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Hadi Alasti
Department of Electrical Engineering, University of North Carolina at Charlotte
halasti@uncc.edu
ABSTRACT
An interference tolerant OFDMA scheme is proposed for multiuser wireless communications with specific
application in femto cells. An interleaved set of subcarriers is dedicated to each user to provide with a
high order of frequency diversity. A reduced complexity digital implementation of the technique is
proposed and discussed for the interleaved sub-carrier arrangement. Both inter-symbol interference and
other-user interference are mitigated using a proper cyclic extension, provided that the relative
propagation delays of the users are an integer multiple of a symbol period. The effect of other-user
interference due to non-integer propagation delays is investigated using computer simulations. The bit
error rate performance and signal to interference ratio are presented for a few example systems over
both an Additive White Gaussian Noise (AWGN) and a frequency selective Rayleigh fading channel. The
amount of other-user interference is shown to be reduced as the number of sub-carriers per user is
increased. The effect of design parameters on the interference level is discussed.
KEYWORDS
Multiuser OFDMA, Interference, Cyclic extension
1. INTRODUCTION
Two major problems associated with data communications over terrestrial wireless channels are
inter symbol interference and fading caused by multipath propagation. In multi user applications
such as personal mobile communications, other-user interference could also limit the system
performance and capacity.
Various multiple access techniques have been devised for multi user wireless applications. Code
Division Multiple Access (CDMA) schemes use a wide frequency band and therefore, a high
order of frequency diversity could be achieved when the signal bandwidth is sufficiently larger
than the channel coherence bandwidth [1,2,9]. The capacity of the CDMA techniques using
binary codes such as Walsh-Hadamard codes are limited by the users signal interference. This is
resulted from non-zero cross correlation between binary codewords with different time shifts.
The transmit codewords arrive at each user receiver with different time shifts because of various
propagation delays associated with the users scattered over a cell and also because of multipath
propagation. Combined time and frequency division multiple access schemes usually use
signals with a narrower bandwidth. Slow frequency hopping is sometimes used to combat
fading of stationary and slow moving users in such schemes.
In this paper, an interference tolerant wideband multiple access scheme is discussed based on
the orthogonal frequency division multiplexing (OFDM). The scheme is designed as such, the
amount of other-user interference and inter symbol interference are reduced. This is achieved
using both a cyclic prefix and a cyclic suffix in the transmit data frames and noting that the
Fourrier codewords used in OFDM have a zero cross correlation on all cyclic shifts.
A set of non-adjacent subcarriers is proposed for each user. This provides with a high order of
frequency diversity, which can be realized using proper error correcting codes [3]. As is the case
153
with orthogonal frequency division multiplexing, no channel estimation and equalization is
required if differentially coherent QPSK modulation are used [4,5]. The proposed scheme can
be used in a single cell as well as a cellular system and could be combined with other multiple
access techniques to satisfy the requirements of a specific application. The drawbacks of the
proposed scheme include high sensitivity to nonlinearities due to large peak to average power
ratio and the carrier frequency offset which are the common problems with OFDMA [5,6].
Accurate synchronization of the wireless users and system in uplink and downlink is usually
assumed for efficient channel allocation and spectrum management in OFDMA based
technologies such as WiMAX and LTE [9]. Due to random distribution of the users in the cells
and multipath propagation, accurate synchronization of all of the active users in macro-cells and
femto-cells is almost impossible, which causes other-user interference. In this paper, an
interference tolerant multi-user OFDMA scheme is proposed for application in femto-cells. The
scheme is based on insertion of a cyclic prefix and suffix with proper length at the beginning
and at the end of OFDM frame. The length of the cyclic suffix, which is related to the maximum
timing offset between the users’ frame at receiver correlator’s window, is small in femto-cells.
Accordingly, a small percentage of the bandwidth is wasted for additional cyclic suffix in femto
cells and co-existing macro cells (Figure 1). Moreover, because of the small region, femto-cells
are expected to have less PAPR problem.
The organization of the paper is as follows: In the following section, the background and related
work is reviewed. In section 3, the main idea and a reduced complexity digital implementation
of the proposed technique is discussed. Section 4 is devoted to the interference reduction
mechanism using a proper cyclic extension in various situations. In section 5, the effect of
other-user interference due to non-integer propagation delays is discussed using computer
simulation results. Conclusions and proposed future work on this topic are presented in section
6.
2. RELATED WORK
To suppress the other user interference in quasi-synchronous multiple access CDMA systems,
special code design were proposed [10,11,12,13,14]. As the out-of-phase autocorrelation of the
discussed codes was not zero, the inter-symbol interference could not be avoided in multipath
154
fading channels. The idea of using poly-phase codes was introduced in [14] to have zero out-of-
phase autocorrelation and small cross correlation in frequency selective radio channels.
To add the diversity gain to OFDMA, dedication of non-adjacent sub-channels over a wideband
frequency range was proposed in [15, 16]. Dedication of non-adjacent equally spaced sub-
channels in frequency selective waveform channel was discussed in [17]. To extract the full
diversity gain, a generalized structure was proposed for multi-carrier CDMA (MC-CDMA) in
[18].
OFDM has been proposed for IEEE 802.16, WiMAX systems, which need accurate
synchronization for extraction of the user’s data. The effect of inter-symbol interference and
other user interference due to multipath propagation and inaccurate timing is reducible by
addition of cyclic prefix and suffix to the OFDM frame as is discussed in this paper.
Simultaneous insertion of long cyclic suffix and prefix reduces the bandwidth efficiency. In
uplink transmission, when timing offset between the users is small (like femto cells), the
bandwidth efficiency reduction due to insertion of cyclic suffix might be negligible.
Synchronization techniques for OFDMA in uplink and downlink transmissions were extensively
discussed in [19].
3. SYSTEM DESCRIPTION AND IMPLEMENTATION
The interference tolerant OFDMA scheme and its discrete implementation are discussed in this
section. It is assumed that the communication channel is a frequency selective fading channel
and a bandwidth “sufficiently larger” than the channel coherence bandwidth is available.
“Sufficiently large” bandwidth is one which provides with the required order of frequency
diversity in the system. The available frequency band is divided into a number of flat fading
orthogonal sub-channels. A set of non-adjacent sub-channels are dedicated to each user.
For instance, as is shown in Figure 2 every one of 3 sub-channels is given to each of 3 users
sharing the same frequency band. Such a frequency assignment guarantees a high order of
frequency diversity as non-adjacent sub-channels are expected to fade independently or with a
smaller correlation.
f
Figure 2: An example frequency assignment for users sharing the same bandwidth
An straightforward digital implementation of the proposed scheme uses the formal DFT-based
OFDM implementation [3-6,8] with information sent only over a subset of sub-channels for
each user. The transceiver functional block diagram for such an implementation is shown in
Figure 3. In Figure 3, the “equivalent discrete channel” is an equivalent block for the transmit
and receive filters, Quadrature modulator and demodulator, the physical wireless channel and
also the periodic sampler.
It is assumed that root Nyquist filters are used both in the transmitter and the receiver. The
cyclic extension blocks help to minimize both intersymbol and other-user interference as is
discussed in section 4. The Discrete Fourrier Transform (DFT) and its inverse (IDFT) are used
to partition the channel along the frequency axis [3,4,6]. A total of MN frequency sub-channels
are generated, N of them for each of M users sharing the available frequency band. The coded
and digitally modulated complex-valued sequence of N components 1
N
0
}
{ −
=
n
n
V is up-sampled
according to (1).
U
V n
n
n
=
= −
/ , , , ... ,( )
M M M N M
otherwise
0 2 1
0
(1)
155
and cyclically shifted right m times where m = 0 ,1 ,2 , ... ,M-1, is the user index. At the receiver
the DFT output sequence is decimated.
1
N
,
...
,
2
,
1
,
0
,
~
~
M −
=
= n
U
V n
n (2)
after being cyclically shifted left m times. The complexity of the OFDM multiplexer and
demultiplexer as marked in Figure 3 can be reduced noting the equivalent operations shown in
Figure 4 [7].
In Figure3 the phase adjustment and the phase correction blocks are respectively defined
according to (3) and (4).
y u
k k
mk
= WMN , k = 0 ,1 ,2 , ... , MN -1 (3)
~ ~
u y
k k
mk
= −
WMN , k = 0 ,1 ,2 , ... , MN -1 (4)
Coding &
Modulation
M
Cyclic
Shift
Right
m
(User Index)
IDFT
(MN)
Cyclic
Extension
Multi Carrier Multiplexer
Equivalent
Discrete
Channel
Decoding &
Demodulation M
Decimator
Cyclic
Shift
Left
m
(User Index)
DFT
(MN)
Cyclic
Extension
Removal
Multi Carrier Demultiplexer
{ }
Vn n=
−
0
N 1
{ }
Un n=
−
0
MN 1
{ }
Yn n=0
MN-1
{ }
yk k=0
MN-1
{
~
}
Vn n=
−
0
N 1
{
~
}
Un n=
−
0
MN 1
{
~
}
Yn n=0
MN-1
{~ }
yk k=0
MN-1
Up-Sampler
Estimated
Binary
Information
Binary
Information
Figure 3: The straightforward digital implementation of interference tolerant OFDM
Cyclic
Shift Right
IDFT
(MN)
IDFT
(MN)
Phase
Adjustment
≡
{ }
Un n=0
MN-1
{ }
Yn n=0
MN-1
{ }
yk k=0
MN-1
{ }
Un n=0
MN-1
{ }
yk k=0
MN-1
{ }
uk k=0
MN-1
a)
m
User Index
m
User Index
DFT
(MN)
Cyclic
Shift
Left
DFT
(MN)
Phase
Correction
≡
{~ }
yk k=0
MN-1
{
~
}
Un n=0
MN-1
{
~
}
Yn n=0
MN-1
{~ }
uk k=0
MN-1
m m
User Index
User Index b)
{~ }
yk k=0
MN-1
{
~
}
Un n=0
MN-1
M
IDFT
(MN)
IDFT
(N)
Sequence
Repeater
(M)
≡
{ }
Vn n=0
N-1
{ }
Un n=0
MN-1
{ }
uk k=0
MN-1
{ }
vk k =0
N-1
c)
{ }
Vn n=0
N-1
{ }
uk k=0
MN-1
DFT
(MN) M
DFT
(N)
Sequence
Accumulator
(M)
≡
{~ }
uk k=0
MN-1
{
~
}
Un n=0
MN-1
{
~
}
Vn n=0
N -1
{~ }
vk k =0
N-1
{~ }
uk k=0
MN-1
{
~
}
Vn n=0
N -1
d)
Figure 4: Equivalent discrete operations
156
where
MN
2
W exp(-j )
MN
π
=
where m = 0 ,1 ,2 , ... ,M-1 is the user index. The sequence repeater and the sequence
accumulator blocks are respectively defined according to (5) and (6).
u v k
k k
= ( ) mod N , = 0 ,1 ,2 , ... , MN -1 (5)
~ ~
( )
v u k
k m k
m
= , 0 ,1 ,2 , ... , N -1
N
M
+
=
−
=
0
1
(6)
Using equivalent operations shown in Figure4a and Figure 4c, the OFDMA multiplexer is
reduced to what is shown in Figure 5a. Using Figure 4b and Figure 4d, the OFDMA
demultiplexer is reduced to Figure5b. Reduction in complexity is made mainly because of
reduction in the DFT and the IDFT frame lengths from MN points to N points.
IDFT
(N)
Sequence
Repeater
(M)
{ }
vk k =0
N-1
{ }
Vn n=0
N -1 { }
uk k =0
MN-1
Phase
Adjustment
a) Multi Carrier Multiplexer
User Index
{ }
yk k=0
MN-1
m
DFT
(N)
Sequence
Accumulator
(M)
{~ }
vk k=0
N-1
{
~
}
Vn n=0
N-1
{~}
uk k=0
MN-1
Phase
Correction
b) Multi Carrier Demultiplexer
User Index m
{~}
yk k=0
MN-1
Figure 5: Reduced complexity multi carrier multiplexer (a) and demultiplexer (b).
4. CYCLIC EXTENSION AND INTERFERENCE
Appending a proper cyclic extension to the IDFT output frame 1
MN
0
}
{ −
=
= k
k
y
y in Figure 3, the
amount of other-user interference may be reduced. When the transmit signal bandwidth, B is
occupied only by one user, the cyclic extension is usually a prefix of length m
p
L BT
≈ , where
m
T is the total multipath spread [3,4].
The IDFT output vector 1
MN
0
}
{ −
=
= k
k
y
y can be obtained from its input vector
MN 1
0
{ }
n n
Y −
=
=
Y multiplying it by the Fourrier matrix. If each row of the Fourrier matrix is
considered as a complex-valued Fourrier codeword n
W , then IDFT process may be viewed as a
form of code division multiplexing
MN 1
0
n n
n
Y
−
=
=
y W (7)
where
0 1 (MN 1)
MN MN MN
W W ... W
n n n
n
−
=
W (8)
In fact each Fourrier codeword represents one of the subbands generated by the IDFT process.
A good property of these codewords is that they have zero cross correlation on all cyclic shifts.
This property holds even if the codewords are multiplied by a real or a complex-valued
constant.
Each transmit data n
Y sent over the codeword n
W is resolved correlating the received
frame y
%
by the complex conjugate of n
W . Because of the orthogonality of the Fourier
157
codewords, only n
Y passes through its correlator *
Wn . When the channel is a multipath channel,
shifted versions of the transmit frame also appear at the receiver. If the transmit frame includes
a cyclic prefix, then each correlator *
Wn sees only cyclic shifts of other Fourrier codewords
multiplied by a data symbol and scaled by a channel coefficient. Since the Fourrier codewords
MN 1
0
{ }
n n
−
=
W are orthogonal on all cyclic shifts, no interference from other data symbols appears at
the correlator output.
In multi user applications, depending on the situation, we may have to modify the single user
cyclic extension to control interference from other users.
First, consider a case where the users are scattered in one cell transmitting data to a base station.
The users data frames are arrived at the base station with different time shifts because of
different propagation delays associated with each user. Figure 6 shows example “equivalent
discrete channel” impulse responses corresponding to 3 users in a cell.
For now assume that the propagation delays i
{ }
τ relative to the user # 0, are integer multiples of
the transmit symbol period T, for instance T
2
1 ≈
τ , 2 2T
τ ≈ − . The effect of non-integer
propagation delays is discussed in section 5 using computer simulation results.
The users’ frames arrival at the base station receiver is depicted in Figure 7. Using a cyclic
suffix of
max( )
, = 0, 1, 2 , ... ,M-1
T
i
i
s
L i
τ
≈ (9)
h00
h01
h02
h03
h10
h1 1 h12
h1 3
τ
Tm1
h20
h21
h22
h23
τ2 τ 1
User # 0
Tm0
Tm2
User # 1
User # 2
τ
τ
Figure 6: Relative propagation delays of the users sharing the same bandwidth
X X X X
X
X X X X
X
X X X X
X
X X X X
X
X X X X
X
X X X X X
h00 0
y
h01 0
y
h10 1
y
h11 1
y
h20 2
y
h21 2
y
{
{
{ ≈τ2 ≈τ1
Receiver Correlation Window
User
#
0
User
#
1
User
#
2
Figure 7: The users frame arrival at the base station receiver
158
and a cyclic prefix of
L
T
p
i
i i
≈
+
max( )
τ m
T
, i = 0, 1, 2 , ... ,M -1 (10)
the data frames arrived at the base station appear as cyclic shifts of scaled Fourrier codewords
within the correlator window. Therefore, no interference from other data symbols and other
users passes the correlator. The cyclically extended transmit frame is therefore given by
y y y y y y y y
L L
MN MN 0 MN 1
p s
... ... ...
− − − −
1 1 1 0 1
In downlink, where data is sent by the base station to the mobile users, the transmit data frames
of all the users are synchronized and thereforeτi = 0 , i = 0, 1, 2 , ... ,M -1. Hence, no cyclic
suffix is required and the cyclic prefix is reduced to
L
T
i
p
i
i
≈ max( )
m
T
, = 0 ,1 ,2 , ... ,M -1 (11)
5. PERFORMANCE EVALUATION
5.1. BER in AWGN and Rayleigh fading channel
As discussed in the previous section, using a proper cyclic extension, no interference from other
users is expected if the user propagation delays would be an integer multiple of the symbol
period. This may not be achieved in practice when mobile users transmit data to a base station.
The effect of other-user interference resulted from non-integer propagation delays are
investigated using computer simulations.
The results are obtained for an example system where 3 mobile users in one cell share the same
frequency band. Root raised cosine filter with a roll-off factor of 0.25 are used both in the
transmitter and receiver. The system is assumed to have a power control mechanism as such the
users have the same power at the base station. The subcarrier modulation is the coherent
DQPSK and no channel coding has been performed.
Figure 8 shows the bit error rate performance over an AWGN channel for various relative
propagation delaysτi associated with the two interfering users. The results are achieved
assuming L L
p s
= = 1 and using N = 4 subcarriers per user. As is seen in Figure 8 the best
performance is achieved, when τ1 and 2
τ is either zero or equal to a symbol period T. The worst
performance is obtained whenτ1 =τ2 = 0.5T.
Figure 8: Performance comparison for various
propagation delays over AWGN channel.
Figure 9: Worst case performance comparison
for various number of sub-carriers per user over
the AWGN channel.
159
Figure 9 shows the worst case performance using 8 sub-carriers per user. As is seen, the bit
error rate (BER) performance is substantially enhanced by increasing the number of sub-
carriers. Similar results are obtained over Rayleigh fading channels as is seen in Figure 10.
The results of Figure 10 are obtained using a 3-tap channel model with an exponential intensity
profile for all the 3 users and independent fading for each one. The prefix length, Lp is
accordingly set to 3. The channel Doppler spread is assumed to be 0.001 of the transmit symbol
rate.
Figure 10: Worst case performance comparison for various numbers of sub-carriers per user
over a Rayleigh fading channel.
5.2. Interference amount
The other user interference varies with the system design parameters such as DFT size, the pulse
shape, and the size of cyclic extension (prefix and suffix).
5.2.1. Effect of the pulse shape
Insertion of cyclic prefix and suffix at the beginning and at the end of the OFDM frame
guarantees that the interference from the other user’s with timing offset of mTS is completely
removed (regardless of the power of the interferer user), where m is an integer number. When
the timing offset between users is not an integer multiples of the symbol rate, the residual
interference amount at the output of the DFT unit in receiver depends on the amount of offset
and the pulse shape.
Figure 11 illustrates the interference to signal ratio for different time normalized offsets when
the roll-off factor of the root-raised cosine filter varies between zero and 1. As this figure shows
by increasing the roll-off factor of the root-raised cosine filter, the interference to signal is
reduced. This improvement is due to the decrease of the sidelobes’ amplitude which is shown in
Figure 12. For =1, the interferer signal is removed at integer multiples of 0.5TS. Technically,
=1 does not have good bandwidth efficiency and is not used.
This result is achieved with computer simulations in AWGN channel when the average power
of interferer signals and the main signal are equal. Each user has N=4 sub-channels, 3
p s
L L
= =
and three users are assumed in simulation.
160
Interference
to
Signal
ratio
Timing offset (normalized to TS)
Figure 11: Interference to signal ratio versus time offset for some (N=4, K=3).
Amplitude
of
the
sidelobes
Time
Figure 12: Sidelobes of the root-raised cosine pulse versus time for some .
5.2.2. Effect of the DFT size
Figure 13-a and 13-b present the variation of the interference to signal level for two values of
(K) and different number of sub-channels. As these figures show, for specific K, as the number
of the sub-channels per users increases, the interference level is reduced. Increase of the number
of users (K) from 3 to 7, improves the interference tolerance of the system. In these simulation
the length of cyclic prefix Lp = 5 and the length of cyclic suffix Ls = 3, the radio channel
AWGN, and only one interferer user with nonzero timing offset are assumed
Interference
to
Signal
ratio
Timing offset (normalized to TS)
(a)
Timing offset (normalized to TS)
(b)
Figure 13: Interference to signal ratio versus time offset for some DFT size (KN) when only one
users has nonzero time offset, = 0.25.
161
6. CONCLUSION
A wideband interference tolerant multiuser OFDMA scheme is discussed for wireless
communications in femto cells. To provide with a high order of frequency diversity, an
interleaved set of subcarriers is dedicated to each user. A reduced complexity digital
implementation of the proposed technique is presented.
It is shown that with a proper selection of the cyclic extension and the number of subcarriers
per user, the other-user interference as well as inter symbol interference may be reduced to an
acceptable level. The residual interference due to nonzero timing offset is investigated. Using
proper channel codes to exploit the provided high order of diversity, wireless systems with a
good performance and a high capacity could be designed using the proposed scheme in
conjunction with the other multiple access techniques.
ACKNOWLEDGEMENTS
The author would like to specially thank Dr. A. Chini for his directions throughout the work.
REFERENCES
[1] K. Pahlavan, A. Levesque, “Wireless Information Networks,” New York ,Wiley 1995.
[2] J.G. Proakis, “Digital Communications,” McGraw-Hill , 1995.
[3] A. Chini, M.S. El-Tanany and S.A. Mahmoud, “On the performance of a coded MCM over
multipath Rayleigh fading channels,” IEEE - ICC’95 ,pp: 1689-1694
[4] A. Chini, “Multi Carrier Modulations in Frequency Selective Fading Channels,”Ph.D.
dissertation, Carleton University, Canada, 1994.
[5] A. Chini, M.S. El-Tanany and S.A. Mahmoud, “Transmission of high rate ATM packets over
indoor radio channels,” IEEE JSAC ,Vol. 14 ,No. 3 ,pp: 469-476 ,April 1996.
[6] J.A.C. Bingham, “Multicarrier modulation for data transmission: An idea whose time has come,”
IEEE Commun. Magazine, pp: 5-14, May 1990.
[7] J.G. Proakis and D.G. Manolakis, “Introduction To Digital Signal Processing” ,Maxwell
Macmillan ,1989.
[8] S.B. Weinstein and P.M. Ebert, “Data transmission by frequency division multiplexing using the
discrete fourrier transform,” IEEE Trans. Communications. Vol. COM-19, No.5, pp: 628-634,
October 1971.
[9] T. S. Rappaport, “Wireless Communication Systems”, Prentice Hall, 1996.
[10] N. Suehiro, “A signal design without co-channel interference for approximately synchronized
CDMA systems,” IEEE J. Selected Areas in Communications, vol. JSAC-12, pp. 837-841, June
1994.
[11] P.Z. Fan, N. Suehiro, N. Kuroyanagi and X.M. Deng, “Class of binary sequences with zero
correlation zone,” IEE Electronic Letters, vol. 36, pp. 777-779, May 1999
[12] R.D. Gaudenzi, C. Elia and R. Viola, “Bandlimited quasi-synchronous CDMA: a novel satellite
access technique for mobile and personal communication systems,” IEEE Journal on Selected
Areas in Communications, Vol. 10, Issue 2, pp.328 – 343, 1992.
[13] X.D. Lin and K.H. Chang, “Optimal PN sequence design for quasi-synchronous CDMA
communication systems,” IEEE Trans. Communications, vol. 45, pp. 221-226, 1997
[14] S.R. Park, I. Song, S. Yoon and J. Lee, “A new poly-phase sequence with perfect even and good
odd cross correlation function for DS/CDMA systems,” IEEE Trans. Vehi. Tech., vol. 51, No.5,
2002.
162
[15] Hadi Alasti, A. Chini, M.S. El-Tanany and S.A. Mahmoud, “A Discrete Multi-Carrier Multiple
Access (MCMA) Technique for Wireless Communications,” in the proceedings of IEEE VTC98,
Ottawa, Canada, May 18-21, 1998
[16] T. Seki, M. Itami, H. Ohta and K. Itoh, “A study of OFDM system applying frequency diversity,”
in the proceedings of the 11th IEEE International Symposium on Personal, Indoor and Mobile
Radio Communications,. PIMRC 2000, Vol. 2, pp.1385–1389, 2000.
[17] Hadi Alasti, “A Multi-Carrier Multiple Access Technique for Wireless Communications,” Master
Thesis, Isfahan University of Technology, Isfahan, IR, 1998.
[18] S. Zhou, G.B. Giannakis, “Frequency-hopped generalized MC-CDMA for multipath and
interference suppression,” in Proc. of MILCOM conference, pp.937-942, 2000.
[19] M. Morelli, C.-C.J. Kuo and M.-O. Pun, “Synchronization Techniques for Orthogonal Frequency
Division Multiple Access (OFDMA): A Tutorial Review,” IEEE Proceedings, vol. 95, Issue 7,
pp.1394 – 1427, 2007.
Author
Hadi Alasti received BEE, MEE and PhD all in Electrical Engineering with
focus in communications and signal processing from the University of
Tehran, Isfahan University of Technology, and the University of North
Carolina at Charlotte, respectively. His research interests are wireless sensor
network applications, wireless communications, and signal processing
applications. Dr. Alasti has worked a few years in power system
communication system area as consultant engineer.

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INTERFERENCE TOLERANT MULTIUSER OFDMA FOR FEMTO CELLS

  • 1. 152 Hadi Alasti Department of Electrical Engineering, University of North Carolina at Charlotte halasti@uncc.edu ABSTRACT An interference tolerant OFDMA scheme is proposed for multiuser wireless communications with specific application in femto cells. An interleaved set of subcarriers is dedicated to each user to provide with a high order of frequency diversity. A reduced complexity digital implementation of the technique is proposed and discussed for the interleaved sub-carrier arrangement. Both inter-symbol interference and other-user interference are mitigated using a proper cyclic extension, provided that the relative propagation delays of the users are an integer multiple of a symbol period. The effect of other-user interference due to non-integer propagation delays is investigated using computer simulations. The bit error rate performance and signal to interference ratio are presented for a few example systems over both an Additive White Gaussian Noise (AWGN) and a frequency selective Rayleigh fading channel. The amount of other-user interference is shown to be reduced as the number of sub-carriers per user is increased. The effect of design parameters on the interference level is discussed. KEYWORDS Multiuser OFDMA, Interference, Cyclic extension 1. INTRODUCTION Two major problems associated with data communications over terrestrial wireless channels are inter symbol interference and fading caused by multipath propagation. In multi user applications such as personal mobile communications, other-user interference could also limit the system performance and capacity. Various multiple access techniques have been devised for multi user wireless applications. Code Division Multiple Access (CDMA) schemes use a wide frequency band and therefore, a high order of frequency diversity could be achieved when the signal bandwidth is sufficiently larger than the channel coherence bandwidth [1,2,9]. The capacity of the CDMA techniques using binary codes such as Walsh-Hadamard codes are limited by the users signal interference. This is resulted from non-zero cross correlation between binary codewords with different time shifts. The transmit codewords arrive at each user receiver with different time shifts because of various propagation delays associated with the users scattered over a cell and also because of multipath propagation. Combined time and frequency division multiple access schemes usually use signals with a narrower bandwidth. Slow frequency hopping is sometimes used to combat fading of stationary and slow moving users in such schemes. In this paper, an interference tolerant wideband multiple access scheme is discussed based on the orthogonal frequency division multiplexing (OFDM). The scheme is designed as such, the amount of other-user interference and inter symbol interference are reduced. This is achieved using both a cyclic prefix and a cyclic suffix in the transmit data frames and noting that the Fourrier codewords used in OFDM have a zero cross correlation on all cyclic shifts. A set of non-adjacent subcarriers is proposed for each user. This provides with a high order of frequency diversity, which can be realized using proper error correcting codes [3]. As is the case
  • 2. 153 with orthogonal frequency division multiplexing, no channel estimation and equalization is required if differentially coherent QPSK modulation are used [4,5]. The proposed scheme can be used in a single cell as well as a cellular system and could be combined with other multiple access techniques to satisfy the requirements of a specific application. The drawbacks of the proposed scheme include high sensitivity to nonlinearities due to large peak to average power ratio and the carrier frequency offset which are the common problems with OFDMA [5,6]. Accurate synchronization of the wireless users and system in uplink and downlink is usually assumed for efficient channel allocation and spectrum management in OFDMA based technologies such as WiMAX and LTE [9]. Due to random distribution of the users in the cells and multipath propagation, accurate synchronization of all of the active users in macro-cells and femto-cells is almost impossible, which causes other-user interference. In this paper, an interference tolerant multi-user OFDMA scheme is proposed for application in femto-cells. The scheme is based on insertion of a cyclic prefix and suffix with proper length at the beginning and at the end of OFDM frame. The length of the cyclic suffix, which is related to the maximum timing offset between the users’ frame at receiver correlator’s window, is small in femto-cells. Accordingly, a small percentage of the bandwidth is wasted for additional cyclic suffix in femto cells and co-existing macro cells (Figure 1). Moreover, because of the small region, femto-cells are expected to have less PAPR problem. The organization of the paper is as follows: In the following section, the background and related work is reviewed. In section 3, the main idea and a reduced complexity digital implementation of the proposed technique is discussed. Section 4 is devoted to the interference reduction mechanism using a proper cyclic extension in various situations. In section 5, the effect of other-user interference due to non-integer propagation delays is discussed using computer simulation results. Conclusions and proposed future work on this topic are presented in section 6. 2. RELATED WORK To suppress the other user interference in quasi-synchronous multiple access CDMA systems, special code design were proposed [10,11,12,13,14]. As the out-of-phase autocorrelation of the discussed codes was not zero, the inter-symbol interference could not be avoided in multipath
  • 3. 154 fading channels. The idea of using poly-phase codes was introduced in [14] to have zero out-of- phase autocorrelation and small cross correlation in frequency selective radio channels. To add the diversity gain to OFDMA, dedication of non-adjacent sub-channels over a wideband frequency range was proposed in [15, 16]. Dedication of non-adjacent equally spaced sub- channels in frequency selective waveform channel was discussed in [17]. To extract the full diversity gain, a generalized structure was proposed for multi-carrier CDMA (MC-CDMA) in [18]. OFDM has been proposed for IEEE 802.16, WiMAX systems, which need accurate synchronization for extraction of the user’s data. The effect of inter-symbol interference and other user interference due to multipath propagation and inaccurate timing is reducible by addition of cyclic prefix and suffix to the OFDM frame as is discussed in this paper. Simultaneous insertion of long cyclic suffix and prefix reduces the bandwidth efficiency. In uplink transmission, when timing offset between the users is small (like femto cells), the bandwidth efficiency reduction due to insertion of cyclic suffix might be negligible. Synchronization techniques for OFDMA in uplink and downlink transmissions were extensively discussed in [19]. 3. SYSTEM DESCRIPTION AND IMPLEMENTATION The interference tolerant OFDMA scheme and its discrete implementation are discussed in this section. It is assumed that the communication channel is a frequency selective fading channel and a bandwidth “sufficiently larger” than the channel coherence bandwidth is available. “Sufficiently large” bandwidth is one which provides with the required order of frequency diversity in the system. The available frequency band is divided into a number of flat fading orthogonal sub-channels. A set of non-adjacent sub-channels are dedicated to each user. For instance, as is shown in Figure 2 every one of 3 sub-channels is given to each of 3 users sharing the same frequency band. Such a frequency assignment guarantees a high order of frequency diversity as non-adjacent sub-channels are expected to fade independently or with a smaller correlation. f Figure 2: An example frequency assignment for users sharing the same bandwidth An straightforward digital implementation of the proposed scheme uses the formal DFT-based OFDM implementation [3-6,8] with information sent only over a subset of sub-channels for each user. The transceiver functional block diagram for such an implementation is shown in Figure 3. In Figure 3, the “equivalent discrete channel” is an equivalent block for the transmit and receive filters, Quadrature modulator and demodulator, the physical wireless channel and also the periodic sampler. It is assumed that root Nyquist filters are used both in the transmitter and the receiver. The cyclic extension blocks help to minimize both intersymbol and other-user interference as is discussed in section 4. The Discrete Fourrier Transform (DFT) and its inverse (IDFT) are used to partition the channel along the frequency axis [3,4,6]. A total of MN frequency sub-channels are generated, N of them for each of M users sharing the available frequency band. The coded and digitally modulated complex-valued sequence of N components 1 N 0 } { − = n n V is up-sampled according to (1). U V n n n = = − / , , , ... ,( ) M M M N M otherwise 0 2 1 0 (1)
  • 4. 155 and cyclically shifted right m times where m = 0 ,1 ,2 , ... ,M-1, is the user index. At the receiver the DFT output sequence is decimated. 1 N , ... , 2 , 1 , 0 , ~ ~ M − = = n U V n n (2) after being cyclically shifted left m times. The complexity of the OFDM multiplexer and demultiplexer as marked in Figure 3 can be reduced noting the equivalent operations shown in Figure 4 [7]. In Figure3 the phase adjustment and the phase correction blocks are respectively defined according to (3) and (4). y u k k mk = WMN , k = 0 ,1 ,2 , ... , MN -1 (3) ~ ~ u y k k mk = − WMN , k = 0 ,1 ,2 , ... , MN -1 (4) Coding & Modulation M Cyclic Shift Right m (User Index) IDFT (MN) Cyclic Extension Multi Carrier Multiplexer Equivalent Discrete Channel Decoding & Demodulation M Decimator Cyclic Shift Left m (User Index) DFT (MN) Cyclic Extension Removal Multi Carrier Demultiplexer { } Vn n= − 0 N 1 { } Un n= − 0 MN 1 { } Yn n=0 MN-1 { } yk k=0 MN-1 { ~ } Vn n= − 0 N 1 { ~ } Un n= − 0 MN 1 { ~ } Yn n=0 MN-1 {~ } yk k=0 MN-1 Up-Sampler Estimated Binary Information Binary Information Figure 3: The straightforward digital implementation of interference tolerant OFDM Cyclic Shift Right IDFT (MN) IDFT (MN) Phase Adjustment ≡ { } Un n=0 MN-1 { } Yn n=0 MN-1 { } yk k=0 MN-1 { } Un n=0 MN-1 { } yk k=0 MN-1 { } uk k=0 MN-1 a) m User Index m User Index DFT (MN) Cyclic Shift Left DFT (MN) Phase Correction ≡ {~ } yk k=0 MN-1 { ~ } Un n=0 MN-1 { ~ } Yn n=0 MN-1 {~ } uk k=0 MN-1 m m User Index User Index b) {~ } yk k=0 MN-1 { ~ } Un n=0 MN-1 M IDFT (MN) IDFT (N) Sequence Repeater (M) ≡ { } Vn n=0 N-1 { } Un n=0 MN-1 { } uk k=0 MN-1 { } vk k =0 N-1 c) { } Vn n=0 N-1 { } uk k=0 MN-1 DFT (MN) M DFT (N) Sequence Accumulator (M) ≡ {~ } uk k=0 MN-1 { ~ } Un n=0 MN-1 { ~ } Vn n=0 N -1 {~ } vk k =0 N-1 {~ } uk k=0 MN-1 { ~ } Vn n=0 N -1 d) Figure 4: Equivalent discrete operations
  • 5. 156 where MN 2 W exp(-j ) MN π = where m = 0 ,1 ,2 , ... ,M-1 is the user index. The sequence repeater and the sequence accumulator blocks are respectively defined according to (5) and (6). u v k k k = ( ) mod N , = 0 ,1 ,2 , ... , MN -1 (5) ~ ~ ( ) v u k k m k m = , 0 ,1 ,2 , ... , N -1 N M + = − = 0 1 (6) Using equivalent operations shown in Figure4a and Figure 4c, the OFDMA multiplexer is reduced to what is shown in Figure 5a. Using Figure 4b and Figure 4d, the OFDMA demultiplexer is reduced to Figure5b. Reduction in complexity is made mainly because of reduction in the DFT and the IDFT frame lengths from MN points to N points. IDFT (N) Sequence Repeater (M) { } vk k =0 N-1 { } Vn n=0 N -1 { } uk k =0 MN-1 Phase Adjustment a) Multi Carrier Multiplexer User Index { } yk k=0 MN-1 m DFT (N) Sequence Accumulator (M) {~ } vk k=0 N-1 { ~ } Vn n=0 N-1 {~} uk k=0 MN-1 Phase Correction b) Multi Carrier Demultiplexer User Index m {~} yk k=0 MN-1 Figure 5: Reduced complexity multi carrier multiplexer (a) and demultiplexer (b). 4. CYCLIC EXTENSION AND INTERFERENCE Appending a proper cyclic extension to the IDFT output frame 1 MN 0 } { − = = k k y y in Figure 3, the amount of other-user interference may be reduced. When the transmit signal bandwidth, B is occupied only by one user, the cyclic extension is usually a prefix of length m p L BT ≈ , where m T is the total multipath spread [3,4]. The IDFT output vector 1 MN 0 } { − = = k k y y can be obtained from its input vector MN 1 0 { } n n Y − = = Y multiplying it by the Fourrier matrix. If each row of the Fourrier matrix is considered as a complex-valued Fourrier codeword n W , then IDFT process may be viewed as a form of code division multiplexing MN 1 0 n n n Y − = = y W (7) where 0 1 (MN 1) MN MN MN W W ... W n n n n − = W (8) In fact each Fourrier codeword represents one of the subbands generated by the IDFT process. A good property of these codewords is that they have zero cross correlation on all cyclic shifts. This property holds even if the codewords are multiplied by a real or a complex-valued constant. Each transmit data n Y sent over the codeword n W is resolved correlating the received frame y % by the complex conjugate of n W . Because of the orthogonality of the Fourier
  • 6. 157 codewords, only n Y passes through its correlator * Wn . When the channel is a multipath channel, shifted versions of the transmit frame also appear at the receiver. If the transmit frame includes a cyclic prefix, then each correlator * Wn sees only cyclic shifts of other Fourrier codewords multiplied by a data symbol and scaled by a channel coefficient. Since the Fourrier codewords MN 1 0 { } n n − = W are orthogonal on all cyclic shifts, no interference from other data symbols appears at the correlator output. In multi user applications, depending on the situation, we may have to modify the single user cyclic extension to control interference from other users. First, consider a case where the users are scattered in one cell transmitting data to a base station. The users data frames are arrived at the base station with different time shifts because of different propagation delays associated with each user. Figure 6 shows example “equivalent discrete channel” impulse responses corresponding to 3 users in a cell. For now assume that the propagation delays i { } τ relative to the user # 0, are integer multiples of the transmit symbol period T, for instance T 2 1 ≈ τ , 2 2T τ ≈ − . The effect of non-integer propagation delays is discussed in section 5 using computer simulation results. The users’ frames arrival at the base station receiver is depicted in Figure 7. Using a cyclic suffix of max( ) , = 0, 1, 2 , ... ,M-1 T i i s L i τ ≈ (9) h00 h01 h02 h03 h10 h1 1 h12 h1 3 τ Tm1 h20 h21 h22 h23 τ2 τ 1 User # 0 Tm0 Tm2 User # 1 User # 2 τ τ Figure 6: Relative propagation delays of the users sharing the same bandwidth X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X h00 0 y h01 0 y h10 1 y h11 1 y h20 2 y h21 2 y { { { ≈τ2 ≈τ1 Receiver Correlation Window User # 0 User # 1 User # 2 Figure 7: The users frame arrival at the base station receiver
  • 7. 158 and a cyclic prefix of L T p i i i ≈ + max( ) τ m T , i = 0, 1, 2 , ... ,M -1 (10) the data frames arrived at the base station appear as cyclic shifts of scaled Fourrier codewords within the correlator window. Therefore, no interference from other data symbols and other users passes the correlator. The cyclically extended transmit frame is therefore given by y y y y y y y y L L MN MN 0 MN 1 p s ... ... ... − − − − 1 1 1 0 1 In downlink, where data is sent by the base station to the mobile users, the transmit data frames of all the users are synchronized and thereforeτi = 0 , i = 0, 1, 2 , ... ,M -1. Hence, no cyclic suffix is required and the cyclic prefix is reduced to L T i p i i ≈ max( ) m T , = 0 ,1 ,2 , ... ,M -1 (11) 5. PERFORMANCE EVALUATION 5.1. BER in AWGN and Rayleigh fading channel As discussed in the previous section, using a proper cyclic extension, no interference from other users is expected if the user propagation delays would be an integer multiple of the symbol period. This may not be achieved in practice when mobile users transmit data to a base station. The effect of other-user interference resulted from non-integer propagation delays are investigated using computer simulations. The results are obtained for an example system where 3 mobile users in one cell share the same frequency band. Root raised cosine filter with a roll-off factor of 0.25 are used both in the transmitter and receiver. The system is assumed to have a power control mechanism as such the users have the same power at the base station. The subcarrier modulation is the coherent DQPSK and no channel coding has been performed. Figure 8 shows the bit error rate performance over an AWGN channel for various relative propagation delaysτi associated with the two interfering users. The results are achieved assuming L L p s = = 1 and using N = 4 subcarriers per user. As is seen in Figure 8 the best performance is achieved, when τ1 and 2 τ is either zero or equal to a symbol period T. The worst performance is obtained whenτ1 =τ2 = 0.5T. Figure 8: Performance comparison for various propagation delays over AWGN channel. Figure 9: Worst case performance comparison for various number of sub-carriers per user over the AWGN channel.
  • 8. 159 Figure 9 shows the worst case performance using 8 sub-carriers per user. As is seen, the bit error rate (BER) performance is substantially enhanced by increasing the number of sub- carriers. Similar results are obtained over Rayleigh fading channels as is seen in Figure 10. The results of Figure 10 are obtained using a 3-tap channel model with an exponential intensity profile for all the 3 users and independent fading for each one. The prefix length, Lp is accordingly set to 3. The channel Doppler spread is assumed to be 0.001 of the transmit symbol rate. Figure 10: Worst case performance comparison for various numbers of sub-carriers per user over a Rayleigh fading channel. 5.2. Interference amount The other user interference varies with the system design parameters such as DFT size, the pulse shape, and the size of cyclic extension (prefix and suffix). 5.2.1. Effect of the pulse shape Insertion of cyclic prefix and suffix at the beginning and at the end of the OFDM frame guarantees that the interference from the other user’s with timing offset of mTS is completely removed (regardless of the power of the interferer user), where m is an integer number. When the timing offset between users is not an integer multiples of the symbol rate, the residual interference amount at the output of the DFT unit in receiver depends on the amount of offset and the pulse shape. Figure 11 illustrates the interference to signal ratio for different time normalized offsets when the roll-off factor of the root-raised cosine filter varies between zero and 1. As this figure shows by increasing the roll-off factor of the root-raised cosine filter, the interference to signal is reduced. This improvement is due to the decrease of the sidelobes’ amplitude which is shown in Figure 12. For =1, the interferer signal is removed at integer multiples of 0.5TS. Technically, =1 does not have good bandwidth efficiency and is not used. This result is achieved with computer simulations in AWGN channel when the average power of interferer signals and the main signal are equal. Each user has N=4 sub-channels, 3 p s L L = = and three users are assumed in simulation.
  • 9. 160 Interference to Signal ratio Timing offset (normalized to TS) Figure 11: Interference to signal ratio versus time offset for some (N=4, K=3). Amplitude of the sidelobes Time Figure 12: Sidelobes of the root-raised cosine pulse versus time for some . 5.2.2. Effect of the DFT size Figure 13-a and 13-b present the variation of the interference to signal level for two values of (K) and different number of sub-channels. As these figures show, for specific K, as the number of the sub-channels per users increases, the interference level is reduced. Increase of the number of users (K) from 3 to 7, improves the interference tolerance of the system. In these simulation the length of cyclic prefix Lp = 5 and the length of cyclic suffix Ls = 3, the radio channel AWGN, and only one interferer user with nonzero timing offset are assumed Interference to Signal ratio Timing offset (normalized to TS) (a) Timing offset (normalized to TS) (b) Figure 13: Interference to signal ratio versus time offset for some DFT size (KN) when only one users has nonzero time offset, = 0.25.
  • 10. 161 6. CONCLUSION A wideband interference tolerant multiuser OFDMA scheme is discussed for wireless communications in femto cells. To provide with a high order of frequency diversity, an interleaved set of subcarriers is dedicated to each user. A reduced complexity digital implementation of the proposed technique is presented. It is shown that with a proper selection of the cyclic extension and the number of subcarriers per user, the other-user interference as well as inter symbol interference may be reduced to an acceptable level. The residual interference due to nonzero timing offset is investigated. Using proper channel codes to exploit the provided high order of diversity, wireless systems with a good performance and a high capacity could be designed using the proposed scheme in conjunction with the other multiple access techniques. ACKNOWLEDGEMENTS The author would like to specially thank Dr. A. Chini for his directions throughout the work. REFERENCES [1] K. Pahlavan, A. Levesque, “Wireless Information Networks,” New York ,Wiley 1995. [2] J.G. Proakis, “Digital Communications,” McGraw-Hill , 1995. [3] A. Chini, M.S. El-Tanany and S.A. Mahmoud, “On the performance of a coded MCM over multipath Rayleigh fading channels,” IEEE - ICC’95 ,pp: 1689-1694 [4] A. Chini, “Multi Carrier Modulations in Frequency Selective Fading Channels,”Ph.D. dissertation, Carleton University, Canada, 1994. [5] A. Chini, M.S. El-Tanany and S.A. Mahmoud, “Transmission of high rate ATM packets over indoor radio channels,” IEEE JSAC ,Vol. 14 ,No. 3 ,pp: 469-476 ,April 1996. [6] J.A.C. Bingham, “Multicarrier modulation for data transmission: An idea whose time has come,” IEEE Commun. Magazine, pp: 5-14, May 1990. [7] J.G. Proakis and D.G. Manolakis, “Introduction To Digital Signal Processing” ,Maxwell Macmillan ,1989. [8] S.B. Weinstein and P.M. Ebert, “Data transmission by frequency division multiplexing using the discrete fourrier transform,” IEEE Trans. Communications. Vol. COM-19, No.5, pp: 628-634, October 1971. [9] T. S. Rappaport, “Wireless Communication Systems”, Prentice Hall, 1996. [10] N. Suehiro, “A signal design without co-channel interference for approximately synchronized CDMA systems,” IEEE J. Selected Areas in Communications, vol. JSAC-12, pp. 837-841, June 1994. [11] P.Z. Fan, N. Suehiro, N. Kuroyanagi and X.M. Deng, “Class of binary sequences with zero correlation zone,” IEE Electronic Letters, vol. 36, pp. 777-779, May 1999 [12] R.D. Gaudenzi, C. Elia and R. Viola, “Bandlimited quasi-synchronous CDMA: a novel satellite access technique for mobile and personal communication systems,” IEEE Journal on Selected Areas in Communications, Vol. 10, Issue 2, pp.328 – 343, 1992. [13] X.D. Lin and K.H. Chang, “Optimal PN sequence design for quasi-synchronous CDMA communication systems,” IEEE Trans. Communications, vol. 45, pp. 221-226, 1997 [14] S.R. Park, I. Song, S. Yoon and J. Lee, “A new poly-phase sequence with perfect even and good odd cross correlation function for DS/CDMA systems,” IEEE Trans. Vehi. Tech., vol. 51, No.5, 2002.
  • 11. 162 [15] Hadi Alasti, A. Chini, M.S. El-Tanany and S.A. Mahmoud, “A Discrete Multi-Carrier Multiple Access (MCMA) Technique for Wireless Communications,” in the proceedings of IEEE VTC98, Ottawa, Canada, May 18-21, 1998 [16] T. Seki, M. Itami, H. Ohta and K. Itoh, “A study of OFDM system applying frequency diversity,” in the proceedings of the 11th IEEE International Symposium on Personal, Indoor and Mobile Radio Communications,. PIMRC 2000, Vol. 2, pp.1385–1389, 2000. [17] Hadi Alasti, “A Multi-Carrier Multiple Access Technique for Wireless Communications,” Master Thesis, Isfahan University of Technology, Isfahan, IR, 1998. [18] S. Zhou, G.B. Giannakis, “Frequency-hopped generalized MC-CDMA for multipath and interference suppression,” in Proc. of MILCOM conference, pp.937-942, 2000. [19] M. Morelli, C.-C.J. Kuo and M.-O. Pun, “Synchronization Techniques for Orthogonal Frequency Division Multiple Access (OFDMA): A Tutorial Review,” IEEE Proceedings, vol. 95, Issue 7, pp.1394 – 1427, 2007. Author Hadi Alasti received BEE, MEE and PhD all in Electrical Engineering with focus in communications and signal processing from the University of Tehran, Isfahan University of Technology, and the University of North Carolina at Charlotte, respectively. His research interests are wireless sensor network applications, wireless communications, and signal processing applications. Dr. Alasti has worked a few years in power system communication system area as consultant engineer.