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A Trophic State Index for Lakes
Author(s): Robert E. Carlson
Reviewed work(s):
Source: Limnology and Oceanography, Vol. 22, No. 2 (Mar.,
1977), pp. 361-369
Published by: American Society of Limnology and
Oceanography
Stable URL: http://www.jstor.org/stable/2834910 .
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A trophic state index for lakes'
Robert E. Carlson2
Limnological Research Center, University of Minnesota,
Minneapolis 55455
Abstract
A numerical trophic state index for lakes has been developed
that incorporates most
lakes in a scale of 0 to 100. Each major division (10, 20, 30,
etc.) represents a doubling
in algal biomass. The index number can be calculated from any
of several parameters,
including Secchi disk transparency, chlorophyll, and total
phosphorus.
My purpose here is to present a new ap-
proach to the trophic classification of lakes.
This new approach was developed because
of frustration in communicating to the pub-
lic both the current nature or status of lakes
and their future condition after restoration
when the traditional trophic classification
system is used. The system presented here,
termed a trophic state index (TSI), in-
volves new methods both of defining
trophic status and of determining that status
in lakes.
All trophic classification is based on the
division of the trophic continuum, however
this is defined, into a series of classes
termed trophic states. Traditional systems
divide the continuum into three classes:
oligotrophic, mesotrophic, and eutrophic.
There is often no clear delineation of these
divisions. Determinations of trophic state
are made from examination of several di-
verse criteria, such as shape of the oxygen
curve, species composition of the bottom
fauna or of the phytoplankton, concentra-
tions of nutrients, and various measures of
biomass or production. Although each
changes from oligotrophy to eutrophy, the
changes do not occur at sharply defined
places, nor do they all occur at the same
place or at the same rate. Some lakes may
be considered oligotrophic by one criterion
and eutrophic by another; this problem is
1Contribution 141 from the Limnological Re-
search Center, University of Minnesota. This work
was supported in part by Environmental Protec-
tion Agency training grant U910028.
2 Present address: Department of Biological
Sciences, Kent State University, Kent, Ohio
44242.
sometimes circumvented by classifying
lakes that show characteristics of both oli-
gotrophy and eutrophy as mesotrophic.
Two or three ill-defined trophic states
cannot meet contemporary demands for a
sensitive, unambiguous classification sys-
tem. The addition of other trophic states,
such as ultra-oligotrophic, meso-eutrophic,
etc., could increase the discrimination of the
index, but at present these additional divi-
sions are no better defined than the first
three and may actually add to the confu-
sion by giving a false sense of accuracy and
sensitivity.
I acknowledge the advice and encourage-
ment of J. Shapiro in developing this index
and in preparing the manuscript. I also
thank C. Hedman and R. Armstrong for ad-
vice and H. Wright for help in manuscript
preparation.
Current approaches
The large number of criteria that have
been used to determine trophic status has
contributed to the contention that the
trophic concept is multidimensional, in-
volving aspects of nutrient loading, nutrient
concentration, productivity, faunal and
floral quantity and quality, and even lake
morphometry. As such, trophic status
could not be evaluated by examining one or
two parameters. Such reasoning may have
fostered multiparameter indices (e.g. Bre-
zonik and Shannon 1971; Michalski and
Conroy 1972). A multiparameter index is
limited in its usefulness because of the num-
ber of parameters that must be measured.
In addition, the linear relationship assumed
LIMNOLOGY AND OCEANOGRAPHY 361 MARCH 1977, V.
22(2)
362 Carlson
between the parameters in some of these
indices does not hold as evidence presented
below indicates.
Alternatives to the multidimensional
trophic concept have been based on a sin-
gle criterion, such as the rate of supply of
either organic matter (Rodhe 1969) or nu-
trients (Beeton and Edmondson 1972) into
a lake. Indices based on a single criterion
potentially could be both unambiguous and
sensitive to change. However, there is cur-
rently no consensus as to what should be
the single criterion of trophic status, and
it is doubtful that an index based on a sin-
gle parameter would be widely accepted.
Basis for a new index
The ideal trophic state index (TSI)
should incorporate the best of both the
above approaches, retaining the expression
of the diverse aspects of trophic state found
in multiparameter indices yet still having
the simplicity of a single parameter index.
This can be done if the commonly used
trophic criteria are interrelated. The evi-
dence is that such is the case. Vollenweider
(1969, 1976), Kirchner and Dillon (1975),
and Larsen and Mercier (unpublished)
have developed empirical equations to pre-
dict phosphorus concentration in lakes
from knowledge of phosphorus loading.
Sakamoto (1966) and Dillon and Rigler
(1974) have shown a relationship between
vernal phosphorus concentration and algal
biomass, measured as chlorophyll a concen-
tration. Lasenby (1975) used Secchi disk
transparency to predict areal hypolimnetic
oxygen deficits. If many of the commonly
used trophic criteria could be related by a
series of predictive equations, it would no
longer be necessary to measure all possible
trophic parameters to determine trophic
status. A single trophic criterion, e.g. algal
biomass, nutrient concentration, or nutrient
loading, could be the basis for an index
from which other trophic criteria could be
estimated or predicted by means of the es-
tablished relationships. Alternatively, mea-
surements of any of the trophic criteria
could be used to determine trophic status.
I chose algal biomass as the key descrip-
tor for such an index largely because algal
blooms are of concern to the public. An in-
dex that is particularly sensitive to such
concern would facilitate communication be-
tween the limnologist and the public.
Values for algal biomass itself are diffi-
cult to use in the index because biomass is
a poorly defined term, usually in turn esti-
mated by one or more parameters such as
dry or wet weight, cell volume, particulate
carbon, chlorophyll, or Secchi disk trans-
parency. I constructed the index using the
range of possible values for Secchi disk
transparency. In addition to having values
easily transformed into a convenient scale,
Secchi disk transparency is one of the sim-
plest and most often made limnological
measurements. Its values are easily under-
stood and appreciated.
The relationship between algal biomass
and Secchi disk transparency is expressed
by the equation for vertical extinction of
light in water
|z = (oe1(kw+kb) z)
where h = light intensity at the depth at
which the Secchi disk disappears, Io = in-
tensity of light striking the water surface,
kw = coefficient for attenuation of light by
water and dissolved substances, kb = coef-
ficient for attenuation of light by particu-
late matter, and z = depth at which the
Secchi disk disappears. The term kb can
be rewritten as aC, where a has the dimen-
sions of m2 mg-' and C is the concentration
of particulate matter (mg mr3n). Equation
1 can then be rewritten as
=(ln)(kw + aC) (2)
and rearranged to form the linear equation
()(ln I) = kw + aC. (3)
I. is about 10% of Io (Hutchinson 1957;
Tyler 1968) and can be considered to be a
constant. Alpha may vary depending on
the size and on the light-absorption and
Trophic state index 363
1000
100-
120J * 0
100-
- 1 0 0.0 t
a @
0
cQ 80 -'
E u
11 60- 0"
E *.*
0 01 _ 0 (~~~ 01
u 40f
20- * * 01 1 10 100
* * Secchi Disk Transparency (m)
*
0
**
| '
*
T r * t 1 2 ~ 4 65 7 8 9 10 11 12 13
Secchi Disk Transparency ( meters)
Fig. 1. Relationship between Secchi disk transparency and near-
surface concentrations of chloro-
phyll a. Insert: log-log transformation of same data. Dashed line
indicates slope of 1.0.
light-scattering properties of the particles,
but intuitively one would expect the value,
which is the reciprocal of the amount of
particulate matter per square meter in the
water column above the Secchi disk, not
to vary as a function of algal concentration,
and for this discussion it is considered a
constant.
According to Eq. 3, Secchi disk transpar-
ency is inversely proportional to the sum of
the absorbance of light by water and dis-
solved substances (kw) and the concentra-
tion of particulate matter (C). In many
lakes studied, kw is apparently small in re-
lation to C, and hyperbolic curves are ob-
tained when Secchi disk transparency is
plotted against parameters related to algal
biomass, such as chlorophyll a (Fig. 1).
364 Carlson
Construction of the index
I defined trophic states for the index
using each doubling of algal biomass as the
criterion for the division between each
state, i.e. each time the concentration of
algal biomass doubles from some base
value, a new trophic state will be recog-
nized. Because of the reciprocal relation-
ship between biomass concentration and
Secchi disk transparency, each doubling in
biomass would result in halving transpar-
ency. By transforming Secchi disk values
to the logarithm to the base 2, each bio-
mass doubling would be represented by a
whole integer at Secchi disk values of 1
m, 2 m, 4 m, 8 m, etc.
I felt that the zero point on the scale
should be located at a Secchi disk (SD)
value greater than any yet reported. The
greatest value reported by Hutchinson
(1957) is 41.6 m in Lake Masyuko, Japan.
The next greatest integer on the log2 scale
is at 64 m. A trophic state index (TSI)
value of 0 at 64 m is obtained by subtract-
ing the log2 of 64 from an indexing number
of 6, giving a final TSI equation of
TSI = 10(6-log2SD). (4)
The value is multiplied by 10 to give the
scale a range of 0 to 100 rather than 0 to
10. Two significant digits are all that can
be reasonably expected. The completed
scale begins at 0 at SD = 64 m, with 32 m
being 10; 16 m, 20; 8 m, 30; etc. The theo-
retical limit is indefinite, but the practical
limit is 100 or 110 (transparency values of
6.4 and 3.2 cm).
The scale is intentionally designed to be
numerical rather than nomenclatural. Be-
cause of the small number of categories
usually allotted in nomenclatural systems,
there is both a loss of information when
lakes are lumped together and a lack of
sensitivity to trophic changes. This problem
is alleviated as more and more trophic
state names are added, but the system soon
becomes so encumbered that it loses its
appeal. The scale presented here, a nu-
merical classification with more than 100
trophic categories, avoids these problems.
At the same time it retains the original
meaning of the nomenclatural trophic sys-
tem by using major divisions (10, 20, 30,
etc.) that roughly correspond to existing
concepts of trophic groupings.
Addition of other parameters
The regression of Secchi disk against
chlorophyll a and total phosphorus was cal-
culated from data readily available. The
number of data points and the number of
parameters used can be expanded. The
data used came from Shapiro and Pfann-
kuch (unpublished), Schelske et al. (1972),
Powers et al. (1972), Lawson (1972), Me-
gard (unpublished), and Carlson (1975).
Chlorophyll a (Fig. 1) does not give a
linear fit to the model predicted in Eq. 2.
A nonlinear element in the relationship ne-
cessitated a log-log transformation of the
data. The resulting equation is
ln SD = 2.04 - 0.68 ln Chl (5)
(r = 0.93, n = 147),
where SD transparency is in meters and
Chl a concentration is in milligrams per
cubic meter taken near the surface. One
possible explanation for this exponential
relationship may be that as algal density
increases, the algae become increasingly
light limnited. In response to lower light
per unit cell, more chlorophyll may be pro-
duced (Steele 1962).
When all available data were included,
the regression of total phosphorus (TP in
mg m-3) against the reciprocal of Secchi
disk transparency yielded
SD = 64.9/TP (6)
(r=0.89, n=61).
Total phosphorus should correlate best
with transparency when phosphorus is the
major factor limiting growth. Correlations
may be poor during spring and fall over-
turn when algal production tends to be
limited by temperature or light. Prelimi-
nary use of the above regression coefficients
in the index suggested that the equation
does predict the average seasonal relation-
ship between total phosphorus and trans-
Trophic state index 365
Table 1. Completed trophic state index and
its associated parameters.
Surface Surface
Secchi phosphorus chlorophyll
TSI disk (m) (mg/m3 ) (mg/m3)
0 64 0.75 0.04
10 32 1.5 0.12
20 16 3 0.34
30 8 6 0.94
40 4 12 2.6
50 2 24 6. l
60 1 48 20
70 0.5 96 56
80 0.25 192 154
90 0.12 384 427
100 0.062 768 1,l83
parency, but its predictions for phosphorus
are too high in spring and fall and too
low during summer. Because the equation
is to be used in an index where agreement
of correlated parameters is emphasized, I
decided to use only summer values in the
regression to provide the best agreement of
total phosphorus with algal parameters dur-
ing the season when sampling would nor-
mally be done.
There were not enough data available
for phosphorus and transparency during
July and August to produce a meaningful
regression. Instead, chlorophyll was re-
gressed against total phosphorus and the
resulting equation combin6d with Eq. 4 to
produce a phosphorus-transparency equa-
tion. The chlorophyll-total phosphorus for
July and August data points yielded
In Chl = 1.449 In TP - 2.442 (7)
(r=O0.846, n = 43).
This equation is similar to that derived by
Dillon and Rigler (1974) for the relation-
ship between vernal total phosphorus and
summer chlorophyll:
In Chl = 1.449 In TP - 2.616. (8)
Combining 5 with 7 produced
In SD = 3.876-O0.98In TP, (9)
or approximately
SD =48(1/TP). (10)
This equation was used in the index.
The trophic state index can now be com-
puted from Secchi disk transparency, chlo-
rophyll, or total phosphorus. The computa-
tional forms of the equations are
TSI (SD) =10(6 -
In
2S) (11)
TSI(Chl) = 10(62.04-O68lnChl) (12)
and
TSI (TP) = 10(6 - 2. (13)
The completed scale and its associated pa-
rameters are shown in Table 1.
Using the index
Seasonal TSI values for several Minne-
sota lakes are plotted in Fig. 2. The TSI
values for total phosphorus tended to fluc-
tuate less than those for the biological pa-
rameters, which approached the values
based on phosphorus during July and espe-
cially August and September. The extreme
fluctuations in the TSI based on biological
parameters in May and June may result
from springtime crashes in algal popula-
tions. In Lake Harriet, the chlorophyll and
Secchi disk TSI values remained below the
phosphorus TSI throughout summer. This
divergence of the biological TSI values
from the phosphorus TSI cannot yet be ex-
plained, but it does emphasize one of the
strongest advantages of individually deter-
mined trophic indices. All parameters when
transformed to the trophic scale should
have the same value. Any divergence from
this value by one or more parameters de-
mands investigation. For example, is it
really true that Lake Harriet is P limited,
since it seems to be producing less biomass
than the phosphorus levels would suggest?
Thus, the TSI scale not only classifies the
lake but can serve as an internal check on
assumptions about the relationships among
various components of the lake ecosystem.
To use the index for classifying lakes re-
quires that a single number be generated
that adequately reflects the trophic status
of the lake. It should be emphasized that
the number generated is only an index of
366 Carlson
80-
60 -
LAKE OF THE ISLES
40-
>< 20
' 70-
50 4 ; HALSTED BAY
O ' / LAKE MINNETONKA
I 30-
10
60-
H o X - --- -t-x- - X- X ---
40-
- LAKE HARRIET
20 M A M I J I J I A I S l 0 I N
Fig. 2. Seasonal variation in trophic state in-
dices calculated from Seccbi disk transparency
( 0 ), chlorophyll a (0), and total phosphorus
(x) for three Minnesota lakes in 1972.
the trophic status of a lake and does not
define the trophic status. In other words,
chlorophyll or total phosphorus are not con-
sidered as the basis of a definition of trophic
state but only as indicators of a more
broadly defined concept. The best indi-
cator of trophic status may vary from lake
to lake and also seasonally, so the best in-
dex to use should be chosen on pragmatic
grounds.
Secchi disk transparency might be ex-
pected to give erroneous values in lakes
containing high amounts of nonalgal par-
ticulate matter, in highly colored lakes
(those with a high km), and in extremely
clear lakes where kw again is an important
factor in light extinction. The advantage
of using the Secchi disk is that it is an ex-
tremely simple and cheap measurement and
usually provides a TSI value similar to that
obtained for chlorophyll.
Chlorophyll a values are apparently free
from interference, especially if the values
are corrected for pheophytin. It may be
that the number derived from chlorophyll
is best for estimating algal biomass in most
lakes and that priority should be given for
its use as a trophic state indicator.
Accurate index values from total phos-
phorus depend on the assumptions that
phosphorus is the major limiting factor for
algal growth and that the concentrations
of all forms of phosphorus present are a
function of algal biomass. The former as-
sumption does not seem to hold during
spring, fall, or winter (Fig. 2) nor is the
latter the case in lakes having high ortho-
phosphorus values (such as some lakes re-
ceiving domestic sewage) or in highly col-
ored lakes where some forms of phosphorus
may be tied up with humic acids (Moyer
and Thomas 1970). The advantage of the
phosphorus index is that it is relatively
stable throughout the year and, because of
this, can supply a meaningful value during
seasons when algal biomass is far below its
potential maximum.
In instances where the biological TSI
values diverge from that predicted by the
phosphorus index, it is not satisfactory to
average the different values, as the resulting
value would neither represent the trophic
state predicted by the nutrient concentra-
tion nor the biological condition estimated
from biological criteria. I suggest that for
purposes of classification priority be given
to the biological parameters, especially the
chlorophyll index, during summer, and per-
haps to the phosphorus values in spring,
fall, and winter, when the algae may be
limited by factors other than phosphorus.
These priorities would result in about the
same index value during any season of the
year.
Some period should be identified during
which samples should be taken for lake
classification. It might be argued that sam-
ples should be taken throughout a calen-
dar year to include all variations in trophic
status, but this would require the switching
of index parameters during the year, as
mentioned above, and the large number of
samples required might limit the usefulness
of the index.
Basing the index on samples taken dur-
ing spring or fall turnover would provide
a phosphorus index based on mean phos-
phorus concentration, a measurement used
in most predictive loading models. How-
ever, some disadvantages of limiting sam-
pling to overturn periods are the brief or
even nonexistent overturn in some lakes
Trophic state index 367
and the possibility of a lessened agreement
with the biological parameters. In addition,
mean phosphorus concentrations could be
calculated at any time if appropriate mor-
phometric data were available. An alter-
native might be to take epilimnetic sam-
ples during summer stratification, when
there should be the best agreement between
all of the index parameters. This would
allow confidence in comparisons between
studies that used different parameters. This
period would also coincide, in temperate
lakes, with peak recreational usage, increas-
ing the utility of the index in communicat-
ing the meaning of the classification to the
general public.
A calculation of TSI values from the
yearly data for Lake Washington (Fig. 3),
supplied by W. T. Edmondson, also illus-
trates the utility of the scale. In 1957, the
lake was receiving 57% of its phosphorus
from sewage effluent, and there was a no-
ticeable deterioration in water quality.
Sewage diversion began in 1963, and by
1968, 99% of the sewage had been diverted
from the lake (Edmondson 1970). Al-
though the data plotted in Fig. 3 show the
increase and decrease in nutrients and re-
sulting biological changes, the rates of
change differ considerably for each param-
eter. Chlorophyll a seems to be only slightly
affected until 1961, whereas Secchi disk
transparency shows a drastic decrease be-
tween 1950 and 1955. Conversely, after
sewage diversion in 1963, chlorophyll a
shows a dramatic decrease, while there is
a 3-year lag before Secchi disk transpar-
ency changes noticeably. These discrepan-
cies in rates of response are the result of
the inverse relationship between chlorophyll
concentration and transparency. Secchi
disk transparency is very sensitive to bio-
mass changes at low concentrations, but
is insensitive at high concentrations. If
only chlorophyll had been measured during
the 1950s, it might have seemed that sig-
nificant changes in the lake did not occur
until after 1961. When chlorophyll values
are converted to TSI, however, they can
be seen to be responding rapidly to enrich-
ment, and the changes parallel those in the
*- Seccht Disk Trnnsporency - 70
o-o Chlorophyll a x _
0-0 Totail Phosphorus A E5
E
1933 1950 19(;0 1970~~~~~~~~0 I
O 0
40
30~
1933 1950 1960 1970
60me intotrophih tteidxcaus
3 5 Mleso b nT
vaue Erpredcte yttlpopou lsl
40ent Msto the ruettatpopou
1933 1950 1960 1970
Fig. 3.e Top: Yearlychnge in avteraiige sum-
merlogvaluso threehi ptarmter in Lake Washin-
inton,. etl,Wsigo.Blw aatas
foredit trophic statex indexete vales.ha
svealue prdicntaedsb total phevospous closelyt
wsThe kcaeyi nuterientai dethermining the
biologicral, trlophicg sat ofrg Lakber Washing-
Thedua trophi indsex preshentedn theree has
at terophc ctrophication.
The scale is numer~~Ical rahrhn o
in dEsciigtrophi c hne.I h ao
368 Carlson
trophic divisions have a logical basis,
namely the doubling of concentrations of
surface algal biomass, which should make
the trophic state classification more ac-
ceptable theoretically.
Although the scale itself is constructed
from a single parameter, the mathematical
correlation with other parameters allows
some latitude in selecting the best one for
a given situation. The use of correlated
parameters also allows trophic comparisons
between lakes where different types of data
were collected in different studies. Calcu-
lation of the index for more than one pa-
rameter for a given lake also serves as an
internal check both on methodology and
on assumptions as to relationships between
parameters.
The data used can be minimal or exten-
sive, depending on the level of accuracy de-
sired and the resources available. Secchi
disk values alone can give a trophic state
classification, information that can be col-
lected even by nonscientists in public-par-
ticipation programs at little expense (Sha-
piro et al. 1975). If the survey is more
extensive, data on chlorophyll and total
phosphorus can provide supplementary or
alternative index values. The index number
gives both the public and the limnologist
a reasonably accurate impression of a lake's
water quality. For the layman, the num-
ber may have little meaning at first, but it
can readily be transformed into Secchi
transparency, which is easily understood.
By analogy, the Richter scale has
meaning for people other than seismolo-
gists. For the limnologist the index can
be an aid in communication between him-
self and other scientists. With only the
TSI value, a reasonable estimate can be
made of the Secchi disk transparency,
chlorophyll, and total phosphorus.
The index can be used as a predictive
tool in lake-management programs. If the
mean total phosphorus after nutrient abate-
ment can be predicted with loading-rate
equations such as those of Vollenweidet
(1969, 1976), then a new TSI can easily be
calculated and the biological conditions of
the lake estimated. This should prove of
value to groups interested in determining
how much nutrient abatement is necessary
to reach a desired trophic condition.
The index can be used for regional classi-
fication of all surface waters, including
streams and rivers. Any body of water
could be classified using the total phos-
phorus index, which is essentially a predic-
tor of potential algal biomass. Hutchinson
(1969) suggested that lakes and their
drainage basins should be considered
as trophic systems, where a eutrophic
system is one in which the potential
concentration of nutrients is high. The in-
dex allows the classification of that poten-
tial concentration for a watershed or re-
gion, at least on the basis of phosphorus.
Such a classification could develop an
awareness of regional patterns in trophic
potential, and could then also allow regional
trophic standards to be the basis of rational
management.
Finally, a trophic state index is not the
same as a water quality index. The term
quality implies a subjective judgment that
is best kept separate from the concept of
trophic state. A major point of confusion
with the existing terminology is that eu-
trophic is often equated with poor water
quality. Excellent, or poor, water quality
depends on the use of that water and the
local attitudes of the people. The definition
of trophic state and its index should re-
main neutral to such subjective judgments,
remaining a framework within which vari-
ous evaluations of water quality can be
made. The TSI can be a valuable tool for
lake management, but it is also a valid scien-
tific tool for investigations where an objec-
tive standard of trophic state is necessary. I
hope that the index can serve as a standard
of trophic measurement against which com-
parisons can be made between the many
chemical and biological components of the
lake system that are related to trophic
status. The result could be a more com-
plete and dynamic picture of how these
components relate to one another and to
the lake ecosystem as a whole.
Trophic state index 369
References
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BREZONIK, P. L., AND E. E. SHANNON. 1971.
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Publ. 13. 102 p.
CARLSON, R. E. 1975. Phosphorus cycling in a
shallow eutrophic lake in southwestern Min-
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DILLON, P. J., AND F. H. RIGLER. 1974. The
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EDMONDSON, W. T. 1970. Phosphorus, nitro-
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-. 1969. Eutrophication: Past and pres-
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LASENBY, D. C. 1975. Development of oxygen
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LAWSON, D. W. 1972. Temperature, trans-
parency, and phytoplankton productivity in
Crater Lake, Oregon. Limnol. Oceanogr. 17:
410-417.
MICHALSKI, M. F., AND N. CONROY. 1972.
Water quality evaluation-Lake Alert study.
Ontario Min. Environ. Rep. 23 p.
MOYER, J. R., AND R. L. THOMAS. 1970. Or-
ganic phosphorus and inositol phosphates in
molecular size fractions of a soil organic mat-
ter extract. Soil Sci. Soc. Am. Proc. 34:
80-83.
POWERS, C. F., D. W. SCHULTS, K. W. MALUEG,
R. M. BRICE, AND M. D. SCHULDT. 1972.
Algal responses to nutrient additions in nat-
ural waters. 2. Field experiments. Am. Soc.
Limnol. Oceanogr. Spec. Symp. 1: 141-154.
RODHE, W. 1969. Crystallization of eutrophi-
cation concepts in northern Europe, p. 50-
64. In Eutrophication: Causes, conse-
quences, correctives. Natl. Acad. Sci. Publ.
1700.
SAKAMOTO, M. 1966. Primary production by
phytoplankton community in some Japanese
lakes and its dependence on lake depth. Arch.
Hydrobiol. 62: 1-28.
SCHELSKE, C. L., L. E. FELDT, M. A. SANTIAGO,
AND E. F. STOERMER. 1972. Nutrient en-
richment and its effect on phytoplankton pro-
duction and species composition in Lake
Superior. Proc. 15th Conf. Great Lakes Res.
1972: 149-165.
SHAPIRO, J., J. B. LUNDQUIST, AND R. E. CARLSON.
1975. Involving the public in limnology-
an approach to communication. Int. Ver.
Theor. Angew. Limnol. Verh. 19: 866-874.
STEELE, J. H. 1962. Environmental control of
photosynthesis in the sea. Limnol. Oceanogr.
7: 137-150.
TYLER, J. E. 1968. The Secchi disc. Limnol.
Oceanogr. 13: 1-6.
VOLLENWEIDER, R. A. 1969. Possibilities and
limits of elementary models concerning the
budget of substances in lakes. Arch. Hydro-
biol. 66: 1-36.
1976. Advances in defining critical
loading levels for phosphorus in lake eutro-
phication. Mem. Ist. Ital. Idrobiol. 33: 53-
83.
Subnmitted: 5 February 1975
Accepted: 18 November 1976
Announcement
Pacific Section, American Society of Limnology and
Oceanography, Inc.
The Pacific Section will meet 12-16 June 1977 at San Francisco
State
University, San Francisco, California. A symposium on "The
San Fran-
cisco Bay" is scheduled for 13 June. Symposia on "Coastal
upwelling"
and "Ecology of western streams and rivers" are planned for 15
June.
Article Contentsp. 361p. 362p. 363p. 364p. 365p. 366p. 367p.
368p. 369Issue Table of ContentsLimnology and Oceanography,
Vol. 22, No. 2 (Mar., 1977), pp. 181-380Front Matter [pp. ]A
New Method for Physical Limnology-Tritium-Helium-3 Ages-
Results for Lakes Erie, Huron, and Ontario [pp. 181-193]Effect
of the Aswan High Dam on the Nile Flood and on the Estuarine
and Coastal Circulation Pattern Along the Mediterranean
Egyptian Coast [pp. 194-207]Dynamics of O<sub>2</sub> and
CO<sub>2</sub> Exchange, Photosynthesis, and Respiration in
Rivers from Time-Delayed Correlations with Ideal Sunlight [pp.
208-225]A Model of River Benthic Algal Photosynthesis in
Response to Rapid Changes in Light [pp. 226-233]Observations
on Pyrodinium bahamense Plate, a Toxic Dinoflagellate, in
Papua New Guinea [pp. 234-254]Red Tide in the Upwelling
Region of Baja California [pp. 255-263]Further Transition
States of the Baja California Upwelling Ecosystem [pp. 264-
280]Effects of Polymeric Charge Variations on the Proton-
Metal Ion Equilibria of Humic Materials [pp. 281-
289]Solubility Behavior of Apatites in Seawater [pp. 290-
300]The Uptake and Release of Dissolved Phosphorus by Reef
Corals [pp. 301-315]Implications of Copepod Predation [pp.
316-325]Growth Rules in the Marine Copepod Genus Acartia
[pp. 326-335]Composition and Stratigraphy of the Fossil
Phorbin Derivatives of Little Round Lake, Ontario [pp. 336-
348]Chromatographic and SCDP Measurements of Fossil
Phorbins and the Postglacial history of Little Round Lake,
Ontario [pp. 349-360]A Trophic State Index for Lakes [pp. 361-
369]NotesComparison of Lake Phytoplankton Models and
Loading Plots [pp. 370-373]Independent Estimate of the pH of
Dead Sea Brine [pp. 374-376]Tritium Oxide Uptake by Algae:
An Independent Measure of Phytoplankton Photosynthesis [pp.
377-380]Back Matter [pp. ]

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A Trophic State Index for LakesAuthor(s) Robert E. Carlson.docx

  • 1. A Trophic State Index for Lakes Author(s): Robert E. Carlson Reviewed work(s): Source: Limnology and Oceanography, Vol. 22, No. 2 (Mar., 1977), pp. 361-369 Published by: American Society of Limnology and Oceanography Stable URL: http://www.jstor.org/stable/2834910 . Accessed: 27/09/2012 17:20 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected] . American Society of Limnology and Oceanography is collaborating with JSTOR to digitize, preserve and extend access to Limnology and Oceanography. http://www.jstor.org http://www.jstor.org/action/showPublisher?publisherCode=limn
  • 2. oc http://www.jstor.org/stable/2834910?origin=JSTOR-pdf http://www.jstor.org/page/info/about/policies/terms.jsp A trophic state index for lakes' Robert E. Carlson2 Limnological Research Center, University of Minnesota, Minneapolis 55455 Abstract A numerical trophic state index for lakes has been developed that incorporates most lakes in a scale of 0 to 100. Each major division (10, 20, 30, etc.) represents a doubling in algal biomass. The index number can be calculated from any of several parameters, including Secchi disk transparency, chlorophyll, and total phosphorus. My purpose here is to present a new ap- proach to the trophic classification of lakes. This new approach was developed because of frustration in communicating to the pub- lic both the current nature or status of lakes and their future condition after restoration when the traditional trophic classification system is used. The system presented here, termed a trophic state index (TSI), in- volves new methods both of defining trophic status and of determining that status in lakes. All trophic classification is based on the
  • 3. division of the trophic continuum, however this is defined, into a series of classes termed trophic states. Traditional systems divide the continuum into three classes: oligotrophic, mesotrophic, and eutrophic. There is often no clear delineation of these divisions. Determinations of trophic state are made from examination of several di- verse criteria, such as shape of the oxygen curve, species composition of the bottom fauna or of the phytoplankton, concentra- tions of nutrients, and various measures of biomass or production. Although each changes from oligotrophy to eutrophy, the changes do not occur at sharply defined places, nor do they all occur at the same place or at the same rate. Some lakes may be considered oligotrophic by one criterion and eutrophic by another; this problem is 1Contribution 141 from the Limnological Re- search Center, University of Minnesota. This work was supported in part by Environmental Protec- tion Agency training grant U910028. 2 Present address: Department of Biological Sciences, Kent State University, Kent, Ohio 44242. sometimes circumvented by classifying lakes that show characteristics of both oli- gotrophy and eutrophy as mesotrophic. Two or three ill-defined trophic states cannot meet contemporary demands for a sensitive, unambiguous classification sys-
  • 4. tem. The addition of other trophic states, such as ultra-oligotrophic, meso-eutrophic, etc., could increase the discrimination of the index, but at present these additional divi- sions are no better defined than the first three and may actually add to the confu- sion by giving a false sense of accuracy and sensitivity. I acknowledge the advice and encourage- ment of J. Shapiro in developing this index and in preparing the manuscript. I also thank C. Hedman and R. Armstrong for ad- vice and H. Wright for help in manuscript preparation. Current approaches The large number of criteria that have been used to determine trophic status has contributed to the contention that the trophic concept is multidimensional, in- volving aspects of nutrient loading, nutrient concentration, productivity, faunal and floral quantity and quality, and even lake morphometry. As such, trophic status could not be evaluated by examining one or two parameters. Such reasoning may have fostered multiparameter indices (e.g. Bre- zonik and Shannon 1971; Michalski and Conroy 1972). A multiparameter index is limited in its usefulness because of the num- ber of parameters that must be measured. In addition, the linear relationship assumed LIMNOLOGY AND OCEANOGRAPHY 361 MARCH 1977, V.
  • 5. 22(2) 362 Carlson between the parameters in some of these indices does not hold as evidence presented below indicates. Alternatives to the multidimensional trophic concept have been based on a sin- gle criterion, such as the rate of supply of either organic matter (Rodhe 1969) or nu- trients (Beeton and Edmondson 1972) into a lake. Indices based on a single criterion potentially could be both unambiguous and sensitive to change. However, there is cur- rently no consensus as to what should be the single criterion of trophic status, and it is doubtful that an index based on a sin- gle parameter would be widely accepted. Basis for a new index The ideal trophic state index (TSI) should incorporate the best of both the above approaches, retaining the expression of the diverse aspects of trophic state found in multiparameter indices yet still having the simplicity of a single parameter index. This can be done if the commonly used trophic criteria are interrelated. The evi- dence is that such is the case. Vollenweider (1969, 1976), Kirchner and Dillon (1975), and Larsen and Mercier (unpublished)
  • 6. have developed empirical equations to pre- dict phosphorus concentration in lakes from knowledge of phosphorus loading. Sakamoto (1966) and Dillon and Rigler (1974) have shown a relationship between vernal phosphorus concentration and algal biomass, measured as chlorophyll a concen- tration. Lasenby (1975) used Secchi disk transparency to predict areal hypolimnetic oxygen deficits. If many of the commonly used trophic criteria could be related by a series of predictive equations, it would no longer be necessary to measure all possible trophic parameters to determine trophic status. A single trophic criterion, e.g. algal biomass, nutrient concentration, or nutrient loading, could be the basis for an index from which other trophic criteria could be estimated or predicted by means of the es- tablished relationships. Alternatively, mea- surements of any of the trophic criteria could be used to determine trophic status. I chose algal biomass as the key descrip- tor for such an index largely because algal blooms are of concern to the public. An in- dex that is particularly sensitive to such concern would facilitate communication be- tween the limnologist and the public. Values for algal biomass itself are diffi- cult to use in the index because biomass is a poorly defined term, usually in turn esti- mated by one or more parameters such as dry or wet weight, cell volume, particulate carbon, chlorophyll, or Secchi disk trans-
  • 7. parency. I constructed the index using the range of possible values for Secchi disk transparency. In addition to having values easily transformed into a convenient scale, Secchi disk transparency is one of the sim- plest and most often made limnological measurements. Its values are easily under- stood and appreciated. The relationship between algal biomass and Secchi disk transparency is expressed by the equation for vertical extinction of light in water |z = (oe1(kw+kb) z) where h = light intensity at the depth at which the Secchi disk disappears, Io = in- tensity of light striking the water surface, kw = coefficient for attenuation of light by water and dissolved substances, kb = coef- ficient for attenuation of light by particu- late matter, and z = depth at which the Secchi disk disappears. The term kb can be rewritten as aC, where a has the dimen- sions of m2 mg-' and C is the concentration of particulate matter (mg mr3n). Equation 1 can then be rewritten as =(ln)(kw + aC) (2) and rearranged to form the linear equation ()(ln I) = kw + aC. (3) I. is about 10% of Io (Hutchinson 1957; Tyler 1968) and can be considered to be a
  • 8. constant. Alpha may vary depending on the size and on the light-absorption and Trophic state index 363 1000 100- 120J * 0 100- - 1 0 0.0 t a @ 0 cQ 80 -' E u 11 60- 0" E *.* 0 01 _ 0 (~~~ 01 u 40f 20- * * 01 1 10 100 * * Secchi Disk Transparency (m) * 0 **
  • 9. | ' * T r * t 1 2 ~ 4 65 7 8 9 10 11 12 13 Secchi Disk Transparency ( meters) Fig. 1. Relationship between Secchi disk transparency and near- surface concentrations of chloro- phyll a. Insert: log-log transformation of same data. Dashed line indicates slope of 1.0. light-scattering properties of the particles, but intuitively one would expect the value, which is the reciprocal of the amount of particulate matter per square meter in the water column above the Secchi disk, not to vary as a function of algal concentration, and for this discussion it is considered a constant. According to Eq. 3, Secchi disk transpar- ency is inversely proportional to the sum of the absorbance of light by water and dis- solved substances (kw) and the concentra- tion of particulate matter (C). In many lakes studied, kw is apparently small in re- lation to C, and hyperbolic curves are ob- tained when Secchi disk transparency is plotted against parameters related to algal biomass, such as chlorophyll a (Fig. 1). 364 Carlson
  • 10. Construction of the index I defined trophic states for the index using each doubling of algal biomass as the criterion for the division between each state, i.e. each time the concentration of algal biomass doubles from some base value, a new trophic state will be recog- nized. Because of the reciprocal relation- ship between biomass concentration and Secchi disk transparency, each doubling in biomass would result in halving transpar- ency. By transforming Secchi disk values to the logarithm to the base 2, each bio- mass doubling would be represented by a whole integer at Secchi disk values of 1 m, 2 m, 4 m, 8 m, etc. I felt that the zero point on the scale should be located at a Secchi disk (SD) value greater than any yet reported. The greatest value reported by Hutchinson (1957) is 41.6 m in Lake Masyuko, Japan. The next greatest integer on the log2 scale is at 64 m. A trophic state index (TSI) value of 0 at 64 m is obtained by subtract- ing the log2 of 64 from an indexing number of 6, giving a final TSI equation of TSI = 10(6-log2SD). (4) The value is multiplied by 10 to give the scale a range of 0 to 100 rather than 0 to 10. Two significant digits are all that can be reasonably expected. The completed
  • 11. scale begins at 0 at SD = 64 m, with 32 m being 10; 16 m, 20; 8 m, 30; etc. The theo- retical limit is indefinite, but the practical limit is 100 or 110 (transparency values of 6.4 and 3.2 cm). The scale is intentionally designed to be numerical rather than nomenclatural. Be- cause of the small number of categories usually allotted in nomenclatural systems, there is both a loss of information when lakes are lumped together and a lack of sensitivity to trophic changes. This problem is alleviated as more and more trophic state names are added, but the system soon becomes so encumbered that it loses its appeal. The scale presented here, a nu- merical classification with more than 100 trophic categories, avoids these problems. At the same time it retains the original meaning of the nomenclatural trophic sys- tem by using major divisions (10, 20, 30, etc.) that roughly correspond to existing concepts of trophic groupings. Addition of other parameters The regression of Secchi disk against chlorophyll a and total phosphorus was cal- culated from data readily available. The number of data points and the number of parameters used can be expanded. The data used came from Shapiro and Pfann- kuch (unpublished), Schelske et al. (1972), Powers et al. (1972), Lawson (1972), Me-
  • 12. gard (unpublished), and Carlson (1975). Chlorophyll a (Fig. 1) does not give a linear fit to the model predicted in Eq. 2. A nonlinear element in the relationship ne- cessitated a log-log transformation of the data. The resulting equation is ln SD = 2.04 - 0.68 ln Chl (5) (r = 0.93, n = 147), where SD transparency is in meters and Chl a concentration is in milligrams per cubic meter taken near the surface. One possible explanation for this exponential relationship may be that as algal density increases, the algae become increasingly light limnited. In response to lower light per unit cell, more chlorophyll may be pro- duced (Steele 1962). When all available data were included, the regression of total phosphorus (TP in mg m-3) against the reciprocal of Secchi disk transparency yielded SD = 64.9/TP (6) (r=0.89, n=61). Total phosphorus should correlate best with transparency when phosphorus is the major factor limiting growth. Correlations may be poor during spring and fall over- turn when algal production tends to be limited by temperature or light. Prelimi- nary use of the above regression coefficients
  • 13. in the index suggested that the equation does predict the average seasonal relation- ship between total phosphorus and trans- Trophic state index 365 Table 1. Completed trophic state index and its associated parameters. Surface Surface Secchi phosphorus chlorophyll TSI disk (m) (mg/m3 ) (mg/m3) 0 64 0.75 0.04 10 32 1.5 0.12 20 16 3 0.34 30 8 6 0.94 40 4 12 2.6 50 2 24 6. l 60 1 48 20 70 0.5 96 56 80 0.25 192 154 90 0.12 384 427 100 0.062 768 1,l83 parency, but its predictions for phosphorus are too high in spring and fall and too low during summer. Because the equation is to be used in an index where agreement of correlated parameters is emphasized, I decided to use only summer values in the regression to provide the best agreement of
  • 14. total phosphorus with algal parameters dur- ing the season when sampling would nor- mally be done. There were not enough data available for phosphorus and transparency during July and August to produce a meaningful regression. Instead, chlorophyll was re- gressed against total phosphorus and the resulting equation combin6d with Eq. 4 to produce a phosphorus-transparency equa- tion. The chlorophyll-total phosphorus for July and August data points yielded In Chl = 1.449 In TP - 2.442 (7) (r=O0.846, n = 43). This equation is similar to that derived by Dillon and Rigler (1974) for the relation- ship between vernal total phosphorus and summer chlorophyll: In Chl = 1.449 In TP - 2.616. (8) Combining 5 with 7 produced In SD = 3.876-O0.98In TP, (9) or approximately SD =48(1/TP). (10) This equation was used in the index. The trophic state index can now be com- puted from Secchi disk transparency, chlo- rophyll, or total phosphorus. The computa- tional forms of the equations are
  • 15. TSI (SD) =10(6 - In 2S) (11) TSI(Chl) = 10(62.04-O68lnChl) (12) and TSI (TP) = 10(6 - 2. (13) The completed scale and its associated pa- rameters are shown in Table 1. Using the index Seasonal TSI values for several Minne- sota lakes are plotted in Fig. 2. The TSI values for total phosphorus tended to fluc- tuate less than those for the biological pa- rameters, which approached the values based on phosphorus during July and espe- cially August and September. The extreme fluctuations in the TSI based on biological parameters in May and June may result from springtime crashes in algal popula- tions. In Lake Harriet, the chlorophyll and Secchi disk TSI values remained below the phosphorus TSI throughout summer. This divergence of the biological TSI values from the phosphorus TSI cannot yet be ex- plained, but it does emphasize one of the strongest advantages of individually deter- mined trophic indices. All parameters when transformed to the trophic scale should
  • 16. have the same value. Any divergence from this value by one or more parameters de- mands investigation. For example, is it really true that Lake Harriet is P limited, since it seems to be producing less biomass than the phosphorus levels would suggest? Thus, the TSI scale not only classifies the lake but can serve as an internal check on assumptions about the relationships among various components of the lake ecosystem. To use the index for classifying lakes re- quires that a single number be generated that adequately reflects the trophic status of the lake. It should be emphasized that the number generated is only an index of 366 Carlson 80- 60 - LAKE OF THE ISLES 40- >< 20 ' 70- 50 4 ; HALSTED BAY O ' / LAKE MINNETONKA I 30-
  • 17. 10 60- H o X - --- -t-x- - X- X --- 40- - LAKE HARRIET 20 M A M I J I J I A I S l 0 I N Fig. 2. Seasonal variation in trophic state in- dices calculated from Seccbi disk transparency ( 0 ), chlorophyll a (0), and total phosphorus (x) for three Minnesota lakes in 1972. the trophic status of a lake and does not define the trophic status. In other words, chlorophyll or total phosphorus are not con- sidered as the basis of a definition of trophic state but only as indicators of a more broadly defined concept. The best indi- cator of trophic status may vary from lake to lake and also seasonally, so the best in- dex to use should be chosen on pragmatic grounds. Secchi disk transparency might be ex- pected to give erroneous values in lakes containing high amounts of nonalgal par- ticulate matter, in highly colored lakes (those with a high km), and in extremely clear lakes where kw again is an important factor in light extinction. The advantage of using the Secchi disk is that it is an ex- tremely simple and cheap measurement and
  • 18. usually provides a TSI value similar to that obtained for chlorophyll. Chlorophyll a values are apparently free from interference, especially if the values are corrected for pheophytin. It may be that the number derived from chlorophyll is best for estimating algal biomass in most lakes and that priority should be given for its use as a trophic state indicator. Accurate index values from total phos- phorus depend on the assumptions that phosphorus is the major limiting factor for algal growth and that the concentrations of all forms of phosphorus present are a function of algal biomass. The former as- sumption does not seem to hold during spring, fall, or winter (Fig. 2) nor is the latter the case in lakes having high ortho- phosphorus values (such as some lakes re- ceiving domestic sewage) or in highly col- ored lakes where some forms of phosphorus may be tied up with humic acids (Moyer and Thomas 1970). The advantage of the phosphorus index is that it is relatively stable throughout the year and, because of this, can supply a meaningful value during seasons when algal biomass is far below its potential maximum. In instances where the biological TSI values diverge from that predicted by the phosphorus index, it is not satisfactory to average the different values, as the resulting
  • 19. value would neither represent the trophic state predicted by the nutrient concentra- tion nor the biological condition estimated from biological criteria. I suggest that for purposes of classification priority be given to the biological parameters, especially the chlorophyll index, during summer, and per- haps to the phosphorus values in spring, fall, and winter, when the algae may be limited by factors other than phosphorus. These priorities would result in about the same index value during any season of the year. Some period should be identified during which samples should be taken for lake classification. It might be argued that sam- ples should be taken throughout a calen- dar year to include all variations in trophic status, but this would require the switching of index parameters during the year, as mentioned above, and the large number of samples required might limit the usefulness of the index. Basing the index on samples taken dur- ing spring or fall turnover would provide a phosphorus index based on mean phos- phorus concentration, a measurement used in most predictive loading models. How- ever, some disadvantages of limiting sam- pling to overturn periods are the brief or even nonexistent overturn in some lakes
  • 20. Trophic state index 367 and the possibility of a lessened agreement with the biological parameters. In addition, mean phosphorus concentrations could be calculated at any time if appropriate mor- phometric data were available. An alter- native might be to take epilimnetic sam- ples during summer stratification, when there should be the best agreement between all of the index parameters. This would allow confidence in comparisons between studies that used different parameters. This period would also coincide, in temperate lakes, with peak recreational usage, increas- ing the utility of the index in communicat- ing the meaning of the classification to the general public. A calculation of TSI values from the yearly data for Lake Washington (Fig. 3), supplied by W. T. Edmondson, also illus- trates the utility of the scale. In 1957, the lake was receiving 57% of its phosphorus from sewage effluent, and there was a no- ticeable deterioration in water quality. Sewage diversion began in 1963, and by 1968, 99% of the sewage had been diverted from the lake (Edmondson 1970). Al- though the data plotted in Fig. 3 show the increase and decrease in nutrients and re- sulting biological changes, the rates of change differ considerably for each param- eter. Chlorophyll a seems to be only slightly affected until 1961, whereas Secchi disk transparency shows a drastic decrease be-
  • 21. tween 1950 and 1955. Conversely, after sewage diversion in 1963, chlorophyll a shows a dramatic decrease, while there is a 3-year lag before Secchi disk transpar- ency changes noticeably. These discrepan- cies in rates of response are the result of the inverse relationship between chlorophyll concentration and transparency. Secchi disk transparency is very sensitive to bio- mass changes at low concentrations, but is insensitive at high concentrations. If only chlorophyll had been measured during the 1950s, it might have seemed that sig- nificant changes in the lake did not occur until after 1961. When chlorophyll values are converted to TSI, however, they can be seen to be responding rapidly to enrich- ment, and the changes parallel those in the *- Seccht Disk Trnnsporency - 70 o-o Chlorophyll a x _ 0-0 Totail Phosphorus A E5 E 1933 1950 19(;0 1970~~~~~~~~0 I O 0 40 30~ 1933 1950 1960 1970 60me intotrophih tteidxcaus
  • 22. 3 5 Mleso b nT vaue Erpredcte yttlpopou lsl 40ent Msto the ruettatpopou 1933 1950 1960 1970 Fig. 3.e Top: Yearlychnge in avteraiige sum- merlogvaluso threehi ptarmter in Lake Washin- inton,. etl,Wsigo.Blw aatas foredit trophic statex indexete vales.ha svealue prdicntaedsb total phevospous closelyt wsThe kcaeyi nuterientai dethermining the biologicral, trlophicg sat ofrg Lakber Washing- Thedua trophi indsex preshentedn theree has at terophc ctrophication. The scale is numer~~Ical rahrhn o in dEsciigtrophi c hne.I h ao 368 Carlson trophic divisions have a logical basis, namely the doubling of concentrations of surface algal biomass, which should make the trophic state classification more ac- ceptable theoretically.
  • 23. Although the scale itself is constructed from a single parameter, the mathematical correlation with other parameters allows some latitude in selecting the best one for a given situation. The use of correlated parameters also allows trophic comparisons between lakes where different types of data were collected in different studies. Calcu- lation of the index for more than one pa- rameter for a given lake also serves as an internal check both on methodology and on assumptions as to relationships between parameters. The data used can be minimal or exten- sive, depending on the level of accuracy de- sired and the resources available. Secchi disk values alone can give a trophic state classification, information that can be col- lected even by nonscientists in public-par- ticipation programs at little expense (Sha- piro et al. 1975). If the survey is more extensive, data on chlorophyll and total phosphorus can provide supplementary or alternative index values. The index number gives both the public and the limnologist a reasonably accurate impression of a lake's water quality. For the layman, the num- ber may have little meaning at first, but it can readily be transformed into Secchi transparency, which is easily understood. By analogy, the Richter scale has meaning for people other than seismolo- gists. For the limnologist the index can be an aid in communication between him-
  • 24. self and other scientists. With only the TSI value, a reasonable estimate can be made of the Secchi disk transparency, chlorophyll, and total phosphorus. The index can be used as a predictive tool in lake-management programs. If the mean total phosphorus after nutrient abate- ment can be predicted with loading-rate equations such as those of Vollenweidet (1969, 1976), then a new TSI can easily be calculated and the biological conditions of the lake estimated. This should prove of value to groups interested in determining how much nutrient abatement is necessary to reach a desired trophic condition. The index can be used for regional classi- fication of all surface waters, including streams and rivers. Any body of water could be classified using the total phos- phorus index, which is essentially a predic- tor of potential algal biomass. Hutchinson (1969) suggested that lakes and their drainage basins should be considered as trophic systems, where a eutrophic system is one in which the potential concentration of nutrients is high. The in- dex allows the classification of that poten- tial concentration for a watershed or re- gion, at least on the basis of phosphorus. Such a classification could develop an awareness of regional patterns in trophic potential, and could then also allow regional trophic standards to be the basis of rational
  • 25. management. Finally, a trophic state index is not the same as a water quality index. The term quality implies a subjective judgment that is best kept separate from the concept of trophic state. A major point of confusion with the existing terminology is that eu- trophic is often equated with poor water quality. Excellent, or poor, water quality depends on the use of that water and the local attitudes of the people. The definition of trophic state and its index should re- main neutral to such subjective judgments, remaining a framework within which vari- ous evaluations of water quality can be made. The TSI can be a valuable tool for lake management, but it is also a valid scien- tific tool for investigations where an objec- tive standard of trophic state is necessary. I hope that the index can serve as a standard of trophic measurement against which com- parisons can be made between the many chemical and biological components of the lake system that are related to trophic status. The result could be a more com- plete and dynamic picture of how these components relate to one another and to the lake ecosystem as a whole. Trophic state index 369 References BEETON, A. M., AND W. T. EDMONDSON. 1972.
  • 26. The eutrophication problem. J. Fish. Res. Bd. Can. 29: 673-682. BREZONIK, P. L., AND E. E. SHANNON. 1971. Trophic state of lakes in north central Florida. Fla. Water Resour. Res. Center Publ. 13. 102 p. CARLSON, R. E. 1975. Phosphorus cycling in a shallow eutrophic lake in southwestern Min- nesota. Ph.D. thesis, Univ. Minnesota. DILLON, P. J., AND F. H. RIGLER. 1974. The phosphorus-chlorophyll relationship in lakes. Limnol. Oceanogr. 19: 767-773. EDMONDSON, W. T. 1970. Phosphorus, nitro- gen, and algae in Lake Washington after di- version of sewage. Science 169: 690-691. HuTJCHINSON, G. E. 1957. A treatise on lim- nology, v. 1. Wiley. -. 1969. Eutrophication: Past and pres- ent, p. 17-26. In Eutrophication: Causes, consequences, correctives. Natl. Acad. Sci. Publ. 1700. KIRCHNER, W. B., AND P. J. DILLON. 1975. An empirical method of estimating the retention of phosphorus in lakes. Water Resour. Res. 11: 182-183. LASENBY, D. C. 1975. Development of oxygen deficits in 14 southern Ontario lakes. Limnol.
  • 27. Oceanogr. 20: 993-999. LAWSON, D. W. 1972. Temperature, trans- parency, and phytoplankton productivity in Crater Lake, Oregon. Limnol. Oceanogr. 17: 410-417. MICHALSKI, M. F., AND N. CONROY. 1972. Water quality evaluation-Lake Alert study. Ontario Min. Environ. Rep. 23 p. MOYER, J. R., AND R. L. THOMAS. 1970. Or- ganic phosphorus and inositol phosphates in molecular size fractions of a soil organic mat- ter extract. Soil Sci. Soc. Am. Proc. 34: 80-83. POWERS, C. F., D. W. SCHULTS, K. W. MALUEG, R. M. BRICE, AND M. D. SCHULDT. 1972. Algal responses to nutrient additions in nat- ural waters. 2. Field experiments. Am. Soc. Limnol. Oceanogr. Spec. Symp. 1: 141-154. RODHE, W. 1969. Crystallization of eutrophi- cation concepts in northern Europe, p. 50- 64. In Eutrophication: Causes, conse- quences, correctives. Natl. Acad. Sci. Publ. 1700. SAKAMOTO, M. 1966. Primary production by phytoplankton community in some Japanese lakes and its dependence on lake depth. Arch. Hydrobiol. 62: 1-28. SCHELSKE, C. L., L. E. FELDT, M. A. SANTIAGO, AND E. F. STOERMER. 1972. Nutrient en-
  • 28. richment and its effect on phytoplankton pro- duction and species composition in Lake Superior. Proc. 15th Conf. Great Lakes Res. 1972: 149-165. SHAPIRO, J., J. B. LUNDQUIST, AND R. E. CARLSON. 1975. Involving the public in limnology- an approach to communication. Int. Ver. Theor. Angew. Limnol. Verh. 19: 866-874. STEELE, J. H. 1962. Environmental control of photosynthesis in the sea. Limnol. Oceanogr. 7: 137-150. TYLER, J. E. 1968. The Secchi disc. Limnol. Oceanogr. 13: 1-6. VOLLENWEIDER, R. A. 1969. Possibilities and limits of elementary models concerning the budget of substances in lakes. Arch. Hydro- biol. 66: 1-36. 1976. Advances in defining critical loading levels for phosphorus in lake eutro- phication. Mem. Ist. Ital. Idrobiol. 33: 53- 83. Subnmitted: 5 February 1975 Accepted: 18 November 1976 Announcement Pacific Section, American Society of Limnology and Oceanography, Inc. The Pacific Section will meet 12-16 June 1977 at San Francisco State
  • 29. University, San Francisco, California. A symposium on "The San Fran- cisco Bay" is scheduled for 13 June. Symposia on "Coastal upwelling" and "Ecology of western streams and rivers" are planned for 15 June. Article Contentsp. 361p. 362p. 363p. 364p. 365p. 366p. 367p. 368p. 369Issue Table of ContentsLimnology and Oceanography, Vol. 22, No. 2 (Mar., 1977), pp. 181-380Front Matter [pp. ]A New Method for Physical Limnology-Tritium-Helium-3 Ages- Results for Lakes Erie, Huron, and Ontario [pp. 181-193]Effect of the Aswan High Dam on the Nile Flood and on the Estuarine and Coastal Circulation Pattern Along the Mediterranean Egyptian Coast [pp. 194-207]Dynamics of O<sub>2</sub> and CO<sub>2</sub> Exchange, Photosynthesis, and Respiration in Rivers from Time-Delayed Correlations with Ideal Sunlight [pp. 208-225]A Model of River Benthic Algal Photosynthesis in Response to Rapid Changes in Light [pp. 226-233]Observations on Pyrodinium bahamense Plate, a Toxic Dinoflagellate, in Papua New Guinea [pp. 234-254]Red Tide in the Upwelling Region of Baja California [pp. 255-263]Further Transition States of the Baja California Upwelling Ecosystem [pp. 264- 280]Effects of Polymeric Charge Variations on the Proton- Metal Ion Equilibria of Humic Materials [pp. 281- 289]Solubility Behavior of Apatites in Seawater [pp. 290- 300]The Uptake and Release of Dissolved Phosphorus by Reef Corals [pp. 301-315]Implications of Copepod Predation [pp. 316-325]Growth Rules in the Marine Copepod Genus Acartia [pp. 326-335]Composition and Stratigraphy of the Fossil Phorbin Derivatives of Little Round Lake, Ontario [pp. 336- 348]Chromatographic and SCDP Measurements of Fossil Phorbins and the Postglacial history of Little Round Lake, Ontario [pp. 349-360]A Trophic State Index for Lakes [pp. 361- 369]NotesComparison of Lake Phytoplankton Models and Loading Plots [pp. 370-373]Independent Estimate of the pH of Dead Sea Brine [pp. 374-376]Tritium Oxide Uptake by Algae:
  • 30. An Independent Measure of Phytoplankton Photosynthesis [pp. 377-380]Back Matter [pp. ]