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REVIEW
What are the benefits of medical screening
and surveillance?
Dennis Wilken*, Xaver Baur*, Lioubov Barbinova*, Alexandra
Preisser*,
Evert Meijer#, Jos Rooyackers" and Dick Heederik# on behalf
of the ERS Task Force
on the Management of Work-related Asthma+
ABSTRACT: Pre-employment examination is considered to be
an important practice and is
commonly performed in several countries within the European
Union. The benefits of medical
surveillance programmes are not generally accepted and their
structure is often inconsistent.
The aim of this review was to evaluate, on the basis of the
available literature, the usefulness of
medical screening and surveillance. MEDLINE was searched
from its inception up to March 2010.
Retrieved literature was evaluated in a peer-review process and
relevant data was collected
following a systematic extraction schema.
Pre-placement screening identifies subjects who are at an
increased risk for developing work-
related allergic disease, but pre-employment screening is too
low to be used as exclusion criteria.
Medical surveillance programmes can identify workers who
have, or who are developing, work-
related asthma. These programmes can also be used to avoid
worsening of symptoms by
implementing preventive measures. A combination of different
tools within the surveillance
programme, adjusted for the risk of the individual worker,
improves the predictive value.
Medical surveillance programmes provide medical as well as
socioeconomic benefits.
However, pre-employment screening cannot be used to exclude
workers. They may act as a
starting point for surveillance strategies. A stratified approach
can increase the effectiveness and
reduce the costs for such programmes.
KEYWORDS: Nonspecific bronchial hyperresponsiveness, pre-
employment examination,
sensitisation, skin-prick test, work-related asthma
D
ue to heterogenous usage of the terms
‘‘medical screening’’ and ‘‘medical sur-
veillance’’, we will first describe these
terms as they are referred to in this article.
Medical screening, in the strictest sense, is a
method for detecting disease or body dysfunc-
tion before an individual would normally seek
medical care. The fundamental purpose of
screening is early diagnosis and treatment of
the individual and, thus, it has a clinical focus.
Screening tests are usually administered to
individuals in a larger population who have
not yet sought medical care, but who may be at
high risk for certain adverse health outcomes. In
essence, it involves detection of individuals with
an elevated probability of having the disorder
in question. In the occupational asthma field,
the term ‘‘screening’’ is often used more loosely
for detecting individuals with existing disease
(secondary or tertiary prevention) to avoid
worsening. Related to screening is the activity
of screening not for the presence of disease, but
for the presence of risk factors of disease. This
activity has been suggested for use in pre-
employment or pre-placement evaluations. At
the request of the World Health Organization,
criteria for screening have been formulated to
help decide whether screening in a particular
situation should be recommended [1]. Among
other criteria, the screening programme should
involve a major health problem, should lead to
improved prognosis, the test should be accep-
table for individuals undergoing the test, there
should be clear criteria for referral, the costs of
screening must be compared to costs and
benefits for the healthcare system, and screen-
ing should be a long-term service. The evidence
potentially underpinning screening is explicitly
considered in this article.
AFFILIATIONS
*Institute for Occupational and
Maritime Medicine, University
Medical Center Hamburg-Eppendorf,
Hamburg, Germany.
#Enviromental Epidemiology
Division, Institute for Risk
Assessment Sciences (IRAS),
University of Utrecht, and
"Netherlands Expertise Center for
Occupational Respiratory Disorders –
NECORD IRAS NKAL, Utrecht, The
Netherlands.
+For a full list of the members of
the Task Force see the
Acknowledgements.
CORRESPONDENCE
X. Baur
Institute for Occupational and
Maritime Medicine
University Medical Center Hamburg-
Eppendorf
Seewartenstrasse 10
D-20459 Hamburg
Germany
E-mail: [email protected]
Received:
June 07 2011
Accepted after revision:
June 27 2011
PROVENANCE
Submitted article, peer reviewed.
European Respiratory Review
Print ISSN 0905-9180
Online ISSN 1600-0617
EUROPEAN RESPIRATORY REVIEW VOLUME 21 NUMBER
124 105
Eur Respir Rev 2012; 21: 124, 105–111
DOI: 10.1183/09059180.00005011
Copyright!ERS 2012
c
Medical surveillance is the analysis of health information in
order to identify problems that may be occurring in the
workplace that require targeted prevention. Surveillance
can include both population or group-based activities and
individual-based activities. The individual-oriented activities
are often referred to as worker screening and monitoring
functions. However, medical surveillance is usually used in a
broader context than screening because it is followed by
intervention steps, aimed at improving the work environment,
to prevent further exacerbation or development of disease.
Medical screening is usually performed by applying a highly
sensitive test in all workers followed by further clinical
evaluation in workers identified to be at risk. Preferably,
screening tests are simple, rapid and inexpensive and should,
in principle, have high positive and negative predictive values.
The rationale of medical surveillance is reducing the burden of
work-related asthma by targeted interventions. In other words,
the best prognosis and greatest chance of eradicating work-
related asthma is associated with a shorter duration of symp-
toms, milder asthma before diagnosis and complete removal
from further exposure to the causative work agent [2]. Being a
preventive strategy medical surveillance combines screening,
case finding, monitoring and intervention.
Both medical screening and surveillance are secondary
preventative strategies. Medical screening differs from sur-
veillance, in that the goal of screening is detection of cases
with an elevated probability of having the disorder of interest,
whereas medical surveillance is a preventive strategy to
improve workers safety and health. Surveillance is often used
interchangeably with monitoring and both are used as generic
terms. Screening and monitoring might, in specific situations,
be difficult to separate in the case of occupational asthma and
allergy. A potential early sign (sensitisation) is usually
followed quite rapidly by development of symptoms and,
sometimes, even clinical disease. So, the symptom-free early
stage of disease, to which ideally screening applies, might be
too short to distinguish from early symptomatic disease.
Moreover, in practice, medical instruments proposed for
screening and monitoring are often similar in the case of
asthma and allergy, which contributes to confusion.
Medical surveillance programmes are only effective when
detection of work-related asthma is followed by appropriate
preventive measures in terms of exposure reduction, job
change support, compensation and pharmacological therapy
in individual workers with work-related asthma. This implies
a multidisciplinary approach. Effective prevention measures
aimed to improve the prognosis of occupational asthma and
work-related asthma require both surveillance and exposure
assessment [3].
Medical surveillance of the number/incidence of filed,
acknowledged or compensated compensation claims can be a
valuable tool for monitoring time trends in the frequency of
work-related asthma when work-related asthma is a registered
occupational disease and when a, preferably compulsory,
reporting and notification system is available. In some
countries, health surveillance is required in certain circum-
stances (e.g. Germany, UK and France) and should be
conducted to a high clinical and quality standard.
In summary, by covering all elements related to prevention,
medical surveillance provides insight into the occupational
healthcare supply chain, but is less useful as a single outcome
parameter. In the present context, medical surveillance is
regarded as disease surveillance (including early detection of
work-related asthma), treatment and monitoring of affected
workers, as well as interventions to prevent progression of
the disease, reduce its duration and prevent other workers
becoming affected.
METHODS
The statements and recommendations formulated in this review
are based on a systematic evaluation of the international
literature according to the methods extensively described by
BAUR et al. [4]. The statements are graded according to the
Royal
College of General Practitioner’s (RCGP) three-star system:
***:
strong evidence, provided by generally consistent findings in
multiple high quality scientific studies; **: moderate evidence,
provided by generally consistent findings in fewer, smaller or
lower quality scientific studies; *: limited or contradictory
evidence, provided by one scientific study or inconsistent
findings in multiple scientific studies, no scientific evidence
based on clinical studies, theoretical considerations and/or
clinical consensus [5].
Search results, as well as a list of considered articles, are
included in evidence tables and presented in the supplemen-
tary material (table O3) in the article by BAUR et al. [4].
RESULTS
As a result of the systematic literature search, 225 titles were
identified. After full evaluation we selected 72 papers which
were relevant for the key question: ‘‘What are the benefits of
medical screening and surveillance?’’
Pre-employment screening
Several studies found an increased risk of developing work-
related respiratory symptoms in subjects with pre-existing
sensitisation to allergens structurally related to occupational
allergens, e.g. domestic animals and laboratory animals [6–8] or
grass pollen and flour [9], due to cross-reactivity of allergens.
Longitudinal studies have been equivocal with respect to a
relationship between occupational sensitisation and asthma
like-symptoms [10]. Several authors have found such a
relationship [11–14], whereas others have been unable [15].
Exposure and sensitisation to occupational allergens are pro-
bably not the only cause of asthma in this group of young
adults. Allergy and asthma may actually develop through
separate pathways [16]. Pre-existing nonspecific bronchial
hyperresponsiveness (NSBHR) is associated with an increased
risk for the development of work-related chest symptoms,
work-related asthma and sensitisation to work-related allergens
and isocyanates. In a longitudinal study of 408 apprentices
exposed to high-molecular-weight (HMW) allergens (laboratory
animals, latex and flour) [17], NSBHR at baseline and pre-
existing, physician-diagnosed asthma were found to be sig-
nificantly associated with an increased risk for occupational
asthma. Two studies by KONGERUD and co-workers [18, 19] in
workers exposed to aluminium fluoride described a significant
association and a trend between family history of asthma and
work-related asthma-like symptoms, respectively. A history of
allergies or atopy was not associated with an increased risk for
REVIEW: MANAGEMENT OF WORK-RELATED ASTHMA D.
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106 VOLUME 21 NUMBER 124 EUROPEAN RESPIRATORY
REVIEW
asthma like-symptoms in both studies. Even though a true
relationship existed, exclusion of subjects with a family history
of asthma would reduce the incidence of respiratory symptoms
by no more than ,5%.
Despite the fact that many variables at baseline determine the
risk for developing work-related symptoms and asthma at
follow-up, positive predictive values of these risk factors are
generally too low for a meaningful prediction and for screen-
ing out potentially susceptible individuals [20, 21]. This is
particularly true in the case of atopy, which is a highly
prevalent
disease in the general population. Excluding atopic indivi-
duals from jobs involving exposure to HMW allergens would
dramatically reduce the number of potential new employees
and would be unduly discriminatory. There were only a
few longitudinal investigations on the effectiveness (predicted
value) of pre-exposure screening tests. Most information was
gained from medical surveillance programmes in groups
already under exposure. Most of these programmes considered
sensitisation to work-related agents as the outcome of interest
(and not work-related asthma). A higher rate of work-related
asthma was observed among atopic workers exposed to HMW
allergens such as those from laboratory animals [22, 23], flour
dust [8, 9], citrus red mites [24] and alcalase enzymes [25]. For
papain enzyme [26] and aluminium pot room fume-exposed
workers [19], no increased risk for atopics of developing
occupational asthma was found.
Due to the lack of epidemiological genetic studies, the yield and
benefit of genetic screening cannot be evaluated. A negative
association was found between a positive skin-prick test (SPT)
result with mouse allergens and human leukocyte antigen
(HLA)-DRW6 in two studies [27, 28]. No other publication
investigated the relationships between HLA patterns and
sensitisations or other work-related outcomes. Due to the
unknown positive and negative predicted value and the cost-
intensive analysis, HLA typification is not an option for mass
medical screening.
Screening and medical surveillance of workers during
exposure
The sequential use of different screening tools according to
evaluated algorithms increases the accuracy and effectiveness
of detecting work-related asthma compared to using one
screening method alone. Pre-selection in high- and low-risk
groups based on questionnaire items increases the predicted
probability of having occupational asthma or the probability of
a strongly related preliminary characteristic, such as sensitisa-
tion to the associated allergen [29–31].
Studies of subjects exposed to HMW allergens showed that the
latency period may vary considerably before development of
work-related asthma and that the first signs of disease may
occur
after weeks or up to several years after first exposure [32, 33].
Therefore, surveillance of exposed workers from the start of
exposure is necessary and should start with vocational training.
Medical surveillance has been implemented in workplaces
where there is exposure to known asthma-inducing agents [2]
or after a single case or a sentinel event [34–39].
Individual studies have different designs and effect evalua-
tions using a broad spectrum of measures, interventions and
outcome parameters. Few systematic evaluations of surveil-
lance programmes have been undertaken. The available
evidence, mainly consisting of retrospective studies, is indica-
tive of beneficial effects of medical surveillance including
intervention directed to reduce exposure [39–44].
Prospective studies of medical surveillance in work-related
asthma are scarce. WILD et al. [45] used a mathematical
simulation model of isocyanate asthma to compare annual
outcome of surveillance by symptom questionnaire and
spirometry with passive case findings in 100,000 isocyanate
workers. Similar findings were reported by WARREN et al.
[46].
The content of medical surveillance varies widely among
studies depending on the setting and on the study objective
and design, making a detailed comparison impossible. In most
studies the effectiveness of a surveillance programme was not
the subject of the study; rather, medical surveillance repre-
sented the diagnostic approach. Medical surveillance pro-
grammes may include the following components [20, 47, 48]:
1) pre-placement and periodic administration of a question-
naire aimed at detecting work-related symptoms; 2) detection
of sensitisation to occupational agents by means of SPTs or
serum specific immunoglobulin (Ig)E antibodies when there is
exposure to a respiratory allergen and respective tests are
available and standardised; 3) early referral of symptomatic
and/or sensitised workers for specialised medical assessment,
including specific inhalation challenge in the laboratory and/
or in the workplace [49]; and 4) investigation of possible
asthma in all workers with confirmed occupational rhinitis
and/or NSBHR.
A relatively new approach to medical surveillance is based
on diagnostic models developed to predict the probability of
sensitisation in workers exposed to HMW allergens. Used as
a screening tool, the questionnaire-based prediction model
enables risk stratification of workers. This makes it possible
to select or exclude workers for further clinical evaluation
[50–54]. Figure 1 shows the use of a questionnaire-derived
prediction model in a medical surveillance programme for
work-related asthma.
DISCUSSION
The following statements, graded according to the RCGP three-
star system, summarise the results of the systematic analysis
(table O3 in the supplementary material in BAUR et al. [4]).
1) Workers (pre-)sensitised to allergens that they will be
exposed to in their future work environment have an increased
risk of developing occupational asthma or NSBHR soon after
exposure (***) [6–8, 10, 11, 13, 14, 24].
2) Specific sensitisation can, for this purpose, be assessed by
SPTs with work-associated allergens and IgE serology (***)
[6, 13, 23, 26, 55].
3) The positive predictive value of atopy screening results is
not sufficiently predictive for future occupational sensitisation,
work-related asthma or respiratory occupational allergy (***)
[8, 12, 13, 22, 25, 56].
4) SPTs with standardised high-quality allergen extracts are a
suitable screening method for the identification of occupational
sensitisation as a work-related risk factor in workers exposed
D. WILKEN ET AL. REVIEW: MANAGEMENT OF WORK-
RELATED ASTHMA
c
EUROPEAN RESPIRATORY REVIEW VOLUME 21 NUMBER
124 107
WRA
surveillance in
workers
exposed to
aero-allergens
Treatment
Exposure reduction
Workplace clean-up
Job rotation
Personal protection equipment
Disability management
Quitting job
Diagnostic model
for risk
stratification
Medical
investigation not
required
WRA+
WRA-
Intermediate
score
P(S+ IS)
Occupational
physician
Occupational
respiratory clinic
High score
P(S+ HS)
Low score
WRA
Suspected
WRA
FIGURE 1. Flow chart for medical surveillance to detect work-
related asthma (WRA) due to aero-allergens. P(S+): probability
of sensitisation assessed by a regular
questionnaire; HS: high score, i.e. high probability; IS:
intermediate score, i.e. intermediate probability. Adapted from
[54] with permission from the publisher.
TABLE 1 Recommendations
Recommendations Strength of recommendation Level of
evidence
Questionnaire-based identification of all workers at risk of
developing work-related asthma is
recommended as basis for surveillance
Strong High
Pre-placement screening for specific cross-reacting, work-
associated sensitisation among
potentially HMW allergen-exposed subjects is recommended in
order to identify those at
higher risk for work-related asthma
Strong Moderate
Detection of sensitisation either by specific IgE or SPT should
be included in surveillance (not
only pre-placement) for identification of subjects at risk of
work-related asthma with
foreseeable regular exposure to HMW agents (such as
laboratory animals, bakery dust,
enzymes or latex)
Strong Moderate
In atopics and subjects with pre-existing asthma or
sensitisation, pre-employment investigation
should be performed in order to inform them about their
increased work-related asthma risk
Because of the low PPV, exclusion of asymptomatic atopics or
sensitised subjects from
exposure to potential occupational allergens or irritant agents
cannot be recommended
Weak Moderate
In all workers with confirmed occupational rhinitis and/or
NSBHR, medical surveillance
programmes should be performed
They should include periodic administration of a questionnaire,
detection of sensitisation by
standardised SPT or serum specific IgE antibodies, early
referral of symptomatic and/or
sensitised subjects for specialised medical assessment and
assessment of asthma
Surveillance programmes should already be implemented during
vocational training of
individuals at risk
Strong Moderate
Identification of symptoms or sensitisation during surveillance
should result in an investigation
to confirm or exclude occupational asthma, work-related
asthma, rhinitis and COPD
Strong High
Risk stratification by diagnostic models can be used in medical
surveillance to select exposed
workers for further medical evaluation
Strong Moderate
As a secondary prevention measure, a comprehensive medical
surveillance programme
should, in addition to early detection of sensitisation, allergic
symptoms and occupational
asthma, comprise exposure assessment and intervention targeted
both at workers and
exposure
Strong Moderate
HMW: high molecular weight; Ig: immunoglobulin; SPT: skin-
prick test; PPV: positive predictive value; NSBHR: nonspecific
bronchial hyperresponsiveness; COPD:
chronic obstructive pulmonary disease.
REVIEW: MANAGEMENT OF WORK-RELATED ASTHMA D.
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108 VOLUME 21 NUMBER 124 EUROPEAN RESPIRATORY
REVIEW
to HMW sensitisers, such as laboratory animals, latex,
enzymes or flour (***) [6, 23, 24, 55].
5) A questionnaire-based diagnostic model separates indivi-
duals at low risk who do not need further examination from
those who need further clinical investigation and management
(*) [30, 31, 51].
6) The positive predictive value of NSBHR (observed pre- as
well as during current employment) is not sufficiently reliable
to be used as a predictive tool for occupational asthma (**)
[7, 10, 17, 57, 58].
7) Genetic makers measured at pre-employment are not useful
in predicting future occupational asthma as genetic markers
identified to date are too weakly associated with development
of work-related asthma, symptoms or other signs of work-
related asthma (*) [27, 59, 60].
8) A combination of different tests (questionnaires as well as
physiological and immunological tests, etc.) can improve the
predictive value of individual screening methods (***) [29–31].
9) Early detection of work-related respiratory symptoms,
sensitisation and work-related asthma is possible by medical
surveillance, including a questionnaire in combination with at
least one of the following options: detection of specific
sensitisation, NSBHR testing, specific inhalation challenge
and diagnostic work-up in a referral centre (**) [20, 47, 49,
51, 54, 61–63].
10) Evaluations of surveillance programmes consisting of
medical surveillance (case finding), employers’ feedback and
exposure control measures indicate that the incidence of work-
related asthma may decline following the introduction of a
surveillance programme (**) [2, 39–41, 43].
11) Medical surveillance may reduce the occurrence of
disability and socioeconomic costs (*) [45].
12) Diagnostic models used for prediction in medical surveil-
lance programmes should be carefully designed and clearly
state the context of where and how it can be used. Such
diagnostic models have limited accuracy and need validation
and calibration and, in many cases, an occupational agent
tailored approach (*) [50, 51].
The effectiveness of the individual screening tools is discussed
in the article by BAUR et al. [4]. The predictive value of risk
factors such as atopy or smoking is extensively explained
in the study on risk factors for work-related asthma by
MAESTRELLI et al. [61].
Different and overlapping definitions exist for work-related
asthma, occupational asthma, screening and surveillance. The
differences in the outcome measures and the heterogeneity of
the studies complicated the use of sophisticated meta-
analytical methods. Nonetheless, some statements and recom-
mendations can be made (table 1).
Pre-placement screening can identify those workers at a higher
risk of developing work-related symptoms. The positive
predictive value of these tests is too low to be used as a
selection criterion as many workers who would never develop
work-related asthma would be excluded. Nevertheless, pre-
placement examinations provide an opportunity to inform
workers about their increased risk and should encourage the
uptake of preventive measures; pre-employment results can
be taken as a baseline for targeted medical surveillance pro-
grammes. This is in accordance with the British Occupational
Health Research Foundation [60, 63] and American College of
Chest Physicians guidelines [64].
Recent publications [65–67] have shown that surveillance
programmes for work-related asthma in occupationally high-
risk populations are beneficial and may lead to a reduction in
cases of occupational asthma. Early identification followed by
removal from exposure increases the chance of a better health
outcome, including reduction of NSBHR and reduced costs for
medical treatment.
It is important to evaluate the independent and additional
predictive value of diagnostic tests given the presence of
earlier information. Prediction research offers a solution for
this by using a multivariate approach in design and analysis
that accounts for mutual dependence between different test
results. The information of every item can then be translated
into a predicted probability of the chosen outcome. This
technique allows weights to be given to each independent
predictor in the probability equation, and provides estimations
of the probability of an outcome at present (diagnosis) or in the
future (prognosis). Prediction models applied in occupational
health practice may, therefore, enable an occupational physi-
cian to deal with uncertainties in considering workers at risk of
having occupational diseases. The main goal is to optimise risk
estimation at low costs, and it may be the first step in the
clinical evaluation and management of work-related asthma
[29, 30, 50]. The models may initiate counselling and interven-
tions (such as the replacement of powdered allergenic latex
gloves [5, 42]) and, thus, are potentially useful for the
identification of specific groups at risk. A new approach to
medical surveillance is the use of diagnostic models that have
been developed to predict the probability of sensitisation in
workers exposed to HMW allergens. Used as a screening tool,
the questionnaire-based prediction model enables stratification
of workers in low-, medium- and high-risk groups. This makes
it possible to select or exclude workers for further clinical
evaluation.
Future research
Although its role in disease management is not disputed, when
and how to set up medical surveillance, which tests to use, test
frequency and which outcome parameters should be used in
different occupational groups are important questions still
awaiting answer. As direct evidence for the benefit of medical
surveillance is limited there is a need for prospective studies
using clearly defined instruments and outcome.
SUPPORT STATEMENT
The work of the Task Force on the Management of Work-related
Asthma was funded by the European Respiratory Society.
STATEMENT OF INTEREST
None declared.
ACKNOWLEDGEMENTS
The members of the Task Force are as follows. X. Baur (Chair:
Institute
for Occupational and Maritime Medicine, University Medical
Center
Hamburg-Eppendorf, Hamburg, Germany); T. Sigsgaard (Co-
chair:
D. WILKEN ET AL. REVIEW: MANAGEMENT OF WORK-
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EUROPEAN RESPIRATORY REVIEW VOLUME 21 NUMBER
124 109
Århus University, Dept of Environmental and Occupational
Medicine,
School of Public Health, Århus, Denmark); T.B. Aasen
(Haukeland
University Hospital, Bergen, Norway); P.S. Burge (Heart of
England
NHS Foundation Trust, Dept of Respiratory Medicine,
Birmingham,
UK); H. Dressel (Städt. Klinikum München GmbH Klinikum
Neu-
perlach Zentrum für Akutgeratrie und Frührehabilitation,
Munich,
Germany); D. Heederik (Environmental Epidemiology Division,
Institute for Risk Assessment Sciences (IRAS), University of
Utrecht,
Utrecht, the Netherlands); P.K. Henneberger (National Institute
for
Occupational Safety and Health, Centres for Disease Control
and Pre-
vention, Morgantown, WV, USA); P. Maestrelli (Dept of
Environ-
mental Medicine and Public Health, University of Padova,
Padova,
Italy); C. Redlich (Yale Occupational/Environmental, New
Haven, CT,
USA); J. Rooyackers (Netherlands Expertise Center for
Occupational
Respiratory Disorders – NECORD IRAS NKAL, Utrecht, the
Netherlands); V. Schlünssen (Århus University, Århus,
Denmark); O.
Vandenplas (Dept of Chest Medicine, Mont-Grodinne Hospital,
Université Catholique de Louvain, Yvoir, Belgium); D. Wilken
(Institute for Occupational and Maritime Medicine, University
Medical Center Hamburg-Eppendorf, Hamburg, Germany).
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EUROPEAN RESPIRATORY REVIEW VOLUME 21 NUMBER
124 111

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REVIEWWhat are the benefits of medical screeningand surv.docx

  • 1. REVIEW What are the benefits of medical screening and surveillance? Dennis Wilken*, Xaver Baur*, Lioubov Barbinova*, Alexandra Preisser*, Evert Meijer#, Jos Rooyackers" and Dick Heederik# on behalf of the ERS Task Force on the Management of Work-related Asthma+ ABSTRACT: Pre-employment examination is considered to be an important practice and is commonly performed in several countries within the European Union. The benefits of medical surveillance programmes are not generally accepted and their structure is often inconsistent. The aim of this review was to evaluate, on the basis of the available literature, the usefulness of medical screening and surveillance. MEDLINE was searched from its inception up to March 2010. Retrieved literature was evaluated in a peer-review process and relevant data was collected following a systematic extraction schema. Pre-placement screening identifies subjects who are at an increased risk for developing work- related allergic disease, but pre-employment screening is too low to be used as exclusion criteria. Medical surveillance programmes can identify workers who have, or who are developing, work- related asthma. These programmes can also be used to avoid
  • 2. worsening of symptoms by implementing preventive measures. A combination of different tools within the surveillance programme, adjusted for the risk of the individual worker, improves the predictive value. Medical surveillance programmes provide medical as well as socioeconomic benefits. However, pre-employment screening cannot be used to exclude workers. They may act as a starting point for surveillance strategies. A stratified approach can increase the effectiveness and reduce the costs for such programmes. KEYWORDS: Nonspecific bronchial hyperresponsiveness, pre- employment examination, sensitisation, skin-prick test, work-related asthma D ue to heterogenous usage of the terms ‘‘medical screening’’ and ‘‘medical sur- veillance’’, we will first describe these terms as they are referred to in this article. Medical screening, in the strictest sense, is a method for detecting disease or body dysfunc- tion before an individual would normally seek medical care. The fundamental purpose of screening is early diagnosis and treatment of the individual and, thus, it has a clinical focus. Screening tests are usually administered to individuals in a larger population who have not yet sought medical care, but who may be at high risk for certain adverse health outcomes. In essence, it involves detection of individuals with
  • 3. an elevated probability of having the disorder in question. In the occupational asthma field, the term ‘‘screening’’ is often used more loosely for detecting individuals with existing disease (secondary or tertiary prevention) to avoid worsening. Related to screening is the activity of screening not for the presence of disease, but for the presence of risk factors of disease. This activity has been suggested for use in pre- employment or pre-placement evaluations. At the request of the World Health Organization, criteria for screening have been formulated to help decide whether screening in a particular situation should be recommended [1]. Among other criteria, the screening programme should involve a major health problem, should lead to improved prognosis, the test should be accep- table for individuals undergoing the test, there should be clear criteria for referral, the costs of screening must be compared to costs and benefits for the healthcare system, and screen- ing should be a long-term service. The evidence potentially underpinning screening is explicitly considered in this article. AFFILIATIONS *Institute for Occupational and Maritime Medicine, University Medical Center Hamburg-Eppendorf, Hamburg, Germany. #Enviromental Epidemiology
  • 4. Division, Institute for Risk Assessment Sciences (IRAS), University of Utrecht, and "Netherlands Expertise Center for Occupational Respiratory Disorders – NECORD IRAS NKAL, Utrecht, The Netherlands. +For a full list of the members of the Task Force see the Acknowledgements. CORRESPONDENCE X. Baur Institute for Occupational and Maritime Medicine University Medical Center Hamburg- Eppendorf Seewartenstrasse 10 D-20459 Hamburg Germany
  • 5. E-mail: [email protected] Received: June 07 2011 Accepted after revision: June 27 2011 PROVENANCE Submitted article, peer reviewed. European Respiratory Review Print ISSN 0905-9180 Online ISSN 1600-0617 EUROPEAN RESPIRATORY REVIEW VOLUME 21 NUMBER 124 105 Eur Respir Rev 2012; 21: 124, 105–111 DOI: 10.1183/09059180.00005011 Copyright!ERS 2012 c Medical surveillance is the analysis of health information in order to identify problems that may be occurring in the workplace that require targeted prevention. Surveillance
  • 6. can include both population or group-based activities and individual-based activities. The individual-oriented activities are often referred to as worker screening and monitoring functions. However, medical surveillance is usually used in a broader context than screening because it is followed by intervention steps, aimed at improving the work environment, to prevent further exacerbation or development of disease. Medical screening is usually performed by applying a highly sensitive test in all workers followed by further clinical evaluation in workers identified to be at risk. Preferably, screening tests are simple, rapid and inexpensive and should, in principle, have high positive and negative predictive values. The rationale of medical surveillance is reducing the burden of work-related asthma by targeted interventions. In other words, the best prognosis and greatest chance of eradicating work- related asthma is associated with a shorter duration of symp- toms, milder asthma before diagnosis and complete removal from further exposure to the causative work agent [2]. Being a preventive strategy medical surveillance combines screening, case finding, monitoring and intervention. Both medical screening and surveillance are secondary preventative strategies. Medical screening differs from sur- veillance, in that the goal of screening is detection of cases with an elevated probability of having the disorder of interest, whereas medical surveillance is a preventive strategy to improve workers safety and health. Surveillance is often used interchangeably with monitoring and both are used as generic terms. Screening and monitoring might, in specific situations, be difficult to separate in the case of occupational asthma and allergy. A potential early sign (sensitisation) is usually followed quite rapidly by development of symptoms and, sometimes, even clinical disease. So, the symptom-free early stage of disease, to which ideally screening applies, might be
  • 7. too short to distinguish from early symptomatic disease. Moreover, in practice, medical instruments proposed for screening and monitoring are often similar in the case of asthma and allergy, which contributes to confusion. Medical surveillance programmes are only effective when detection of work-related asthma is followed by appropriate preventive measures in terms of exposure reduction, job change support, compensation and pharmacological therapy in individual workers with work-related asthma. This implies a multidisciplinary approach. Effective prevention measures aimed to improve the prognosis of occupational asthma and work-related asthma require both surveillance and exposure assessment [3]. Medical surveillance of the number/incidence of filed, acknowledged or compensated compensation claims can be a valuable tool for monitoring time trends in the frequency of work-related asthma when work-related asthma is a registered occupational disease and when a, preferably compulsory, reporting and notification system is available. In some countries, health surveillance is required in certain circum- stances (e.g. Germany, UK and France) and should be conducted to a high clinical and quality standard. In summary, by covering all elements related to prevention, medical surveillance provides insight into the occupational healthcare supply chain, but is less useful as a single outcome parameter. In the present context, medical surveillance is regarded as disease surveillance (including early detection of work-related asthma), treatment and monitoring of affected workers, as well as interventions to prevent progression of the disease, reduce its duration and prevent other workers becoming affected. METHODS
  • 8. The statements and recommendations formulated in this review are based on a systematic evaluation of the international literature according to the methods extensively described by BAUR et al. [4]. The statements are graded according to the Royal College of General Practitioner’s (RCGP) three-star system: ***: strong evidence, provided by generally consistent findings in multiple high quality scientific studies; **: moderate evidence, provided by generally consistent findings in fewer, smaller or lower quality scientific studies; *: limited or contradictory evidence, provided by one scientific study or inconsistent findings in multiple scientific studies, no scientific evidence based on clinical studies, theoretical considerations and/or clinical consensus [5]. Search results, as well as a list of considered articles, are included in evidence tables and presented in the supplemen- tary material (table O3) in the article by BAUR et al. [4]. RESULTS As a result of the systematic literature search, 225 titles were identified. After full evaluation we selected 72 papers which were relevant for the key question: ‘‘What are the benefits of medical screening and surveillance?’’ Pre-employment screening Several studies found an increased risk of developing work- related respiratory symptoms in subjects with pre-existing sensitisation to allergens structurally related to occupational allergens, e.g. domestic animals and laboratory animals [6–8] or grass pollen and flour [9], due to cross-reactivity of allergens. Longitudinal studies have been equivocal with respect to a relationship between occupational sensitisation and asthma like-symptoms [10]. Several authors have found such a relationship [11–14], whereas others have been unable [15].
  • 9. Exposure and sensitisation to occupational allergens are pro- bably not the only cause of asthma in this group of young adults. Allergy and asthma may actually develop through separate pathways [16]. Pre-existing nonspecific bronchial hyperresponsiveness (NSBHR) is associated with an increased risk for the development of work-related chest symptoms, work-related asthma and sensitisation to work-related allergens and isocyanates. In a longitudinal study of 408 apprentices exposed to high-molecular-weight (HMW) allergens (laboratory animals, latex and flour) [17], NSBHR at baseline and pre- existing, physician-diagnosed asthma were found to be sig- nificantly associated with an increased risk for occupational asthma. Two studies by KONGERUD and co-workers [18, 19] in workers exposed to aluminium fluoride described a significant association and a trend between family history of asthma and work-related asthma-like symptoms, respectively. A history of allergies or atopy was not associated with an increased risk for REVIEW: MANAGEMENT OF WORK-RELATED ASTHMA D. WILKEN ET AL. 106 VOLUME 21 NUMBER 124 EUROPEAN RESPIRATORY REVIEW asthma like-symptoms in both studies. Even though a true relationship existed, exclusion of subjects with a family history of asthma would reduce the incidence of respiratory symptoms by no more than ,5%. Despite the fact that many variables at baseline determine the risk for developing work-related symptoms and asthma at follow-up, positive predictive values of these risk factors are generally too low for a meaningful prediction and for screen- ing out potentially susceptible individuals [20, 21]. This is
  • 10. particularly true in the case of atopy, which is a highly prevalent disease in the general population. Excluding atopic indivi- duals from jobs involving exposure to HMW allergens would dramatically reduce the number of potential new employees and would be unduly discriminatory. There were only a few longitudinal investigations on the effectiveness (predicted value) of pre-exposure screening tests. Most information was gained from medical surveillance programmes in groups already under exposure. Most of these programmes considered sensitisation to work-related agents as the outcome of interest (and not work-related asthma). A higher rate of work-related asthma was observed among atopic workers exposed to HMW allergens such as those from laboratory animals [22, 23], flour dust [8, 9], citrus red mites [24] and alcalase enzymes [25]. For papain enzyme [26] and aluminium pot room fume-exposed workers [19], no increased risk for atopics of developing occupational asthma was found. Due to the lack of epidemiological genetic studies, the yield and benefit of genetic screening cannot be evaluated. A negative association was found between a positive skin-prick test (SPT) result with mouse allergens and human leukocyte antigen (HLA)-DRW6 in two studies [27, 28]. No other publication investigated the relationships between HLA patterns and sensitisations or other work-related outcomes. Due to the unknown positive and negative predicted value and the cost- intensive analysis, HLA typification is not an option for mass medical screening. Screening and medical surveillance of workers during exposure The sequential use of different screening tools according to evaluated algorithms increases the accuracy and effectiveness of detecting work-related asthma compared to using one screening method alone. Pre-selection in high- and low-risk
  • 11. groups based on questionnaire items increases the predicted probability of having occupational asthma or the probability of a strongly related preliminary characteristic, such as sensitisa- tion to the associated allergen [29–31]. Studies of subjects exposed to HMW allergens showed that the latency period may vary considerably before development of work-related asthma and that the first signs of disease may occur after weeks or up to several years after first exposure [32, 33]. Therefore, surveillance of exposed workers from the start of exposure is necessary and should start with vocational training. Medical surveillance has been implemented in workplaces where there is exposure to known asthma-inducing agents [2] or after a single case or a sentinel event [34–39]. Individual studies have different designs and effect evalua- tions using a broad spectrum of measures, interventions and outcome parameters. Few systematic evaluations of surveil- lance programmes have been undertaken. The available evidence, mainly consisting of retrospective studies, is indica- tive of beneficial effects of medical surveillance including intervention directed to reduce exposure [39–44]. Prospective studies of medical surveillance in work-related asthma are scarce. WILD et al. [45] used a mathematical simulation model of isocyanate asthma to compare annual outcome of surveillance by symptom questionnaire and spirometry with passive case findings in 100,000 isocyanate workers. Similar findings were reported by WARREN et al. [46]. The content of medical surveillance varies widely among studies depending on the setting and on the study objective
  • 12. and design, making a detailed comparison impossible. In most studies the effectiveness of a surveillance programme was not the subject of the study; rather, medical surveillance repre- sented the diagnostic approach. Medical surveillance pro- grammes may include the following components [20, 47, 48]: 1) pre-placement and periodic administration of a question- naire aimed at detecting work-related symptoms; 2) detection of sensitisation to occupational agents by means of SPTs or serum specific immunoglobulin (Ig)E antibodies when there is exposure to a respiratory allergen and respective tests are available and standardised; 3) early referral of symptomatic and/or sensitised workers for specialised medical assessment, including specific inhalation challenge in the laboratory and/ or in the workplace [49]; and 4) investigation of possible asthma in all workers with confirmed occupational rhinitis and/or NSBHR. A relatively new approach to medical surveillance is based on diagnostic models developed to predict the probability of sensitisation in workers exposed to HMW allergens. Used as a screening tool, the questionnaire-based prediction model enables risk stratification of workers. This makes it possible to select or exclude workers for further clinical evaluation [50–54]. Figure 1 shows the use of a questionnaire-derived prediction model in a medical surveillance programme for work-related asthma. DISCUSSION The following statements, graded according to the RCGP three- star system, summarise the results of the systematic analysis (table O3 in the supplementary material in BAUR et al. [4]). 1) Workers (pre-)sensitised to allergens that they will be exposed to in their future work environment have an increased risk of developing occupational asthma or NSBHR soon after exposure (***) [6–8, 10, 11, 13, 14, 24].
  • 13. 2) Specific sensitisation can, for this purpose, be assessed by SPTs with work-associated allergens and IgE serology (***) [6, 13, 23, 26, 55]. 3) The positive predictive value of atopy screening results is not sufficiently predictive for future occupational sensitisation, work-related asthma or respiratory occupational allergy (***) [8, 12, 13, 22, 25, 56]. 4) SPTs with standardised high-quality allergen extracts are a suitable screening method for the identification of occupational sensitisation as a work-related risk factor in workers exposed D. WILKEN ET AL. REVIEW: MANAGEMENT OF WORK- RELATED ASTHMA c EUROPEAN RESPIRATORY REVIEW VOLUME 21 NUMBER 124 107 WRA surveillance in workers exposed to aero-allergens Treatment Exposure reduction Workplace clean-up Job rotation Personal protection equipment
  • 14. Disability management Quitting job Diagnostic model for risk stratification Medical investigation not required WRA+ WRA- Intermediate score P(S+ IS) Occupational physician Occupational respiratory clinic High score P(S+ HS) Low score WRA Suspected WRA
  • 15. FIGURE 1. Flow chart for medical surveillance to detect work- related asthma (WRA) due to aero-allergens. P(S+): probability of sensitisation assessed by a regular questionnaire; HS: high score, i.e. high probability; IS: intermediate score, i.e. intermediate probability. Adapted from [54] with permission from the publisher. TABLE 1 Recommendations Recommendations Strength of recommendation Level of evidence Questionnaire-based identification of all workers at risk of developing work-related asthma is recommended as basis for surveillance Strong High Pre-placement screening for specific cross-reacting, work- associated sensitisation among potentially HMW allergen-exposed subjects is recommended in order to identify those at higher risk for work-related asthma Strong Moderate Detection of sensitisation either by specific IgE or SPT should be included in surveillance (not only pre-placement) for identification of subjects at risk of work-related asthma with
  • 16. foreseeable regular exposure to HMW agents (such as laboratory animals, bakery dust, enzymes or latex) Strong Moderate In atopics and subjects with pre-existing asthma or sensitisation, pre-employment investigation should be performed in order to inform them about their increased work-related asthma risk Because of the low PPV, exclusion of asymptomatic atopics or sensitised subjects from exposure to potential occupational allergens or irritant agents cannot be recommended Weak Moderate In all workers with confirmed occupational rhinitis and/or NSBHR, medical surveillance programmes should be performed They should include periodic administration of a questionnaire, detection of sensitisation by standardised SPT or serum specific IgE antibodies, early referral of symptomatic and/or sensitised subjects for specialised medical assessment and assessment of asthma Surveillance programmes should already be implemented during
  • 17. vocational training of individuals at risk Strong Moderate Identification of symptoms or sensitisation during surveillance should result in an investigation to confirm or exclude occupational asthma, work-related asthma, rhinitis and COPD Strong High Risk stratification by diagnostic models can be used in medical surveillance to select exposed workers for further medical evaluation Strong Moderate As a secondary prevention measure, a comprehensive medical surveillance programme should, in addition to early detection of sensitisation, allergic symptoms and occupational asthma, comprise exposure assessment and intervention targeted both at workers and exposure Strong Moderate HMW: high molecular weight; Ig: immunoglobulin; SPT: skin- prick test; PPV: positive predictive value; NSBHR: nonspecific
  • 18. bronchial hyperresponsiveness; COPD: chronic obstructive pulmonary disease. REVIEW: MANAGEMENT OF WORK-RELATED ASTHMA D. WILKEN ET AL. 108 VOLUME 21 NUMBER 124 EUROPEAN RESPIRATORY REVIEW to HMW sensitisers, such as laboratory animals, latex, enzymes or flour (***) [6, 23, 24, 55]. 5) A questionnaire-based diagnostic model separates indivi- duals at low risk who do not need further examination from those who need further clinical investigation and management (*) [30, 31, 51]. 6) The positive predictive value of NSBHR (observed pre- as well as during current employment) is not sufficiently reliable to be used as a predictive tool for occupational asthma (**) [7, 10, 17, 57, 58]. 7) Genetic makers measured at pre-employment are not useful in predicting future occupational asthma as genetic markers identified to date are too weakly associated with development of work-related asthma, symptoms or other signs of work- related asthma (*) [27, 59, 60]. 8) A combination of different tests (questionnaires as well as physiological and immunological tests, etc.) can improve the predictive value of individual screening methods (***) [29–31]. 9) Early detection of work-related respiratory symptoms,
  • 19. sensitisation and work-related asthma is possible by medical surveillance, including a questionnaire in combination with at least one of the following options: detection of specific sensitisation, NSBHR testing, specific inhalation challenge and diagnostic work-up in a referral centre (**) [20, 47, 49, 51, 54, 61–63]. 10) Evaluations of surveillance programmes consisting of medical surveillance (case finding), employers’ feedback and exposure control measures indicate that the incidence of work- related asthma may decline following the introduction of a surveillance programme (**) [2, 39–41, 43]. 11) Medical surveillance may reduce the occurrence of disability and socioeconomic costs (*) [45]. 12) Diagnostic models used for prediction in medical surveil- lance programmes should be carefully designed and clearly state the context of where and how it can be used. Such diagnostic models have limited accuracy and need validation and calibration and, in many cases, an occupational agent tailored approach (*) [50, 51]. The effectiveness of the individual screening tools is discussed in the article by BAUR et al. [4]. The predictive value of risk factors such as atopy or smoking is extensively explained in the study on risk factors for work-related asthma by MAESTRELLI et al. [61]. Different and overlapping definitions exist for work-related asthma, occupational asthma, screening and surveillance. The differences in the outcome measures and the heterogeneity of the studies complicated the use of sophisticated meta- analytical methods. Nonetheless, some statements and recom- mendations can be made (table 1).
  • 20. Pre-placement screening can identify those workers at a higher risk of developing work-related symptoms. The positive predictive value of these tests is too low to be used as a selection criterion as many workers who would never develop work-related asthma would be excluded. Nevertheless, pre- placement examinations provide an opportunity to inform workers about their increased risk and should encourage the uptake of preventive measures; pre-employment results can be taken as a baseline for targeted medical surveillance pro- grammes. This is in accordance with the British Occupational Health Research Foundation [60, 63] and American College of Chest Physicians guidelines [64]. Recent publications [65–67] have shown that surveillance programmes for work-related asthma in occupationally high- risk populations are beneficial and may lead to a reduction in cases of occupational asthma. Early identification followed by removal from exposure increases the chance of a better health outcome, including reduction of NSBHR and reduced costs for medical treatment. It is important to evaluate the independent and additional predictive value of diagnostic tests given the presence of earlier information. Prediction research offers a solution for this by using a multivariate approach in design and analysis that accounts for mutual dependence between different test results. The information of every item can then be translated into a predicted probability of the chosen outcome. This technique allows weights to be given to each independent predictor in the probability equation, and provides estimations of the probability of an outcome at present (diagnosis) or in the future (prognosis). Prediction models applied in occupational health practice may, therefore, enable an occupational physi- cian to deal with uncertainties in considering workers at risk of having occupational diseases. The main goal is to optimise risk
  • 21. estimation at low costs, and it may be the first step in the clinical evaluation and management of work-related asthma [29, 30, 50]. The models may initiate counselling and interven- tions (such as the replacement of powdered allergenic latex gloves [5, 42]) and, thus, are potentially useful for the identification of specific groups at risk. A new approach to medical surveillance is the use of diagnostic models that have been developed to predict the probability of sensitisation in workers exposed to HMW allergens. Used as a screening tool, the questionnaire-based prediction model enables stratification of workers in low-, medium- and high-risk groups. This makes it possible to select or exclude workers for further clinical evaluation. Future research Although its role in disease management is not disputed, when and how to set up medical surveillance, which tests to use, test frequency and which outcome parameters should be used in different occupational groups are important questions still awaiting answer. As direct evidence for the benefit of medical surveillance is limited there is a need for prospective studies using clearly defined instruments and outcome. SUPPORT STATEMENT The work of the Task Force on the Management of Work-related Asthma was funded by the European Respiratory Society. STATEMENT OF INTEREST None declared. ACKNOWLEDGEMENTS The members of the Task Force are as follows. X. Baur (Chair: Institute for Occupational and Maritime Medicine, University Medical Center Hamburg-Eppendorf, Hamburg, Germany); T. Sigsgaard (Co-
  • 22. chair: D. WILKEN ET AL. REVIEW: MANAGEMENT OF WORK- RELATED ASTHMA c EUROPEAN RESPIRATORY REVIEW VOLUME 21 NUMBER 124 109 Århus University, Dept of Environmental and Occupational Medicine, School of Public Health, Århus, Denmark); T.B. Aasen (Haukeland University Hospital, Bergen, Norway); P.S. Burge (Heart of England NHS Foundation Trust, Dept of Respiratory Medicine, Birmingham, UK); H. Dressel (Städt. Klinikum München GmbH Klinikum Neu- perlach Zentrum für Akutgeratrie und Frührehabilitation, Munich, Germany); D. Heederik (Environmental Epidemiology Division, Institute for Risk Assessment Sciences (IRAS), University of Utrecht, Utrecht, the Netherlands); P.K. Henneberger (National Institute for Occupational Safety and Health, Centres for Disease Control and Pre- vention, Morgantown, WV, USA); P. Maestrelli (Dept of Environ- mental Medicine and Public Health, University of Padova, Padova, Italy); C. Redlich (Yale Occupational/Environmental, New Haven, CT,
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