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Comparison & Contrast Essay
Assignment & Instructions
I. Instructions & Requirements
A. Assignment:
Write a referential essay of at least 1,000 words in which you
compare and contrast two subjects.
Choose from the "Approved Topics" list on page two of this
assignment or submit a custom topic for
Professor Shanafelt's approval. You must organize your essay
by trait rather than subject. The overall
structure of your essay, its number of paragraphs, and the
internal structure of each paragraph must
conform to the comparison and contrast essay template in this
assignment. You may compare, contrast,
or compare and contrast your the subjects you have chosen.
B. How to Submit:
1. Submit PDF document via Blackboard assignment page.
2. No emailed papers will be accepted.
3. No other file types will be accepted.
C. Due Date:
8 March 2020 @ 11:55 pm
D. Length:
1. 1,000 words minimum (4-5 pages + Works Cited)
2. The “Works Cited” page, heading, and other paraphernalia
are not included in word count.
E. Sources:
1. Two primary sources are required. No other source are
permitted.
2. Use MLA 8 (2016) to document your two primary sources.
F. Documentation:
1. Document all quotations, paraphrases, details, and
information taken from primary sources.
2. Cite each use of outside source material with a properly
formatted MLA works-cited entry and an
appropriate MLA in-text citation.
3. For MLA Documentation information, reference the The
Norton Sampler Appendix, MLA Handbook
(8th edition with 2016 update), or the Owl at Purdue website at
the following link: https://
owl.purdue.edu/owl/research_and_citation/mla_style/mla_forma
tting_and_style_guide/
mla_general_format.html
G. Document Type:
1. PDF - Save your essay as a PDF document.
2. No other document types will be accepted!!
H. Topic Choices:
1. Select a topic from the "Suggested Topics" list in this
document.
2. Create an original essay topic of your own and submit it to
Professor Shanafelt for approval.
a) Your proposal should be mature, complete, typed, and clearly
worded.
b) Submit your topic for approval on or before 1 March 2020.
c) Submit your topic to Professor Shanafelt using your official
ACC email account
d) Submit your topic to Professor Shanafelt at the following
link: [email protected]
I. Outline:
1. An essay outline is suggested but not required.
2. For outline structure, consult the essay outline included in
this document.
3. For additional outline information, consult the Owl at Purdue
at the following link: https://
owl.purdue.edu/owl/general_writing/the_writing_process/develo
ping_an_outline/
types_of_outlines.html
J. Essay Format:
1. Format your essay in accordance with the MLA Style Manual
(8th ed. 2016) guidelines, which can
also be found at the following link:
https://owl.purdue.edu/owl/research_and_citation/mla_style/
mla_formatting_and_style_guide/mla_general_format.html
2. Include your essay's word count after the last line of your
conclusion.
3. The "Works Cited" page does not factor into the word count.
Compare & Contrast Essay of 1 3 Professor Shanafelt - Eng
1301
https://owl.purdue.edu/owl/research_and_citation/mla_style/mla
_formatting_and_style_guide/mla_general_format.html
https://owl.purdue.edu/owl/research_and_citation/mla_style/mla
_formatting_and_style_guide/mla_general_format.html
https://owl.purdue.edu/owl/research_and_citation/mla_style/mla
_formatting_and_style_guide/mla_general_format.html
mailto:[email protected]
https://owl.purdue.edu/owl/general_writing/the_writing_process
/developing_an_outline/types_of_outlines.html
https://owl.purdue.edu/owl/general_writing/the_writing_process
/developing_an_outline/types_of_outlines.html
https://owl.purdue.edu/owl/general_writing/the_writing_process
/developing_an_outline/types_of_outlines.html
https://owl.purdue.edu/owl/general_writing/the_writing_process
/developing_an_outline/types_of_outlines.html
https://owl.purdue.edu/owl/research_and_citation/mla_style/mla
_formatting_and_style_guide/mla_general_format.html
https://owl.purdue.edu/owl/research_and_citation/mla_style/mla
_formatting_and_style_guide/mla_general_format.html
https://owl.purdue.edu/owl/research_and_citation/mla_style/mla
_formatting_and_style_guide/mla_general_format.html
K. Essay Structure:
1. The overall structure of your essay, its number of
paragraphs, and the internal structure of each
paragraph must conform to the "Comparison & Contrast Essay -
By Trait" in this assignment.
2. Thesis: The thesis statement of your essay should
a) Be one sentence
b) Be the last sentence in your introductory paragraph
c) Disclose the two subjects the essay will compare and the
several overall categories of
comparison that will be analyzed.
3. Body Paragraphs: Each body paragraph should
a) Begin with a strong topic sentence that explicitly states what
the paragraph will report in support
of your thesis statement
4. Quotations: ** Do not include quotations that run beyond two
lines of text.
5. Works Cited Page: Include your MLA "Works Cited" as the
separate and last page of the essay.
L. Grammar & Mechanics: Write in formal Standard American
English.
1. Do not use personal pronouns.
(I, you, we, me, and us)
2. Do not use contractions.
3. Do not use colloquialisms or slang.
4. Write in third-person point of view only.
5. Use correct past, present, & future tense.
6. Use proper punctuation.
7. Do not write run-ons or fragments.
8. Consult you writing guide for more.
9. Proofread! Proofread! Proofread!
Approved Topics
1. Obama / Trump
Compare and contrast Barack Obama and Donald Trump based
on ONE of he following attributes:
a. speaking style
b. political philosophy
c. biography
d. income / wealth
e. foreign policy
f. fiscal policy
g. stance on one important issue
2. Liberals / Conservatives
Compare and contrast the political philosophies of American
liberals and conservatives regarding ONE
of the following issues:
a. gun control
b. taxes
c. foreign policy
d. same-sex marriage
e. war
f. the war on terror
g. stance on one important issue
3. Game of Thrones
Compare and contrast two characters or two major houses
(families) in the HBO series Game of
Thrones. (May substitute Harry Potter, Star Trek, Star Wars,
Walking Dead, etc.)
4. Villains, Monsters, Killers, Demons, Archangels, Vampires,
Zombies, Mythical Creatures
Compare and contrast two of the above types of entities.(Hint:
The have to both be the same type.)
5. ACC Campuses
Compare and contrast two ACC campuses.
6. People
Compare and contrast the styles, philosophies, or works of two
people of the same type:
a. philosophers
b. writers
c. directors
d. actors
e. leaders
f. singers
g. professors / teachers
7. Things
Compare and contrast two things you have owned or would like
to own. Make sure that the objects
you choose are "two of a kind" (i.e. two cars, two computers,
two guitars, etc.).
8. Wild Card
Choose two subjects to compare and contrast an submit them to
Professor Shanafelt for approval.
Compare & Contrast Essay of 2 3 Professor Shanafelt - Eng
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REQUIRED ESSAY STRUCTURE
Compare & Contrast Essay
By Trait
I. Introduction
A. Hook - Grab the reader’s attention with a catchy opening.
B. Introductory remarks. Reveal the central idea and/or a
connection to our world.
C. Name the two subjects to be compared. Maybe provide brief
background.
D. Thesis: Reference both subjects and state the several traits
you will use in your comparison.
II. Trait 1
A. TS - (Topic Sentence) - Name the 1st trait and
list/summarize the similarities or differences the
paragraph will cover.
B. 1st trait / 1st subject
1. EV - Evidence - Reference the 1st trait of subject 1 with a
quotation, paraphrase, detail, or
example.
2. AN - Analysis - Scholarly analysis or deeper insight into
what the evidence you presented
reveals about the first trait of subject 1.
C. 1st trait / 2nd subject
1. EV - Evidence - Reference the first trait of subject 2 with a
quotation, paraphrase, detail, or
example.
2. AN - Analysis - Scholarly analysis or deeper insight into
what the evidence you presented
reveals about the first trait of subject 2.
III. Trait 2
A. TS - (Topic Sentence) - Name the 2nd trait the similarities or
differences to be covered.
B. 2nd trait / 1st subject
1. EV - Evidence - Reference the second trait of subject 1 with
a quotation, paraphrase, detail,
or example
2. AN - Analysis - Scholarly analysis or deeper insight into
what the evidence you presented
reveals about the second trait of subject 1.
C. 2nd trait / 2nd subject
1. EV - Evidence - Reference the second trait of subject 2 with
a quotation, paraphrase, detail,
or example
2. AN - Analysis - Scholarly analysis or deeper insight into
what the evidence you presented
reveals about the second trait of subject 2.
IV. Trait 3
A. TS - (Topic Sentence) - Name the 3rd trait the similarities or
differences to be covered.
B. 3rd trait / 1st subject
1. EV - Evidence - Reference the third trait of subject 1 with a
quotation, paraphrase, detail, or
example
2. AN - Analysis - Scholarly analysis or deeper insight into
what the evidence you presented
reveals about the third trait of subject 1.
C. 3rd trait / 2nd subject
1. EV - Evidence - Reference the third trait of subject 2 with a
quotation, paraphrase, detail, or
example
2. AN - Analysis - Scholarly analysis or deeper insight into
what the evidence you presented
reveals about the third trait of subject 2.
V. Conclusion
a. Revisit the two subjects of the essay and the the several
broad traits you use in your comparison.
b. Summarize the main differences and similarities.
c. Close with an interesting comment or a fresh take on the two
subject; leave your reader with
something to contemplate.
**[Analyze three or more traits in body paragraphs like those
above.]**
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Data Analysis
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The material in this document comes from the HASOP manual
Qualitative Research Approaches in
Psychology.
Data Analysis
Data analysis in ethnography: Thematic analysis and exemplary
life
histories
Ethnography shares with the other four approaches a core
method of data analysis, namely thematic
analysis. The other approaches may use different terms or
specify slightly different procedures, but the
core analytic method is quite similar. We describe it briefly
here in its ethnographic form, and we’ll
describe it briefly in its other forms when outlining the other
approaches. Learners are advised to
master the general method regardless of the approach they
select.
Once the data are collected by observations, interviews (audio
taped and transcribed), field notes, or
any other sources, patterns of experience (recurring words,
phrases, descriptions, etc.) are identified
and listed. These patterns are derived from direct quotes and
paraphrases of recurring ideas emerging
from the data. These patterns form the first level of thematic
analysis.
Next, the researcher identifies data that correspond to the
identified patterns. If, in a study of the culture
of a corporation, a pattern is noted such as “males defer to
hierarchically superior males, but not to
hierarchically superior females,” examples that confirm this –
that show it is both recurring and an
accurate description of events - are located in the data
(transcripts, notes, etc.) and annotated with the
listed pattern (as quotes along with citation of their source).
Now, the researcher combines and catalogues related patterns
into themes. Themes are defined as
descriptive meaning units derived from the patterns. For
example, if along with the earlier example this
pattern emerged: “males repeatedly initiate flirting behavior
with females regardless of the females’ rank
and the females return the flirtation, even when they dislike it,”
two themes or meaning units might be
constructed as follows: “Males impose rank-dominance on
subordinate males” and “males impose
sexual-dominance on all females.”
Finally, at the highest level of abstraction, themes that emerge
from the patterns (which emerged from
the original data) are synthesized together to form a
comprehensive representation of the element of
the culture that is being investigated. The above meaning units
or themes might constellate with other
descriptive themes of the male and female interactions in the
organization into a rich and textured
description of the rules, customs, attitudes, and practices around
gender in that organization.
This distillation of the practice of thematic analysis is adapted
from Taylor and Bodgan (1984) and
Aronson (1994).
In writing ethnographic reports, one common – though by no
means required - presentation practice is
to construct “life stories” of representative or exemplary
participants in the culture, group, or
organization. Perhaps a more accurate term would be “culture
stories” or “organization stories.” The
objective is not to single out the individuals for study, but to
use their experiences to exemplify key
themes found in the data. These representative life stories are
not standard biographies or life histories
as might be found in biographical research.
These life or organizational stories are created in a process not
unlike thematic analysis. Here,
however, the stories of the participants’ experience in the
culture, group, society, or organization are
culled for the initial patterns of recurring experiences,
behaviors, etc. These in turn are organized into
themes or meaning units which in a robust way exemplify
important aspects of the larger culture,
society, group, or organization. Finally, as in thematic analysis,
the meaning units are woven into a
richly evocative description of the meaning of the persons
experience in this culture which stands for
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many others’ similar experiences. In effect, the life story (or the
organization story, if you will) of the
exemplar “stands for” the essence of the ethnographic
description of what it means to be a member of
this culture, group, or organization.
References
Aronson, J. (1994). A Pragmatic View of Thematic Analysis.
The Qualitative Report, 2, Number 1.
Retrieved January 20,2003, from
http://www.nova.edu/ssss/QR/index.html
Taylor, S, J. & Bogdan, R. (1984). Introduction to qualitative
research methods: The search for
meaning. 2nd edition. New York: John Wiley.
Data analysis in case studies
Two types of data analysis for a case study are sometimes
referred to (for example, Patton, 2005):
holistic analysis, in which the information about the entire case
is analyzed; and embedded analysis, in
which information about a specific but limited aspect of the
case is analyzed. For example, in a case
study of learners’ experiences with online education, if all
aspects of the experience are studied – the
nature of the online platform, the IT support structure, the type
of educational company providing the
online learning, the quality and training of the teachers, the
nature of the curriculum, the demographics
of the learners, the costs and benefits perceived by the learners,
the work load of the faculty, and so on
and so forth – the analysis is said to be holistic.
However, if out of that mass of data only one aspect is analyzed
and reported – for example, the
learners perceptions of the learning platform and of the
instructors’ competence – this would be an
embedded analysis. A case study dissertation would most likely
be a holistic analysis of a case or set of
cases.
There is no consensus format for case study data analysis, but a
common series of steps can be found
in many sources. The following description is adapted from
Creswell (1998) and Stake (1995).
• The opening step of data analysis – sometimes referred to as
description – involves creating a
detailed description of the case as a whole and of its setting(s)
and contexts. The objective is
both clarity and detail, creating a rich and textured picture of
the case and its settings.
• The case study researcher looks at single instances in the
described data and draws meaning
from each without (yet) looking for multiple instances. This
process pulls the described data
apart and puts them back together in more meaningful ways.
This may be called direct
interpretation.
• Next, the researcher seeks a collection of meaning-rich
instances from the data, aggregating
these into categories of meaning, giving rise to the term
categorical aggregation.
• By analyzing the categories (and the underlying instances and
data of the various categories),
the researcher will identify themes – common statements of
recurring description and patterns
of meaning - and connections between or among the themes.
These themes will be developed
using verbatim passages and direct quotes from the data to
elucidate each theme. At this point,
data from the case itself are used, without being compared yet
with data and themes from other
cases; this is within-case analysis.
• The same steps are followed for each case in the series, so that
each is analyzed within itself.
(For instance, if the study investigates ten cases of multiple
sclerosis in young married people,
each person’s data are analyzed separately first, as a single
case, before taking the next step)
• Then, the researcher will develop a thematic analysis across
cases (across case analysis) as
well as interpretations of the integrated meaning of all the cases
in the study.
• In the final, interpretive, phase, the researcher develops
naturalistic generalizations from the
data as a whole and reports on the lessons learned from the case
study.
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References
Creswell, J. (1998). Qualitative inquiry and research design:
Choosing among five traditions. Thousand
Oaks, CA: Sage Publications, Inc.
Stake, R. (1995). The art of case study research. Thousand
Oaks, CA: Sage.
Grounded theory data analysis methods and procedures: Coding
Because grounded theory goes beyond the descriptive and
interpretive goals of many other qualitative
models and is aimed at building theories, data analysis tends to
be more complex and aims to achieve
an explanatory power that is not necessary in other approaches.
The heart of the grounded theory
approach occurs in its use of coding, its main form of data
analysis. There are three different types of
coding used in a more-or-less sequential manner (this
discussion is adapted from Strauss and Corbin,
1990, 1998, Patton, 2003; and Creswell, 1998).
The first type of coding is open coding which is much like the
description goal of science. Usually open
coding is done first. During open coding, the researcher labels
and categorizes the phenomena being
studied. This involves the process of describing the data
through means such as examination,
comparison, conceptualization, and categorization. Labels are
created to describe in one or a few
words the categories one finds in the data. Examples are
collected for all these categories. For
example, in a grounded theory study of the effects of child
sexual abuse, open coding might discover in
the reports of the participants some categories such as these:
Feeling powerless, hating myself, hating
the abuser, or feeling permanently damaged.
The categories are studied more carefully to identify
subcategories, which are called properties and
dimensionality in the categories. For instance, the researcher in
our example might discover that “hating
myself” had a wide range of emotional power – in some
participants it is very strong, whereas in others
it is not strong at all. The categories, properties, and dimensions
discovered in the data are fully
described in the participants’ words.
Then begins the second type of coding: axial coding which
involves finding links among the categories,
properties, and dimensions that were derived from open coding.
(A link is an axis, hence the term
axial.) How is axial coding actually done?
Axial coding first identifies the central categories about the
phenomenon. These central or core
categories tend to be the most important aspect(s) of element of
the phenomenon, the one that clearly
has the greatest strength and appears in all or most of the
participants’ reports or other data. For
instance, a central category of the phenomenon of the
psychological effects of childhood sexual abuse
might be found to be “feelings of powerlessness.”
Next, the researcher explores the data carefully to discover
causal conditions, which are categories of
conditions influencing the central category or categories. For
instance, in the child sexual abuse study,
one causal condition might be found to be “repeated
humiliations,” a condition that is found across
many reports to support or influence the development of
feelings of powerlessness (the central
category).
The researcher continues axial coding by identifying
interactions among the categories (which are
called strategies, although that term might be confusing).
Strategies in the example study could be, for
example, “repeated humiliations strengthen feelings of
powerless, but weaken hatred of the abuser
while strengthening self-hatred.” You might think of
“strategies” in grounded theory as the equivalent of
correlations in statistical theory-building.
Axial coding continues with the identification and exploration
of other supporting or weakening
conditions which exert lesser influences on the central
variables. These are categories in the data
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which label the contexts and intervening conditions. Examples
from the grounded theory study of the
effects of child sexual abuse might include “protection by
another adult,” which when found to be
present ameliorates (positively influences) the central category,
but which is insufficient in itself to
prevent the damage entirely. Finally, consequences are carefully
identified and described. These would
include all the outcomes of the presence of the central category
in all its interactions (strategies) with
contexts, intervening conditions, properties, dimensions, etc.
Consequences describe what happens
when the central category is found under specific conditions.
For example, when “feelings of powerless”
are found to be very strong, accompanied (interacting with)
“isolation” and “repeated humiliation,”
depression may be found to be a consequence.
Notice that these consequences are NOT presupposed, but are
carefully teased out of the real reports
and descriptions of their experiences by the many participants
in the study. Preconceptions about the
theory must be left at the door. See “Phenomenology,” below,
and its discussion of epoche and the
phenomenological reduction. Without using the terminology of
phenomenology, the requirement is the
same.
The third type of coding is selective coding continues the axial
coding activity of relating the subsidiary
categories to the central category(s). Selective coding is the
process of selecting your main
phenomenon (core category) around which all other phenomena
(subsidiary categories) are grouped,
arranging the groupings, studying the results and rearranging
where necessary. It is necessary to
remain faithful to the data, so in selective coding, one
frequently goes “back to the things themselves”
to ensure that one is capturing what one’s informants told one.
From this last type of coding, the grounded theory researcher
moves toward developing a model of
process and a transactional system, which essentially tells the
story of the outcome of the research.
Creating a literal “story line” is one manner of doing selective
coding. The story line tells the results of
the axial coding in a coherent narrative. Many grounded theory
researchers do not create a conditional
matrix, a diagram or picture of the various categories,
interactions, and relationships among the central
category(s) and the subsidiary categories. But the conditional
matrix is a very helpful tool in creating the
narrative story line which embodies the grounded theory.
The selective coding process typically focuses on two
dimensions of the phenomenon: its process and
its transactional system. Again, the conditional matrix is quite
useful in elucidating these two elements
of the theory.
• Process is the manner in which actions and interactions occur
in a sequence or series. It
incorporates the time element. (“As time went on and I got
older, the repeated humiliations
my father inflicted on me began to tear me apart. I started to
hate myself, though not at
first.”) It also incorporates the various categories which
mutually influenced each other.
(“My brother tried to help, and I was grateful, but I was more
worried he’d get hurt, so I
asked him to stay out of it. He hasn’t been much a part of my
life since.”)
• The transactional system is a grounded theory’s analytic
method that allows an
examination of the interactions of different events. (“Self-
hatred led to increased willingness
to be hurt. It strengthened the belief among most participants
that the victim is bad and
deserves punishment, and also strengthened the yearning for
even the abusive “love”
offered by the perpetrator. This in turn alienated most
participants from other sources of
more benign love, because the victims did not feel worthy of
it.”)
The use of the conditional matrix and the process and
transactional-system analysis leads finally to the
general description of the grounded theory. It might be a brief
sentence distilling all the above work, or a
more complex statement. But it will also be accompanied by a
set of propositions or hypotheses which
menon under study. explain the pheno
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At this stage, it is usual for grounded theory researchers to
return not only to the original data to ensure
that the theory fits those data, but may meet with the
participants again to compare the theory wit
perceptions and to ask them whether the theory fits their
experiences. Their responses will be taken as
new data to be incorp
h their
orated into the theory, which is thought to be in a continual
adaptation and
volution. Grounded theory is never complete. (Adapted from
Strauss, & Corbin, 1990, 1998; Creswell,
2002)
d
ge.
trauss, A., Corbin, J. (1998). Basics of qualitative research:
Techniques and theory for developing
grounded theory (2nd ed.). Newbury Park, CA: Sage.
e a
method of analysis of phenomenological data are acceptable in
the General Psychology specialization.
ed provided they meet (are equivalent to) the criteria described
in these pages.
r deeper
comparison. These segments (or “meaning units” as described
above) will be organized
ematically in two major ways: within the context of a single
interview, and across a series of
ed
g
erviews” would not have been possible unless the
dividual phrases could have been cut out and kept in a separate
“meaning unit” document of some
ings that emerge from the data in their own terms. If we include
these two preliminary steps with
e
1998; Patton,
References
Creswell, J. (1998). Qualitative inquiry and research design:
Choosing among five traditions. Thousan
Oaks, CA: Sage Publications, Inc.
Patton, M. (2002). Qualitative research and evaluation methods
(3rd ed.). Newbury Park, CA: Sa
Strauss, A., Corbin, J. (1990). Basics of qualitative research:
Grounded theory procedures and
techniques. Newbury Park, CA: Sage.
S
Phenomenological Data Analysis
Most standard texts (e.g., Creswell, 1998; Patton, 2002; or
Taylor and Bogdan, 1984) propos
general five-step model for phenomenological analysis. These
steps are elaborated in three more
detailed models described in Appendix A (see “empirical
phenomenology” [Amedeo Giorgi],
“transcendental phenomenology” [Clark Mousakas] and the
Stevick-Colaizzi-Keen Method of Analysis
of Phenomenological Data). The Giorgi model, the Moustakas
model, and the Stevick-Colaizzi-Keen
Other models can be us
Preliminary steps
The generic method of analysis consists of five essential steps,
but is preceded by careful preparation
of the data and of the researcher. First, the data must be
transformed into written form – usually
transcripts of interviews – which can be studied as a whole and,
later, in bits or units. Word processing
programs are ideal for this, allowing both retention of the
original interview in “raw” form and “cutting
and pasting” individual segments (phrases, sentences,
paragraphs) into separate documents fo
analysis and
th
interviews.
For example, in a series of phenomenological interviews on the
experience of grief in children, the
researcher found that participant A repeated the phrase, “she
left me behind” many times in talking
about what it was like to lose his mommy. Within the context of
that child’s experience, being “left
behind” became a very significant part of the experience, a
“meaning unit.” Meanwhile, child B repeat
the phrase “she’s gone, I can’t find her” a number of times. This
too was a meaning unit for child B.
Looking across both transcripts and comparing the two meaning
units and reflecting deeply on them
and their contexts in the interviews, the researcher teased out a
deeper level of meaning by comparin
the two different units: “I feel lost.” This “across int
in
kind, which word processing makes quite handy.
Before starting to analyze data, though, the researcher does a
second preparatory step, which as been
described briefly above as the “phenomenological reduction.”
She attempts to reduce the impact of his
or her biases, preconceptions, and beliefs about the phenomenon
and opening oneself to the data and
mean
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the five steps proposed by most texts, we have a generic seven-
step model for data analysis, beginning
Step 1 and 2: Prepare the data and adopt the phenomenological
attitude (“reduction” or “epoche” [see
below].)
tep 3: Achieve a Sense of the Whole. The researcher reads the
entire description in order to get a
oes
de
ith psychological criteria in mind. The researcher next
eliminates redundancies and clarifies and
concrete
ants, reflects on them, and comes up with the essence of the
experience for the
articipant. The researcher next transforms each relevant unit’s
essence into the language of
ere, the researcher synthesizes all of the transformed meaning
units (now expressed in
e language of psychological science) into a consistent statement
regarding the participant’s
r synthesizes all of the essence or structure statements
regarding each participant’s experience into one consistent
statement, which describes and captures
d
above. Either of the
odels is acceptable for phenomenological research in the
General Psychology specialization. The
at
tive
rationale should be approved by the mentor (and the dissertation
committee, of course)
nd reviewed (with a rating of “Satisfactory” or better) by the
Methodology Committee of the
85,
gy”)
Ernest Keen of Bucknell University (1975) and Paul F. Colaizzi
and Emily M. Stevick of Duquesne
with:
Steps in phenomenological data analysis: Generic model
S
general sense of the whole statement.
Step 4: Discrimination of Meaning Units Within a Psychological
Perspective and Focused on the
Phenomenon Being Researched. Once the sense of the whole has
been grasped, the researcher g
back to the beginning and reads through the text once more and
delineates each time that a transition
in meaning occurs. The specific aim is to discriminate “meaning
units” from within a psychological
perspective and with a focus on the phenomenon being
researched. The meaning unit should be ma
w
elaborates on the meaning of the units by relating them to each
other and to the sense of the whole.
Step 5: Transformation of Subjects Everyday Expressions into
Psychological Language with Emphasis
on the Phenomenon Being Investigated. Once meaning units
have been delineated and linked
together, the researcher goes through all of the meaning units,
which are still expressed in the
language of the particip
p
psychological science.
Step 6: Synthesis of Transformed Meaning Units into a
Consistent Statement of the Structure of the
Experience. H
th
experience.
Step 6: Final Synthesis: Finally, the researche
the essence of the experience being studied.
Acceptable Models of Phenomenological Analysis
The generic model described above is elaborated in two
acceptable and detailed models of
psychological phenomenological analysis developed by Amedeo
Giorgi at Duquesne University an
Clark Moustakas at the Center for Humanistic Studies and The
Union Institute. Each of these models is
detailed and provides a stepwise guide to the seven generic
steps presented
m
Moustakas model is further elaborated in the Stevick-Colaizzi-
Keen model.
A learner may adopt a different model for the data analysis,
provided that the alternative model is
least as clearly articulated and provides at least as much
guidance for procedures as the accepted
models. The learner should prepare a careful description of and
rationale for using an alterna
model, and that
a
Specialization.
The Giorgi model (usually called “empirical phenomenology” or
“phenomenological psychology”) (19
1997) (Giorgi & Giorgi, 2003) and the Moustakas model (often
called “transcendental phenomenolo
and the “Stevick-Colaizzi-Keen Model” synthesized by
Moustakas (1994) and based on the work of
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University are described more fully in Appendix A. They differ
from each other and from the generic
model above only in the ways in which they outline the
procedures. Each provides much more detail
bout how to proceed in each step or stage.
eferences
Creswe research design: Choosing among five traditions.
Thousand
Giorgi, A ). Phenomenology and psychological research.
Pittsburgh, PA: Duquesne University
Giorgi, A s a qualitative
Giorgi, A amic,
ng
y and design (pp. 243-273). Washington, DC: American
Keen, E ogy phenomenologically. Unpublished Manuscript.
Lewisberg, PA:
rd age.
Taylor, itative research methods: The search for
meaning. 2nd edition. New York: John Wiley.
uld
e the researcher (who performs them) is a
articipant, they already are a form of data collection.
n.
form of the phenomenological
duction or epoche (see Appendix A for a description of epoche).
other forms of self-expression may become the
rimary mode of both data collection and data analysis.
ith
a
R
ll, J. (1998). Qualitative inquiry and
Oaks, CA: Sage Publications, Inc.
. (1985
Press.
. (1997). The theory, practice and evaluation of
phenomenological methods a
research procedure. Journal of Phenomenological Psychology,
28, 235-281.
.P. & Giorgi, B.M. (2003). The descriptive phenomenological
psychological method. In C
P.M., Rhodes, J.E. & Yardley, L. (Eds.), Qualitative research in
psychology: Expandi
perspectives in methodolog
Psychological Association.
. (1975). Doing psychol
Bucknell University.
Moustakas, C. (1994). Phenomenological research methods.
Thousand Oaks, CA: Sage.
Patton, M. (2002). Qualitative research and evaluation methods
(3 ed.). Newbury Park, CA: S
S, J. & Bogdan, R. (1984). Introduction to qual
Data Analysis Methods in Heuristic Inquiry
In general, six steps characterize the heuristic approach to data
analysis. They are as follows: initial
engagement, immersion, incubation, illumination, explication
and synthesis (Douglass and Moustakas,
l985; Moustakas, , 1967, 1981, 1990, 2001). Steps 1 and 2
(initial engagement and immersion) wo
appear to be preliminary to data collection, but becaus
p
Step 1: Initial engagement involves and awareness of the topic.
In heuristics it is essential that the
topic not only be of importance to the researcher but also that
he/she experiences a sense of passion in
connection with it. From the experience of being with the topic
in an open way emerges the questio
The culmination of the initial engagement period is the creation
of a clear research question which
forms the heart of the inquiry. Initial engagement requires the
researcher to reduce the influence of
preconceptions and beliefs about the phenomenon, so it includes
a
re
Step 2: During the immersion step, the researcher makes his/her
question the center of the
experiential world, allowing the self to become one with the
question. This is done in a loose, non-
structured way, permitting openness to the range of related
experiences, which helps to facilitate an
understanding of the phenomenon. During this step, the
researcher is non-judgmental and non-critical,
open to the flow of experience (again, a version of the
phenomenological reduction). The researcher is
open to intuitions (hunches based on clues) and tacit knowledge
(knowing that he/she knows but not
knowing how he/she knows). At this stage, journaling or
p
During immersion, heuristic researchers also gather information
from their co-researchers, in the form
of interviews, diaries, journals, writings, art, film, etc.., and
immerse themselves in those data along w
their own data. Typically, each researcher finds a personal
method for immersing oneself in the data
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that are emerging from the interviews and other documents. As
can be seen, data “collection” and d
“analysis” are not easily separated into d
ata
iscrete steps or stages, but are an integrated and ongoing
process each informing the other.
d on
re
el. No
y the engaged
searcher will be “present” to the process and reflecting often on
how it is going.
er
n
n learner, because the time-and-money pressures of the four-
course, one-year model can be
factor.
erves
s
d
on
indwelling and reflection
e essential structures of the experience of the phenomenon
under study.
f
heuristic inquiry is similar to the “final synthesis” in the
generic model of
phenomenological analysis.
uestion or problem AND (2) to develop portraits of the persons
who have explicated the experience.
eferences
Douglas inquiry: The internal search to know. Journal of
Mousta arch. In J.F.T. Bugental (Ed.) Challenges of Humanistic
Psychology. McGraw-Hill.
Step 3: After a period of time, having been immersed in the
research question, the researcher puts
aside all deliberate focus on the experience and the data and
allows the information to be processe
an unconscious level, a process known as incubation. When this
becomes appropriate cannot be
arbitrarily specified, but depends on the data themselves. A
common marker is when new themes are
no longer emerging in the data ( a condition sometimes called
saturation). During incubation, data a
no longer being collected intentionally (although new insights
may emerge or new information may
arise). Instead, the researcher allows the data to “go
unconscious” and to be processed at that lev
intentional (conscious) work is done to further the
interpretation, although obviousl
re
Step 4: The information continues to consolidate and grow
(“incubate”) until a sense of discovery
occurs. This moment of realization and enlightenment is known
as illumination, and often has the fell
of an “Aha!” experience. At this point, new knowledge is
obtained, representing a whole that is great
than the sum of its parts. The great danger here is that the
researcher will succumb to pressures of
time, money, or expediency and “force” an illumination which
is not authentic. Because the incubatio
period (step 3) is by nature an unconscious process, it is
unpredictable. One cannot know ahead of
time when insight or illumination will emerge. This provides an
alement of risk to the Capella University
dissertatio
a
Step 5: The next step is explication. During the explication
phase, the researcher returns to the data
(transcripts, documents, etc.), and with the new insights gained
during the illumination phase, obs
the patterns and themes arising which portray essential
meanings. This is a version of “thematic
analysis” as discussed in the section on ethnography. Indwelling
is used to dwell within the experiences
and draw meaning from them. Polanyi (l966) refers to
indwelling as follows: “It brings home to us that
it is not by looking at things, but by dwelling in them, that we
understand their joint meaning” (p. l8). Thi
phase resembles the earlier immersion phase, with the
difference that now one dwells in the data an
their emerging meanings and structures in order to interpret
them, whereas in the earlier immersi
phase, one was immersed in the articulation of the phenomenon
itself and in gathering similar
articulations from one’s co-researchers. The goal of step 5 is to
articulate by
th
Step 6: The final step in a heuristic inquiry is synthesis. It is
through synthesis that the whole
experience is captured. Synthesis is more than a summary, it is
the creation of a new understanding o
the essence of the experience. “Synthesis goes beyond
distillation of themes and patterns. It is not a
summary or recapitulation. In synthesis, the searcher is
challenged to generate a new reality, a new
monolithic significance that embodies the essence of the
heuristic truth” (Douglass and Moustakas,
l985, p. l7). The synthesis in
The task is (l) to arrive at a depiction of the experience, a
synthesizing statement that illuminates the
q
R
s, B. & Moustakas, C. (l985). Heuristic
humanistic psychology, 25(3), 39-55.
kas, C. (1967) Heuristic rese
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Moustakas, C. (1981) Heuristic methods of obtaining
knowledge. In C. Moustakas, Rhythms, Rituals,
and Relationships. Center for Humanistic Studies.
Moustakas, C. (1990) Heuristic Research: Design, methodology
and applications. Newbury Park, CA:
Sage.
Moustakas, C. (2001) Heuristic research: Design and
Methodology. In K.J. Schneider, J.F.T. Bugental
& J.F. Pierson, (Eds.) The Handbook of Humanistic Psychology:
Leading edges in theory,
research, and practice. Sage.
Polanyi, M. (l966). The tacit dimension. Garden City, New
York: Anchor Books Doubleday and
Company, Inc.
Detailed Step-by-Step Procedures for Data Analysis
Three Models of Phenomenological Analysis
A. Empirical Phenomenology is a model of phenomenological
psychological research that was
developed at Duquesne University (Giorgi, 1985, 1997; Giorgi
& Giorgi, 2003).
In order to develop an understanding of the phenomenological
psychological research method,
it is essential to first understand the concept of intentionality
and its role in the
phenomenological method. The following passage from
Amedeo Giorgi (1997) explains the
role of intentionality in phenomenology.
Finally, no discussion of phenomenology would be complete
without mentioning intentionality.
Edmund Husserl took the term over from Franz Bretano but uses
it in a fundamentally different
way. For Husserl, intentionality is the essential feature of
consciousness, and it refers to the
fact that consciousness is always directed to an object that is
not itself consciousness, although
it could be, as in reflective acts. More precisely, consciousness
always takes an object, and the
object always transcends the act in which it appears. This idea
is important for the human
sciences as well, since it helps overcome the Cartesian
understanding of the subject-object
relationship. There are not two independent entities, objects and
subjects, existing in
themselves which later get to relate to each other, but the very
meaning of subject implies a
relationship to an object, and to be an object intrinsically
implies being related to subjectivity.
Thus, the subject object relationship must be understood
structurally and holistically (p. 237).
In the philosophical phenomenological method there are three
interlocking steps: (1) the
phenomenological reduction, (2) description and (3) search for
essences. The
phenomenological reduction is a methodological device devised
by Husserl that is used to
make research findings, which use the phenomenological model
more precise. During the
phenomenological reduction, one brackets past knowledge about
the phenomenon
encountered in order to be fully present to it as it is in the
concrete situation in which one is
encountering it. One puts aside or renders "non-influential" all
past knowledge that may be
associated with the presently given object.
The researcher cannot expect all participants in the
psychological phenomenological study to
be phenomenological and, thus, capable of assuming the attitude
of the phenomenological
reduction. Moreover, for human science research, the details,
biases, errors, and prejudices
that we carry with us in everyday life are exactly what have to
be understood in psychological
phenomenological research. What is critical is that the
description be as precise and detailed
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as possible with a minimum number of generalities and
abstractions. However, the
phenomenological attitude does demand that the researcher be
able to do his/her work from
within the attitude of the reduction or else no phenomenological
claims for the analysis could be
made.
There are two descriptive levels of the empirical
phenomenological model:
Level 1, the original data is comprised of naïve descriptions
obtained through open-ended
questions and dialogue.
Level II, the researcher describes the structures of the
experiences based on reflective analysis
and interpretation of the research participant's account or story.
The method of analysis consists of five essential steps which
are as follows:
1) Sense of the Whole – One reads the entire description in
order to get a general sense
of the whole statement.
2) Discrimination of Meaning Units Within a Psychological
Perspective and Focused on
the Phenomenon Being Researched – Once the sense of the
whole has been grasped,
the researcher goes back to the beginning and reads through the
text once more and
delineates each time that a transition in meaning occurs with the
specific aim of
discriminating "meaning units" from within a psychological
perspective and with a focus
on the phenomenon being researched. The meaning unit should
be made with
psychological criteria in mind. The researcher next eliminates
redundancies and
clarifies and elaborates on the meaning of the units by relating
them to each other and
to the sense of the whole.
3) Transformation of Subjects Everyday Expressions into
Psychological Language with
Emphasis on the Phenomenon Being Investigated – Once
meaning units have been
delineated, the researcher goes through all of the meaning units,
which are still
expressed in the concrete language of the participants, reflects
on them and comes up
with the essence of the experience for the participant. The
researcher next transforms
each relevant unit into the language of psychological science.
4) Synthesis of Transformed Meaning Units into a Consistent
Statement of the Structure
of the Experience – Finally, the researcher synthesizes all of the
transformed meaning
units into a consistent statement regarding the participant's
experience.
5) Final Synthesis – Finally the researcher synthesizes all of the
statements regarding
each participant's experience into one consistent statement,
which describes and
captures the essence of the experience being studied.
(Adapted from Giorgi, 1985, 1997;
Giorgi & Giorgi, 2003)
B. Transcendental Phenomenology -There are three core
processes that facilitate derivation of
knowledge in the transcendental phenomenological approach as
proposed by Clark Moustakas
(1994). The three core processes are: Epoche, Transcendental-
Phenomenological
Reduction and Imaginative Variation.
1) Epoche: Setting aside prejudgments and opening the
research interview with an
unbiased, receptive presence. It is returning to things
themselves, free of
prejudgments and preconceptions.
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2) Transcendental Phenomenological Reduction: The task is
that of describing in textual
language just what one sees, not only in terms of the external
object but also the
internal act of consciousness, the experience as such, the
rhythm and relationship
between phenomenon and self. Textual qualities are as follows:
rough and smooth;
small and large; quiet and noisy; colorful and bland; hot and
cold; stationary and
moving; high and low; squeezed in and expansive, fearful and
courageous; angry and
calm – descriptions that present varying intensities; ranges of
shapes, sizes and
special qualities; time references and colors within an
experiential context.
a. Bracketing the Topic or Question – The focus of the research
is placed in
brackets, everything else is set aside so that the entire research
process is
rooted solely on the topic and question.
b. Horizonalizaton – Every statement is treated as having equal
value.
c. Statements irrelevant to the topic or question as well as those
that are
repetitive or overlapping are deleted, leaving only the Horizons
(the textual
meaning and invariant constituents of the phenomenon)
d. Delimiting Horizons or Meanings: Horizons that stand out as
invariant
qualities of the experience.
e. Invariant Qualities and Themes – Non-repetitive, non-
overlapping
constituents are clustered into themes.
f. Individual Textual Descriptions – Develop integration,
descriptively, of the
invariant textural constituents and themes of each research
participant.
g. Composite Textual Description – Develop integration of all
of the individual
textual descriptions into a group or universal textual
description.
3) Imaginative Variation: The task of Imaginative Variation is
to seek possible meanings
through the utilization of imagination, varying frames of
reference, employing polarities
and reversals, and approaching the phenomenon from divergent
perspectives, different
positions roles or functions. The aim is to arrive at structural
descriptions of an
experience, the underlying and precipitating factors that account
for what is being
experienced; in other words the “how” that speaks to conditions
that illuminate the
“what” of experience. How did the experience of the
phenomenon come to be what it
is? The steps to Imaginative Variation are as follows:
a. Systematic varying of the possible structural meanings that
underlie the
textural meanings. Vary perspectives of the phenomenon from
different
vantage points, such as opposite meanings and various roles.
Using free
fantasy variations, consider freely the possible structural
qualities or
dynamics that evoke structural qualities.
b. Construct a list of the structural qualities of the experience.
c. Recognizing the underlying themes or contexts that account
for emergence
of the phenomenon.
d. Develop structural themes by clustering the structural
qualities into themes.
e. Considering the universal structures that precipitate feelings
and thoughts
with reference to the phenomenon, such as: time, space, bodily
concerns,
materiality, causality, relation to self, or relation to others;
f. Individual Structural Descriptions: For each participant,
integrate the
structural qualities and themes into an individual structural
description of
the experience.
g. Composite Structural Description: Integration of all of the
individual
structural descriptions into a group or universal structural
description of the
experience.
4) Synthesis of Meanings and Essences: The final step in the
phenomenological
research process is the intuitive integration of the composite
textual and structural
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descriptions into a unified statement of the essences of the
experience of the
phenomenon as a whole. The essences of any experience are
never totally
exhausted. The fundamental textual-structural synthesis
represents the essences at a
particular time and place from the vantage point of an
individual researcher following
an exhaustive imaginative and reflective study of the
phenomenon.
(Adapted from Moustakas, 1994)
C. Stevick-Colaizzi-Keen Method of Analysis of
Phenomenological Data (See Flow Chart in
Appendix B)
Epoche is the first step in the phenomenological method and is a
process in which the
researcher sets aside all preconceived ideas about what is being
experienced and described by
the participants. Phenomenological Reduction is the process by
which the participant describes
in textual language just what one sees, not only in terms of the
external object but also the
internal act of consciousness, the experience under inquiry as
such, the rhythm and
relationship between phenomenon and self. Textual qualities
are as follows: rough and
smooth; small and large; quiet and noisy; colorful and bland;
hot and cold; stationary and
moving; high and low; squeezed in and expansive, fearful and
courageous; angry and calm –
descriptions that present varying intensities; ranges of shapes,
sizes and special qualities; time
references and colors within an experiential context. During
this step in the phenomenological
process, the textural qualities of the lived experience of the
participant are separated. Those
comments that deal with the question are clustered into themes
(Moustakas, 1994).
Following the Phenomenological Reduction, the researcher uses
imaginative variation. The
task of imaginative variation is to seek possible meanings
through the utilization of imagination,
varying frames of reference, employing polarities and reversals,
and approaching the
phenomenon from divergent perspectives, different positions
roles or functions. The aim is to
arrive at structural descriptions of an experience, the underlying
and precipitating factors that
account for what is being experienced; in other words, the
“how” that speaks to conditions that
illuminate the “what” of experience. How did the experience of
the phenomenon come to be
what it is? Through the use of imaginative variation the
researcher examines the data collected
from participants from different views, changing the frames of
reference, using polarities and
reversals, and looking at the phenomenon from different
perspectives, positions, roles, or
functions. Employ universal structures as themes: time, space,
materiality, relationship to self,
relationship to others, bodily concerns, causal and intentional
structures.
The final step of the process is called intuitive integration.
Intuitive integration is the process by
which the researcher develops textural-structural synthesis that
represents the essence of the
experience of the phenomenon under inquiry (Moustakas, 1994).
The steps to the modified Stevick-Colaizzi-Keen Method of
Analysis of
Phenomenological Data are as follows:
1) Set aside all preconceived ideas about what is being
experienced and described
by the participant (Epoche).
2) Consider each statement with the emphasis on the importance
for description of
the experience.
3) Record all of the relevant statements dealing with the
experience.
4) Make a list of every non-repetitive, non overlapping
statement. These constitute
the invariant horizons or meaning units of the experience.
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5) Cluster the invariant meaning units into themes.
6) Organize the invariant meaning units and themes into a
description of the
textures of the experience (textural description). Include direct
quotes and
verbatim passages from the participants.
7) Reflect on the textual descriptions. Through the use of
imaginative variation,
develop a description of the structures of these experiences
(structural
description).
8) Construct a textural-structural description of the meanings
and essences of the
experiences for the individual participant.
9) Once this process is completed for the data collected from
each participant in the
study, synthesize all of these descriptions into a composite
textural-structural
description of the experience representing the essence of the
experience of the
participants in the study as a whole. Thus, developing a
composite textural-
structural synthesis, which represents the lived experience of
the subject under
investigation for participants involved in the study.
(Adapted from Moustakas, 1994)
References
Brennan, J. (1998). History and systems of psychology.
Prentice-Hall: New Jersey.
Giorgi, A. (1985). Phenomenology and psychological research.
Pittsburgh, PA: Duquesne University
Press.
Giorgi, A. (1997). The theory, practice and evaluation of
phenomenological methods as a qualitative
research procedure. Journal of Phenomenological Psychology,
28, 235-281.
Giorgi, A.P. & Giorgi, B.M. (2003). The descriptive
phenomenological psychological method. In Camic,
P.M., Rhodes, J.E. & Yardley, L. (Eds.), Qualitative research in
psychology: Expanding
perspectives in methodology and design (pp. 243-273).
Washington, DC: American Psychological Association.
Moustakas, C. (1994). Phenomenological research. Thousand
Oaks, CA: Sage.
Van Manen, M. (1990). Researching lived experience: Human
science for an action sensitive
pedagogy. Albany, NY: State University of New York Press.
Data Analysis
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Appendix B Flow chart of Keen’s version of transcendental
phenomenological data
analysis
Step 1:
Epoche
Step 2: Phenomenological
reduction
Step 3: Imaginative Variation
Step 4: Intuitive synthesis
Epoche is the first step in the phenomenological method and is a
process in which the researcher sets
aside all preconceived ideas about what is being experienced
and described by the participants.
Phenomenological researchers develop their own techniques,
often involving meditative or awareness
techniques (such as mindfulness meditation, journaling, and the
like) to become aware of the arising of
biases or biasing thoughts).
Phenomenological Reduction is the process by which the
participant describes in textual language just
what one sees, not only in terms of the external objects but also
the internal act of consciousness, the
experience under inquiry as such, the rhythm and relationship
between phenomenon and self. During
this step in the phenomenological process, the textural qualities
of the lived experience of the
participant are separated and a textural description is developed.
The task of imaginative variation is to seek possible meanings
through the utilization of imagination,
varying frames of reference, employing polarities and reversals,
and approaching the phenomenon
from divergent perspectives, different positions roles or
functions. The aim is to arrive at structural
descriptions of an experience, the underlying and precipitating
factors that account for what is being
experienced; in other words, the “how” that speaks to
conditions that illuminate the “what” of
experience.
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The final step of the process is called intuitive integration.
Intuitive integration is the process by which
the researcher develops textural-structural synthesis that
represents the essence of the experience of
the phenomenon under inquiry
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Appendix C Flow chart of Generic thematic analysis of
Qualitative Data
Step 1: Patterns of experience are identified: recurring
words and phrases are identified and summarized.
These are called meaning units.
Step 2: Confirming data (specific words, phrases, etc.) are
linked to the meaning units from step 1.
Step 3: Related patterns or meaning units (steps 1 & 2) are
combined into
themes.
Step 4: Themes are synthesized to form a comprehensive
description of the phenomenon.
Patterns of experience or meaning units
Once the data are collected by observations, interviews (audio
taped and transcribed), field notes, or
any other sources, patterns of experience (recurring words,
phrases, descriptions, etc.) are identified
and listed. These patterns are derived from direct quotes and
paraphrases of recurring ideas emerging
from the data. These patterns form the first level of thematic
analysis.
Linking the data themselves to the meaning units (confirming
the meaning units)
Next, the researcher identifies data that correspond to the
identified patterns. If, in a study of the culture
of a corporation, a pattern is noted such as “males defer to
hierarchically superior males, but not to
hierarchically superior females,” examples that confirm this –
that show it is both recurring and an
accurate description of events - are located in the data
(transcripts, notes, etc.) and annotated with the
listed pattern (as quotes along with citation of their source).
This step is critical, because it provides
confirming evidence that the meaning units have emerged
directly from the data themselves and not
from the researcher’s biases or preconceptions. This step also
provides the material for substantiating
the “results” section of the dissertation (typically Chapter
Four).
Creating Themes
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Now, the researcher combines and catalogues related patterns
into themes. This is a more abstract
step, during which the researcher must beware the intrusion of
bias, preconceptions, beliefs, etc.
Themes are comprised of combinations and distillations of the
descriptive meaning units derived from
the patterns in the data. For example, if along with the earlier
example this pattern emerged: “males
repeatedly initiate flirting behavior with females regardless of
the females’ rank and the females return
the flirtation, even when they dislike it,” two themes or
meaning units might be constructed as follows:
“Males impose rank-dominance on subordinate males” and
“males impose sexual-dominance on all
females.”
Synthesis of themes
Finally, at the highest level of abstraction, themes that emerge
from the patterns or meaning units
(which emerged from the original data) are synthesized together
to form a comprehensive
representation of the element of the culture that is being
investigated. The above meaning units or
themes might constellate with other descriptive themes of the
male and female interactions in the
organization into a rich and textured description of the rules,
customs, attitudes, and practices around
gender in that organization.
This distillation of the practice of thematic analysis is adapted
from Taylor and Bodgan (1984) and
Aronson (1994)
Data Analysis
18
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Appendix D Moustakas’ Description of Data Analysis in
Heuristic Research
1) Place all the material drawn from one participant before you
(recordings, transcriptions,
journals, notes, poems, art work, etc.). This material may either
be data gathered by self-search
or by interviews with co-researchers.
2) Immerse yourself fully in the material until you are aware of
and understand everything that is
before you.
3) Put the material aside for a while. Let it settle in you. Live
with it but without particular attention
or focus. Return to the immersion process. Make notes where
these would enable you to
remember or classify the material. Continue the rhythm of
working with the data and resting
until an illumination or essential configuration emerges. From
your core or global sense, list the
essential components or themes that characterize the
fundamental nature and meaning of the
experience. Reflectively study the themes, dwell inside them,
and develop a full depiction of
the experience. The depiction must include the essential
components of the experience.
4) Illustrate the depiction of the experience with verbatim
samples, poems, stories, or other
materials to highlight and accentuate the person’s lived
experience.
5) Return to the “raw material” of your co-researcher
(participant). Does your depiction of the
experience fit the data from which you have developed it? Does
it contain all that is essential?
Complete the above steps for each participant. Then:
a) Place the Reflective Depiction for each participant before
you.
b) Immerse yourself completely in the Reflective Depictions
until you are fully aware of and
understand what they contain.
c) Put the material aside and engage in a rhythm of rest and
work until the essential invariant and
non-repetitive themes of the material stand out.
d) Make a list of the essential components of the experience
(these should portray the qualities,
nature, and meanings that characterize the experience).
e) From the above, develop a full reflective depiction of the
experience, one that characterizes the
participants as a group, reflecting core meanings not only for
the individuals but the group of
persons as a whole. Include in the depiction, verbatim samples,
poems, stories, etc., to
highlight and accentuate the lived nature of the experience.
This depiction will serve as the
creative synthesis, which will combine, in an esthetically
pleasing way, the themes and patterns
into a representation of the whole. This synthesis will
communicate the essence of the lived
experience under inquiry. The synthesis is more than a
summary - it is like a chemical
reaction, a creation of anew.
f) Return to the individuals, select two or three and develop
portraits of these persons that are
consistent with the composite depiction of the group as a whole,
in such a way that the
phenomenon and the person emerge as real.
(Adapted from Moustakas, 1990)
References
Moustakas, C. (1990). Heuristic research. Newbury Park, CA:
Sage.
Data AnalysisData analysis in ethnography: Thematic analysis
and exemplary life historiesAronson, J. (1994). A Pragmatic
View of Thematic Analysis. The Qualitative Report, 2, Number
1. Retrieved January 20,2003, from
http://www.nova.edu/ssss/QR/index.htmlTaylor, S, J. &
Bogdan, R. (1984). Introduction to qualitative research
methods: The search for meaning. 2nd edition. New York: John
Wiley.Data analysis in case studiesCreswell, J. (1998).
Qualitative inquiry and research design: Choosing among five
traditions. Thousand Oaks, CA: Sage Publications, Inc.Stake,
R. (1995). The art of case study research. Thousand Oaks, CA:
Sage.Grounded theory data analysis methods and procedures:
Coding Creswell, J. (1998). Qualitative inquiry and research
design: Choosing among five traditions. Thousand Oaks, CA:
Sage Publications, Inc.Patton, M. (2002). Qualitative research
and evaluation methods (3rd ed.). Newbury Park, CA: Sage.
Strauss, A., Corbin, J. (1990). Basics of qualitative research:
Grounded theory procedures and techniques. Newbury Park,
CA: Sage.Strauss, A., Corbin, J. (1998). Basics of qualitative
research: Techniques and theory for developing grounded
theory (2nd ed.). Newbury Park, CA: Sage.Phenomenological
Data AnalysisPreliminary stepsSteps in phenomenological data
analysis: Generic modelAcceptable Models of
Phenomenological AnalysisCreswell, J. (1998). Qualitative
inquiry and research design: Choosing among five traditions.
Thousand Oaks, CA: Sage Publications, Inc.Giorgi, A. (1985).
Phenomenology and psychological research. Pittsburgh, PA:
Duquesne University Press.Giorgi, A. (1997). The theory,
practice and evaluation of phenomenological methods as a
qualitative research procedure. Journal of Phenomenological
Psychology, 28, 235-281.Giorgi, A.P. & Giorgi, B.M. (2003).
The descriptive phenomenological psychological method. In
Camic, P.M., Rhodes, J.E. & Yardley, L. (Eds.), Qualitative
research in psychology: Expanding perspectives in methodology
and design (pp. 243-273). Washington, DC: American
Psychological Association.Keen, E. (1975). Doing psychology
phenomenologically. Unpublished Manuscript. Lewisberg, PA:
Bucknell University.Moustakas, C. (1994). Phenomenological
research methods. Thousand Oaks, CA: Sage.Patton, M. (2002).
Qualitative research and evaluation methods (3rd ed.). Newbury
Park, CA: Sage. Taylor, S, J. & Bogdan, R. (1984).
Introduction to qualitative research methods: The search for
meaning. 2nd edition. New York: John Wiley.Data Analysis
Methods in Heuristic InquiryDouglass, B. & Moustakas, C.
(l985). Heuristic inquiry: The internal search to know. Journal
of humanistic psychology, 25(3), 39-55.Moustakas, C. (1967)
Heuristic research. In J.F.T. Bugental (Ed.) Challenges of
Humanistic Psychology. McGraw-Hill. Moustakas, C. (1981)
Heuristic methods of obtaining knowledge. In C. Moustakas,
Rhythms, Rituals, and Relationships. Center for Humanistic
Studies. Moustakas, C. (1990) Heuristic Research: Design,
methodology and applications. Newbury Park, CA:
Sage.Moustakas, C. (2001) Heuristic research: Design and
Methodology. In K.J. Schneider, J.F.T. Bugental & J.F. Pierson,
(Eds.) The Handbook of Humanistic Psychology: Leading edges
in theory, research, and practice. Sage.Polanyi, M. (l966). The
tacit dimension. Garden City, New York: Anchor Books
Doubleday and Company, Inc.Detailed Step-by-Step Procedures
for Data AnalysisThree Models of Phenomenological
AnalysisBrennan, J. (1998). History and systems of psychology.
Prentice-Hall: New Jersey.Giorgi, A. (1985). Phenomenology
and psychological research. Pittsburgh, PA: Duquesne
University Press.Giorgi, A. (1997). The theory, practice and
evaluation of phenomenological methods as a qualitative
research procedure. Journal of Phenomenological Psychology,
28, 235-281.Giorgi, A.P. & Giorgi, B.M. (2003). The
descriptive phenomenological psychological method. In Camic,
P.M., Rhodes, J.E. & Yardley, L. (Eds.), Qualitative research in
psychology: Expanding perspectives in methodology and design
(pp. 243-273). Washington, DC: American Psychological
Association.Moustakas, C. (1994). Phenomenological research.
Thousand Oaks, CA: Sage.Van Manen, M. (1990). Researching
lived experience: Human science for an action sensitive
pedagogy. Albany, NY: State University of New York Press.
Appendix B Flow chart of Keen’s version of transcendental
phenomenological data analysis Appendix C Flow chart of
Generic thematic analysis of Qualitative Data Appendix D
Moustakas’ Description of Data Analysis in Heuristic
ResearchMoustakas, C. (1990). Heuristic research. Newbury
Park, CA: Sage.

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Comparison & Contrast Essay Assignment & Instructions I..docx

  • 1. Comparison & Contrast Essay Assignment & Instructions I. Instructions & Requirements A. Assignment: Write a referential essay of at least 1,000 words in which you compare and contrast two subjects. Choose from the "Approved Topics" list on page two of this assignment or submit a custom topic for Professor Shanafelt's approval. You must organize your essay by trait rather than subject. The overall structure of your essay, its number of paragraphs, and the internal structure of each paragraph must conform to the comparison and contrast essay template in this assignment. You may compare, contrast, or compare and contrast your the subjects you have chosen. B. How to Submit: 1. Submit PDF document via Blackboard assignment page. 2. No emailed papers will be accepted. 3. No other file types will be accepted. C. Due Date: 8 March 2020 @ 11:55 pm D. Length: 1. 1,000 words minimum (4-5 pages + Works Cited) 2. The “Works Cited” page, heading, and other paraphernalia are not included in word count. E. Sources:
  • 2. 1. Two primary sources are required. No other source are permitted. 2. Use MLA 8 (2016) to document your two primary sources. F. Documentation: 1. Document all quotations, paraphrases, details, and information taken from primary sources. 2. Cite each use of outside source material with a properly formatted MLA works-cited entry and an appropriate MLA in-text citation. 3. For MLA Documentation information, reference the The Norton Sampler Appendix, MLA Handbook (8th edition with 2016 update), or the Owl at Purdue website at the following link: https:// owl.purdue.edu/owl/research_and_citation/mla_style/mla_forma tting_and_style_guide/ mla_general_format.html G. Document Type: 1. PDF - Save your essay as a PDF document. 2. No other document types will be accepted!! H. Topic Choices: 1. Select a topic from the "Suggested Topics" list in this document. 2. Create an original essay topic of your own and submit it to Professor Shanafelt for approval. a) Your proposal should be mature, complete, typed, and clearly worded. b) Submit your topic for approval on or before 1 March 2020. c) Submit your topic to Professor Shanafelt using your official ACC email account d) Submit your topic to Professor Shanafelt at the following
  • 3. link: [email protected] I. Outline: 1. An essay outline is suggested but not required. 2. For outline structure, consult the essay outline included in this document. 3. For additional outline information, consult the Owl at Purdue at the following link: https:// owl.purdue.edu/owl/general_writing/the_writing_process/develo ping_an_outline/ types_of_outlines.html J. Essay Format: 1. Format your essay in accordance with the MLA Style Manual (8th ed. 2016) guidelines, which can also be found at the following link: https://owl.purdue.edu/owl/research_and_citation/mla_style/ mla_formatting_and_style_guide/mla_general_format.html 2. Include your essay's word count after the last line of your conclusion. 3. The "Works Cited" page does not factor into the word count. Compare & Contrast Essay of 1 3 Professor Shanafelt - Eng 1301 https://owl.purdue.edu/owl/research_and_citation/mla_style/mla _formatting_and_style_guide/mla_general_format.html https://owl.purdue.edu/owl/research_and_citation/mla_style/mla _formatting_and_style_guide/mla_general_format.html https://owl.purdue.edu/owl/research_and_citation/mla_style/mla _formatting_and_style_guide/mla_general_format.html mailto:[email protected] https://owl.purdue.edu/owl/general_writing/the_writing_process /developing_an_outline/types_of_outlines.html
  • 4. https://owl.purdue.edu/owl/general_writing/the_writing_process /developing_an_outline/types_of_outlines.html https://owl.purdue.edu/owl/general_writing/the_writing_process /developing_an_outline/types_of_outlines.html https://owl.purdue.edu/owl/general_writing/the_writing_process /developing_an_outline/types_of_outlines.html https://owl.purdue.edu/owl/research_and_citation/mla_style/mla _formatting_and_style_guide/mla_general_format.html https://owl.purdue.edu/owl/research_and_citation/mla_style/mla _formatting_and_style_guide/mla_general_format.html https://owl.purdue.edu/owl/research_and_citation/mla_style/mla _formatting_and_style_guide/mla_general_format.html K. Essay Structure: 1. The overall structure of your essay, its number of paragraphs, and the internal structure of each paragraph must conform to the "Comparison & Contrast Essay - By Trait" in this assignment. 2. Thesis: The thesis statement of your essay should a) Be one sentence b) Be the last sentence in your introductory paragraph c) Disclose the two subjects the essay will compare and the several overall categories of comparison that will be analyzed. 3. Body Paragraphs: Each body paragraph should a) Begin with a strong topic sentence that explicitly states what the paragraph will report in support of your thesis statement 4. Quotations: ** Do not include quotations that run beyond two lines of text.
  • 5. 5. Works Cited Page: Include your MLA "Works Cited" as the separate and last page of the essay. L. Grammar & Mechanics: Write in formal Standard American English. 1. Do not use personal pronouns. (I, you, we, me, and us) 2. Do not use contractions. 3. Do not use colloquialisms or slang. 4. Write in third-person point of view only. 5. Use correct past, present, & future tense. 6. Use proper punctuation. 7. Do not write run-ons or fragments. 8. Consult you writing guide for more. 9. Proofread! Proofread! Proofread! Approved Topics 1. Obama / Trump Compare and contrast Barack Obama and Donald Trump based on ONE of he following attributes: a. speaking style b. political philosophy c. biography d. income / wealth e. foreign policy f. fiscal policy g. stance on one important issue 2. Liberals / Conservatives Compare and contrast the political philosophies of American liberals and conservatives regarding ONE of the following issues:
  • 6. a. gun control b. taxes c. foreign policy d. same-sex marriage e. war f. the war on terror g. stance on one important issue 3. Game of Thrones Compare and contrast two characters or two major houses (families) in the HBO series Game of Thrones. (May substitute Harry Potter, Star Trek, Star Wars, Walking Dead, etc.) 4. Villains, Monsters, Killers, Demons, Archangels, Vampires, Zombies, Mythical Creatures Compare and contrast two of the above types of entities.(Hint: The have to both be the same type.) 5. ACC Campuses Compare and contrast two ACC campuses. 6. People Compare and contrast the styles, philosophies, or works of two people of the same type: a. philosophers b. writers c. directors d. actors e. leaders f. singers g. professors / teachers
  • 7. 7. Things Compare and contrast two things you have owned or would like to own. Make sure that the objects you choose are "two of a kind" (i.e. two cars, two computers, two guitars, etc.). 8. Wild Card Choose two subjects to compare and contrast an submit them to Professor Shanafelt for approval. Compare & Contrast Essay of 2 3 Professor Shanafelt - Eng 1301 REQUIRED ESSAY STRUCTURE Compare & Contrast Essay By Trait I. Introduction A. Hook - Grab the reader’s attention with a catchy opening. B. Introductory remarks. Reveal the central idea and/or a connection to our world. C. Name the two subjects to be compared. Maybe provide brief background. D. Thesis: Reference both subjects and state the several traits you will use in your comparison. II. Trait 1 A. TS - (Topic Sentence) - Name the 1st trait and list/summarize the similarities or differences the paragraph will cover. B. 1st trait / 1st subject
  • 8. 1. EV - Evidence - Reference the 1st trait of subject 1 with a quotation, paraphrase, detail, or example. 2. AN - Analysis - Scholarly analysis or deeper insight into what the evidence you presented reveals about the first trait of subject 1. C. 1st trait / 2nd subject 1. EV - Evidence - Reference the first trait of subject 2 with a quotation, paraphrase, detail, or example. 2. AN - Analysis - Scholarly analysis or deeper insight into what the evidence you presented reveals about the first trait of subject 2. III. Trait 2 A. TS - (Topic Sentence) - Name the 2nd trait the similarities or differences to be covered. B. 2nd trait / 1st subject 1. EV - Evidence - Reference the second trait of subject 1 with a quotation, paraphrase, detail, or example 2. AN - Analysis - Scholarly analysis or deeper insight into what the evidence you presented reveals about the second trait of subject 1. C. 2nd trait / 2nd subject 1. EV - Evidence - Reference the second trait of subject 2 with a quotation, paraphrase, detail,
  • 9. or example 2. AN - Analysis - Scholarly analysis or deeper insight into what the evidence you presented reveals about the second trait of subject 2. IV. Trait 3 A. TS - (Topic Sentence) - Name the 3rd trait the similarities or differences to be covered. B. 3rd trait / 1st subject 1. EV - Evidence - Reference the third trait of subject 1 with a quotation, paraphrase, detail, or example 2. AN - Analysis - Scholarly analysis or deeper insight into what the evidence you presented reveals about the third trait of subject 1. C. 3rd trait / 2nd subject 1. EV - Evidence - Reference the third trait of subject 2 with a quotation, paraphrase, detail, or example 2. AN - Analysis - Scholarly analysis or deeper insight into what the evidence you presented reveals about the third trait of subject 2. V. Conclusion a. Revisit the two subjects of the essay and the the several broad traits you use in your comparison. b. Summarize the main differences and similarities. c. Close with an interesting comment or a fresh take on the two subject; leave your reader with
  • 10. something to contemplate. **[Analyze three or more traits in body paragraphs like those above.]** Compare & Contrast Essay of 3 3 Professor Shanafelt - Eng 1301 Data Analysis 1 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM The material in this document comes from the HASOP manual Qualitative Research Approaches in Psychology. Data Analysis Data analysis in ethnography: Thematic analysis and exemplary life histories Ethnography shares with the other four approaches a core method of data analysis, namely thematic analysis. The other approaches may use different terms or specify slightly different procedures, but the core analytic method is quite similar. We describe it briefly
  • 11. here in its ethnographic form, and we’ll describe it briefly in its other forms when outlining the other approaches. Learners are advised to master the general method regardless of the approach they select. Once the data are collected by observations, interviews (audio taped and transcribed), field notes, or any other sources, patterns of experience (recurring words, phrases, descriptions, etc.) are identified and listed. These patterns are derived from direct quotes and paraphrases of recurring ideas emerging from the data. These patterns form the first level of thematic analysis. Next, the researcher identifies data that correspond to the identified patterns. If, in a study of the culture of a corporation, a pattern is noted such as “males defer to hierarchically superior males, but not to hierarchically superior females,” examples that confirm this – that show it is both recurring and an accurate description of events - are located in the data (transcripts, notes, etc.) and annotated with the listed pattern (as quotes along with citation of their source). Now, the researcher combines and catalogues related patterns into themes. Themes are defined as descriptive meaning units derived from the patterns. For example, if along with the earlier example this pattern emerged: “males repeatedly initiate flirting behavior with females regardless of the females’ rank and the females return the flirtation, even when they dislike it,” two themes or meaning units might be constructed as follows: “Males impose rank-dominance on subordinate males” and “males impose sexual-dominance on all females.”
  • 12. Finally, at the highest level of abstraction, themes that emerge from the patterns (which emerged from the original data) are synthesized together to form a comprehensive representation of the element of the culture that is being investigated. The above meaning units or themes might constellate with other descriptive themes of the male and female interactions in the organization into a rich and textured description of the rules, customs, attitudes, and practices around gender in that organization. This distillation of the practice of thematic analysis is adapted from Taylor and Bodgan (1984) and Aronson (1994). In writing ethnographic reports, one common – though by no means required - presentation practice is to construct “life stories” of representative or exemplary participants in the culture, group, or organization. Perhaps a more accurate term would be “culture stories” or “organization stories.” The objective is not to single out the individuals for study, but to use their experiences to exemplify key themes found in the data. These representative life stories are not standard biographies or life histories as might be found in biographical research. These life or organizational stories are created in a process not unlike thematic analysis. Here, however, the stories of the participants’ experience in the culture, group, society, or organization are culled for the initial patterns of recurring experiences, behaviors, etc. These in turn are organized into themes or meaning units which in a robust way exemplify important aspects of the larger culture,
  • 13. society, group, or organization. Finally, as in thematic analysis, the meaning units are woven into a richly evocative description of the meaning of the persons experience in this culture which stands for Data Analysis 2 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM many others’ similar experiences. In effect, the life story (or the organization story, if you will) of the exemplar “stands for” the essence of the ethnographic description of what it means to be a member of this culture, group, or organization. References Aronson, J. (1994). A Pragmatic View of Thematic Analysis. The Qualitative Report, 2, Number 1. Retrieved January 20,2003, from http://www.nova.edu/ssss/QR/index.html Taylor, S, J. & Bogdan, R. (1984). Introduction to qualitative research methods: The search for meaning. 2nd edition. New York: John Wiley.
  • 14. Data analysis in case studies Two types of data analysis for a case study are sometimes referred to (for example, Patton, 2005): holistic analysis, in which the information about the entire case is analyzed; and embedded analysis, in which information about a specific but limited aspect of the case is analyzed. For example, in a case study of learners’ experiences with online education, if all aspects of the experience are studied – the nature of the online platform, the IT support structure, the type of educational company providing the online learning, the quality and training of the teachers, the nature of the curriculum, the demographics of the learners, the costs and benefits perceived by the learners, the work load of the faculty, and so on and so forth – the analysis is said to be holistic. However, if out of that mass of data only one aspect is analyzed and reported – for example, the learners perceptions of the learning platform and of the instructors’ competence – this would be an embedded analysis. A case study dissertation would most likely be a holistic analysis of a case or set of cases. There is no consensus format for case study data analysis, but a common series of steps can be found in many sources. The following description is adapted from Creswell (1998) and Stake (1995). • The opening step of data analysis – sometimes referred to as description – involves creating a detailed description of the case as a whole and of its setting(s)
  • 15. and contexts. The objective is both clarity and detail, creating a rich and textured picture of the case and its settings. • The case study researcher looks at single instances in the described data and draws meaning from each without (yet) looking for multiple instances. This process pulls the described data apart and puts them back together in more meaningful ways. This may be called direct interpretation. • Next, the researcher seeks a collection of meaning-rich instances from the data, aggregating these into categories of meaning, giving rise to the term categorical aggregation. • By analyzing the categories (and the underlying instances and data of the various categories), the researcher will identify themes – common statements of recurring description and patterns of meaning - and connections between or among the themes. These themes will be developed using verbatim passages and direct quotes from the data to elucidate each theme. At this point, data from the case itself are used, without being compared yet with data and themes from other cases; this is within-case analysis. • The same steps are followed for each case in the series, so that each is analyzed within itself. (For instance, if the study investigates ten cases of multiple sclerosis in young married people, each person’s data are analyzed separately first, as a single case, before taking the next step)
  • 16. • Then, the researcher will develop a thematic analysis across cases (across case analysis) as well as interpretations of the integrated meaning of all the cases in the study. • In the final, interpretive, phase, the researcher develops naturalistic generalizations from the data as a whole and reports on the lessons learned from the case study. Data Analysis 3 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM References Creswell, J. (1998). Qualitative inquiry and research design: Choosing among five traditions. Thousand Oaks, CA: Sage Publications, Inc. Stake, R. (1995). The art of case study research. Thousand Oaks, CA: Sage. Grounded theory data analysis methods and procedures: Coding
  • 17. Because grounded theory goes beyond the descriptive and interpretive goals of many other qualitative models and is aimed at building theories, data analysis tends to be more complex and aims to achieve an explanatory power that is not necessary in other approaches. The heart of the grounded theory approach occurs in its use of coding, its main form of data analysis. There are three different types of coding used in a more-or-less sequential manner (this discussion is adapted from Strauss and Corbin, 1990, 1998, Patton, 2003; and Creswell, 1998). The first type of coding is open coding which is much like the description goal of science. Usually open coding is done first. During open coding, the researcher labels and categorizes the phenomena being studied. This involves the process of describing the data through means such as examination, comparison, conceptualization, and categorization. Labels are created to describe in one or a few words the categories one finds in the data. Examples are collected for all these categories. For example, in a grounded theory study of the effects of child sexual abuse, open coding might discover in the reports of the participants some categories such as these: Feeling powerless, hating myself, hating the abuser, or feeling permanently damaged. The categories are studied more carefully to identify subcategories, which are called properties and dimensionality in the categories. For instance, the researcher in our example might discover that “hating myself” had a wide range of emotional power – in some participants it is very strong, whereas in others it is not strong at all. The categories, properties, and dimensions discovered in the data are fully
  • 18. described in the participants’ words. Then begins the second type of coding: axial coding which involves finding links among the categories, properties, and dimensions that were derived from open coding. (A link is an axis, hence the term axial.) How is axial coding actually done? Axial coding first identifies the central categories about the phenomenon. These central or core categories tend to be the most important aspect(s) of element of the phenomenon, the one that clearly has the greatest strength and appears in all or most of the participants’ reports or other data. For instance, a central category of the phenomenon of the psychological effects of childhood sexual abuse might be found to be “feelings of powerlessness.” Next, the researcher explores the data carefully to discover causal conditions, which are categories of conditions influencing the central category or categories. For instance, in the child sexual abuse study, one causal condition might be found to be “repeated humiliations,” a condition that is found across many reports to support or influence the development of feelings of powerlessness (the central category). The researcher continues axial coding by identifying interactions among the categories (which are called strategies, although that term might be confusing). Strategies in the example study could be, for example, “repeated humiliations strengthen feelings of powerless, but weaken hatred of the abuser while strengthening self-hatred.” You might think of “strategies” in grounded theory as the equivalent of
  • 19. correlations in statistical theory-building. Axial coding continues with the identification and exploration of other supporting or weakening conditions which exert lesser influences on the central variables. These are categories in the data Data Analysis 4 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM which label the contexts and intervening conditions. Examples from the grounded theory study of the effects of child sexual abuse might include “protection by another adult,” which when found to be present ameliorates (positively influences) the central category, but which is insufficient in itself to prevent the damage entirely. Finally, consequences are carefully identified and described. These would include all the outcomes of the presence of the central category in all its interactions (strategies) with contexts, intervening conditions, properties, dimensions, etc. Consequences describe what happens when the central category is found under specific conditions. For example, when “feelings of powerless” are found to be very strong, accompanied (interacting with) “isolation” and “repeated humiliation,”
  • 20. depression may be found to be a consequence. Notice that these consequences are NOT presupposed, but are carefully teased out of the real reports and descriptions of their experiences by the many participants in the study. Preconceptions about the theory must be left at the door. See “Phenomenology,” below, and its discussion of epoche and the phenomenological reduction. Without using the terminology of phenomenology, the requirement is the same. The third type of coding is selective coding continues the axial coding activity of relating the subsidiary categories to the central category(s). Selective coding is the process of selecting your main phenomenon (core category) around which all other phenomena (subsidiary categories) are grouped, arranging the groupings, studying the results and rearranging where necessary. It is necessary to remain faithful to the data, so in selective coding, one frequently goes “back to the things themselves” to ensure that one is capturing what one’s informants told one. From this last type of coding, the grounded theory researcher moves toward developing a model of process and a transactional system, which essentially tells the story of the outcome of the research. Creating a literal “story line” is one manner of doing selective coding. The story line tells the results of the axial coding in a coherent narrative. Many grounded theory researchers do not create a conditional matrix, a diagram or picture of the various categories, interactions, and relationships among the central category(s) and the subsidiary categories. But the conditional matrix is a very helpful tool in creating the
  • 21. narrative story line which embodies the grounded theory. The selective coding process typically focuses on two dimensions of the phenomenon: its process and its transactional system. Again, the conditional matrix is quite useful in elucidating these two elements of the theory. • Process is the manner in which actions and interactions occur in a sequence or series. It incorporates the time element. (“As time went on and I got older, the repeated humiliations my father inflicted on me began to tear me apart. I started to hate myself, though not at first.”) It also incorporates the various categories which mutually influenced each other. (“My brother tried to help, and I was grateful, but I was more worried he’d get hurt, so I asked him to stay out of it. He hasn’t been much a part of my life since.”) • The transactional system is a grounded theory’s analytic method that allows an examination of the interactions of different events. (“Self- hatred led to increased willingness to be hurt. It strengthened the belief among most participants that the victim is bad and deserves punishment, and also strengthened the yearning for even the abusive “love” offered by the perpetrator. This in turn alienated most participants from other sources of more benign love, because the victims did not feel worthy of it.”) The use of the conditional matrix and the process and
  • 22. transactional-system analysis leads finally to the general description of the grounded theory. It might be a brief sentence distilling all the above work, or a more complex statement. But it will also be accompanied by a set of propositions or hypotheses which menon under study. explain the pheno Data Analysis 5 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM At this stage, it is usual for grounded theory researchers to return not only to the original data to ensure that the theory fits those data, but may meet with the participants again to compare the theory wit perceptions and to ask them whether the theory fits their experiences. Their responses will be taken as new data to be incorp h their orated into the theory, which is thought to be in a continual adaptation and volution. Grounded theory is never complete. (Adapted from Strauss, & Corbin, 1990, 1998; Creswell,
  • 23. 2002) d ge. trauss, A., Corbin, J. (1998). Basics of qualitative research: Techniques and theory for developing grounded theory (2nd ed.). Newbury Park, CA: Sage. e a method of analysis of phenomenological data are acceptable in the General Psychology specialization. ed provided they meet (are equivalent to) the criteria described in these pages. r deeper comparison. These segments (or “meaning units” as described above) will be organized ematically in two major ways: within the context of a single interview, and across a series of ed g erviews” would not have been possible unless the dividual phrases could have been cut out and kept in a separate “meaning unit” document of some ings that emerge from the data in their own terms. If we include these two preliminary steps with
  • 24. e 1998; Patton, References Creswell, J. (1998). Qualitative inquiry and research design: Choosing among five traditions. Thousan Oaks, CA: Sage Publications, Inc. Patton, M. (2002). Qualitative research and evaluation methods (3rd ed.). Newbury Park, CA: Sa Strauss, A., Corbin, J. (1990). Basics of qualitative research: Grounded theory procedures and techniques. Newbury Park, CA: Sage. S Phenomenological Data Analysis Most standard texts (e.g., Creswell, 1998; Patton, 2002; or Taylor and Bogdan, 1984) propos general five-step model for phenomenological analysis. These steps are elaborated in three more detailed models described in Appendix A (see “empirical phenomenology” [Amedeo Giorgi], “transcendental phenomenology” [Clark Mousakas] and the Stevick-Colaizzi-Keen Method of Analysis of Phenomenological Data). The Giorgi model, the Moustakas model, and the Stevick-Colaizzi-Keen Other models can be us Preliminary steps The generic method of analysis consists of five essential steps,
  • 25. but is preceded by careful preparation of the data and of the researcher. First, the data must be transformed into written form – usually transcripts of interviews – which can be studied as a whole and, later, in bits or units. Word processing programs are ideal for this, allowing both retention of the original interview in “raw” form and “cutting and pasting” individual segments (phrases, sentences, paragraphs) into separate documents fo analysis and th interviews. For example, in a series of phenomenological interviews on the experience of grief in children, the researcher found that participant A repeated the phrase, “she left me behind” many times in talking about what it was like to lose his mommy. Within the context of that child’s experience, being “left behind” became a very significant part of the experience, a “meaning unit.” Meanwhile, child B repeat the phrase “she’s gone, I can’t find her” a number of times. This too was a meaning unit for child B. Looking across both transcripts and comparing the two meaning units and reflecting deeply on them and their contexts in the interviews, the researcher teased out a deeper level of meaning by comparin the two different units: “I feel lost.” This “across int in kind, which word processing makes quite handy. Before starting to analyze data, though, the researcher does a second preparatory step, which as been described briefly above as the “phenomenological reduction.” She attempts to reduce the impact of his or her biases, preconceptions, and beliefs about the phenomenon
  • 26. and opening oneself to the data and mean Data Analysis 6 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM the five steps proposed by most texts, we have a generic seven- step model for data analysis, beginning Step 1 and 2: Prepare the data and adopt the phenomenological attitude (“reduction” or “epoche” [see below].) tep 3: Achieve a Sense of the Whole. The researcher reads the entire description in order to get a oes de ith psychological criteria in mind. The researcher next eliminates redundancies and clarifies and concrete ants, reflects on them, and comes up with the essence of the experience for the
  • 27. articipant. The researcher next transforms each relevant unit’s essence into the language of ere, the researcher synthesizes all of the transformed meaning units (now expressed in e language of psychological science) into a consistent statement regarding the participant’s r synthesizes all of the essence or structure statements regarding each participant’s experience into one consistent statement, which describes and captures d above. Either of the odels is acceptable for phenomenological research in the General Psychology specialization. The at tive rationale should be approved by the mentor (and the dissertation committee, of course) nd reviewed (with a rating of “Satisfactory” or better) by the Methodology Committee of the 85, gy”) Ernest Keen of Bucknell University (1975) and Paul F. Colaizzi and Emily M. Stevick of Duquesne with:
  • 28. Steps in phenomenological data analysis: Generic model S general sense of the whole statement. Step 4: Discrimination of Meaning Units Within a Psychological Perspective and Focused on the Phenomenon Being Researched. Once the sense of the whole has been grasped, the researcher g back to the beginning and reads through the text once more and delineates each time that a transition in meaning occurs. The specific aim is to discriminate “meaning units” from within a psychological perspective and with a focus on the phenomenon being researched. The meaning unit should be ma w elaborates on the meaning of the units by relating them to each other and to the sense of the whole. Step 5: Transformation of Subjects Everyday Expressions into Psychological Language with Emphasis on the Phenomenon Being Investigated. Once meaning units have been delineated and linked together, the researcher goes through all of the meaning units, which are still expressed in the language of the particip p psychological science. Step 6: Synthesis of Transformed Meaning Units into a Consistent Statement of the Structure of the Experience. H th experience. Step 6: Final Synthesis: Finally, the researche
  • 29. the essence of the experience being studied. Acceptable Models of Phenomenological Analysis The generic model described above is elaborated in two acceptable and detailed models of psychological phenomenological analysis developed by Amedeo Giorgi at Duquesne University an Clark Moustakas at the Center for Humanistic Studies and The Union Institute. Each of these models is detailed and provides a stepwise guide to the seven generic steps presented m Moustakas model is further elaborated in the Stevick-Colaizzi- Keen model. A learner may adopt a different model for the data analysis, provided that the alternative model is least as clearly articulated and provides at least as much guidance for procedures as the accepted models. The learner should prepare a careful description of and rationale for using an alterna model, and that a Specialization. The Giorgi model (usually called “empirical phenomenology” or “phenomenological psychology”) (19 1997) (Giorgi & Giorgi, 2003) and the Moustakas model (often called “transcendental phenomenolo and the “Stevick-Colaizzi-Keen Model” synthesized by Moustakas (1994) and based on the work of
  • 30. Data Analysis 7 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM University are described more fully in Appendix A. They differ from each other and from the generic model above only in the ways in which they outline the procedures. Each provides much more detail bout how to proceed in each step or stage. eferences Creswe research design: Choosing among five traditions. Thousand Giorgi, A ). Phenomenology and psychological research. Pittsburgh, PA: Duquesne University Giorgi, A s a qualitative Giorgi, A amic, ng y and design (pp. 243-273). Washington, DC: American Keen, E ogy phenomenologically. Unpublished Manuscript. Lewisberg, PA: rd age.
  • 31. Taylor, itative research methods: The search for meaning. 2nd edition. New York: John Wiley. uld e the researcher (who performs them) is a articipant, they already are a form of data collection. n. form of the phenomenological duction or epoche (see Appendix A for a description of epoche). other forms of self-expression may become the rimary mode of both data collection and data analysis. ith a R ll, J. (1998). Qualitative inquiry and Oaks, CA: Sage Publications, Inc. . (1985 Press. . (1997). The theory, practice and evaluation of phenomenological methods a
  • 32. research procedure. Journal of Phenomenological Psychology, 28, 235-281. .P. & Giorgi, B.M. (2003). The descriptive phenomenological psychological method. In C P.M., Rhodes, J.E. & Yardley, L. (Eds.), Qualitative research in psychology: Expandi perspectives in methodolog Psychological Association. . (1975). Doing psychol Bucknell University. Moustakas, C. (1994). Phenomenological research methods. Thousand Oaks, CA: Sage. Patton, M. (2002). Qualitative research and evaluation methods (3 ed.). Newbury Park, CA: S S, J. & Bogdan, R. (1984). Introduction to qual Data Analysis Methods in Heuristic Inquiry In general, six steps characterize the heuristic approach to data analysis. They are as follows: initial engagement, immersion, incubation, illumination, explication and synthesis (Douglass and Moustakas, l985; Moustakas, , 1967, 1981, 1990, 2001). Steps 1 and 2 (initial engagement and immersion) wo appear to be preliminary to data collection, but becaus p Step 1: Initial engagement involves and awareness of the topic. In heuristics it is essential that the topic not only be of importance to the researcher but also that he/she experiences a sense of passion in
  • 33. connection with it. From the experience of being with the topic in an open way emerges the questio The culmination of the initial engagement period is the creation of a clear research question which forms the heart of the inquiry. Initial engagement requires the researcher to reduce the influence of preconceptions and beliefs about the phenomenon, so it includes a re Step 2: During the immersion step, the researcher makes his/her question the center of the experiential world, allowing the self to become one with the question. This is done in a loose, non- structured way, permitting openness to the range of related experiences, which helps to facilitate an understanding of the phenomenon. During this step, the researcher is non-judgmental and non-critical, open to the flow of experience (again, a version of the phenomenological reduction). The researcher is open to intuitions (hunches based on clues) and tacit knowledge (knowing that he/she knows but not knowing how he/she knows). At this stage, journaling or p During immersion, heuristic researchers also gather information from their co-researchers, in the form of interviews, diaries, journals, writings, art, film, etc.., and immerse themselves in those data along w their own data. Typically, each researcher finds a personal method for immersing oneself in the data Data Analysis
  • 34. 8 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM that are emerging from the interviews and other documents. As can be seen, data “collection” and d “analysis” are not easily separated into d ata iscrete steps or stages, but are an integrated and ongoing process each informing the other. d on re el. No y the engaged searcher will be “present” to the process and reflecting often on how it is going. er n n learner, because the time-and-money pressures of the four- course, one-year model can be factor.
  • 35. erves s d on indwelling and reflection e essential structures of the experience of the phenomenon under study. f heuristic inquiry is similar to the “final synthesis” in the generic model of phenomenological analysis. uestion or problem AND (2) to develop portraits of the persons who have explicated the experience. eferences Douglas inquiry: The internal search to know. Journal of Mousta arch. In J.F.T. Bugental (Ed.) Challenges of Humanistic Psychology. McGraw-Hill. Step 3: After a period of time, having been immersed in the research question, the researcher puts aside all deliberate focus on the experience and the data and allows the information to be processe an unconscious level, a process known as incubation. When this becomes appropriate cannot be
  • 36. arbitrarily specified, but depends on the data themselves. A common marker is when new themes are no longer emerging in the data ( a condition sometimes called saturation). During incubation, data a no longer being collected intentionally (although new insights may emerge or new information may arise). Instead, the researcher allows the data to “go unconscious” and to be processed at that lev intentional (conscious) work is done to further the interpretation, although obviousl re Step 4: The information continues to consolidate and grow (“incubate”) until a sense of discovery occurs. This moment of realization and enlightenment is known as illumination, and often has the fell of an “Aha!” experience. At this point, new knowledge is obtained, representing a whole that is great than the sum of its parts. The great danger here is that the researcher will succumb to pressures of time, money, or expediency and “force” an illumination which is not authentic. Because the incubatio period (step 3) is by nature an unconscious process, it is unpredictable. One cannot know ahead of time when insight or illumination will emerge. This provides an alement of risk to the Capella University dissertatio a Step 5: The next step is explication. During the explication phase, the researcher returns to the data (transcripts, documents, etc.), and with the new insights gained during the illumination phase, obs the patterns and themes arising which portray essential meanings. This is a version of “thematic analysis” as discussed in the section on ethnography. Indwelling
  • 37. is used to dwell within the experiences and draw meaning from them. Polanyi (l966) refers to indwelling as follows: “It brings home to us that it is not by looking at things, but by dwelling in them, that we understand their joint meaning” (p. l8). Thi phase resembles the earlier immersion phase, with the difference that now one dwells in the data an their emerging meanings and structures in order to interpret them, whereas in the earlier immersi phase, one was immersed in the articulation of the phenomenon itself and in gathering similar articulations from one’s co-researchers. The goal of step 5 is to articulate by th Step 6: The final step in a heuristic inquiry is synthesis. It is through synthesis that the whole experience is captured. Synthesis is more than a summary, it is the creation of a new understanding o the essence of the experience. “Synthesis goes beyond distillation of themes and patterns. It is not a summary or recapitulation. In synthesis, the searcher is challenged to generate a new reality, a new monolithic significance that embodies the essence of the heuristic truth” (Douglass and Moustakas, l985, p. l7). The synthesis in The task is (l) to arrive at a depiction of the experience, a synthesizing statement that illuminates the q R s, B. & Moustakas, C. (l985). Heuristic
  • 38. humanistic psychology, 25(3), 39-55. kas, C. (1967) Heuristic rese Data Analysis 9 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM Moustakas, C. (1981) Heuristic methods of obtaining knowledge. In C. Moustakas, Rhythms, Rituals, and Relationships. Center for Humanistic Studies. Moustakas, C. (1990) Heuristic Research: Design, methodology and applications. Newbury Park, CA: Sage. Moustakas, C. (2001) Heuristic research: Design and Methodology. In K.J. Schneider, J.F.T. Bugental & J.F. Pierson, (Eds.) The Handbook of Humanistic Psychology: Leading edges in theory, research, and practice. Sage. Polanyi, M. (l966). The tacit dimension. Garden City, New York: Anchor Books Doubleday and Company, Inc.
  • 39. Detailed Step-by-Step Procedures for Data Analysis Three Models of Phenomenological Analysis A. Empirical Phenomenology is a model of phenomenological psychological research that was developed at Duquesne University (Giorgi, 1985, 1997; Giorgi & Giorgi, 2003). In order to develop an understanding of the phenomenological psychological research method, it is essential to first understand the concept of intentionality and its role in the phenomenological method. The following passage from Amedeo Giorgi (1997) explains the role of intentionality in phenomenology. Finally, no discussion of phenomenology would be complete without mentioning intentionality. Edmund Husserl took the term over from Franz Bretano but uses it in a fundamentally different way. For Husserl, intentionality is the essential feature of consciousness, and it refers to the fact that consciousness is always directed to an object that is not itself consciousness, although it could be, as in reflective acts. More precisely, consciousness always takes an object, and the object always transcends the act in which it appears. This idea is important for the human sciences as well, since it helps overcome the Cartesian
  • 40. understanding of the subject-object relationship. There are not two independent entities, objects and subjects, existing in themselves which later get to relate to each other, but the very meaning of subject implies a relationship to an object, and to be an object intrinsically implies being related to subjectivity. Thus, the subject object relationship must be understood structurally and holistically (p. 237). In the philosophical phenomenological method there are three interlocking steps: (1) the phenomenological reduction, (2) description and (3) search for essences. The phenomenological reduction is a methodological device devised by Husserl that is used to make research findings, which use the phenomenological model more precise. During the phenomenological reduction, one brackets past knowledge about the phenomenon encountered in order to be fully present to it as it is in the concrete situation in which one is encountering it. One puts aside or renders "non-influential" all past knowledge that may be associated with the presently given object. The researcher cannot expect all participants in the psychological phenomenological study to be phenomenological and, thus, capable of assuming the attitude of the phenomenological reduction. Moreover, for human science research, the details, biases, errors, and prejudices that we carry with us in everyday life are exactly what have to be understood in psychological phenomenological research. What is critical is that the
  • 41. description be as precise and detailed Data Analysis 10 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM as possible with a minimum number of generalities and abstractions. However, the phenomenological attitude does demand that the researcher be able to do his/her work from within the attitude of the reduction or else no phenomenological claims for the analysis could be made. There are two descriptive levels of the empirical phenomenological model: Level 1, the original data is comprised of naïve descriptions obtained through open-ended questions and dialogue. Level II, the researcher describes the structures of the experiences based on reflective analysis and interpretation of the research participant's account or story. The method of analysis consists of five essential steps which
  • 42. are as follows: 1) Sense of the Whole – One reads the entire description in order to get a general sense of the whole statement. 2) Discrimination of Meaning Units Within a Psychological Perspective and Focused on the Phenomenon Being Researched – Once the sense of the whole has been grasped, the researcher goes back to the beginning and reads through the text once more and delineates each time that a transition in meaning occurs with the specific aim of discriminating "meaning units" from within a psychological perspective and with a focus on the phenomenon being researched. The meaning unit should be made with psychological criteria in mind. The researcher next eliminates redundancies and clarifies and elaborates on the meaning of the units by relating them to each other and to the sense of the whole. 3) Transformation of Subjects Everyday Expressions into Psychological Language with Emphasis on the Phenomenon Being Investigated – Once meaning units have been delineated, the researcher goes through all of the meaning units, which are still expressed in the concrete language of the participants, reflects
  • 43. on them and comes up with the essence of the experience for the participant. The researcher next transforms each relevant unit into the language of psychological science. 4) Synthesis of Transformed Meaning Units into a Consistent Statement of the Structure of the Experience – Finally, the researcher synthesizes all of the transformed meaning units into a consistent statement regarding the participant's experience. 5) Final Synthesis – Finally the researcher synthesizes all of the statements regarding each participant's experience into one consistent statement, which describes and captures the essence of the experience being studied. (Adapted from Giorgi, 1985, 1997; Giorgi & Giorgi, 2003) B. Transcendental Phenomenology -There are three core processes that facilitate derivation of knowledge in the transcendental phenomenological approach as proposed by Clark Moustakas (1994). The three core processes are: Epoche, Transcendental- Phenomenological Reduction and Imaginative Variation.
  • 44. 1) Epoche: Setting aside prejudgments and opening the research interview with an unbiased, receptive presence. It is returning to things themselves, free of prejudgments and preconceptions. Data Analysis 11 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM 2) Transcendental Phenomenological Reduction: The task is that of describing in textual language just what one sees, not only in terms of the external object but also the internal act of consciousness, the experience as such, the rhythm and relationship between phenomenon and self. Textual qualities are as follows: rough and smooth; small and large; quiet and noisy; colorful and bland; hot and cold; stationary and moving; high and low; squeezed in and expansive, fearful and courageous; angry and calm – descriptions that present varying intensities; ranges of shapes, sizes and special qualities; time references and colors within an
  • 45. experiential context. a. Bracketing the Topic or Question – The focus of the research is placed in brackets, everything else is set aside so that the entire research process is rooted solely on the topic and question. b. Horizonalizaton – Every statement is treated as having equal value. c. Statements irrelevant to the topic or question as well as those that are repetitive or overlapping are deleted, leaving only the Horizons (the textual meaning and invariant constituents of the phenomenon) d. Delimiting Horizons or Meanings: Horizons that stand out as invariant qualities of the experience. e. Invariant Qualities and Themes – Non-repetitive, non- overlapping constituents are clustered into themes. f. Individual Textual Descriptions – Develop integration, descriptively, of the invariant textural constituents and themes of each research participant. g. Composite Textual Description – Develop integration of all of the individual textual descriptions into a group or universal textual description.
  • 46. 3) Imaginative Variation: The task of Imaginative Variation is to seek possible meanings through the utilization of imagination, varying frames of reference, employing polarities and reversals, and approaching the phenomenon from divergent perspectives, different positions roles or functions. The aim is to arrive at structural descriptions of an experience, the underlying and precipitating factors that account for what is being experienced; in other words the “how” that speaks to conditions that illuminate the “what” of experience. How did the experience of the phenomenon come to be what it is? The steps to Imaginative Variation are as follows: a. Systematic varying of the possible structural meanings that underlie the textural meanings. Vary perspectives of the phenomenon from different vantage points, such as opposite meanings and various roles. Using free fantasy variations, consider freely the possible structural qualities or dynamics that evoke structural qualities. b. Construct a list of the structural qualities of the experience. c. Recognizing the underlying themes or contexts that account for emergence of the phenomenon.
  • 47. d. Develop structural themes by clustering the structural qualities into themes. e. Considering the universal structures that precipitate feelings and thoughts with reference to the phenomenon, such as: time, space, bodily concerns, materiality, causality, relation to self, or relation to others; f. Individual Structural Descriptions: For each participant, integrate the structural qualities and themes into an individual structural description of the experience. g. Composite Structural Description: Integration of all of the individual structural descriptions into a group or universal structural description of the experience. 4) Synthesis of Meanings and Essences: The final step in the phenomenological research process is the intuitive integration of the composite textual and structural Data Analysis 12
  • 48. Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM descriptions into a unified statement of the essences of the experience of the phenomenon as a whole. The essences of any experience are never totally exhausted. The fundamental textual-structural synthesis represents the essences at a particular time and place from the vantage point of an individual researcher following an exhaustive imaginative and reflective study of the phenomenon. (Adapted from Moustakas, 1994) C. Stevick-Colaizzi-Keen Method of Analysis of Phenomenological Data (See Flow Chart in Appendix B) Epoche is the first step in the phenomenological method and is a process in which the researcher sets aside all preconceived ideas about what is being experienced and described by the participants. Phenomenological Reduction is the process by which the participant describes in textual language just what one sees, not only in terms of the external object but also the internal act of consciousness, the experience under inquiry as such, the rhythm and relationship between phenomenon and self. Textual qualities are as follows: rough and
  • 49. smooth; small and large; quiet and noisy; colorful and bland; hot and cold; stationary and moving; high and low; squeezed in and expansive, fearful and courageous; angry and calm – descriptions that present varying intensities; ranges of shapes, sizes and special qualities; time references and colors within an experiential context. During this step in the phenomenological process, the textural qualities of the lived experience of the participant are separated. Those comments that deal with the question are clustered into themes (Moustakas, 1994). Following the Phenomenological Reduction, the researcher uses imaginative variation. The task of imaginative variation is to seek possible meanings through the utilization of imagination, varying frames of reference, employing polarities and reversals, and approaching the phenomenon from divergent perspectives, different positions roles or functions. The aim is to arrive at structural descriptions of an experience, the underlying and precipitating factors that account for what is being experienced; in other words, the “how” that speaks to conditions that illuminate the “what” of experience. How did the experience of the phenomenon come to be what it is? Through the use of imaginative variation the researcher examines the data collected from participants from different views, changing the frames of reference, using polarities and reversals, and looking at the phenomenon from different perspectives, positions, roles, or functions. Employ universal structures as themes: time, space, materiality, relationship to self,
  • 50. relationship to others, bodily concerns, causal and intentional structures. The final step of the process is called intuitive integration. Intuitive integration is the process by which the researcher develops textural-structural synthesis that represents the essence of the experience of the phenomenon under inquiry (Moustakas, 1994). The steps to the modified Stevick-Colaizzi-Keen Method of Analysis of Phenomenological Data are as follows: 1) Set aside all preconceived ideas about what is being experienced and described by the participant (Epoche). 2) Consider each statement with the emphasis on the importance for description of the experience. 3) Record all of the relevant statements dealing with the experience. 4) Make a list of every non-repetitive, non overlapping statement. These constitute the invariant horizons or meaning units of the experience.
  • 51. Data Analysis 13 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM 5) Cluster the invariant meaning units into themes. 6) Organize the invariant meaning units and themes into a description of the textures of the experience (textural description). Include direct quotes and verbatim passages from the participants. 7) Reflect on the textual descriptions. Through the use of imaginative variation, develop a description of the structures of these experiences (structural description). 8) Construct a textural-structural description of the meanings and essences of the experiences for the individual participant.
  • 52. 9) Once this process is completed for the data collected from each participant in the study, synthesize all of these descriptions into a composite textural-structural description of the experience representing the essence of the experience of the participants in the study as a whole. Thus, developing a composite textural- structural synthesis, which represents the lived experience of the subject under investigation for participants involved in the study. (Adapted from Moustakas, 1994) References Brennan, J. (1998). History and systems of psychology. Prentice-Hall: New Jersey. Giorgi, A. (1985). Phenomenology and psychological research. Pittsburgh, PA: Duquesne University Press. Giorgi, A. (1997). The theory, practice and evaluation of phenomenological methods as a qualitative research procedure. Journal of Phenomenological Psychology, 28, 235-281. Giorgi, A.P. & Giorgi, B.M. (2003). The descriptive phenomenological psychological method. In Camic, P.M., Rhodes, J.E. & Yardley, L. (Eds.), Qualitative research in
  • 53. psychology: Expanding perspectives in methodology and design (pp. 243-273). Washington, DC: American Psychological Association. Moustakas, C. (1994). Phenomenological research. Thousand Oaks, CA: Sage. Van Manen, M. (1990). Researching lived experience: Human science for an action sensitive pedagogy. Albany, NY: State University of New York Press. Data Analysis 14 Appendix B Flow chart of Keen’s version of transcendental phenomenological data analysis Step 1: Epoche Step 2: Phenomenological reduction Step 3: Imaginative Variation Step 4: Intuitive synthesis
  • 54. Epoche is the first step in the phenomenological method and is a process in which the researcher sets aside all preconceived ideas about what is being experienced and described by the participants. Phenomenological researchers develop their own techniques, often involving meditative or awareness techniques (such as mindfulness meditation, journaling, and the like) to become aware of the arising of biases or biasing thoughts). Phenomenological Reduction is the process by which the participant describes in textual language just what one sees, not only in terms of the external objects but also the internal act of consciousness, the experience under inquiry as such, the rhythm and relationship between phenomenon and self. During this step in the phenomenological process, the textural qualities of the lived experience of the participant are separated and a textural description is developed. The task of imaginative variation is to seek possible meanings through the utilization of imagination, varying frames of reference, employing polarities and reversals, and approaching the phenomenon from divergent perspectives, different positions roles or functions. The aim is to arrive at structural descriptions of an experience, the underlying and precipitating factors that account for what is being experienced; in other words, the “how” that speaks to conditions that illuminate the “what” of experience. Capella Proprietary and Confidential ShortDoc_Internal.doc
  • 55. Last updated: 11/29/2006 3:05 PM Data Analysis 15 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM The final step of the process is called intuitive integration. Intuitive integration is the process by which the researcher develops textural-structural synthesis that represents the essence of the experience of the phenomenon under inquiry Data Analysis 16 Appendix C Flow chart of Generic thematic analysis of Qualitative Data
  • 56. Step 1: Patterns of experience are identified: recurring words and phrases are identified and summarized. These are called meaning units. Step 2: Confirming data (specific words, phrases, etc.) are linked to the meaning units from step 1. Step 3: Related patterns or meaning units (steps 1 & 2) are combined into themes. Step 4: Themes are synthesized to form a comprehensive description of the phenomenon. Patterns of experience or meaning units Once the data are collected by observations, interviews (audio taped and transcribed), field notes, or any other sources, patterns of experience (recurring words, phrases, descriptions, etc.) are identified and listed. These patterns are derived from direct quotes and paraphrases of recurring ideas emerging from the data. These patterns form the first level of thematic analysis. Linking the data themselves to the meaning units (confirming the meaning units) Next, the researcher identifies data that correspond to the identified patterns. If, in a study of the culture of a corporation, a pattern is noted such as “males defer to
  • 57. hierarchically superior males, but not to hierarchically superior females,” examples that confirm this – that show it is both recurring and an accurate description of events - are located in the data (transcripts, notes, etc.) and annotated with the listed pattern (as quotes along with citation of their source). This step is critical, because it provides confirming evidence that the meaning units have emerged directly from the data themselves and not from the researcher’s biases or preconceptions. This step also provides the material for substantiating the “results” section of the dissertation (typically Chapter Four). Creating Themes Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM Data Analysis 17 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM
  • 58. Now, the researcher combines and catalogues related patterns into themes. This is a more abstract step, during which the researcher must beware the intrusion of bias, preconceptions, beliefs, etc. Themes are comprised of combinations and distillations of the descriptive meaning units derived from the patterns in the data. For example, if along with the earlier example this pattern emerged: “males repeatedly initiate flirting behavior with females regardless of the females’ rank and the females return the flirtation, even when they dislike it,” two themes or meaning units might be constructed as follows: “Males impose rank-dominance on subordinate males” and “males impose sexual-dominance on all females.” Synthesis of themes Finally, at the highest level of abstraction, themes that emerge from the patterns or meaning units (which emerged from the original data) are synthesized together to form a comprehensive representation of the element of the culture that is being investigated. The above meaning units or themes might constellate with other descriptive themes of the male and female interactions in the organization into a rich and textured description of the rules, customs, attitudes, and practices around gender in that organization. This distillation of the practice of thematic analysis is adapted from Taylor and Bodgan (1984) and Aronson (1994)
  • 59. Data Analysis 18 Capella Proprietary and Confidential ShortDoc_Internal.doc Last updated: 11/29/2006 3:05 PM Appendix D Moustakas’ Description of Data Analysis in Heuristic Research 1) Place all the material drawn from one participant before you (recordings, transcriptions, journals, notes, poems, art work, etc.). This material may either be data gathered by self-search or by interviews with co-researchers. 2) Immerse yourself fully in the material until you are aware of and understand everything that is before you. 3) Put the material aside for a while. Let it settle in you. Live with it but without particular attention or focus. Return to the immersion process. Make notes where
  • 60. these would enable you to remember or classify the material. Continue the rhythm of working with the data and resting until an illumination or essential configuration emerges. From your core or global sense, list the essential components or themes that characterize the fundamental nature and meaning of the experience. Reflectively study the themes, dwell inside them, and develop a full depiction of the experience. The depiction must include the essential components of the experience. 4) Illustrate the depiction of the experience with verbatim samples, poems, stories, or other materials to highlight and accentuate the person’s lived experience. 5) Return to the “raw material” of your co-researcher (participant). Does your depiction of the experience fit the data from which you have developed it? Does it contain all that is essential? Complete the above steps for each participant. Then: a) Place the Reflective Depiction for each participant before you. b) Immerse yourself completely in the Reflective Depictions until you are fully aware of and understand what they contain. c) Put the material aside and engage in a rhythm of rest and work until the essential invariant and non-repetitive themes of the material stand out. d) Make a list of the essential components of the experience (these should portray the qualities,
  • 61. nature, and meanings that characterize the experience). e) From the above, develop a full reflective depiction of the experience, one that characterizes the participants as a group, reflecting core meanings not only for the individuals but the group of persons as a whole. Include in the depiction, verbatim samples, poems, stories, etc., to highlight and accentuate the lived nature of the experience. This depiction will serve as the creative synthesis, which will combine, in an esthetically pleasing way, the themes and patterns into a representation of the whole. This synthesis will communicate the essence of the lived experience under inquiry. The synthesis is more than a summary - it is like a chemical reaction, a creation of anew. f) Return to the individuals, select two or three and develop portraits of these persons that are consistent with the composite depiction of the group as a whole, in such a way that the phenomenon and the person emerge as real. (Adapted from Moustakas, 1990) References Moustakas, C. (1990). Heuristic research. Newbury Park, CA: Sage.
  • 62. Data AnalysisData analysis in ethnography: Thematic analysis and exemplary life historiesAronson, J. (1994). A Pragmatic View of Thematic Analysis. The Qualitative Report, 2, Number 1. Retrieved January 20,2003, from http://www.nova.edu/ssss/QR/index.htmlTaylor, S, J. & Bogdan, R. (1984). Introduction to qualitative research methods: The search for meaning. 2nd edition. New York: John Wiley.Data analysis in case studiesCreswell, J. (1998). Qualitative inquiry and research design: Choosing among five traditions. Thousand Oaks, CA: Sage Publications, Inc.Stake, R. (1995). The art of case study research. Thousand Oaks, CA: Sage.Grounded theory data analysis methods and procedures: Coding Creswell, J. (1998). Qualitative inquiry and research design: Choosing among five traditions. Thousand Oaks, CA: Sage Publications, Inc.Patton, M. (2002). Qualitative research and evaluation methods (3rd ed.). Newbury Park, CA: Sage. Strauss, A., Corbin, J. (1990). Basics of qualitative research: Grounded theory procedures and techniques. Newbury Park, CA: Sage.Strauss, A., Corbin, J. (1998). Basics of qualitative research: Techniques and theory for developing grounded theory (2nd ed.). Newbury Park, CA: Sage.Phenomenological Data AnalysisPreliminary stepsSteps in phenomenological data analysis: Generic modelAcceptable Models of Phenomenological AnalysisCreswell, J. (1998). Qualitative inquiry and research design: Choosing among five traditions. Thousand Oaks, CA: Sage Publications, Inc.Giorgi, A. (1985). Phenomenology and psychological research. Pittsburgh, PA: Duquesne University Press.Giorgi, A. (1997). The theory, practice and evaluation of phenomenological methods as a qualitative research procedure. Journal of Phenomenological Psychology, 28, 235-281.Giorgi, A.P. & Giorgi, B.M. (2003). The descriptive phenomenological psychological method. In Camic, P.M., Rhodes, J.E. & Yardley, L. (Eds.), Qualitative research in psychology: Expanding perspectives in methodology and design (pp. 243-273). Washington, DC: American Psychological Association.Keen, E. (1975). Doing psychology
  • 63. phenomenologically. Unpublished Manuscript. Lewisberg, PA: Bucknell University.Moustakas, C. (1994). Phenomenological research methods. Thousand Oaks, CA: Sage.Patton, M. (2002). Qualitative research and evaluation methods (3rd ed.). Newbury Park, CA: Sage. Taylor, S, J. & Bogdan, R. (1984). Introduction to qualitative research methods: The search for meaning. 2nd edition. New York: John Wiley.Data Analysis Methods in Heuristic InquiryDouglass, B. & Moustakas, C. (l985). Heuristic inquiry: The internal search to know. Journal of humanistic psychology, 25(3), 39-55.Moustakas, C. (1967) Heuristic research. In J.F.T. Bugental (Ed.) Challenges of Humanistic Psychology. McGraw-Hill. Moustakas, C. (1981) Heuristic methods of obtaining knowledge. In C. Moustakas, Rhythms, Rituals, and Relationships. Center for Humanistic Studies. Moustakas, C. (1990) Heuristic Research: Design, methodology and applications. Newbury Park, CA: Sage.Moustakas, C. (2001) Heuristic research: Design and Methodology. In K.J. Schneider, J.F.T. Bugental & J.F. Pierson, (Eds.) The Handbook of Humanistic Psychology: Leading edges in theory, research, and practice. Sage.Polanyi, M. (l966). The tacit dimension. Garden City, New York: Anchor Books Doubleday and Company, Inc.Detailed Step-by-Step Procedures for Data AnalysisThree Models of Phenomenological AnalysisBrennan, J. (1998). History and systems of psychology. Prentice-Hall: New Jersey.Giorgi, A. (1985). Phenomenology and psychological research. Pittsburgh, PA: Duquesne University Press.Giorgi, A. (1997). The theory, practice and evaluation of phenomenological methods as a qualitative research procedure. Journal of Phenomenological Psychology, 28, 235-281.Giorgi, A.P. & Giorgi, B.M. (2003). The descriptive phenomenological psychological method. In Camic, P.M., Rhodes, J.E. & Yardley, L. (Eds.), Qualitative research in psychology: Expanding perspectives in methodology and design (pp. 243-273). Washington, DC: American Psychological Association.Moustakas, C. (1994). Phenomenological research. Thousand Oaks, CA: Sage.Van Manen, M. (1990). Researching
  • 64. lived experience: Human science for an action sensitive pedagogy. Albany, NY: State University of New York Press. Appendix B Flow chart of Keen’s version of transcendental phenomenological data analysis Appendix C Flow chart of Generic thematic analysis of Qualitative Data Appendix D Moustakas’ Description of Data Analysis in Heuristic ResearchMoustakas, C. (1990). Heuristic research. Newbury Park, CA: Sage.