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Proceedings of The 2008 IAJC-IJME International Conference
ISBN 978-1-60643-379-9
Paper 205, ENG 105
Simulink-based Simulation of Quadrature Amplitude
Modulation (QAM) System
Xiaolong Li
Indiana State University
xli3@isugw.indstate.edu
Abstract
Adaptive modulation system is one of the key techniques in building a broadband mobile
communication network because of increasing shortage of wireless communication channels.
Quadrature amplitude modulation (QAM) has been widely used in adaptive modulation
because of its efficiency in power and bandwidth. To better understand the QAM system, a
Simulink-based simulation system is designed. In the paper, the theory of M-ary QAM and
the details of the simulation model are provided. In the simulation model, the parameter
settings for random generator, QAM modulation and demodulation, AWGN wireless channel
are provided. Error rates of QAM system versus the signal-to-noise ratio (SNR) are used to
evaluate the QAM system for adaptive modulation. The model can be used not only for the
criteria for adaptive modulation but also for a platform to design other modulation systems.
Introduction
With the fast development of modern communication techniques, the demand for reliable
high date rate transmission is increased significantly, which stimulate much interest in
modulation techniques. Different modulation techniques allow you to send different bits per
symbol and thus achieve different throughputs or efficiencies. QAM is one of widely used
modulation techniques because of its efficiency in power and bandwidth. In QAM system,
two amplitude-modulated (AM) signals are combined into a single channel, thereby doubling
the effective bandwidth. However, it must also be noted that when using a modulation
technique such as 64-QAM, better signal-to-noise ratios (SNRs) are needed to overcome any
interference and maintain a certain bit error ratio (BER).
The use of adaptive modulation can increase the transmission rate considerable by matching
modulation schemes to time varying channel conditions, which justifies its popularity for
future high-rate wireless applications. Crucial to adaptive modulation is the requirement of
channel state information at the transmitter. In figure 1, a general estimate of the channel
state information for different modulation techniques is provided. As you increase your
range, you step down to lower modulations (in other words, QPSK), but as you are closer
you can utilize higher order modulations like QAM for increased throughput. In addition,
adaptive modulation allows the system to overcome fading and other interference.
Both QAM and QPSK are modulation techniques used in IEEE 802.11 (Wi-Fi), IEEE 802.16
Proceedings of The 2008 IAJC-IJME International Conference
ISBN 978-1-60643-379-9
(WiMAX), and 3G (WCDMA/HSDPA) wireless technologies. The modulated signals are
then demodulated at the receiver where the original digital message can be recovered. The
use of adaptive modulation allows wireless technologies to optimize throughput, yielding
higher throughputs while also covering long distances.
Figure 1: Adaptive Modulation and Coding [1]
To better understand the QAM system, a MATLAB/Simulink-based simulation system is
designed in this paper. In the simulation model, the parameter settings for random generator,
QAM modulation and demodulation, AWGN wireless channel are provided. Error rates of
QAM systems versus the SNR are used to evaluate the QAM system for adaptive
modulation. The model can be used not only for the criteria of adaptive modulation but also
for a platform to simulate other modulation techniques.
M-ary QAM
Modern modulation techniques exploit the fact that digital baseband data may be sent by
varying both envelope and phase/frequency of a carrier wave. Because the envelope and
phase offer two degrees of freedom, such modulation techniques map baseband data into four
or more possible carrier signals. Such modulation techniques are called M-ary modulation,
since they can represent more signals than if just the amplitude or phase were varied alone.
In an M-ary signaling scheme, two or more bits are grouped together to form symbols and
one of M possible signals is transmitted during each symbol period. Usually, the number of
possible signals is M =2n
, where n is an integer. Depending on whether the amplitude, phase,
or frequency is varied, the modulation technique is called M-ary ASK, M-ary PSK, or M-ary
FSK. Modulation which alters both amplitude and phase is M-ary QAM.
As with many digital modulation techniques, the constellation diagram is a useful
representation. It provides a graphical representation of the complex envelop of each possible
symbol state. The constellation diagram of 16-QAM is shown in Figure 2. The constellation
Proceedings of The 2008 IAJC-IJME International Conference
ISBN 978-1-60643-379-9
consists of a square lattice of signal points. The general form of an M-ary signal can be
defined as [2]
( ) ( ) ( ) MiTttfb
T
E
tfa
T
E
tS si
s
i
s
i ,...,2,102sin
min2
2cos
min2
00 =≤≤+= ππ , (2)
Where minE is the energy of the signal with the lowest amplitude, ia and ib are a pair of
independent integers chosen according to the location of the particular signal point; 0f is
the carrier frequency; sT is the symbol period.
Figure 2: 16-QAM Constellation Diagram
If rectangular pulse shapes are assumed, the signal ( )tSi may be expanded in terms of a pair
of basis functions defines as
( ) ( ) s
s
Tttf
T
t ≤≤= 02cos
2
01 πφ . (3)
( ) ( ) s
s
Tttf
T
t ≤≤= 02sin
2
02 πφ . (4)
The coordinates of the ith message points are minEai and minEbi where ( )ii ba , is an
element of the L by L matrix given by
( )[ ]
( ) ( ) ( )
( ) ( ) ( )
( ) ( ) ( )3,11,31,1
3,13,33,1
1,11,31,1
,
−−+−+−+−+−
−−−+−−+−
−−−+−−+−
=
LLLLLL
LLLLLL
LLLLLL
ba ii
L
MMM
L
L
, (5)
Where ML =
Proceedings of The 2008 IAJC-IJME International Conference
ISBN 978-1-60643-379-9
It can be shown that the average probability of error in an AWGN channel for M-ary QAM,
using coherent detection, can be approximated by [3]
( ) ⎟
⎟
⎠
⎞
⎜
⎜
⎝
⎛
−
⎟
⎠
⎞
⎜
⎝
⎛
−≅
01
31
14
NM
E
Q
M
P av
e , (6)
Where 0/ NEav is the average signal to noise ratio.
M-ary QAM Simulation Model
Simulink, developed by The MathWorks, is an environment for multidomain simulation and
Model-Based Design for dynamic and embedded systems. It provides an interactive
graphical environment and a customizable set of block libraries that let you design, simulate,
implement, and test a variety of time-varying systems, including communications, controls,
signal processing, video processing, and image processing.
With Simulink, you build models by dragging and dropping blocks from the library browser
onto the graphical editor and connecting them with lines that establish mathematical
relationships between blocks. You can set up simulation parameters by double clicking the
blocks.
The modulation library in Communication Blockset of Simulink contains four sublibraries:
digital baseband modulation, analog baseband modulation, digital passband modulation, and
analog passband modulation. For a given modulation technique, two ways to simulate
modulation techniques are called baseband and passband. Passband simulation requires
higher sample rate since it contains the carrier wave. Baseband simulation, also known as the
lowpass equivalent method, requires less computation. Because baseband simulation is more
prevalent, this paper focuses on baseband simulation.
The baseband simulation model of M-ary QAM is given in Figure 3. The parameter settings
for each block are given in tables 1 to 4.
Table 1: Parameter Setting for General QAM Modulator/Demodulator
Parameter Value
Signal constellation Coordinates of signal points in constellation
diagram (row by row)
Samples per symbol 1
Proceedings of The 2008 IAJC-IJME International Conference
ISBN 978-1-60643-379-9
Figure 3: QAM Simulation Model
Table 2: Parameter Setting for Random Integer
Parameter Value
M-ary number n
M 2= , n is an
integer
Initial seed Any positive integer
Sample time 1/symbol rate
Frame-based output Unchecked
Interpret Vector parameters as 1-
D
Unchecked
Table 3: Parameter Setting for AWGN Channel
Parameter Value
Initial see Any positive
integer
Mode SNR
0/ NEs (dB) Constant or variable
Input signal power
(watts)
1
Symbol period 1/symbol rate
Table 4: Parameter Setting for Error Rate Calculation
Parameter Value
Receive delay 0
Computation delay 0
Computation mode Entire frame
Output data Workspace
Variable name Name of a
variable
Proceedings of The 2008 IAJC-IJME International Conference
ISBN 978-1-60643-379-9
Given different signal constellation in table 1, this simulation model can be used to simulate
differ order of M-ary QAM system. In order to compare the performance of different
modulation techniques, SNR (dB) in table 3 is set as a variable. Write a .m file to get the
error probability versus SNR for each order of QAM technique.
Simulation Results
4-QAM, 16-QAM, and 64-QAM techniques are simulated in this paper. The symbol rate is
10 baud/second. According to Equation 5, the constellation diagram is given by [-3+3*i -
1+3*i 1+3*i 3+3*i -3+1*i -1+1*i 1+1*i 3+1*i -3-1*i -1-1*i 1-1*i 3-1*i -3-3*i -1-3*i 1-3*i
3-3*i ]. Connect the blocks as in the Figure 3. Before you run the simulation, you need to
choose the Simulation parameters: set Stop time to 2000.
In order to get the performance of QAM techniques under different channel conditions, a .m
file is needed. The simulation results are shown in Figure 4.
M = 16;
X= 0:0.5:10;
Err_vec = [];
for i=1:length(X);
SNR = X(i);
Sim(‘QAM_16’);
err_vec(i) = Error_QAM16(1);
end
Figure 4: QAM Error Rate versus SNR (dB)
Proceedings of The 2008 IAJC-IJME International Conference
ISBN 978-1-60643-379-9
From the simulation results in Figure 4, we can find that the error rates are increased with the
order of QAM techniques. This is because the symbol points get closer as the order of QAM
increase if the transmission power is constant. However, higher order of QAM technique can
increase the transmission rate. This is the tradeoff between reliability and efficiency in the
communication system.
The simulation model can not only be used for QAM system, it can also be used for other
digital modulation techniques, such as M-PSK, DQPSK, etc. The MPSK simulation model is
shown in the Figure 5.
Figure 5: MPSK Simulation Model
Conclusions
MATLAB/Simulink is a very powerful tool that can be used for simulation in
communication, control, DSP, etc. This paper builds a simple simulation model to illustrate
the QAM techniques and how the Communication Blockset of the Simulink allow you to
implement it. The simulation model verified the theory of QAM and can be used not only for
the criteria for adaptive modulation but also for a platform to design other modulation
systems.
References
[1] Ho, W. S., "Adaptive modulation (QPSK, QAM), "
www.intel.com/netcomms/technologies/wimax/303788.pdf, accessed on December
30, 2007..
[2] Rappaport, T. S., .Wireless Communications: Principles & Practice, 2nd
edition,
Prentice Hall, 2003.
[3] Ziemer, R. E. and Peterson, R. L., Introduction to Digital Communications,
Macmillan Publishing Company, 1992..
Biography
Proceedings of The 2008 IAJC-IJME International Conference
ISBN 978-1-60643-379-9
XIAOLONG LI, Ph.D., is Assistant Professor of the Electronics, Computer and Mechanical
Engineering Technology Department at Indiana State University. His research interests are in
wireless networking, wireless ad hoc networks, modeling and performance analysis, and
microcontroller-based applications.

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205 eng105

  • 1. Proceedings of The 2008 IAJC-IJME International Conference ISBN 978-1-60643-379-9 Paper 205, ENG 105 Simulink-based Simulation of Quadrature Amplitude Modulation (QAM) System Xiaolong Li Indiana State University xli3@isugw.indstate.edu Abstract Adaptive modulation system is one of the key techniques in building a broadband mobile communication network because of increasing shortage of wireless communication channels. Quadrature amplitude modulation (QAM) has been widely used in adaptive modulation because of its efficiency in power and bandwidth. To better understand the QAM system, a Simulink-based simulation system is designed. In the paper, the theory of M-ary QAM and the details of the simulation model are provided. In the simulation model, the parameter settings for random generator, QAM modulation and demodulation, AWGN wireless channel are provided. Error rates of QAM system versus the signal-to-noise ratio (SNR) are used to evaluate the QAM system for adaptive modulation. The model can be used not only for the criteria for adaptive modulation but also for a platform to design other modulation systems. Introduction With the fast development of modern communication techniques, the demand for reliable high date rate transmission is increased significantly, which stimulate much interest in modulation techniques. Different modulation techniques allow you to send different bits per symbol and thus achieve different throughputs or efficiencies. QAM is one of widely used modulation techniques because of its efficiency in power and bandwidth. In QAM system, two amplitude-modulated (AM) signals are combined into a single channel, thereby doubling the effective bandwidth. However, it must also be noted that when using a modulation technique such as 64-QAM, better signal-to-noise ratios (SNRs) are needed to overcome any interference and maintain a certain bit error ratio (BER). The use of adaptive modulation can increase the transmission rate considerable by matching modulation schemes to time varying channel conditions, which justifies its popularity for future high-rate wireless applications. Crucial to adaptive modulation is the requirement of channel state information at the transmitter. In figure 1, a general estimate of the channel state information for different modulation techniques is provided. As you increase your range, you step down to lower modulations (in other words, QPSK), but as you are closer you can utilize higher order modulations like QAM for increased throughput. In addition, adaptive modulation allows the system to overcome fading and other interference. Both QAM and QPSK are modulation techniques used in IEEE 802.11 (Wi-Fi), IEEE 802.16
  • 2. Proceedings of The 2008 IAJC-IJME International Conference ISBN 978-1-60643-379-9 (WiMAX), and 3G (WCDMA/HSDPA) wireless technologies. The modulated signals are then demodulated at the receiver where the original digital message can be recovered. The use of adaptive modulation allows wireless technologies to optimize throughput, yielding higher throughputs while also covering long distances. Figure 1: Adaptive Modulation and Coding [1] To better understand the QAM system, a MATLAB/Simulink-based simulation system is designed in this paper. In the simulation model, the parameter settings for random generator, QAM modulation and demodulation, AWGN wireless channel are provided. Error rates of QAM systems versus the SNR are used to evaluate the QAM system for adaptive modulation. The model can be used not only for the criteria of adaptive modulation but also for a platform to simulate other modulation techniques. M-ary QAM Modern modulation techniques exploit the fact that digital baseband data may be sent by varying both envelope and phase/frequency of a carrier wave. Because the envelope and phase offer two degrees of freedom, such modulation techniques map baseband data into four or more possible carrier signals. Such modulation techniques are called M-ary modulation, since they can represent more signals than if just the amplitude or phase were varied alone. In an M-ary signaling scheme, two or more bits are grouped together to form symbols and one of M possible signals is transmitted during each symbol period. Usually, the number of possible signals is M =2n , where n is an integer. Depending on whether the amplitude, phase, or frequency is varied, the modulation technique is called M-ary ASK, M-ary PSK, or M-ary FSK. Modulation which alters both amplitude and phase is M-ary QAM. As with many digital modulation techniques, the constellation diagram is a useful representation. It provides a graphical representation of the complex envelop of each possible symbol state. The constellation diagram of 16-QAM is shown in Figure 2. The constellation
  • 3. Proceedings of The 2008 IAJC-IJME International Conference ISBN 978-1-60643-379-9 consists of a square lattice of signal points. The general form of an M-ary signal can be defined as [2] ( ) ( ) ( ) MiTttfb T E tfa T E tS si s i s i ,...,2,102sin min2 2cos min2 00 =≤≤+= ππ , (2) Where minE is the energy of the signal with the lowest amplitude, ia and ib are a pair of independent integers chosen according to the location of the particular signal point; 0f is the carrier frequency; sT is the symbol period. Figure 2: 16-QAM Constellation Diagram If rectangular pulse shapes are assumed, the signal ( )tSi may be expanded in terms of a pair of basis functions defines as ( ) ( ) s s Tttf T t ≤≤= 02cos 2 01 πφ . (3) ( ) ( ) s s Tttf T t ≤≤= 02sin 2 02 πφ . (4) The coordinates of the ith message points are minEai and minEbi where ( )ii ba , is an element of the L by L matrix given by ( )[ ] ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )3,11,31,1 3,13,33,1 1,11,31,1 , −−+−+−+−+− −−−+−−+− −−−+−−+− = LLLLLL LLLLLL LLLLLL ba ii L MMM L L , (5) Where ML =
  • 4. Proceedings of The 2008 IAJC-IJME International Conference ISBN 978-1-60643-379-9 It can be shown that the average probability of error in an AWGN channel for M-ary QAM, using coherent detection, can be approximated by [3] ( ) ⎟ ⎟ ⎠ ⎞ ⎜ ⎜ ⎝ ⎛ − ⎟ ⎠ ⎞ ⎜ ⎝ ⎛ −≅ 01 31 14 NM E Q M P av e , (6) Where 0/ NEav is the average signal to noise ratio. M-ary QAM Simulation Model Simulink, developed by The MathWorks, is an environment for multidomain simulation and Model-Based Design for dynamic and embedded systems. It provides an interactive graphical environment and a customizable set of block libraries that let you design, simulate, implement, and test a variety of time-varying systems, including communications, controls, signal processing, video processing, and image processing. With Simulink, you build models by dragging and dropping blocks from the library browser onto the graphical editor and connecting them with lines that establish mathematical relationships between blocks. You can set up simulation parameters by double clicking the blocks. The modulation library in Communication Blockset of Simulink contains four sublibraries: digital baseband modulation, analog baseband modulation, digital passband modulation, and analog passband modulation. For a given modulation technique, two ways to simulate modulation techniques are called baseband and passband. Passband simulation requires higher sample rate since it contains the carrier wave. Baseband simulation, also known as the lowpass equivalent method, requires less computation. Because baseband simulation is more prevalent, this paper focuses on baseband simulation. The baseband simulation model of M-ary QAM is given in Figure 3. The parameter settings for each block are given in tables 1 to 4. Table 1: Parameter Setting for General QAM Modulator/Demodulator Parameter Value Signal constellation Coordinates of signal points in constellation diagram (row by row) Samples per symbol 1
  • 5. Proceedings of The 2008 IAJC-IJME International Conference ISBN 978-1-60643-379-9 Figure 3: QAM Simulation Model Table 2: Parameter Setting for Random Integer Parameter Value M-ary number n M 2= , n is an integer Initial seed Any positive integer Sample time 1/symbol rate Frame-based output Unchecked Interpret Vector parameters as 1- D Unchecked Table 3: Parameter Setting for AWGN Channel Parameter Value Initial see Any positive integer Mode SNR 0/ NEs (dB) Constant or variable Input signal power (watts) 1 Symbol period 1/symbol rate Table 4: Parameter Setting for Error Rate Calculation Parameter Value Receive delay 0 Computation delay 0 Computation mode Entire frame Output data Workspace Variable name Name of a variable
  • 6. Proceedings of The 2008 IAJC-IJME International Conference ISBN 978-1-60643-379-9 Given different signal constellation in table 1, this simulation model can be used to simulate differ order of M-ary QAM system. In order to compare the performance of different modulation techniques, SNR (dB) in table 3 is set as a variable. Write a .m file to get the error probability versus SNR for each order of QAM technique. Simulation Results 4-QAM, 16-QAM, and 64-QAM techniques are simulated in this paper. The symbol rate is 10 baud/second. According to Equation 5, the constellation diagram is given by [-3+3*i - 1+3*i 1+3*i 3+3*i -3+1*i -1+1*i 1+1*i 3+1*i -3-1*i -1-1*i 1-1*i 3-1*i -3-3*i -1-3*i 1-3*i 3-3*i ]. Connect the blocks as in the Figure 3. Before you run the simulation, you need to choose the Simulation parameters: set Stop time to 2000. In order to get the performance of QAM techniques under different channel conditions, a .m file is needed. The simulation results are shown in Figure 4. M = 16; X= 0:0.5:10; Err_vec = []; for i=1:length(X); SNR = X(i); Sim(‘QAM_16’); err_vec(i) = Error_QAM16(1); end Figure 4: QAM Error Rate versus SNR (dB)
  • 7. Proceedings of The 2008 IAJC-IJME International Conference ISBN 978-1-60643-379-9 From the simulation results in Figure 4, we can find that the error rates are increased with the order of QAM techniques. This is because the symbol points get closer as the order of QAM increase if the transmission power is constant. However, higher order of QAM technique can increase the transmission rate. This is the tradeoff between reliability and efficiency in the communication system. The simulation model can not only be used for QAM system, it can also be used for other digital modulation techniques, such as M-PSK, DQPSK, etc. The MPSK simulation model is shown in the Figure 5. Figure 5: MPSK Simulation Model Conclusions MATLAB/Simulink is a very powerful tool that can be used for simulation in communication, control, DSP, etc. This paper builds a simple simulation model to illustrate the QAM techniques and how the Communication Blockset of the Simulink allow you to implement it. The simulation model verified the theory of QAM and can be used not only for the criteria for adaptive modulation but also for a platform to design other modulation systems. References [1] Ho, W. S., "Adaptive modulation (QPSK, QAM), " www.intel.com/netcomms/technologies/wimax/303788.pdf, accessed on December 30, 2007.. [2] Rappaport, T. S., .Wireless Communications: Principles & Practice, 2nd edition, Prentice Hall, 2003. [3] Ziemer, R. E. and Peterson, R. L., Introduction to Digital Communications, Macmillan Publishing Company, 1992.. Biography
  • 8. Proceedings of The 2008 IAJC-IJME International Conference ISBN 978-1-60643-379-9 XIAOLONG LI, Ph.D., is Assistant Professor of the Electronics, Computer and Mechanical Engineering Technology Department at Indiana State University. His research interests are in wireless networking, wireless ad hoc networks, modeling and performance analysis, and microcontroller-based applications.