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Introduction
• Purpose of Database Systems
• View of Data
• Database Languages
• Relational Databases
• Database Design
• Data Storage and Querying
• Transaction Management
• Database Architecture
• Database Users and Administrators
• History of Database Systems
Database Management System
• DBMS contains information about a particular enterprise
– Collection of interrelated data
– Set of programs to access the data
– An environment that is both convenient and efficient to use
• Database Applications:
– Banking: all transactions
– Airlines: reservations, schedules
– Universities: registration, grades
– Sales: customers, products, purchases
– Online retailers: order tracking, customized
recommendations
– Manufacturing: production, inventory, orders, supply chain
– Human resources: employee records, salaries, tax deductions
• Databases touch all aspects of our lives
Purpose of Database Systems
• In the early days, database applications were built directly on
top of file systems
• Drawbacks of using file systems to store data:
– Data redundancy and inconsistency
• Multiple file formats, duplication of information in
different files
– Difficulty in accessing data
• Need to write a new program to carry out each new task
– Data isolation — multiple files and formats
– Integrity problems
• Integrity constraints (e.g. account balance > 0) become
“buried” in program code rather than being stated
explicitly
• Hard to add new constraints or change existing ones
• Drawbacks of using file systems (cont.)
– Atomicity of updates
• Failures may leave database in an inconsistent state with
partial updates carried out
• Example: Transfer of funds from one account to another
should either complete or not happen at all
– Concurrent access by multiple users
• Concurrent accessed needed for performance
• Uncontrolled concurrent accesses can lead to inconsistencies
– Example: Two people reading a balance and updating it
at the same time
– Security problems
• Hard to provide user access to some, but not all, data
• Database systems offer solutions to all the above problems
View of Data
An architecture for a database system
Instances and Schemas
• Similar to types and variables in programming languages
• Schema – the logical structure of the database
– Example: The database consists of information about a set of
customers and accounts and the relationship between them)
– Analogous to type information of a variable in a program
– Physical schema: database design at the physical level
– Logical schema: database design at the logical level
• Instance – the actual content of the database at a particular point in
time
– Analogous to the value of a variable
• Physical Data Independence – the ability to modify the physical
schema without changing the logical schema
– Applications depend on the logical schema
– In general, the interfaces between the various levels and
components should be well defined so that changes in some parts
do not seriously influence others.
Data Models
• A collection of tools for describing
– Data
– Data relationships
– Data semantics
– Data constraints
• Relational model
• Entity-Relationship data model (mainly for database design)
• Object-based data models (Object-oriented and Object-
relational)
• Semistructured data model (XML)
• Other older models:
– Network model
– Hierarchical model
Data Manipulation Language
(DML)
• Language for accessing and manipulating the data
organized by the appropriate data model
– DML also known as query language
• Two classes of languages
– Procedural – user specifies what data is required
and how to get those data
– Declarative (nonprocedural) – user specifies what
data is required without specifying how to get those
data
• SQL is the most widely used query language
Data Definition Language (DDL)
• Specification notation for defining the database schema
Example: create table account (
account-number char(10),
balance integer)
• DDL compiler generates a set of tables stored in a data dictionary
• Data dictionary contains metadata (i.e., data about data)
– Database schema
– Data storage and definition language
• Specifies the storage structure and access methods used
– Integrity constraints
• Domain constraints
• Referential integrity (references constraint in SQL)
• Assertions
– Authorization
Relational Model
• Example of tabular data in the relational model
A Sample Relational Database
SQL
• SQL: widely used non-procedural language
– Example: Find the name of the customer with customer-id 192-
83-7465
select customer.customer_name
from customer
where customer.customer_id = ‘192-83-7465’
– Example: Find the balances of all accounts held by the
customer with customer-id 192-83-7465
select account.balance
from depositor, account
where depositor.customer_id = ‘192-83-7465’ and
depositor.account_number =
account.account_number
• Application programs generally access databases through one of
– Language extensions to allow embedded SQL
– Application program interface (e.g., ODBC/JDBC) which allow
SQL queries to be sent to a database
Database Design
The process of designing the general structure of the database:
• Logical Design – Deciding on the database schema. Database design
requires that we find a “good” collection of relation schemas.
– Business decision – What attributes should we record in the
database?
– Computer Science decision – What relation schemas should we
have and how should the attributes be distributed among the
various relation schemas?
• Physical Design – Deciding on the physical layout of the database
The Entity-Relationship Model
• Models an enterprise as a collection of entities and relationships
– Entity: a “thing” or “object” in the enterprise that is
distinguishable from other objects
• Described by a set of attributes
– Relationship: an association among several entities
• Represented diagrammatically by an entity-relationship diagram:
Object-Relational Data Models
• Extend the relational data model by including object
orientation and constructs to deal with added data
types.
• Allow attributes of tuples to have complex types,
including non-atomic values such as nested relations.
• Preserve relational foundations, in particular the
declarative access to data, while extending modeling
power.
• Provide upward compatibility with existing relational
languages.
XML: Extensible Markup
Language
• Defined by the WWW Consortium (W3C)
• Originally intended as a document markup
language not a database language
• The ability to specify new tags, and to create nested
tag structures made XML a great way to exchange
data, not just documents
• XML has become the basis for all new generation
data interchange formats.
• A wide variety of tools is available for parsing,
browsing and querying XML documents/data
Storage Management
• Storage manager is a program module that provides
the interface between the low-level data stored in the
database and the application programs and queries
submitted to the system.
• The storage manager is responsible to the following
tasks:
– Interaction with the file manager
– Efficient storing, retrieving and updating of data
• Issues:
– Storage access
– File organization
– Indexing and hashing
Query Processing
1. Parsing and translation
2. Optimization
3. Evaluation
• Alternative ways of evaluating a given query
– Equivalent expressions
– Different algorithms for each operation
• Cost difference between a good and a bad way of
evaluating a query can be enormous
• Need to estimate the cost of operations
– Depends critically on statistical information about
relations which the database must maintain
– Need to estimate statistics for intermediate results to
compute cost of complex expressions
Transaction Management
• A transaction is a collection of operations that
performs a single logical function in a database
application
• Transaction-management component ensures that the
database remains in a consistent (correct) state despite
system failures (e.g., power failures and operating
system crashes) and transaction failures.
• Concurrency-control manager controls the interaction
among the concurrent transactions, to ensure the
consistency of the database.
Database Architecture
The architecture of a database systems is greatly
influenced by
the underlying computer system on which the database
is running:
• Centralized
• Client-server
• Parallel (multi-processor)
• Distributed
Database Users
Users are differentiated by the way they expect to
interact with
the system
• Application programmers – interact with system
through DML calls
• Sophisticated users – form requests in a database
query language
• Specialized users – write specialized database
applications that do not fit into the traditional data
processing framework
• Naïve users – invoke one of the permanent application
programs that have been written previously
– Examples, people accessing database over the web,
bank tellers, clerical staff
Database Administrator
• Coordinates all the activities of the database system; the
database administrator has a good understanding of the
enterprise’s information resources and needs.
• Database administrator's duties include:
– Schema definition
– Storage structure and access method definition
– Schema and physical organization modification
– Granting user authority to access the database
– Specifying integrity constraints
– Acting as liaison with users
– Monitoring performance and responding to changes in
requirements
Overall System Structure
History of Database Systems
• 1950s and early 1960s:
– Data processing using magnetic tapes for storage
• Tapes provide only sequential access
– Punched cards for input
• Late 1960s and 1970s:
– Hard disks allow direct access to data
– Network and hierarchical data models in widespread use
– Ted Codd defines the relational data model
• Would win the ACM Turing Award for this work
• IBM Research begins System R prototype
• UC Berkeley begins Ingres prototype
– High-performance (for the era) transaction processing
• 1980s:
– Research relational prototypes evolve into commercial
systems
• SQL becomes industrial standard
– Parallel and distributed database systems
– Object-oriented database systems
• 1990s:
– Large decision support and data-mining applications
– Large multi-terabyte data warehouses
– Emergence of Web commerce
• 2000s:
– XML and XQuery standards
– Automated database administration

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Dbms

  • 1.
  • 2. Introduction • Purpose of Database Systems • View of Data • Database Languages • Relational Databases • Database Design • Data Storage and Querying • Transaction Management • Database Architecture • Database Users and Administrators • History of Database Systems
  • 3. Database Management System • DBMS contains information about a particular enterprise – Collection of interrelated data – Set of programs to access the data – An environment that is both convenient and efficient to use • Database Applications: – Banking: all transactions – Airlines: reservations, schedules – Universities: registration, grades – Sales: customers, products, purchases – Online retailers: order tracking, customized recommendations – Manufacturing: production, inventory, orders, supply chain – Human resources: employee records, salaries, tax deductions • Databases touch all aspects of our lives
  • 4. Purpose of Database Systems • In the early days, database applications were built directly on top of file systems • Drawbacks of using file systems to store data: – Data redundancy and inconsistency • Multiple file formats, duplication of information in different files – Difficulty in accessing data • Need to write a new program to carry out each new task – Data isolation — multiple files and formats – Integrity problems • Integrity constraints (e.g. account balance > 0) become “buried” in program code rather than being stated explicitly • Hard to add new constraints or change existing ones
  • 5. • Drawbacks of using file systems (cont.) – Atomicity of updates • Failures may leave database in an inconsistent state with partial updates carried out • Example: Transfer of funds from one account to another should either complete or not happen at all – Concurrent access by multiple users • Concurrent accessed needed for performance • Uncontrolled concurrent accesses can lead to inconsistencies – Example: Two people reading a balance and updating it at the same time – Security problems • Hard to provide user access to some, but not all, data • Database systems offer solutions to all the above problems
  • 6. View of Data An architecture for a database system
  • 7. Instances and Schemas • Similar to types and variables in programming languages • Schema – the logical structure of the database – Example: The database consists of information about a set of customers and accounts and the relationship between them) – Analogous to type information of a variable in a program – Physical schema: database design at the physical level – Logical schema: database design at the logical level • Instance – the actual content of the database at a particular point in time – Analogous to the value of a variable • Physical Data Independence – the ability to modify the physical schema without changing the logical schema – Applications depend on the logical schema – In general, the interfaces between the various levels and components should be well defined so that changes in some parts do not seriously influence others.
  • 8. Data Models • A collection of tools for describing – Data – Data relationships – Data semantics – Data constraints • Relational model • Entity-Relationship data model (mainly for database design) • Object-based data models (Object-oriented and Object- relational) • Semistructured data model (XML) • Other older models: – Network model – Hierarchical model
  • 9. Data Manipulation Language (DML) • Language for accessing and manipulating the data organized by the appropriate data model – DML also known as query language • Two classes of languages – Procedural – user specifies what data is required and how to get those data – Declarative (nonprocedural) – user specifies what data is required without specifying how to get those data • SQL is the most widely used query language
  • 10. Data Definition Language (DDL) • Specification notation for defining the database schema Example: create table account ( account-number char(10), balance integer) • DDL compiler generates a set of tables stored in a data dictionary • Data dictionary contains metadata (i.e., data about data) – Database schema – Data storage and definition language • Specifies the storage structure and access methods used – Integrity constraints • Domain constraints • Referential integrity (references constraint in SQL) • Assertions – Authorization
  • 11. Relational Model • Example of tabular data in the relational model
  • 13. SQL • SQL: widely used non-procedural language – Example: Find the name of the customer with customer-id 192- 83-7465 select customer.customer_name from customer where customer.customer_id = ‘192-83-7465’ – Example: Find the balances of all accounts held by the customer with customer-id 192-83-7465 select account.balance from depositor, account where depositor.customer_id = ‘192-83-7465’ and depositor.account_number = account.account_number • Application programs generally access databases through one of – Language extensions to allow embedded SQL – Application program interface (e.g., ODBC/JDBC) which allow SQL queries to be sent to a database
  • 14. Database Design The process of designing the general structure of the database: • Logical Design – Deciding on the database schema. Database design requires that we find a “good” collection of relation schemas. – Business decision – What attributes should we record in the database? – Computer Science decision – What relation schemas should we have and how should the attributes be distributed among the various relation schemas? • Physical Design – Deciding on the physical layout of the database
  • 15. The Entity-Relationship Model • Models an enterprise as a collection of entities and relationships – Entity: a “thing” or “object” in the enterprise that is distinguishable from other objects • Described by a set of attributes – Relationship: an association among several entities • Represented diagrammatically by an entity-relationship diagram:
  • 16. Object-Relational Data Models • Extend the relational data model by including object orientation and constructs to deal with added data types. • Allow attributes of tuples to have complex types, including non-atomic values such as nested relations. • Preserve relational foundations, in particular the declarative access to data, while extending modeling power. • Provide upward compatibility with existing relational languages.
  • 17. XML: Extensible Markup Language • Defined by the WWW Consortium (W3C) • Originally intended as a document markup language not a database language • The ability to specify new tags, and to create nested tag structures made XML a great way to exchange data, not just documents • XML has become the basis for all new generation data interchange formats. • A wide variety of tools is available for parsing, browsing and querying XML documents/data
  • 18. Storage Management • Storage manager is a program module that provides the interface between the low-level data stored in the database and the application programs and queries submitted to the system. • The storage manager is responsible to the following tasks: – Interaction with the file manager – Efficient storing, retrieving and updating of data • Issues: – Storage access – File organization – Indexing and hashing
  • 19. Query Processing 1. Parsing and translation 2. Optimization 3. Evaluation
  • 20. • Alternative ways of evaluating a given query – Equivalent expressions – Different algorithms for each operation • Cost difference between a good and a bad way of evaluating a query can be enormous • Need to estimate the cost of operations – Depends critically on statistical information about relations which the database must maintain – Need to estimate statistics for intermediate results to compute cost of complex expressions
  • 21. Transaction Management • A transaction is a collection of operations that performs a single logical function in a database application • Transaction-management component ensures that the database remains in a consistent (correct) state despite system failures (e.g., power failures and operating system crashes) and transaction failures. • Concurrency-control manager controls the interaction among the concurrent transactions, to ensure the consistency of the database.
  • 22. Database Architecture The architecture of a database systems is greatly influenced by the underlying computer system on which the database is running: • Centralized • Client-server • Parallel (multi-processor) • Distributed
  • 23. Database Users Users are differentiated by the way they expect to interact with the system • Application programmers – interact with system through DML calls • Sophisticated users – form requests in a database query language • Specialized users – write specialized database applications that do not fit into the traditional data processing framework • Naïve users – invoke one of the permanent application programs that have been written previously – Examples, people accessing database over the web, bank tellers, clerical staff
  • 24. Database Administrator • Coordinates all the activities of the database system; the database administrator has a good understanding of the enterprise’s information resources and needs. • Database administrator's duties include: – Schema definition – Storage structure and access method definition – Schema and physical organization modification – Granting user authority to access the database – Specifying integrity constraints – Acting as liaison with users – Monitoring performance and responding to changes in requirements
  • 26. History of Database Systems • 1950s and early 1960s: – Data processing using magnetic tapes for storage • Tapes provide only sequential access – Punched cards for input • Late 1960s and 1970s: – Hard disks allow direct access to data – Network and hierarchical data models in widespread use – Ted Codd defines the relational data model • Would win the ACM Turing Award for this work • IBM Research begins System R prototype • UC Berkeley begins Ingres prototype – High-performance (for the era) transaction processing
  • 27. • 1980s: – Research relational prototypes evolve into commercial systems • SQL becomes industrial standard – Parallel and distributed database systems – Object-oriented database systems • 1990s: – Large decision support and data-mining applications – Large multi-terabyte data warehouses – Emergence of Web commerce • 2000s: – XML and XQuery standards – Automated database administration