer diagnosis and were receiving treatment
with chemotherapy or radiation for diagnosis during measurement years or 6 months prior
Achievement benchmarks increase by 10% every other benchmark year and
stratified into two groups based on the proportion of Dual-Eligible and Low-Income
Subsidy beneficiaries
Equitable improvement scores can be earned by achieving the highest
improvement percentage group and increasing Dual-Eligible / Low-Income
Subsidy beneficiary rates by 2.5 percentage points during measurement years
2022 ETC Update Summary1,2
{ }
½( )
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce
Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-
models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021
2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System,
Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program,
and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-
23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
AdvancingDialysis.org
1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care
and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-
program-specialty-care-models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021.
 Living Donor
Transplantation
& Waitlisting
 Home
Peritoneal
Dialysis
 Home
Hemodialysis
 In-center
Self-Care
Dialysis
 In-center
Nocturnal
Dialysis
While preserving or enhancing quality of care
Definitions of Success1
AdvancingDialysis.org
Incorporate home dialysis patient experience measures into ETC model
scoring aimed to incentivize improved quality of care
Include deceased donor transplants vs transplant waitlist
•ETC Learning Collaborative to engage transplant centers, Organ Procurement Organizations, large
donor hospitals, patients/family to learn strategies to increase transplantation and spread best practices
Expand ETC Model
•May undertake future rulemaking to expand the duration and scope if they can do so with sufficient
participant notice (90-days)
Broaden who can furnish KDE Benefit
•CMS may allow non-practice ETC clinicians, not employed by a dialysis provider, to furnish KDE with a
referral (ex. Primary Care clinicians)
Include additional criteria to identify poorer socioeconomic status
•Incentive clinicians to record poor socioeconomic status in patients beyond Dual-Eligible and Low-
Income Subsidy (LIS) status (ex. use of z-codes)
1U.S. Department of Health and Human Services (HHS). Medicare Program: End Stage Renal Disease (ESRD) Prospective Payment
System (PPS) Calendar Year (CY) 2022 Proposed Rule (CMS-1749-P) https://edit.cms.gov/newsroom/fact-sheets/end-stage-renal-disease-
esrd-prospective-payment-system-pps-calendar-year-cy-2022-proposed-rule-cms accessed online, 7/13/2021. 2CY 2022 Changes to the
End-Stage Renal Disease (ESRD) Prospective Payment System and Quality Incentive Program CMS-1749-P
https://www.federalregister.gov/documents/2021/07/09/2021-14250/medicare-program-end-stage-renal-disease-prospective-payment-
system-payment-for-renal-dialysis accessed online, 7/13/2021.
Future ETC Rulemaking1,2
What Does the Future Hold?
AdvancingDialysis.org
1. U.S. Renal Data System, USRDS 2015 Annual Data Report: Table 6.3.
2. USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file.
3. Bonenkamp AA et al. Health-Related Quality of Life in Home Dialysis Patients Compared to In-Center Hemodialysis Patients: A Systematic Review and Meta-analysis.
Kidney Med. Published online 2,2020.
4. Mehrotra R, Chiu YW, Kalantar-Zadeh K, Bargman J, Vonesh E. Similar outcomes with hemodialysis and peritoneal dialysis in patients with end-stage renal disease. Arch
Intern Med. 2011;171(2):110-118.
5. Purnell TS, Auguste P, Crews DC, et al. Comparison of Life Participation Activities Among Adults Treated by Hemodialysis, Peritoneal Dialysis, and Kidney
Transplantation: A Systematic Review. Am J Kidney Dis. 2013;62(5):953-973.
6. https://www.renalandurologynews.com/home/news/nephrology/hemodialysis/covid-19-crisis-could-speed-adoption-of-home-dialysis/ accessed online, 7/13/2021.
7. François K, Bargman J. “Evaluating the Benefits of Home-Based Peritoneal Dialysis.” International Journal of Nephrology and Renovascular Disease, 7 (2014): 447.
8. Sinnakirouchenan R, Holley JL. Peritoneal Dialysis Versus Hemodialysis: Risks, Benefits, and Access Issues. Advances in Chronic Kidney Disease, Vol 18, No 6
(November), 2011: pp 428-432.
9. Rigoni M, Torri E, Nollo G, et al. Survival and time-to-transplantation of peritoneal dialysis versus hemodialysis for end-stage renal disease patients: competing-risks
regression model in a single Italian center experience. J Nephrol. 2017;30(3):441-447. doi:10.1007/s40620-016-0366-6.
References
Comparing
Peritoneal Dialysis to Conventional HD
References for presentation slide: 8
AdvancingDialysis.org
1. U.S. Renal Data System, USRDS 2015 Annual Data Report: Table 6.3.
2. USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file.
3. Bonenkamp AA et al. Health-Related Quality of Life in Home Dialysis Patients Compared to In-Center Hemodialysis Patients: A Systematic Review and Meta-analysis. Kidney
Med. Published online 2,2020.
4. Rydell, H., Ivarsson, K., Almquist, M., Clyne, N., & Segelmark, M. (2019). Fewer hospitalizations and prolonged technique survival with home hemodialysis- a matched cohort
study from the Swedish Renal Registry. BMC Nephrology, 20(1), 1–8.
5. Walker RC, Howard K, Morton RL. Home hemodialysis: a comprehensive review of patient-centered and economic considerations. Clinicoecon Outcomes Res. 2017;9:149-
161.
6. Heidenheim PA, Muirhead N, Moist L, Lindsay RM. Patient quality of life on quotidian hemodialysis. Am J Kidney Dis. 2003;42(S1)(S1):S36-S41.
7. https://www.renalandurologynews.com/home/news/nephrology/hemodialysis/covid-19-crisis-could-speed-adoption-of-home-dialysis/ accessed online, 7/13/2021.
8. Bakris, G.L., Burkart, J.M., Weinhandl, E.D., McCullough, P.A., and Kraus, M.A. Intensive hemodialysis, blood pressure, and antihypertensive medication use. Am J Kidney Dis.
2016; 68: S15–S23.Morfin, J.A., Fluck, R.J., Weinhandl, E.D., Kansal, S., McCullough, P.A., and Komenda, P. Intensive hemodialysis and treatment complications and
tolerability. Am J Kidney Dis. 2016; 68: S43–S50.
9. Morfin, J.A., Fluck, R.J., Weinhandl, E.D., Kansal, S., McCullough, P.A., and Komenda, P. Intensive hemodialysis and treatment complications and tolerability. Am J Kidney
Dis. 2016; 68: S43–S50.
10. Foley RN, Gilbertson DT, Murray T, Collins AJ. Long Interdialytic Interval and Mortality among Patients Receiving Hemodialysis. N Engl J Med 2011;365:1099-107.
11. McCullough, P.A., Chan, C.T., Weinhandl, E.D., Burkart, J.M., and Bakris, G.L. Intensive hemodialysis, left ventricular hypertrophy, and cardiovascular disease. Am J Kidney
Dis. 2016; 68: S5–S14.
12. Weinhandl ED, Liu J, Gilbertson DT, Arneson TJ, Collins AJ. Survival in daily home hemodialysis and matched thrice-weekly in-center hemodialysis patients. JASN.
2012;23(5):895-904.
13. Kraus, M.A., Kansal, S., Copland, M. et al, Intensive hemodialysis and potential risks with increasing treatment. Am J Kidney Dis. 2016;68:S51–S58.
References
Comparing
5+ HHD Treatments/Week to Conventional HD
References for presentation slide: 9
AdvancingDialysis.org
Risk and Responsibility
All forms of dialysis, including treatments performed in-center and at home, involve some
risks. When vascular access is exposed to more frequent use, infection of the site, and other
access related complications may also be potential risks. In addition, there are certain risks
unique to treatment in the home environment. Patients differ and not everyone will
experience the reported benefits of more frequent hemodialysis.
Certain risks associated with hemodialysis treatment are increased when performing solo
home hemodialysis because no one is present to help the patient respond to health
emergencies.
Certain risks associated with hemodialysis treatment are increased when performing
nocturnal therapy due to the length of treatment time and because therapy is performed
while the patient and care partner are sleeping.
AdvancingDialysis.org
About AdvancingDialysis.org
AdvancingDialysis.org is dedicated to providing clinicians and patients with better access to
and more awareness of the reported clinical benefits and improved quality of life made
possible with home dialysis, including solo and nocturnal therapy schedules.
For more information, visit AdvancingDialysis.org
AdvancingDialysis.org is a project of NxStage Medical, Inc.
AdvancingDialysis.org
www.AdvancingDialysis.org
© 2022 NxStage Medical, Inc.

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AdvancingDialysis.org CMS ESRD Treatment Choices (ETC) Mandatory Payment Model

  • 1. AdvancingDialysis.org ESRD Treatment Choices Mandatory Payment Model Centers for Medicare & Medicaid Services Specialty Care Model and Strategies for Success
  • 2. AdvancingDialysis.org Background • Favorable policy changes for kidney patients1-4 • Acheiving home dialysis growth has been challenging in some areas due to COVID-19, which presents a safety risk to patients and healthcare professionals delivering care Home and Self-Dialysis Training Add-on Payment Adjustment Home and self-dialysis training add-on payment adjustment increased from $50.16 to $95.60.1 2017 Advancing American Kidney Health Executive Order On July 10, 2019, the administration unveiled a series of initiatives that fundamentally change how Medicare approaches patients with renal disease.3 2019 ESRD Treatment Choices (ETC) Mandatory Model Encourage greater use of home dialysis and kidney transplantation to reduce Medicare expenditures and preserve or enhance the care of ESKD beneficiaries.4 2020 Bipartisan Budget Act of 2018 Allows monthly home dialysis visits via telehealth. Requires face-to-face visits for the first three months of and at least quarterly thereafter.2 2018 12016 CMS ESRD PPS Final Rule https://www.cms.gov/newsroom/fact-sheets/cms-updates- policies-and-payment-rates-end-stage-renal-disease- prospective-payment-system-cms-1651-f 2Bipartisan Budget Act. Public Law 115-123 -- February 9, 2018. 3U.S. Department of Health and Human Services (HHS). Specialty Care Models To Improve Quality of Care and Reduce Expenditures; A Proposed Rule by the Centers for Medicare & Medicaid Services published 7/18/2019. 4Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures; final issued 9/18/2020.
  • 3. AdvancingDialysis.org 2025 Dialysis Outlook1-3 1. McCullough KP et al. McCullough KP, Morgenstern H, Saran R, Herman WH, Robinson BM. Projecting ESRD Incidence and Prevalence in the United States through 2030. J Am Soc Nephrol. 2019;30(1):127–135. 2. Census Bureau 2017 National Population Projections Dataset-1. 3. USRDS 2019 Reference Table D6: Counts of point prevalent ESRD patients, by mode of therapy: all dialysis, December 31 point prevalent patients, by age, sex, race, ethnicity, & primary diagnosis. 650,000 patients More nephrologists More centers More staff
  • 4. AdvancingDialysis.org Patient survival with a transplant is superior to survival on dialysis2 — But survival on dialysis lags survival rates in many common cancers2,3 1SEER Cancer Statistics Review, 1975-2016, National Cancer Institute. Bethesda, MD, https://seer.cancer.gov/csr/1975_2016/, based on November 2018 SEER data submission, posted to the SEER web site, April 2019. 2USRDS 2015 Annual Data Report: Data Source: Reference Table 6.3. Adjusted survival (%) by (a) treatment modality and incident cohort year (year of ESRD onset), and (b) age, sex, race, and primary cause of ESRD, for ESRD patients in the 2008 incident cohort (initiating ESRD treatment in 2008). 3USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file. 22% 40% 50% 58% 63% 63% 66% 66% 73% 90% 92% 93% 98% Respitory cancer1 Hemodialysis2 Peritoneal dialysis2 More frequent hemodialysis3 Leukemia1 Colon cancer1 Cervical cancer1 Bone cancer1 Diseased donor kidney transpant2 Breast cancer1 Skin cancer1 Living donor kidney tranplant2 Prostate cancer1 REPORTED 5-YEAR SURVIVAL Prostate cancer1 LIVING DONOR KIDNEY TRANSPLANT2 Skin cancer1 Breast cancer1 DECEASED DONOR KIDNEY TRANSPLANT2 Bone cancer1 Cervical cancer1 Colon cancer1 Leukemia1 MORE FREQUENT HEMODIALYSIS3 PERITONEAL DIALYSIS2 HEMODIALYSIS2 Respiratory cancer1 Dialysis Patient Survival Worse Than Many Common Forms of Cancer
  • 5. AdvancingDialysis.org $36.6 BILLION ESKD- RELATED SPEND IN 2018 1United States Renal Data System. 2020 USRDS annual data report: Epidemiology of kidney disease in the United States. National Institutes of Health, National Institute of Diabetes and Digestive and Kidney Diseases, Bethesda, MD, 2020. <2% ESKD BENEFICIARIES MAKE UP OF TOTAL MEDICARE POPULATION 7% ESKD Medicare Spending for ESKD Medicare Beneficiaries1
  • 6. AdvancingDialysis.org Slow the progression to reduce the risk of kidney failure Reduce the number of Americans progressing to ESKD 25% by 2030 Transform nephrology practice to provide patients with more treatment options Increase the number of patients with a transplant or using home dialysis to 80% by 2025* Reduce diseased kidney organ discardment to increase access to transplantation Double the number of available kidneys for transplant by 2030 1Rosenberg ME, Ibrahim T. Winning the War on Kidney Disease, Perspective from the American Society of Nephrology. CJASN 14: 1792-1794, 2019. *USRDS historically reports that 30% of ESRD patients have a functioning graft. Facilities and managing clinicians will need 50% of patients using home dialysis in order to achieve a goal of 80% by 2025. Objectives and targets: US Administration’s Response Advancing American Kidney Health Executive Order1
  • 7. AdvancingDialysis.org Potential Benefits of More Frequent Home Therapies Peritoneal Dialysis and 5+ HHD Treatments/Week Ability to Work or Attend School6,7 Schedule Flexibility Greater Quality of Life3 Increased Control8,9 Improved 5-yr Survival1,2 Reduce Potential Exposure & Self-Isolate10 1. U.S. Renal Data System, USRDS 2015 Annual Data Report: Table 6.3. 2. USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file. 3. Bonenkamp AA et al. Health-Related Quality of Life in Home Dialysis Patients Compared to In-Center Hemodialysis Patients: A Systematic Review and Meta-analysis. Kidney Med. Published online 2,2020. 4. Rydell, H., Ivarsson, K., Almquist, M., Clyne, N., & Segelmark, M. (2019). Fewer hospitalizations and prolonged technique survival with home hemodialysis- a matched cohort study from the Swedish Renal Registry. BMC Nephrology, 20(1), 1–8. 5. Mehrotra R, Chiu YW, Kalantar-Zadeh K, Bargman J, Vonesh E. Similar outcomes with hemodialysis and peritoneal dialysis in patients with end-stage renal disease. Arch Intern Med. 2011;171(2):110-118. 6. Purnell TS, Auguste P, Crews DC, et al. Comparison of Life Participation Activities Among Adults Treated by Hemodialysis, Peritoneal Dialysis, and Kidney Transplantation: A Systematic Review. Am J Kidney Dis. 2013;62(5):953-973. 7. Walker RC, Howard K, Morton RL. Home hemodialysis: a comprehensive review of patient- centered and economic considerations. Clinicoecon Outcomes Res. 2017;9:149-161. 8. Heidenheim PA, Muirhead N, Moist L, Lindsay RM. Patient quality of life on quotidian hemodialysis. Am J Kidney Dis. 2003;42(S1)(S1):S36-S41. 9. Manera KE, Johnson DW, Craig JC, et al. Patient and caregiver priorities for outcomes in peritoneal dialysis multinational nominal group technique study. Clin J Am Soc Nephrol. 2019;14:74-83. 10.https://www.renalandurologynews.com/home/news/nephrology/hemodialysis/covid-19-crisis-could-speed-adoption-of-home-dialysis/ accessed online, 7/13/2021. More Likely to Receive a Transplant4,5 Portability for Travel
  • 8. AdvancingDialysis.org Greater quality of life and schedule flexibility1-6 Better preservation of residual renal function7,8 Shorter time to transplantation9 Less delayed graft function post transplant8 No vascular access needed7 Risk of infection/peritonitis8 Weight gain8 Technique survival8 Comparing Peritoneal Dialysis to Conventional HD Patients should consult with their physician to determine the medical necessity of more frequent dialysis. Benefits Risks ♦ Please see citations for scientific publications listed on slide 32
  • 9. AdvancingDialysis.org Comparing 5+ HHD Treatments/Week to Conventional HD Greater quality of life and schedule flexibility1-7 Improved fluid management8,9 Avoids the two-day treatment gap10 Better blood pressure control with fewer medications8 Reduced cardiovascular​ injury, hospitalization, and mortality11 Improved post-dialysis recovery time9 Increased likelihood to be on the kidney transplant list12 Vascular access complications13 Technique survival13 Infection risk13 Burden of therapy13 Benefits Risks Patients should consult with their physician to determine the medical necessity of more frequent dialysis. ♦ Please see citations for scientific publications listed on slide 33
  • 10. AdvancingDialysis.org CMS Mandatory Model ESRD Treatment Choices (ETC)1 Intended quality measures • Improving or maintaining quality of care while reducing cost ‒ Expanding access to renal replacement therapies other than in-center hemodialysis ‒ Encouraging greater use of home dialysis and kidney transplants • Began January 1, 2021 ‒ Significant changes effective January 1, 20222 (and future changes possible through additional rulemaking) • Ends June 30, 2027 Participant attribution • Facilities and Clinicians: ‒ Selected based on their location in a randomized selection of a subset of geographic areas ‒ Based on the zip code of the facility/practice address listed in the National Plan & Provider Enumeration System (NPPES) • Independent of participation in voluntary Kidney Care Choices models 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program- specialty-care-models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021. 2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-23907/medicare-program-end- stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
  • 11. AdvancingDialysis.org – 30% (95) of Hospital Referral Regions (HRRs) selected – Certain HHRs were excluded on account of serving low volumes of adult ESRD beneficiaries 1HRRs represent regional health care markets for tertiary medical care defined by determining (where patients were referred for major cardiovascular surgical procedures and for neurosurgery by the Dartmouth Institute for Health Policy and Clinical Practice. https://www.dartmouthatlas.org/interactive- apps/medicare-reimbursements/#hrr accessed online, 7/13/2021. 2U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/ 29/2020-20907/medicare-program-specialty-care- models-to-improve-quality-of-care-and-reduce- expenditures accessed online, 7/13/2021. ETC Hospital Referral Regions1,2
  • 12. AdvancingDialysis.org 4% 5% 6% 7% 8% -5% -6% -7% -8% -9% 3% 2% 1% -10% -8% -6% -4% -2% 0% 2% 4% 6% 8% 2021 2022 2023 2024 2025 2026 Performance Payment Adjustment (PPA) All Dialysis Claims (Upside) Performance Payment Adjustment (PPA) All Dialysis Claims (Downside) Home Dialysis Payment Adjustment (HDPA) All Home Dialysis Claims Home Dialysis payment adjustments began 1/1/2021 Payment performance adjustments on most dialysis claims will begin 7/1/2022 Performance Payment Adjustment (PPA) Home & In-Center Claims (Upside) Performance Payment Adjustment (PPA) Home & In-Center Claims (Downside) Home Dialysis Payment Adjustment (HDPA) Home Dialysis Claims 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare- program-specialty-care-models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021. Managing Clinicians Home Dialysis and Payment Performance Adjustment1
  • 13. AdvancingDialysis.org Kidney Disease Education (KDE) Benefit: Clarification of who benefits, who can deliver education, and where Home Rate = Home dialysis + 50% in-center self-dialysis + 50% in-center nocturnal hemodialysis Transplant Rate Excludes patients who had a vital solid organ cancer diagnosis and were receiving treatment with chemotherapy or radiation for diagnosis during measurement years or 6 months prior ETC Achievement benchmarks will increase by 10% every two measurement years Comparable improvement scores can be earned by increasing dual-eligible home & transplant rates by 2.5 percentage during measurement years 2022 ETC Updates1,2 { } ½( ) 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care- models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021 2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021- 23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
  • 14. AdvancingDialysis.org Kidney Disease Education Medicare Reimbursement ETC Participant1 • Reimbursable KDE services when provided by a “clinical staff” and “qualified staff”: ‒ Physician ‒ Physician Assistant ‒ Nurse Practitioner ‒ Clinical Nurse Specialist ‒ Group Practice qualified staff under the direction of the Managing Clinician • Registered Dietitian • Licensed Clinical Social Worker • ETC Telehealth Waiver applies when the COVID- 19 PHE expires Non-ETC Participant2 • Reimbursable KDE services when provided by a “qualified person”: ‒ Physician ‒ Physician Assistant ‒ Nurse Practitioner ‒ Clinical Nurse Specialist • Originating site restrictions will be reenacted when the COVID-PHE expires 1U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021- 23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021. 2Medicare Benefit Policy Manual. Chapter 15 – Covered Medical and Other Health. Services. Table of Contents. (Rev. 10880, 08-06-21). https://www.hhs.gov/guidance/sites/default/files/hhs-guidance-documents/bp102c15_0_0.pdf accessed online, 11/11/2021.
  • 15. AdvancingDialysis.org Kidney Disease Education Medicare Beneficiaries ETC Participant1 • Stage IV • Stage V • ESKD patients in the first 6 months on dialysis Non-ETC Participant2 • Stage IV 1U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021- 23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021. 2Medicare Benefit Policy Manual. Chapter 15 – Covered Medical and Other Health. Services. Table of Contents. (Rev. 10880, 08-06-21). https://www.hhs.gov/guidance/sites/default/files/hhs-guidance-documents/bp102c15_0_0.pdf accessed online, 11/11/2021.
  • 16. AdvancingDialysis.org Kidney Disease Education Medicare Content Requirement ETC Participant1 • Stage IV recipients ‒ Required to include management of comorbidities, including delaying the need for dialysis • Stage V or ESKD recipients ‒ Management of comorbidities, including delaying the need for dialysis, required only if relevant • CKD knowledge outcomes assessment performed within 1 month of final KDE session Non-ETC Participant2 • Stage IV recipients ‒ Required to include management of comorbidities, including delaying the need for dialysis • CKD knowledge outcomes assessment performed during KDE session 1U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-23907/medicare- program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021. 2Medicare Benefit Policy Manual. Chapter 15 – Covered Medical and Other Health. Services. Table of Contents. (Rev. 10880, 08-06-21). https://www.hhs.gov/guidance/sites/default/files/hhs-guidance-documents/bp102c15_0_0.pdf accessed online, 11/11/2021.
  • 17. AdvancingDialysis.org Kidney Disease Education (KDE) Benefit: Clarification of who benefits, who can deliver benefit, and where Home Rate = Home dialysis + 50% in-center self-dialysis + 50% in-center nocturnal hemodialysis Transplant Rate = Excludes patients who had a vital solid organ cancer diagnosis and were receiving treatment with chemotherapy or radiation for diagnosis during measurement years or 6 months prior ETC Achievement benchmarks will increase by 10% every two measurement years Comparable improvement scores can be earned by increasing dual-eligible home & transplant rates by 2.5 percentage during measurement years 2022 ETC Updates1,2 { } ½( ) 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care- models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021 2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021- 23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
  • 18. AdvancingDialysis.org • Modality Performance Score (MPS) measured on a 6-point scale: ‒ Home dialysis rate + ½ in-center self-dialysis + ½ in-center nocturnal hemodialysis (0 to 4 pts) ‒ Living donor transplant rate + patients waitlisted (0 to 2 pts) • MPS intended to drive Performance Payment Adjustment (upward or downward) ‒ ESKD PPS base rate for Facilities ‒ MCP payment for Clinicians Home Dialysis 67% Transplant 33% MODALITY PERFORMANCE SCORE WEIGHTING ETC Modality Performance Score1,2 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care- models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021 2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021- 23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
  • 19. AdvancingDialysis.org • Excluded from the home and transplant modality performance rate calculation: ‒ Residing in a skilled nursing facility or nursing home ‒ Medicare Advantage participants ‒ Diagnosed dementia ‒ Receiving hospice care ‒ Age < 18 ‒ Residence outside the US ‒ Not enrolled in Medicare Part B ‒ Receiving dialysis for acute kidney injury • Excluded from only the transplant modality performance rate calculation: ‒ Age ≥ 75 ‒ Receiving chemotherapy or radiation with vital solid organ cancer diagnosis Modality Performance Rate Calculation Factors Excluded Medicare Beneficiaries1,2 Modality performance rates are calculated using accumulated patient-months 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care- models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021 2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-23907/medicare- program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
  • 20. AdvancingDialysis.org Managing clinicians • Performance assessed at the NPI level • Aggregated at practice level (TIN or NPI [if solo practitioner]) within an HRR Dialysis facilities • Performance assessed at facility level • Aggregated to all facilities, owned in whole or in part, by the same company within a Hospital Referral Region (HRR) 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare- program-specialty-care-models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021. ETC Participant Aggregation1
  • 21. AdvancingDialysis.org Kidney Disease Education (KDE) Benefit: Clarification of who benefits, who can deliver education, and where Home Rate = Home dialysis + 50% in-center self-dialysis + 50% in-center nocturnal hemodialysis Transplant Rate = Excludes patients who had a vital solid organ cancer diagnosis and were receiving treatment with chemotherapy or radiation for diagnosis during measurement years or 6 months prior Achievement benchmarks increase by 10% every other benchmark year and stratified into two groups based on the proportion of Dual-Eligible and Low- Income Subsidy beneficiaries Equitable improvement scores can be earned by achieving the highest improvement percentage group and increasing Dual-Eligible / Low-Income Subsidy beneficiary rates by 2.5 percentage points during measurement years 2022 ETC Updates1,2 { } ½( ) 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care- models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021 2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021- 23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
  • 22. AdvancingDialysis.org Modality Performance Score Variables1,2 Achievement • ETC participants outperform non- ETC past performance • Percentiles are evaluated and assessed by achievement compared to the non-ETC participant percentile scale • Achievement benchmarks will increase 10% every other benchmark year and stratified into two groups by the proportion of Dual-Eligible and Low-Income Subsidy beneficiaries Improvement • ETC participants outperform their own past performance • Earning points through improvement alone does not produce the highest score • Qualifying for the Health Equity Incentive increases improvement scores if home dialysis and/or transplant rates, for Dual-Eligible and Low- Income Subsidy beneficiaries, increase by 2.5-percentage points during a measurement year 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-models- to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021 2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021-23907/medicare-program- end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
  • 23. AdvancingDialysis.org Jul - Dec 2019 2020 2021 2022 2023 2024 2025 2026 2027 Benchmark Year 1 Measurement Year 1 PPA 1 Benchmark Year 2 Measurement Year 2 PPA 2 Benchmark Year 3 + 10% Measurement Year 3 PPA 3 Benchmark Year 4 + 10% Measurement Year 4 PPA 4 Benchmark Year 5 + 20% Measurement Year 5 PPA 5 Benchmark Year 6 + 20% Measurement Year 6 PPA 6 Benchmark Year 7 + 30% Measurement Year 7 PPA 7 Benchmark Year 8 + 30% Measurement Year 8 PPA 8 Benchmark Year 9 + 40% Measurement Year 9 PPA 9 Benchmark Year 10 + 40% Measurement Year 10 PPA 10 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/ 09/29/2020-20907/medicare-program-specialty- care-models-to-improve-quality-of-care-and- reduce-expenditures accessed online, 7/13/2021. 2U.S Department of Health and Human Services (HHS). https://public- inspection.federalregister.gov/2021-23907.pdf accessed 11/1/2021. Benchmark, Measurement, and Performance Payment Adjustment (PPA) Periods1,2
  • 24. AdvancingDialysis.org 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/202 0/09/29/2020-20907/medicare-program- specialty-care-models-to-improve-quality-of- care-and-reduce-expenditures accessed online, 7/13/2021. 2U.S Department of Health and Human Services (HHS). https://public- inspection.federalregister.gov/2021-23907.pdf accessed 11/1/2021. • Achievement points can be earned by outperforming facilities and managing clinicians not participating in the model • Achievement benchmarks will increase 10% over the comparison benchmark every other benchmark year and stratified into two groups by the proportion of beneficiaries who were Dual-Eligible for Medicare and Medicaid or received the Low-Income Subsidy Earning Modality Score Points Achievement Performance Evaluation1,2 Percentile: <30th ≥30th ≥50th ≥75th ≥90th Transplant score: 0 0.5 1.0 1.5 2.0 Home Dialysis score: 0 1.0 2.0 3.0 4.0 Total achievement score by percentile: 0 1.5 3.0 4.5 6.0 FIGURE: Illustration of modality achievement scoring. Of note – the transplant and home dialysis scores for a managing clinician/practice may not rank within the same percentile value. Total achievement score may vary based on respective modality score ranking.
  • 25. AdvancingDialysis.org Managing Clinicians Modality Performance Score and Payment Adjustment1 Adjustment to Most Medicare Monthly Capitated Payments Performance Payment Adjustment Period July-2022 July-2027 MPS 1 and 2 3 and 4 5 and 6 7 and 8 9 and 10 5.5 – 6 +4.0% +5.0% +6.0% +7.0% +8.0% 4 – 5 +2.0% +2.5% +3.0% +3.5% +4.0% 2.5 – 3.5 0.0% 0.0% 0.0% 0.0% 0.0% 1 – 2 –2.5% –3.0% –3.5% –4.0% –4.5% ≤0.5 –5.0% –6.0% –7.0% –8.0% –9.0% 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care-models-to- improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021.
  • 26. AdvancingDialysis.org • Remember… earning points through improvement alone does not produce the highest MPS score • Qualifying for the Health Equity Incentive increases improvement score if there is an increase of 2.5-percentage points in Dual- Eligible and Low-Income Subsidy beneficiaries (Medicaid, Medicare) home dialysis and/or transplant rates • Opportunity to qualify every measurement year ‒ Can make a significant difference in Performance Payment Adjustment (PPA) Qualifying for Health Equity Incentive Improvement Performance Evaluation1 0 1.5 3.0 4.5 1.5 3.0 4.5 6.0 0 1 2 3 4 5 6 <0 – 0% >0 – 5% >5 – 10% >10% Total Modality Performance Improvement Score Measurement Year Improvement over Benchmark Year Improvement Score Improvement Score + Health Equity Incentive Score PPA: -2.5% vs -5% PPA: 0% vs -2.5% PPA: +2% vs 0% PPA: +4% vs +2% FIGURE: Illustration of modality improvement scoring. Of note – the transplant and home dialysis scores for a managing clinician/practice may not rank within the same percentile value. Total improvement score may vary based on respective modality score ranking. 1U.S Department of Health and Human Services (HHS). https://public- inspection.federalregister.gov/2021-23907.pdf accessed 11/1/2021.
  • 27. AdvancingDialysis.org • Achievement benchmarks are released 1 month before each measurement year • Achievement benchmarks will increase 10% every other benchmark year and stratified into two groups by the proportion of beneficiaries who were Dual-Eligible for Medicare and Medicaid or received the Low-Income Subsidy Transplant Percentiles for Managing Clinicians1-3 Non-ETC Participant Benchmarks Transplant Benchmark Percentile: <30th ≥30th ≥50th ≥75th ≥90th Measurement Year 1 14.00% 18.77% 26.91% 36.94% Measurement Year 2 13.69% 18.83% 26.91% 36.51% Measurement Year 3 (DE / LIS ≥ 50%) 14.83% 20.00% 30.47% 41.71% Measurement Year 3 (DE / LIS < 50%) 16.21% 21.17% 29.44% 36.88% 1https://innovation.cms.gov/media/docu ment/esrd-model-my1-benchmarks/ accessed online, 7/13/2021. 2https://innovation.cms.gov/media/docu ment/esrd-model-my2-benchmarks accessed online, 7/13/2021. 3https://innovation.cms.gov/media/docu ment/esrd-model-my3-benchmarks accessed online, 11/30/2021
  • 28. AdvancingDialysis.org • Achievement benchmarks are released 1 month before each measurement year • Achievement benchmarks will increase 10% every other benchmark year and stratified into two groups by the proportion of beneficiaries who were Dual-Eligible for Medicare and Medicaid or received the Low-Income Subsidy Home Dialysis Percentiles for Managing Clinicians1-3 Non-ETC Participant Benchmarks 1https://innovation.cms.gov/media/docu ment/esrd-model-my1-benchmarks/ accessed online, 7/13/2021. 2https://innovation.cms.gov/media/docu ment/esrd-model-my2-benchmarks accessed online, 7/13/2021. 3https://innovation.cms.gov/media/docu ment/esrd-model-my3-benchmarks accessed online, 11/30/2021 Home Dialysis Benchmark Percentile: <30th ≥30th ≥50th ≥75th ≥90th Measurement Year 1 5.44% 10.15% 16.38% 23.68% Measurement Year 2 6.33% 10.85% 17.20% 24.64% Measurement Year 3 (DE / LIS ≥ 50%) 4.54% 9.81% 17.15% 25.07% Measurement Year 3 (DE / LIS < 50%) 9.40% 14.89% 21.39% 29.81%
  • 29. AdvancingDialysis.org Kidney Disease Education (KDE) Benefit: Clarification of who benefits, who can deliver education, and where Home Rate = Home dialysis + 50% in-center self-dialysis + 50% in-center nocturnal hemodialysis Transplant Rate = Excludes patients who had a vital solid organ cancer diagnosis and were receiving treatment with chemotherapy or radiation for diagnosis during measurement years or 6 months prior Achievement benchmarks increase by 10% every other benchmark year and stratified into two groups based on the proportion of Dual-Eligible and Low-Income Subsidy beneficiaries Equitable improvement scores can be earned by achieving the highest improvement percentage group and increasing Dual-Eligible / Low-Income Subsidy beneficiary rates by 2.5 percentage points during measurement years 2022 ETC Update Summary1,2 { } ½( ) 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare-program-specialty-care- models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021 2U.S. Department of Health and Human Services (HHS). Medicare Program; End-Stage Renal Disease Prospective Payment System, Payment for Renal Dialysis Services Furnished to Individuals with Acute Kidney Injury, End-Stage Renal Disease Quality Incentive Program, and End Stage Renal Disease Treatment Choices Model published 10/29/2021. https://www.federalregister.gov/public-inspection/2021- 23907/medicare-program-end-stage-renal-disease-prospective-payment-system-payment-for-renal-dialysis accessed online, 11/2/2021
  • 30. AdvancingDialysis.org 1U.S. Department of Health and Human Services (HHS). Medicare Program: Specialty Care Models to Improve Quality of Care and Reduce Expenditures published 9/29/2020. https://www.federalregister.gov/documents/2020/09/29/2020-20907/medicare- program-specialty-care-models-to-improve-quality-of-care-and-reduce-expenditures accessed online, 7/13/2021.  Living Donor Transplantation & Waitlisting  Home Peritoneal Dialysis  Home Hemodialysis  In-center Self-Care Dialysis  In-center Nocturnal Dialysis While preserving or enhancing quality of care Definitions of Success1
  • 31. AdvancingDialysis.org Incorporate home dialysis patient experience measures into ETC model scoring aimed to incentivize improved quality of care Include deceased donor transplants vs transplant waitlist •ETC Learning Collaborative to engage transplant centers, Organ Procurement Organizations, large donor hospitals, patients/family to learn strategies to increase transplantation and spread best practices Expand ETC Model •May undertake future rulemaking to expand the duration and scope if they can do so with sufficient participant notice (90-days) Broaden who can furnish KDE Benefit •CMS may allow non-practice ETC clinicians, not employed by a dialysis provider, to furnish KDE with a referral (ex. Primary Care clinicians) Include additional criteria to identify poorer socioeconomic status •Incentive clinicians to record poor socioeconomic status in patients beyond Dual-Eligible and Low- Income Subsidy (LIS) status (ex. use of z-codes) 1U.S. Department of Health and Human Services (HHS). Medicare Program: End Stage Renal Disease (ESRD) Prospective Payment System (PPS) Calendar Year (CY) 2022 Proposed Rule (CMS-1749-P) https://edit.cms.gov/newsroom/fact-sheets/end-stage-renal-disease- esrd-prospective-payment-system-pps-calendar-year-cy-2022-proposed-rule-cms accessed online, 7/13/2021. 2CY 2022 Changes to the End-Stage Renal Disease (ESRD) Prospective Payment System and Quality Incentive Program CMS-1749-P https://www.federalregister.gov/documents/2021/07/09/2021-14250/medicare-program-end-stage-renal-disease-prospective-payment- system-payment-for-renal-dialysis accessed online, 7/13/2021. Future ETC Rulemaking1,2 What Does the Future Hold?
  • 32. AdvancingDialysis.org 1. U.S. Renal Data System, USRDS 2015 Annual Data Report: Table 6.3. 2. USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file. 3. Bonenkamp AA et al. Health-Related Quality of Life in Home Dialysis Patients Compared to In-Center Hemodialysis Patients: A Systematic Review and Meta-analysis. Kidney Med. Published online 2,2020. 4. Mehrotra R, Chiu YW, Kalantar-Zadeh K, Bargman J, Vonesh E. Similar outcomes with hemodialysis and peritoneal dialysis in patients with end-stage renal disease. Arch Intern Med. 2011;171(2):110-118. 5. Purnell TS, Auguste P, Crews DC, et al. Comparison of Life Participation Activities Among Adults Treated by Hemodialysis, Peritoneal Dialysis, and Kidney Transplantation: A Systematic Review. Am J Kidney Dis. 2013;62(5):953-973. 6. https://www.renalandurologynews.com/home/news/nephrology/hemodialysis/covid-19-crisis-could-speed-adoption-of-home-dialysis/ accessed online, 7/13/2021. 7. François K, Bargman J. “Evaluating the Benefits of Home-Based Peritoneal Dialysis.” International Journal of Nephrology and Renovascular Disease, 7 (2014): 447. 8. Sinnakirouchenan R, Holley JL. Peritoneal Dialysis Versus Hemodialysis: Risks, Benefits, and Access Issues. Advances in Chronic Kidney Disease, Vol 18, No 6 (November), 2011: pp 428-432. 9. Rigoni M, Torri E, Nollo G, et al. Survival and time-to-transplantation of peritoneal dialysis versus hemodialysis for end-stage renal disease patients: competing-risks regression model in a single Italian center experience. J Nephrol. 2017;30(3):441-447. doi:10.1007/s40620-016-0366-6. References Comparing Peritoneal Dialysis to Conventional HD References for presentation slide: 8
  • 33. AdvancingDialysis.org 1. U.S. Renal Data System, USRDS 2015 Annual Data Report: Table 6.3. 2. USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file. 3. Bonenkamp AA et al. Health-Related Quality of Life in Home Dialysis Patients Compared to In-Center Hemodialysis Patients: A Systematic Review and Meta-analysis. Kidney Med. Published online 2,2020. 4. Rydell, H., Ivarsson, K., Almquist, M., Clyne, N., & Segelmark, M. (2019). Fewer hospitalizations and prolonged technique survival with home hemodialysis- a matched cohort study from the Swedish Renal Registry. BMC Nephrology, 20(1), 1–8. 5. Walker RC, Howard K, Morton RL. Home hemodialysis: a comprehensive review of patient-centered and economic considerations. Clinicoecon Outcomes Res. 2017;9:149- 161. 6. Heidenheim PA, Muirhead N, Moist L, Lindsay RM. Patient quality of life on quotidian hemodialysis. Am J Kidney Dis. 2003;42(S1)(S1):S36-S41. 7. https://www.renalandurologynews.com/home/news/nephrology/hemodialysis/covid-19-crisis-could-speed-adoption-of-home-dialysis/ accessed online, 7/13/2021. 8. Bakris, G.L., Burkart, J.M., Weinhandl, E.D., McCullough, P.A., and Kraus, M.A. Intensive hemodialysis, blood pressure, and antihypertensive medication use. Am J Kidney Dis. 2016; 68: S15–S23.Morfin, J.A., Fluck, R.J., Weinhandl, E.D., Kansal, S., McCullough, P.A., and Komenda, P. Intensive hemodialysis and treatment complications and tolerability. Am J Kidney Dis. 2016; 68: S43–S50. 9. Morfin, J.A., Fluck, R.J., Weinhandl, E.D., Kansal, S., McCullough, P.A., and Komenda, P. Intensive hemodialysis and treatment complications and tolerability. Am J Kidney Dis. 2016; 68: S43–S50. 10. Foley RN, Gilbertson DT, Murray T, Collins AJ. Long Interdialytic Interval and Mortality among Patients Receiving Hemodialysis. N Engl J Med 2011;365:1099-107. 11. McCullough, P.A., Chan, C.T., Weinhandl, E.D., Burkart, J.M., and Bakris, G.L. Intensive hemodialysis, left ventricular hypertrophy, and cardiovascular disease. Am J Kidney Dis. 2016; 68: S5–S14. 12. Weinhandl ED, Liu J, Gilbertson DT, Arneson TJ, Collins AJ. Survival in daily home hemodialysis and matched thrice-weekly in-center hemodialysis patients. JASN. 2012;23(5):895-904. 13. Kraus, M.A., Kansal, S., Copland, M. et al, Intensive hemodialysis and potential risks with increasing treatment. Am J Kidney Dis. 2016;68:S51–S58. References Comparing 5+ HHD Treatments/Week to Conventional HD References for presentation slide: 9
  • 34. AdvancingDialysis.org Risk and Responsibility All forms of dialysis, including treatments performed in-center and at home, involve some risks. When vascular access is exposed to more frequent use, infection of the site, and other access related complications may also be potential risks. In addition, there are certain risks unique to treatment in the home environment. Patients differ and not everyone will experience the reported benefits of more frequent hemodialysis. Certain risks associated with hemodialysis treatment are increased when performing solo home hemodialysis because no one is present to help the patient respond to health emergencies. Certain risks associated with hemodialysis treatment are increased when performing nocturnal therapy due to the length of treatment time and because therapy is performed while the patient and care partner are sleeping.
  • 35. AdvancingDialysis.org About AdvancingDialysis.org AdvancingDialysis.org is dedicated to providing clinicians and patients with better access to and more awareness of the reported clinical benefits and improved quality of life made possible with home dialysis, including solo and nocturnal therapy schedules. For more information, visit AdvancingDialysis.org AdvancingDialysis.org is a project of NxStage Medical, Inc.

Editor's Notes

  1. [Backup for calculation methods – not for presentation] Estimates could range from the low end 626,081 to mid-range 674,240. The average of low and mid-range = 650,160.50. 1McCullough KP et al. simulated prevalent patient population per million using NHANES data and USRDS data from 2013. Estimated prevalences per million in 2025 were between 2,600 – 3,000 per million. Not knowing whether diabetes, hypertension or death rates will get better or worse, the mid-range estimated prevalence per million of 2,800. 22017 National Population Projection Report (https://www.census.gov/data/datasets/2017/demo/popproj/2017-popproj.html) the projected US population in the US for 2025 will be 344,234,377. 2025 Estimated ESKD population = estimated prevalence per million x projected 2025 population (millions) 2025 Estimated ESKD population = 2,800 x 344 2025 Estimated ESKD population = 963,200 2025 Estimated ESKD population includes transplanted population. The percentage of ESKD patients on dialysis has consistently been between 70% - 71% since 2003 (3. USRDS 2019 Reference Table D6: Counts of point prevalent ESKD patients, by mode of therapy: all dialysis, December 31 point prevalent patients, by age, sex, race, ethnicity, & primary diagnosis; 3. USRDS 2019 Reference Table D9: Counts of point prevalent ESRD patients, by mode of therapy: functioning transplant, December 31 point prevalent patients, by age, sex, race, ethnicity, & primary diagnosis.) 2025 Estimated ESKD population = 963,200 x 0.70 = 674,240 3The USRDS data used in the simulation from 2013. In 2013, there were 461,658 prevalent dialysis patients. The percentage change from 461,658 to 650,160 = 40.8%. The total number of patients and percentages have been rounded down to simplify message.
  2. U.S. Renal Data System, USRDS 2015 Annual Data Report: Table 6.3. USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file. Bonenkamp AA et al. Health-Related Quality of Life in Home Dialysis Patients Compared to In-Center Hemodialysis Patients: A Systematic Review and Meta-analysis. Kidney Med. Published online 2,2020. Rydell, H., Ivarsson, K., Almquist, M., Clyne, N., & Segelmark, M. (2019). Fewer hospitalizations and prolonged technique survival with home hemodialysis- a matched cohort study from the Swedish Renal Registry. BMC Nephrology, 20(1), 1–8. Mehrotra R, Chiu YW, Kalantar-Zadeh K, Bargman J, Vonesh E. Similar outcomes with hemodialysis and peritoneal dialysis in patients with end-stage renal disease. Arch Intern Med. 2011;171(2):110-118. Purnell TS, Auguste P, Crews DC, et al. Comparison of Life Participation Activities Among Adults Treated by Hemodialysis, Peritoneal Dialysis, and Kidney Transplantation: A Systematic Review. Am J Kidney Dis. 2013;62(5):953-973. Walker RC, Howard K, Morton RL. Home hemodialysis: a comprehensive review of patient-centered and economic considerations. Clinicoecon Outcomes Res. 2017;9:149-161. Heidenheim PA, Muirhead N, Moist L, Lindsay RM. Patient quality of life on quotidian hemodialysis. Am J Kidney Dis. 2003;42(S1)(S1):S36-S41. Manera KE, Johnson DW, Craig JC, et al. Patient and caregiver priorities for outcomes in peritoneal dialysis multinational nominal group technique study. Clin J Am Soc Nephrol. 2019;14:74-83. https://www.renalandurologynews.com/home/news/nephrology/hemodialysis/covid-19-crisis-could-speed-adoption-of-home-dialysis/ accessed online, 7/13/2021
  3. U.S. Renal Data System, USRDS 2015 Annual Data Report: Table 6.3. USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file. Bonenkamp AA et al. Health-Related Quality of Life in Home Dialysis Patients Compared to In-Center Hemodialysis Patients: A Systematic Review and Meta-analysis. Kidney Med. Published online 2,2020. Mehrotra R, Chiu YW, Kalantar-Zadeh K, Bargman J, Vonesh E. Similar outcomes with hemodialysis and peritoneal dialysis in patients with end-stage renal disease. Arch Intern Med. 2011;171(2):110-118. Purnell TS, Auguste P, Crews DC, et al. Comparison of Life Participation Activities Among Adults Treated by Hemodialysis, Peritoneal Dialysis, and Kidney Transplantation: A Systematic Review. Am J Kidney Dis. 2013;62(5):953-973. https://www.renalandurologynews.com/home/news/nephrology/hemodialysis/covid-19-crisis-could-speed-adoption-of-home-dialysis/ accessed online, 7/13/2021. François K, Bargman J. “Evaluating the Benefits of Home-Based Peritoneal Dialysis.” International Journal of Nephrology and Renovascular Disease, 7 (2014): 447. Sinnakirouchenan R, Holley JL. Peritoneal Dialysis Versus Hemodialysis: Risks, Benefits, and Access Issues. Advances in Chronic Kidney Disease, Vol 18, No 6 (November), 2011: pp 428-432. Rigoni M, Torri E, Nollo G, et al. Survival and time-to-transplantation of peritoneal dialysis versus hemodialysis for end-stage renal disease patients: competing-risks regression model in a single Italian center experience. J Nephrol. 2017;30(3):441-447. doi:10.1007/s40620-016-0366-6.
  4. U.S. Renal Data System, USRDS 2015 Annual Data Report: Table 6.3. USRDS 2016 Annual Data Report: Table 6.3 (1996 – 2012) & matched 2012 NxStage patient data on file. Bonenkamp AA et al. Health-Related Quality of Life in Home Dialysis Patients Compared to In-Center Hemodialysis Patients: A Systematic Review and Meta-analysis. Kidney Med. Published online 2,2020. Rydell, H., Ivarsson, K., Almquist, M., Clyne, N., & Segelmark, M. (2019). Fewer hospitalizations and prolonged technique survival with home hemodialysis- a matched cohort study from the Swedish Renal Registry. BMC Nephrology, 20(1), 1–8. Walker RC, Howard K, Morton RL. Home hemodialysis: a comprehensive review of patient-centered and economic considerations. Clinicoecon Outcomes Res. 2017;9:149-161. Heidenheim PA, Muirhead N, Moist L, Lindsay RM. Patient quality of life on quotidian hemodialysis. Am J Kidney Dis. 2003;42(S1)(S1):S36-S41. https://www.renalandurologynews.com/home/news/nephrology/hemodialysis/covid-19-crisis-could-speed-adoption-of-home-dialysis/ accessed online, 7/13/2021. Bakris, G.L., Burkart, J.M., Weinhandl, E.D., McCullough, P.A., and Kraus, M.A. Intensive hemodialysis, blood pressure, and antihypertensive medication use. Am J Kidney Dis. 2016; 68: S15–S23.Morfin, J.A., Fluck, R.J., Weinhandl, E.D., Kansal, S., McCullough, P.A., and Komenda, P. Intensive hemodialysis and treatment complications and tolerability. Am J Kidney Dis. 2016; 68: S43–S50. Morfin, J.A., Fluck, R.J., Weinhandl, E.D., Kansal, S., McCullough, P.A., and Komenda, P. Intensive hemodialysis and treatment complications and tolerability. Am J Kidney Dis. 2016; 68: S43–S50. Foley RN, Gilbertson DT, Murray T, Collins AJ. Long Interdialytic Interval and Mortality among Patients Receiving Hemodialysis. N Engl J Med 2011;365:1099-107. McCullough, P.A., Chan, C.T., Weinhandl, E.D., Burkart, J.M., and Bakris, G.L. Intensive hemodialysis, left ventricular hypertrophy, and cardiovascular disease. Am J Kidney Dis. 2016; 68: S5–S14. Weinhandl ED, Liu J, Gilbertson DT, Arneson TJ, Collins AJ. Survival in daily home hemodialysis and matched thrice-weekly in-center hemodialysis patients. JASN. 2012;23(5):895-904. Kraus, M.A., Kansal, S., Copland, M. et al, Intensive hemodialysis and potential risks with increasing treatment. Am J Kidney Dis. 2016;68:S51–S58.
  5. Performance adjusted CPT codes include: 90957 90958 90959 90960 90961 90962 90965 90966
  6. https://www.hhs.gov/guidance/sites/default/files/hhs-guidance-documents/bp102c15_0_0.pdf Standard Medicare Benefit Policy Manual: (ETC-participant waivers detailed on slide) 310 – Kidney Disease Patient Education Services (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Effective for claims with dates of service on and after January 1, 2010, Section 152(b) of the Medicare Improvements for Patients and Providers Act of 2008 (MIPPA) covers KDE services under Medicare Part B. KDE services are designed to provide beneficiaries with Stage IV CKD comprehensive information regarding: the management of comorbidities, including delaying the need for dialysis; prevention of uremic complications; all therapeutic options (each option for renal replacement therapy, dialysis access options, and transplantation); ensuring that the beneficiary has opportunities to actively participate in his/her choice of therapy; and that the services be tailored to meet the beneficiary’s needs. Regulations for KDE services were established at 42 CFR 410.48. Claims processing instructions and billing requirements can be found in Pub. 100-04, Medicare Claims Processing Manual, Chapter 32 – Billing Requirements for Special Services, Section 20 310.1 - Beneficiaries Eligible for Coverage (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Medicare Part B covers outpatient, face-to-face KDE services for a beneficiary that: is diagnosed with Stage IV CKD, using the Modification of Diet in Renal Disease (MDRD) Study formula (severe decrease in GFR, GFR value of 15-29 mL/min/1.73 m2 ), and obtains a referral from the physician managing the beneficiary’s kidney condition. The referral should be documented in the beneficiary’s medical records. 310.2 - Qualified Person (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Medicare Part B covers KDE services provided by a ‘qualified person,’ meaning a: physician (as defined in section 30 of this chapter), physician assistant, nurse practitioner, or clinical nurse specialist (as defined in sections 190, 200, and 210 of this chapter), hospital, critical access hospital (CAH), skilled nursing facility (SNF), comprehensive outpatient rehabilitation facility (CORF), home health agency (HHA), or hospice, if the KDE services are provided in a rural area (using the actual geographic location core based statistical area (CBSA) to identify facilities located in rural areas), or hospital or CAH that is treated as being rural (was reclassified from urban to rural status per 42 CFR 412.103). NOTE: The “incident to” requirements at section 1861(s)(2)(A) of the Social Security Act (the Act) do not apply to KDE services. The following providers are not ‘qualified persons’ and are excluded from furnishing KDE services: A hospital, CAH, SNF, CORF, HHA, or hospice located outside of a rural area (using the actual geographic location CBSA to identify facilities located outside of a rural area), unless the services are furnished by a hospital or CAH that is treated as being in a rural area; and Renal dialysis facilities 310.3 - Limitations for Coverage (Rev. 194, Issued: 09-03-14, Effective: Upon Implementation of ICD-10, Implementation: Upon Implementation of ICD-10) Medicare Part B covers KDE services: Up to six (6) sessions as a beneficiary lifetime maximum. A session is 1 hour. In order to bill for a session, a session must be at least 31 minutes in duration. A session that lasts at least 31 minutes, but less than 1 hour still constitutes 1 session. On an individual basis or in group settings; if the services are provided in a group setting, a group consists of 2 to 20 individuals who need not all be Medicare beneficiaries. NOTE: Two HCPCS codes were created for this benefit and one or the other must be present, along with the appropriate ICD diagnosis codes. The diagnosis codes are: ICD-9-CM - code 585.4 (chronic kidney disease, Stage IV (severe)), or ICD-10-CM - code N18.4 (chronic kidney disease, Stage IV). The HCPCS codes are: G0420: Face-to-face educational services related to the care of chronic kidney disease; individual, per session, per one hour G0421: Face-to-face educational services related to the care of chronic kidney disease; group, per session, per one hour 310.4 – Standards for Content (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Medicare Part B covers KDE services, provided by a qualified person, which provide comprehensive information regarding: The management of comorbidities, including delaying the need for dialysis, which includes, but is not limited to, the following topics: Prevention and treatment of cardiovascular disease, Prevention and treatment of diabetes, Hypertension management, Anemia management, Bone disease and disorders of calcium and phosphorus metabolism management, Symptomatic neuropathy management, and Impairments in functioning and well-being. Prevention of uremic complications, which includes, but is not limited to, the following topics: Information on how the kidneys work and what happens when the kidneys fail, Understanding if remaining kidney function can be protected, preventing disease progression, and realistic chances of survival, Diet and fluid restrictions, and Medication review, including how each medication works, possible side effects and minimization of side effects, the importance of compliance, and informed decision making if the patient decides not to take a specific drug. Therapeutic options, treatment modalities and settings, advantages and disadvantages of each treatment option, and how the treatments replace the kidney, including, but not limited to, the following topics: Hemodialysis, both at home and in-facility; Peritoneal dialysis (PD), including intermittent PD, continuous ambulatory PD, and continuous cycling PD, both at home and in-facility; All dialysis access options for hemodialysis and peritoneal dialysis; and Transplantation. Opportunities for beneficiaries to actively participate in the choice of therapy and be tailored to meet the needs of the individual beneficiary involved, which includes, but is not limited to, the following topics: Physical symptoms, Impact on family and social life, Exercise, The right to refuse treatment, Impact on work and finances, The meaning of test results, and Psychological impact. 310.5 - Outcomes Assessment (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Qualified persons that provide KDE services must develop outcomes assessments that are designed to measure beneficiary knowledge about CKD and its treatment. The assessment must be administered to the beneficiary during a KDE session and be made available to the Centers for Medicare & Medicaid Services (CMS) upon request. The outcomes assessments serve to assist KDE educators and CMS in improving subsequent KDE programs, patient understanding, and assess program effectiveness of: Preparing the beneficiary to make informed decisions about their healthcare options related to CKD, and Meeting the communication needs of underserved populations, including persons with disabilities, persons with limited English proficiency, and persons with health literacy needs.
  7. https://www.hhs.gov/guidance/sites/default/files/hhs-guidance-documents/bp102c15_0_0.pdf Standard Medicare Benefit Policy Manual: (ETC-participant waivers detailed on slide) 310 – Kidney Disease Patient Education Services (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Effective for claims with dates of service on and after January 1, 2010, Section 152(b) of the Medicare Improvements for Patients and Providers Act of 2008 (MIPPA) covers KDE services under Medicare Part B. KDE services are designed to provide beneficiaries with Stage IV CKD comprehensive information regarding: the management of comorbidities, including delaying the need for dialysis; prevention of uremic complications; all therapeutic options (each option for renal replacement therapy, dialysis access options, and transplantation); ensuring that the beneficiary has opportunities to actively participate in his/her choice of therapy; and that the services be tailored to meet the beneficiary’s needs. Regulations for KDE services were established at 42 CFR 410.48. Claims processing instructions and billing requirements can be found in Pub. 100-04, Medicare Claims Processing Manual, Chapter 32 – Billing Requirements for Special Services, Section 20 310.1 - Beneficiaries Eligible for Coverage (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Medicare Part B covers outpatient, face-to-face KDE services for a beneficiary that: is diagnosed with Stage IV CKD, using the Modification of Diet in Renal Disease (MDRD) Study formula (severe decrease in GFR, GFR value of 15-29 mL/min/1.73 m2 ), and obtains a referral from the physician managing the beneficiary’s kidney condition. The referral should be documented in the beneficiary’s medical records. 310.2 - Qualified Person (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Medicare Part B covers KDE services provided by a ‘qualified person,’ meaning a: physician (as defined in section 30 of this chapter), physician assistant, nurse practitioner, or clinical nurse specialist (as defined in sections 190, 200, and 210 of this chapter), hospital, critical access hospital (CAH), skilled nursing facility (SNF), comprehensive outpatient rehabilitation facility (CORF), home health agency (HHA), or hospice, if the KDE services are provided in a rural area (using the actual geographic location core based statistical area (CBSA) to identify facilities located in rural areas), or hospital or CAH that is treated as being rural (was reclassified from urban to rural status per 42 CFR 412.103). NOTE: The “incident to” requirements at section 1861(s)(2)(A) of the Social Security Act (the Act) do not apply to KDE services. The following providers are not ‘qualified persons’ and are excluded from furnishing KDE services: A hospital, CAH, SNF, CORF, HHA, or hospice located outside of a rural area (using the actual geographic location CBSA to identify facilities located outside of a rural area), unless the services are furnished by a hospital or CAH that is treated as being in a rural area; and Renal dialysis facilities 310.3 - Limitations for Coverage (Rev. 194, Issued: 09-03-14, Effective: Upon Implementation of ICD-10, Implementation: Upon Implementation of ICD-10) Medicare Part B covers KDE services: Up to six (6) sessions as a beneficiary lifetime maximum. A session is 1 hour. In order to bill for a session, a session must be at least 31 minutes in duration. A session that lasts at least 31 minutes, but less than 1 hour still constitutes 1 session. On an individual basis or in group settings; if the services are provided in a group setting, a group consists of 2 to 20 individuals who need not all be Medicare beneficiaries. NOTE: Two HCPCS codes were created for this benefit and one or the other must be present, along with the appropriate ICD diagnosis codes. The diagnosis codes are: ICD-9-CM - code 585.4 (chronic kidney disease, Stage IV (severe)), or ICD-10-CM - code N18.4 (chronic kidney disease, Stage IV). The HCPCS codes are: G0420: Face-to-face educational services related to the care of chronic kidney disease; individual, per session, per one hour G0421: Face-to-face educational services related to the care of chronic kidney disease; group, per session, per one hour 310.4 – Standards for Content (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Medicare Part B covers KDE services, provided by a qualified person, which provide comprehensive information regarding: The management of comorbidities, including delaying the need for dialysis, which includes, but is not limited to, the following topics: Prevention and treatment of cardiovascular disease, Prevention and treatment of diabetes, Hypertension management, Anemia management, Bone disease and disorders of calcium and phosphorus metabolism management, Symptomatic neuropathy management, and Impairments in functioning and well-being. Prevention of uremic complications, which includes, but is not limited to, the following topics: Information on how the kidneys work and what happens when the kidneys fail, Understanding if remaining kidney function can be protected, preventing disease progression, and realistic chances of survival, Diet and fluid restrictions, and Medication review, including how each medication works, possible side effects and minimization of side effects, the importance of compliance, and informed decision making if the patient decides not to take a specific drug. Therapeutic options, treatment modalities and settings, advantages and disadvantages of each treatment option, and how the treatments replace the kidney, including, but not limited to, the following topics: Hemodialysis, both at home and in-facility; Peritoneal dialysis (PD), including intermittent PD, continuous ambulatory PD, and continuous cycling PD, both at home and in-facility; All dialysis access options for hemodialysis and peritoneal dialysis; and Transplantation. Opportunities for beneficiaries to actively participate in the choice of therapy and be tailored to meet the needs of the individual beneficiary involved, which includes, but is not limited to, the following topics: Physical symptoms, Impact on family and social life, Exercise, The right to refuse treatment, Impact on work and finances, The meaning of test results, and Psychological impact. 310.5 - Outcomes Assessment (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Qualified persons that provide KDE services must develop outcomes assessments that are designed to measure beneficiary knowledge about CKD and its treatment. The assessment must be administered to the beneficiary during a KDE session and be made available to the Centers for Medicare & Medicaid Services (CMS) upon request. The outcomes assessments serve to assist KDE educators and CMS in improving subsequent KDE programs, patient understanding, and assess program effectiveness of: Preparing the beneficiary to make informed decisions about their healthcare options related to CKD, and Meeting the communication needs of underserved populations, including persons with disabilities, persons with limited English proficiency, and persons with health literacy needs.
  8. https://www.hhs.gov/guidance/sites/default/files/hhs-guidance-documents/bp102c15_0_0.pdf Standard Medicare Benefit Policy Manual: (ETC-participant waivers detailed on slide) 310 – Kidney Disease Patient Education Services (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Effective for claims with dates of service on and after January 1, 2010, Section 152(b) of the Medicare Improvements for Patients and Providers Act of 2008 (MIPPA) covers KDE services under Medicare Part B. KDE services are designed to provide beneficiaries with Stage IV CKD comprehensive information regarding: the management of comorbidities, including delaying the need for dialysis; prevention of uremic complications; all therapeutic options (each option for renal replacement therapy, dialysis access options, and transplantation); ensuring that the beneficiary has opportunities to actively participate in his/her choice of therapy; and that the services be tailored to meet the beneficiary’s needs. Regulations for KDE services were established at 42 CFR 410.48. Claims processing instructions and billing requirements can be found in Pub. 100-04, Medicare Claims Processing Manual, Chapter 32 – Billing Requirements for Special Services, Section 20 310.1 - Beneficiaries Eligible for Coverage (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Medicare Part B covers outpatient, face-to-face KDE services for a beneficiary that: is diagnosed with Stage IV CKD, using the Modification of Diet in Renal Disease (MDRD) Study formula (severe decrease in GFR, GFR value of 15-29 mL/min/1.73 m2 ), and obtains a referral from the physician managing the beneficiary’s kidney condition. The referral should be documented in the beneficiary’s medical records. 310.2 - Qualified Person (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Medicare Part B covers KDE services provided by a ‘qualified person,’ meaning a: physician (as defined in section 30 of this chapter), physician assistant, nurse practitioner, or clinical nurse specialist (as defined in sections 190, 200, and 210 of this chapter), hospital, critical access hospital (CAH), skilled nursing facility (SNF), comprehensive outpatient rehabilitation facility (CORF), home health agency (HHA), or hospice, if the KDE services are provided in a rural area (using the actual geographic location core based statistical area (CBSA) to identify facilities located in rural areas), or hospital or CAH that is treated as being rural (was reclassified from urban to rural status per 42 CFR 412.103). NOTE: The “incident to” requirements at section 1861(s)(2)(A) of the Social Security Act (the Act) do not apply to KDE services. The following providers are not ‘qualified persons’ and are excluded from furnishing KDE services: A hospital, CAH, SNF, CORF, HHA, or hospice located outside of a rural area (using the actual geographic location CBSA to identify facilities located outside of a rural area), unless the services are furnished by a hospital or CAH that is treated as being in a rural area; and Renal dialysis facilities 310.3 - Limitations for Coverage (Rev. 194, Issued: 09-03-14, Effective: Upon Implementation of ICD-10, Implementation: Upon Implementation of ICD-10) Medicare Part B covers KDE services: Up to six (6) sessions as a beneficiary lifetime maximum. A session is 1 hour. In order to bill for a session, a session must be at least 31 minutes in duration. A session that lasts at least 31 minutes, but less than 1 hour still constitutes 1 session. On an individual basis or in group settings; if the services are provided in a group setting, a group consists of 2 to 20 individuals who need not all be Medicare beneficiaries. NOTE: Two HCPCS codes were created for this benefit and one or the other must be present, along with the appropriate ICD diagnosis codes. The diagnosis codes are: ICD-9-CM - code 585.4 (chronic kidney disease, Stage IV (severe)), or ICD-10-CM - code N18.4 (chronic kidney disease, Stage IV). The HCPCS codes are: G0420: Face-to-face educational services related to the care of chronic kidney disease; individual, per session, per one hour G0421: Face-to-face educational services related to the care of chronic kidney disease; group, per session, per one hour 310.4 – Standards for Content (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Medicare Part B covers KDE services, provided by a qualified person, which provide comprehensive information regarding: The management of comorbidities, including delaying the need for dialysis, which includes, but is not limited to, the following topics: Prevention and treatment of cardiovascular disease, Prevention and treatment of diabetes, Hypertension management, Anemia management, Bone disease and disorders of calcium and phosphorus metabolism management, Symptomatic neuropathy management, and Impairments in functioning and well-being. Prevention of uremic complications, which includes, but is not limited to, the following topics: Information on how the kidneys work and what happens when the kidneys fail, Understanding if remaining kidney function can be protected, preventing disease progression, and realistic chances of survival, Diet and fluid restrictions, and Medication review, including how each medication works, possible side effects and minimization of side effects, the importance of compliance, and informed decision making if the patient decides not to take a specific drug. Therapeutic options, treatment modalities and settings, advantages and disadvantages of each treatment option, and how the treatments replace the kidney, including, but not limited to, the following topics: Hemodialysis, both at home and in-facility; Peritoneal dialysis (PD), including intermittent PD, continuous ambulatory PD, and continuous cycling PD, both at home and in-facility; All dialysis access options for hemodialysis and peritoneal dialysis; and Transplantation. Opportunities for beneficiaries to actively participate in the choice of therapy and be tailored to meet the needs of the individual beneficiary involved, which includes, but is not limited to, the following topics: Physical symptoms, Impact on family and social life, Exercise, The right to refuse treatment, Impact on work and finances, The meaning of test results, and Psychological impact. 310.5 - Outcomes Assessment (Rev. 117; Issued: 12-18-09; Effective Date: 01-01-10; Implementation Date: 04- 05-10) Qualified persons that provide KDE services must develop outcomes assessments that are designed to measure beneficiary knowledge about CKD and its treatment. The assessment must be administered to the beneficiary during a KDE session and be made available to the Centers for Medicare & Medicaid Services (CMS) upon request. The outcomes assessments serve to assist KDE educators and CMS in improving subsequent KDE programs, patient understanding, and assess program effectiveness of: Preparing the beneficiary to make informed decisions about their healthcare options related to CKD, and Meeting the communication needs of underserved populations, including persons with disabilities, persons with limited English proficiency, and persons with health literacy needs.