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Chapter 10: XML
Introduction
XML: Extensible Markup Language
Defined by the WWW Consortium (W3C)
Originally intended as a document markup language not a
database language
Documents have tags giving extra information about sections of the
document
E.g. <title> XML </title> <slide> Introduction …</slide>
Derived from SGML (Standard Generalized Markup Language), but
simpler to use than SGML
Extensible, unlike HTML
Users can add new tags, and separately specify how the tag should
be handled for display
Goal was (is?) to replace HTML as the language for publishing
documents on the Web

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XML Introduction (Cont.)
The ability to specify new tags, and to create nested tag structures
made XML a great way to exchange data, not just documents.
Much of the use of XML has been in data exchange applications, not as a
replacement for HTML

Tags make data (relatively) self-documenting
E.g.
<bank>
<account>
<account-number> A-101 </account-number>
<branch-name>
Downtown </branch-name>
<balance>
500
</balance>
</account>
<depositor>
<account-number> A-101 </account-number>
<customer-name> Johnson </customer-name>
</depositor>

</bank>

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XML: Motivation
Data interchange is critical in today’s networked world
Examples:
Banking: funds transfer
Order processing (especially inter-company orders)
Scientific data
– Chemistry: ChemML, …
– Genetics:

BSML (Bio-Sequence Markup Language), …

Paper flow of information between organizations is being replaced by
electronic flow of information

Each application area has its own set of standards for
representing information
XML has become the basis for all new generation data
interchange formats

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XML Motivation (Cont.)
Earlier generation formats were based on plain text with line
headers indicating the meaning of fields
Similar in concept to email headers
Does not allow for nested structures, no standard “type” language
Tied too closely to low level document structure (lines, spaces, etc)

Each XML based standard defines what are valid elements, using
XML type specification languages to specify the syntax
DTD (Document Type Descriptors)
XML Schema
Plus textual descriptions of the semantics

XML allows new tags to be defined as required
However, this may be constrained by DTDs

A wide variety of tools is available for parsing, browsing and
querying XML documents/data

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Structure of XML Data
Tag: label for a section of data
Element: section of data beginning with <tagname> and ending
with matching </tagname>
Elements must be properly nested
Proper nesting
<account> … <balance> …. </balance> </account>
Improper nesting
<account> … <balance> …. </account> </balance>
Formally: every start tag must have a unique matching end tag, that
is in the context of the same parent element.

Every document must have a single top-level element

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Example of Nested Elements
<bank-1>
<customer>
<customer-name> Hayes </customer-name>
<customer-street> Main </customer-street>
<customer-city> Harrison </customer-city>
<account>
<account-number> A-102 </account-number>
<branch-name>
Perryridge </branch-name>
<balance>
400 </balance>
</account>
<account>
…
</account>
</customer>
.
.
</bank-1>
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Motivation for Nesting
Nesting of data is useful in data transfer
Example: elements representing customer-id, customer name, and
address nested within an order element

Nesting is not supported, or discouraged, in relational databases
With multiple orders, customer name and address are stored
redundantly
normalization replaces nested structures in each order by foreign key
into table storing customer name and address information
Nesting is supported in object-relational databases

But nesting is appropriate when transferring data
External application does not have direct access to data referenced
by a foreign key

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Structure of XML Data (Cont.)
Mixture of text with sub-elements is legal in XML.
Example:
<account>
This account is seldom used any more.
<account-number> A-102</account-number>
<branch-name> Perryridge</branch-name>
<balance>400 </balance>
</account>
Useful for document markup, but discouraged for data
representation

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Attributes
Elements can have attributes
<account acct-type = “checking” >

<account-number> A-102 </account-number>
<branch-name> Perryridge </branch-name>
<balance> 400 </balance>
</account>

Attributes are specified by name=value pairs inside the starting
tag of an element
An element may have several attributes, but each attribute name
can only occur once
<account acct-type = “checking” monthly-fee=“5”>

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Attributes Vs. Subelements
Distinction between subelement and attribute
In the context of documents, attributes are part of markup, while
subelement contents are part of the basic document contents
In the context of data representation, the difference is unclear and
may be confusing
Same information can be represented in two ways
– <account account-number = “A-101”> …. </account>
– <account>
<account-number>A-101</account-number> …
</account>
Suggestion: use attributes for identifiers of elements, and use
subelements for contents

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More on XML Syntax
Elements without subelements or text content can be abbreviated
by ending the start tag with a /> and deleting the end tag
<account number=“A-101” branch=“Perryridge” balance=“200 />

To store string data that may contain tags, without the tags being
interpreted as subelements, use CDATA as below
<![CDATA[<account> … </account>]]>
Here, <account> and </account> are treated as just strings

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Namespaces
XML data has to be exchanged between organizations
Same tag name may have different meaning in different
organizations, causing confusion on exchanged documents
Specifying a unique string as an element name avoids confusion
Better solution: use unique-name:element-name
Avoid using long unique names all over document by using XML
Namespaces
<bank Xmlns:FB=‘http://www.FirstBank.com’>
…
<FB:branch>
<FB:branchname>Downtown</FB:branchname>
<FB:branchcity> Brooklyn </FB:branchcity>
</FB:branch>
…

</bank>
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XML Document Schema
Database schemas constrain what information can be stored,
and the data types of stored values
XML documents are not required to have an associated schema
However, schemas are very important for XML data exchange
Otherwise, a site cannot automatically interpret data received from
another site

Two mechanisms for specifying XML schema
Document Type Definition (DTD)
Widely used
XML Schema
Newer, increasing use

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Document Type Definition (DTD)
The type of an XML document can be specified using a DTD
DTD constraints structure of XML data
What elements can occur
What attributes can/must an element have
What subelements can/must occur inside each element, and how
many times.

DTD does not constrain data types
All values represented as strings in XML

DTD syntax
<!ELEMENT element (subelements-specification) >
<!ATTLIST element (attributes) >

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Element Specification in DTD
Subelements can be specified as
names of elements, or
#PCDATA (parsed character data), i.e., character strings
EMPTY (no subelements) or ANY (anything can be a subelement)

Example
<! ELEMENT depositor (customer-name account-number)>
<! ELEMENT customer-name (#PCDATA)>
<! ELEMENT account-number (#PCDATA)>
Subelement specification may have regular expressions
<!ELEMENT bank ( ( account | customer | depositor)+)>
Notation:
– “|” - alternatives
– “+” - 1 or more occurrences
– “*” - 0 or more occurrences

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Bank DTD

<!DOCTYPE bank [
<!ELEMENT bank ( ( account | customer | depositor)+)>
<!ELEMENT account (account-number branch-name balance)>
<! ELEMENT customer(customer-name customer-street
customer-city)>
<! ELEMENT depositor (customer-name account-number)>
<! ELEMENT account-number (#PCDATA)>
<! ELEMENT branch-name (#PCDATA)>
<! ELEMENT balance(#PCDATA)>
<! ELEMENT customer-name(#PCDATA)>
<! ELEMENT customer-street(#PCDATA)>
<! ELEMENT customer-city(#PCDATA)>
]>

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Attribute Specification in DTD
Attribute specification : for each attribute
Name
Type of attribute
CDATA
ID (identifier) or IDREF (ID reference) or IDREFS (multiple IDREFs)
– more on this later
Whether
mandatory (#REQUIRED)
has a default value (value),
or neither (#IMPLIED)

Examples
<!ATTLIST account acct-type CDATA “checking”>
<!ATTLIST customer
customer-id ID
# REQUIRED
accounts
IDREFS # REQUIRED >

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IDs and IDREFs
An element can have at most one attribute of type ID
The ID attribute value of each element in an XML document must
be distinct
Thus the ID attribute value is an object identifier

An attribute of type IDREF must contain the ID value of an
element in the same document
An attribute of type IDREFS contains a set of (0 or more) ID
values. Each ID value must contain the ID value of an element in
the same document

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Bank DTD with Attributes
Bank DTD with ID and IDREF attribute types.
<!DOCTYPE bank-2[
<!ELEMENT account (branch, balance)>
<!ATTLIST account
account-number ID
# REQUIRED
owners
IDREFS # REQUIRED>
<!ELEMENT customer(customer-name, customer-street,
customer-city)>
<!ATTLIST customer
customer-id
ID
# REQUIRED
accounts
IDREFS # REQUIRED>
… declarations for branch, balance, customer-name,
customer-street and customer-city
]>

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XML data with ID and IDREF attributes
<bank-2>
<account account-number=“A-401” owners=“C100 C102”>
<branch-name> Downtown </branch-name>
<balance>
500 </balance>
</account>
<customer customer-id=“C100” accounts=“A-401”>
<customer-name>Joe
</customer-name>
<customer-street> Monroe </customer-street>
<customer-city> Madison</customer-city>
</customer>
<customer customer-id=“C102” accounts=“A-401 A-402”>
<customer-name> Mary </customer-name>
<customer-street> Erin
</customer-street>
<customer-city> Newark </customer-city>
</customer>
</bank-2>

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Limitations of DTDs
No typing of text elements and attributes
All values are strings, no integers, reals, etc.

Difficult to specify unordered sets of subelements
Order is usually irrelevant in databases
(A | B)* allows specification of an unordered set, but
Cannot ensure that each of A and B occurs only once

IDs and IDREFs are untyped
The owners attribute of an account may contain a reference to
another account, which is meaningless
owners attribute should ideally be constrained to refer to
customer elements

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XML Schema
XML Schema is a more sophisticated schema language which
addresses the drawbacks of DTDs. Supports
Typing of values
E.g. integer, string, etc
Also, constraints on min/max values
User defined types
Is itself specified in XML syntax, unlike DTDs
More standard representation, but verbose
Is integrated with namespaces
Many more features
List types, uniqueness and foreign key constraints, inheritance ..

BUT: significantly more complicated than DTDs, not yet widely
used.

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XML Schema Version of Bank DTD
<xsd:schema xmlns:xsd=http://www.w3.org/2001/XMLSchema>
<xsd:element name=“bank” type=“BankType”/>
<xsd:element name=“account”>
<xsd:complexType>
<xsd:sequence>
<xsd:element name=“account-number” type=“xsd:string”/>
<xsd:element name=“branch-name”
type=“xsd:string”/>
<xsd:element name=“balance”
type=“xsd:decimal”/>
</xsd:squence>
</xsd:complexType>
</xsd:element>
….. definitions of customer and depositor ….
<xsd:complexType name=“BankType”>
<xsd:squence>
<xsd:element ref=“account” minOccurs=“0” maxOccurs=“unbounded”/>
<xsd:element ref=“customer” minOccurs=“0” maxOccurs=“unbounded”/>
<xsd:element ref=“depositor” minOccurs=“0” maxOccurs=“unbounded”/>
</xsd:sequence>
</xsd:complexType>
</xsd:schema>
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Querying and Transforming XML
Data
Translation of information from one XML schema to another
Querying on XML data
Above two are closely related, and handled by the same tools
Standard XML querying/translation languages
XPath
Simple language consisting of path expressions
XSLT
Simple language designed for translation from XML to XML and
XML to HTML
XQuery
An XML query language with a rich set of features

Wide variety of other languages have been proposed, and some
served as basis for the Xquery standard
XML-QL, Quilt, XQL, …

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Tree Model of XML Data
Query and transformation languages are based on a tree model of
XML data
An XML document is modeled as a tree, with nodes corresponding
to elements and attributes
Element nodes have children nodes, which can be attributes or
subelements
Text in an element is modeled as a text node child of the element
Children of a node are ordered according to their order in the XML
document
Element and attribute nodes (except for the root node) have a single
parent, which is an element node
The root node has a single child, which is the root element of the
document

We use the terminology of nodes, children, parent, siblings,
ancestor, descendant, etc., which should be interpreted in the
above tree model of XML data.

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XPath
XPath is used to address (select) parts of documents using
path expressions
A path expression is a sequence of steps separated by “/”
Think of file names in a directory hierarchy

Result of path expression: set of values that along with their
containing elements/attributes match the specified path
E.g.
/bank-2/customer/customer-name evaluated on the
bank-2 data we saw earlier returns
<customer-name>Joe</customer-name>
<customer-name>Mary</customer-name>

E.g.
/bank-2/customer/customer-name/text( )
returns the same names, but without the enclosing tags

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XPath (Cont.)
The initial “/” denotes root of the document (above the top-level tag)
Path expressions are evaluated left to right
Each step operates on the set of instances produced by the previous step

Selection predicates may follow any step in a path, in [ ]
E.g.

/bank-2/account[balance > 400]

returns account elements with a balance value greater than 400
/bank-2/account[balance] returns account elements containing a
balance subelement

Attributes are accessed using “@”
E.g. /bank-2/account[balance > 400]/@account-number
returns the account numbers of those accounts with balance > 400
IDREF attributes are not dereferenced automatically (more on this later)

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Functions in XPath
XPath provides several functions
The function count() at the end of a path counts the number of
elements in the set generated by the path
E.g. /bank-2/account[customer/count() > 2]
– Returns accounts with > 2 customers
Also function for testing position (1, 2, ..) of node w.r.t. siblings

Boolean connectives and and or and function not() can be used
in predicates
IDREFs can be referenced using function id()
id() can also be applied to sets of references such as IDREFS and
even to strings containing multiple references separated by blanks
E.g. /bank-2/account/id(@owner)

returns all customers referred to from the owners attribute
of account elements.

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More XPath Features
Operator “|” used to implement union
E.g. /bank-2/account/id(@owner) | /bank-2/loan/id(@borrower)
gives customers with either accounts or loans
However, “|” cannot be nested inside other operators.

“//” can be used to skip multiple levels of nodes
E.g. /bank-2//customer-name
finds any customer-name element anywhere under the /bank-2 element,
regardless of the element in which it is contained.

A step in the path can go to:
parents, siblings, ancestors and descendants
of the nodes generated by the previous step, not just to the children
“//”, described above, is a short from for specifying “all descendants”
“..” specifies the parent.
We omit further details,

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XSLT
A stylesheet stores formatting options for a document, usually
separately from document
E.g. HTML style sheet may specify font colors and sizes for
headings, etc.

The XML Stylesheet Language (XSL) was originally
designed for generating HTML from XML
XSLT is a general-purpose transformation language
Can translate XML to XML, and XML to HTML

XSLT transformations are expressed using rules called
templates
Templates combine selection using XPath with construction of
results

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XSLT Templates
Example of XSLT template with match and select part
<xsl:template match=“/bank-2/customer”>
<xsl:value-of select=“customer-name”/>
</xsl:template>
<xsl:template match=“*”/>
The match attribute of xsl:template specifies a pattern in XPath
Elements in the XML document matching the pattern are processed
by the actions within the xsl:template element
xsl:value-of selects (outputs) specified values (here, customer-name)

For elements that do not match any template
Attributes and text contents are output as is
Templates are recursively applied on subelements

The <xsl:template match=“*”/> template matches all
elements that do not match any other template
Used to ensure that their contents do not get output.

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XSLT Templates (Cont.)
If an element matches several templates, only one is used
Which one depends on a complex priority scheme/user-defined
priorities
We assume only one template matches any element

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Creating XML Output
Any text or tag in the XSL stylesheet that is not in the xsl
namespace is output as is
E.g. to wrap results in new XML elements.
<xsl:template match=“/bank-2/customer”>
<customer>
<xsl:value-of select=“customer-name”/>
</customer>
</xsl;template>
<xsl:template match=“*”/>
Example output:
<customer> Joe </customer>
<customer> Mary </customer>

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Creating XML Output (Cont.)
Note: Cannot directly insert a xsl:value-of tag inside another tag
E.g. cannot create an attribute for <customer> in the previous example
by directly using xsl:value-of
XSLT provides a construct xsl:attribute to handle this situation
xsl:attribute adds attribute to the preceding element
E.g. <customer>
<xsl:attribute name=“customer-id”>
<xsl:value-of select = “customer-id”/>
</xsl:attribute>
</customer>
results in output of the form
<customer customer-id=“….”> ….

xsl:element is used to create output elements with computed
names

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Structural Recursion
Action of a template can be to recursively apply templates to the
contents of a matched element
E.g.
<xsl:template match=“/bank”>
<customers>
<xsl:template apply-templates/>
</customers >
</xsl:template>
<xsl:template match=“/customer”>
<customer>
<xsl:value-of select=“customer-name”/>
</customer>
</xsl:template>
<xsl:template match=“*”/>
Example output:
<customers>
<customer> John </customer>
<customer> Mary </customer>
</customers>
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Joins in XSLT
XSLT keys allow elements to be looked up (indexed) by values of
subelements or attributes
Keys must be declared (with a name) and, the key() function can then
be used for lookup. E.g.

<xsl:key name=“acctno” match=“account”
use=“account-number”/>
<xsl:value-of select=key(“acctno”, “A-101”)
Keys permit (some) joins to be expressed in XSLT
<xsl:key name=“acctno” match=“account” use=“account-number”/>
<xsl:key name=“custno” match=“customer” use=“customer-name”/>
<xsl:template match=“depositor”>
<cust-acct>
<xsl:value-of select=key(“custno”, “customer-name”)/>
<xsl:value-of select=key(“acctno”, “account-number”)/>
</cust-acct>
</xsl:template>
<xsl:template match=“*”/>
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Sorting in XSLT
Using an xsl:sort directive inside a template causes all elements
matching the template to be sorted
Sorting is done before applying other templates

E.g.
<xsl:template match=“/bank”>
<xsl:apply-templates select=“customer”>
<xsl:sort select=“customer-name”/>
</xsl:apply-templates>
</xsl:template>
<xsl:template match=“customer”>
<customer>
<xsl:value-of select=“customer-name”/>
<xsl:value-of select=“customer-street”/>
<xsl:value-of select=“customer-city”/>
</customer>
<xsl:template>
<xsl:template match=“*”/>

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XQuery
XQuery is a general purpose query language for XML data
Currently being standardized by the World Wide Web Consortium (W3C)
The textbook description is based on a March 2001 draft of the standard.
The final version may differ, but major features likely to stay unchanged.

Alpha version of XQuery engine available free from Microsoft
XQuery is derived from the Quilt query language, which itself borrows
from SQL, XQL and XML-QL
XQuery uses a
for … let … where .. result …
syntax
for
 SQL from
where  SQL where
result  SQL select
let allows temporary variables, and has no equivalent in SQL

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FLWR Syntax in XQuery
For clause uses XPath expressions, and variable in for clause
ranges over values in the set returned by XPath
Simple FLWR expression in XQuery
find all accounts with balance > 400, with each result enclosed in
an <account-number> .. </account-number> tag
for
$x in /bank-2/account
let
$acctno := $x/@account-number
where $x/balance > 400
return <account-number> $acctno </account-number>
Let clause not really needed in this query, and selection can be
done In XPath. Query can be written as:
for $x in /bank-2/account[balance>400]
return <account-number> $x/@account-number
</account-number>

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Path Expressions and Functions
Path expressions are used to bind variables in the for clause, but
can also be used in other places
E.g. path expressions can be used in let clause, to bind variables to
results of path expressions

The function distinct( ) can be used to removed duplicates in
path expression results
The function document(name) returns root of named
document
E.g. document(“bank-2.xml”)/bank-2/account

Aggregate functions such as sum( ) and count( ) can be applied
to path expression results
XQuery does not support group by, but the same effect can be
got by nested queries, with nested FLWR expressions within a
result clause
More on nested queries later

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Joins
Joins are specified in a manner very similar to SQL
for $a in /bank/account,
$c in /bank/customer,
$d in /bank/depositor
where $a/account-number = $d/account-number
and $c/customer-name = $d/customer-name
return <cust-acct> $c $a </cust-acct>
The same query can be expressed with the selections specified
as XPath selections:
for $a in /bank/account
$c in /bank/customer
$d in /bank/depositor[
account-number = $a/account-number and
customer-name = $c/customer-name]
return <cust-acct> $c $a</cust-acct>

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Changing Nesting Structure
The following query converts data from the flat structure for bank
information into the nested structure used in bank-1
<bank-1>
for $c in /bank/customer
return
<customer>
$c/*
for $d in /bank/depositor[customer-name = $c/customer-name],
$a in /bank/account[account-number=$d/account-number]
return $a
</customer>
</bank-1>
$c/* denotes all the children of the node to which $c is bound, without the
enclosing top-level tag
Exercise for reader: write a nested query to find sum of account
balances, grouped by branch.

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XQuery Path Expressions
$c/text() gives text content of an element without any
subelements/tags
XQuery path expressions support the “–>” operator for
dereferencing IDREFs
Equivalent to the id( ) function of XPath, but simpler to use
Can be applied to a set of IDREFs to get a set of results
June 2001 version of standard has changed “–>” to “=>”

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Sorting in XQuery
Sortby clause can be used at the end of any expression. E.g. to
return customers sorted by name
for $c in /bank/customer
return <customer> $c/* </customer> sortby(name)
Can sort at multiple levels of nesting (sort by customer-name, and by
account-number within each customer)
<bank-1>
for $c in /bank/customer
return
<customer>
$c/*
for $d in /bank/depositor[customer-name=$c/customername],
$a in /bank/account[account-number=$d/account-number]
return <account> $a/* </account> sortby(account-number)
</customer> sortby(customer-name)
</bank-1>
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Functions and Other XQuery
Features
User defined functions with the type system of XMLSchema
function balances(xsd:string $c) returns list(xsd:numeric) {
for $d in /bank/depositor[customer-name = $c],
$a in /bank/account[account-number=$d/account-number]
return $a/balance
}
Types are optional for function parameters and return values
Universal and existential quantification in where clause predicates
some $e in path satisfies P
every $e in path satisfies P
XQuery also supports If-then-else clauses

Database System Concepts

10.46

©Silberschatz, Korth and Sudarshan
Application Program Interface
There are two standard application program interfaces to XML
data:
SAX (Simple API for XML)
Based on parser model, user provides event handlers for
parsing events
– E.g. start of element, end of element
– Not suitable for database applications
DOM (Document Object Model)
XML data is parsed into a tree representation
Variety of functions provided for traversing the DOM tree
E.g.: Java DOM API provides Node class with methods
getParentNode( ), getFirstChild( ), getNextSibling( )
getAttribute( ), getData( ) (for text node)
getElementsByTagName( ), …
Also provides functions for updating DOM tree
Database System Concepts

10.47

©Silberschatz, Korth and Sudarshan
Storage of XML Data
XML data can be stored in
Non-relational data stores
Flat files
– Natural for storing XML
– But has all problems discussed in Chapter 1 (no concurrency,
no recovery, …)
XML database
– Database built specifically for storing XML data, supporting
DOM model and declarative querying
– Currently no commercial-grade systems

Relational databases
Data must be translated into relational form
Advantage: mature database systems
Disadvantages: overhead of translating data and queries
Database System Concepts

10.48

©Silberschatz, Korth and Sudarshan
Storage of XML in Relational
Databases
Alternatives:
String Representation
Tree Representation
Map to relations

Database System Concepts

10.49

©Silberschatz, Korth and Sudarshan
String Representation
Store each top level element as a string field of a tuple in a
relational database
Use a single relation to store all elements, or
Use a separate relation for each top-level element type
E.g. account, customer, depositor relations
– Each with a string-valued attribute to store the element

Indexing:
Store values of subelements/attributes to be indexed as extra fields
of the relation, and build indices on these fields
E.g. customer-name or account-number
Oracle 9 supports function indices which use the result of a
function as the key value.
The function should return the value of the required
subelement/attribute

Database System Concepts

10.50

©Silberschatz, Korth and Sudarshan
String Representation (Cont.)
Benefits:
Can store any XML data even without DTD
As long as there are many top-level elements in a document, strings
are small compared to full document
Allows fast access to individual elements.

Drawback: Need to parse strings to access values inside the
elements
Parsing is slow.

Database System Concepts

10.51

©Silberschatz, Korth and Sudarshan
Tree Representation
Tree representation: model XML data as tree and store using
relations
nodes(id, type, label, value)
child (child-id, parent-id)
bank (id:1)
customer (id:2)

account (id: 5)

customer-name
(id: 3)

account-number
(id: 7)

Each element/attribute is given a unique identifier
Type indicates element/attribute
Label specifies the tag name of the element/name of attribute
Value is the text value of the element/attribute
The relation child notes the parent-child relationships in the tree
Can add an extra attribute to child to record ordering of children
Database System Concepts

10.52

©Silberschatz, Korth and Sudarshan
Tree Representation (Cont.)
Benefit: Can store any XML data, even without DTD
Drawbacks:
Data is broken up into too many pieces, increasing space overheads
Even simple queries require a large number of joins, which can be
slow

Database System Concepts

10.53

©Silberschatz, Korth and Sudarshan
Mapping XML Data to Relations
Map to relations
If DTD of document is known, can map data to relations
A relation is created for each element type
Elements (of type #PCDATA), and attributes are mapped to
attributes of relations
More details on next slide …

Benefits:
Efficient storage
Can translate XML queries into SQL, execute efficiently, and then
translate SQL results back to XML

Drawbacks: need to know DTD, translation overheads still
present

Database System Concepts

10.54

©Silberschatz, Korth and Sudarshan
Mapping XML Data to Relations
(Cont.)
Relation created for each element type contains
An id attribute to store a unique id for each element
A relation attribute corresponding to each element attribute
A parent-id attribute to keep track of parent element
As in the tree representation
Position information (ith child) can be store too

All subelements that occur only once can become relation
attributes
For text-valued subelements, store the text as attribute value
For complex subelements, can store the id of the subelement

Subelements that can occur multiple times represented in a
separate table
Similar to handling of multivalued attributes when converting ER
diagrams to tables

Database System Concepts

10.55

©Silberschatz, Korth and Sudarshan
Mapping XML Data to Relations
(Cont.)
E.g. For bank-1 DTD with account elements nested within customer
elements, create relations
customer(id, parent-id, customer-name, customer-stret, customer-city)
parent-id can be dropped here since parent is the sole root element
All other attributes were subelements of type #PCDATA, and occur
only once
account (id, parent-id, account-number, branch-name, balance)
parent-id keeps track of which customer an account occurs under
Same account may be represented many times with different parents

Database System Concepts

10.56

©Silberschatz, Korth and Sudarshan

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Ch10

  • 2. Introduction XML: Extensible Markup Language Defined by the WWW Consortium (W3C) Originally intended as a document markup language not a database language Documents have tags giving extra information about sections of the document E.g. <title> XML </title> <slide> Introduction …</slide> Derived from SGML (Standard Generalized Markup Language), but simpler to use than SGML Extensible, unlike HTML Users can add new tags, and separately specify how the tag should be handled for display Goal was (is?) to replace HTML as the language for publishing documents on the Web Database System Concepts 10.2 ©Silberschatz, Korth and Sudarshan
  • 3. XML Introduction (Cont.) The ability to specify new tags, and to create nested tag structures made XML a great way to exchange data, not just documents. Much of the use of XML has been in data exchange applications, not as a replacement for HTML Tags make data (relatively) self-documenting E.g. <bank> <account> <account-number> A-101 </account-number> <branch-name> Downtown </branch-name> <balance> 500 </balance> </account> <depositor> <account-number> A-101 </account-number> <customer-name> Johnson </customer-name> </depositor> </bank> Database System Concepts 10.3 ©Silberschatz, Korth and Sudarshan
  • 4. XML: Motivation Data interchange is critical in today’s networked world Examples: Banking: funds transfer Order processing (especially inter-company orders) Scientific data – Chemistry: ChemML, … – Genetics: BSML (Bio-Sequence Markup Language), … Paper flow of information between organizations is being replaced by electronic flow of information Each application area has its own set of standards for representing information XML has become the basis for all new generation data interchange formats Database System Concepts 10.4 ©Silberschatz, Korth and Sudarshan
  • 5. XML Motivation (Cont.) Earlier generation formats were based on plain text with line headers indicating the meaning of fields Similar in concept to email headers Does not allow for nested structures, no standard “type” language Tied too closely to low level document structure (lines, spaces, etc) Each XML based standard defines what are valid elements, using XML type specification languages to specify the syntax DTD (Document Type Descriptors) XML Schema Plus textual descriptions of the semantics XML allows new tags to be defined as required However, this may be constrained by DTDs A wide variety of tools is available for parsing, browsing and querying XML documents/data Database System Concepts 10.5 ©Silberschatz, Korth and Sudarshan
  • 6. Structure of XML Data Tag: label for a section of data Element: section of data beginning with <tagname> and ending with matching </tagname> Elements must be properly nested Proper nesting <account> … <balance> …. </balance> </account> Improper nesting <account> … <balance> …. </account> </balance> Formally: every start tag must have a unique matching end tag, that is in the context of the same parent element. Every document must have a single top-level element Database System Concepts 10.6 ©Silberschatz, Korth and Sudarshan
  • 7. Example of Nested Elements <bank-1> <customer> <customer-name> Hayes </customer-name> <customer-street> Main </customer-street> <customer-city> Harrison </customer-city> <account> <account-number> A-102 </account-number> <branch-name> Perryridge </branch-name> <balance> 400 </balance> </account> <account> … </account> </customer> . . </bank-1> Database System Concepts 10.7 ©Silberschatz, Korth and Sudarshan
  • 8. Motivation for Nesting Nesting of data is useful in data transfer Example: elements representing customer-id, customer name, and address nested within an order element Nesting is not supported, or discouraged, in relational databases With multiple orders, customer name and address are stored redundantly normalization replaces nested structures in each order by foreign key into table storing customer name and address information Nesting is supported in object-relational databases But nesting is appropriate when transferring data External application does not have direct access to data referenced by a foreign key Database System Concepts 10.8 ©Silberschatz, Korth and Sudarshan
  • 9. Structure of XML Data (Cont.) Mixture of text with sub-elements is legal in XML. Example: <account> This account is seldom used any more. <account-number> A-102</account-number> <branch-name> Perryridge</branch-name> <balance>400 </balance> </account> Useful for document markup, but discouraged for data representation Database System Concepts 10.9 ©Silberschatz, Korth and Sudarshan
  • 10. Attributes Elements can have attributes <account acct-type = “checking” > <account-number> A-102 </account-number> <branch-name> Perryridge </branch-name> <balance> 400 </balance> </account> Attributes are specified by name=value pairs inside the starting tag of an element An element may have several attributes, but each attribute name can only occur once <account acct-type = “checking” monthly-fee=“5”> Database System Concepts 10.10 ©Silberschatz, Korth and Sudarshan
  • 11. Attributes Vs. Subelements Distinction between subelement and attribute In the context of documents, attributes are part of markup, while subelement contents are part of the basic document contents In the context of data representation, the difference is unclear and may be confusing Same information can be represented in two ways – <account account-number = “A-101”> …. </account> – <account> <account-number>A-101</account-number> … </account> Suggestion: use attributes for identifiers of elements, and use subelements for contents Database System Concepts 10.11 ©Silberschatz, Korth and Sudarshan
  • 12. More on XML Syntax Elements without subelements or text content can be abbreviated by ending the start tag with a /> and deleting the end tag <account number=“A-101” branch=“Perryridge” balance=“200 /> To store string data that may contain tags, without the tags being interpreted as subelements, use CDATA as below <![CDATA[<account> … </account>]]> Here, <account> and </account> are treated as just strings Database System Concepts 10.12 ©Silberschatz, Korth and Sudarshan
  • 13. Namespaces XML data has to be exchanged between organizations Same tag name may have different meaning in different organizations, causing confusion on exchanged documents Specifying a unique string as an element name avoids confusion Better solution: use unique-name:element-name Avoid using long unique names all over document by using XML Namespaces <bank Xmlns:FB=‘http://www.FirstBank.com’> … <FB:branch> <FB:branchname>Downtown</FB:branchname> <FB:branchcity> Brooklyn </FB:branchcity> </FB:branch> … </bank> Database System Concepts 10.13 ©Silberschatz, Korth and Sudarshan
  • 14. XML Document Schema Database schemas constrain what information can be stored, and the data types of stored values XML documents are not required to have an associated schema However, schemas are very important for XML data exchange Otherwise, a site cannot automatically interpret data received from another site Two mechanisms for specifying XML schema Document Type Definition (DTD) Widely used XML Schema Newer, increasing use Database System Concepts 10.14 ©Silberschatz, Korth and Sudarshan
  • 15. Document Type Definition (DTD) The type of an XML document can be specified using a DTD DTD constraints structure of XML data What elements can occur What attributes can/must an element have What subelements can/must occur inside each element, and how many times. DTD does not constrain data types All values represented as strings in XML DTD syntax <!ELEMENT element (subelements-specification) > <!ATTLIST element (attributes) > Database System Concepts 10.15 ©Silberschatz, Korth and Sudarshan
  • 16. Element Specification in DTD Subelements can be specified as names of elements, or #PCDATA (parsed character data), i.e., character strings EMPTY (no subelements) or ANY (anything can be a subelement) Example <! ELEMENT depositor (customer-name account-number)> <! ELEMENT customer-name (#PCDATA)> <! ELEMENT account-number (#PCDATA)> Subelement specification may have regular expressions <!ELEMENT bank ( ( account | customer | depositor)+)> Notation: – “|” - alternatives – “+” - 1 or more occurrences – “*” - 0 or more occurrences Database System Concepts 10.16 ©Silberschatz, Korth and Sudarshan
  • 17. Bank DTD <!DOCTYPE bank [ <!ELEMENT bank ( ( account | customer | depositor)+)> <!ELEMENT account (account-number branch-name balance)> <! ELEMENT customer(customer-name customer-street customer-city)> <! ELEMENT depositor (customer-name account-number)> <! ELEMENT account-number (#PCDATA)> <! ELEMENT branch-name (#PCDATA)> <! ELEMENT balance(#PCDATA)> <! ELEMENT customer-name(#PCDATA)> <! ELEMENT customer-street(#PCDATA)> <! ELEMENT customer-city(#PCDATA)> ]> Database System Concepts 10.17 ©Silberschatz, Korth and Sudarshan
  • 18. Attribute Specification in DTD Attribute specification : for each attribute Name Type of attribute CDATA ID (identifier) or IDREF (ID reference) or IDREFS (multiple IDREFs) – more on this later Whether mandatory (#REQUIRED) has a default value (value), or neither (#IMPLIED) Examples <!ATTLIST account acct-type CDATA “checking”> <!ATTLIST customer customer-id ID # REQUIRED accounts IDREFS # REQUIRED > Database System Concepts 10.18 ©Silberschatz, Korth and Sudarshan
  • 19. IDs and IDREFs An element can have at most one attribute of type ID The ID attribute value of each element in an XML document must be distinct Thus the ID attribute value is an object identifier An attribute of type IDREF must contain the ID value of an element in the same document An attribute of type IDREFS contains a set of (0 or more) ID values. Each ID value must contain the ID value of an element in the same document Database System Concepts 10.19 ©Silberschatz, Korth and Sudarshan
  • 20. Bank DTD with Attributes Bank DTD with ID and IDREF attribute types. <!DOCTYPE bank-2[ <!ELEMENT account (branch, balance)> <!ATTLIST account account-number ID # REQUIRED owners IDREFS # REQUIRED> <!ELEMENT customer(customer-name, customer-street, customer-city)> <!ATTLIST customer customer-id ID # REQUIRED accounts IDREFS # REQUIRED> … declarations for branch, balance, customer-name, customer-street and customer-city ]> Database System Concepts 10.20 ©Silberschatz, Korth and Sudarshan
  • 21. XML data with ID and IDREF attributes <bank-2> <account account-number=“A-401” owners=“C100 C102”> <branch-name> Downtown </branch-name> <balance> 500 </balance> </account> <customer customer-id=“C100” accounts=“A-401”> <customer-name>Joe </customer-name> <customer-street> Monroe </customer-street> <customer-city> Madison</customer-city> </customer> <customer customer-id=“C102” accounts=“A-401 A-402”> <customer-name> Mary </customer-name> <customer-street> Erin </customer-street> <customer-city> Newark </customer-city> </customer> </bank-2> Database System Concepts 10.21 ©Silberschatz, Korth and Sudarshan
  • 22. Limitations of DTDs No typing of text elements and attributes All values are strings, no integers, reals, etc. Difficult to specify unordered sets of subelements Order is usually irrelevant in databases (A | B)* allows specification of an unordered set, but Cannot ensure that each of A and B occurs only once IDs and IDREFs are untyped The owners attribute of an account may contain a reference to another account, which is meaningless owners attribute should ideally be constrained to refer to customer elements Database System Concepts 10.22 ©Silberschatz, Korth and Sudarshan
  • 23. XML Schema XML Schema is a more sophisticated schema language which addresses the drawbacks of DTDs. Supports Typing of values E.g. integer, string, etc Also, constraints on min/max values User defined types Is itself specified in XML syntax, unlike DTDs More standard representation, but verbose Is integrated with namespaces Many more features List types, uniqueness and foreign key constraints, inheritance .. BUT: significantly more complicated than DTDs, not yet widely used. Database System Concepts 10.23 ©Silberschatz, Korth and Sudarshan
  • 24. XML Schema Version of Bank DTD <xsd:schema xmlns:xsd=http://www.w3.org/2001/XMLSchema> <xsd:element name=“bank” type=“BankType”/> <xsd:element name=“account”> <xsd:complexType> <xsd:sequence> <xsd:element name=“account-number” type=“xsd:string”/> <xsd:element name=“branch-name” type=“xsd:string”/> <xsd:element name=“balance” type=“xsd:decimal”/> </xsd:squence> </xsd:complexType> </xsd:element> ….. definitions of customer and depositor …. <xsd:complexType name=“BankType”> <xsd:squence> <xsd:element ref=“account” minOccurs=“0” maxOccurs=“unbounded”/> <xsd:element ref=“customer” minOccurs=“0” maxOccurs=“unbounded”/> <xsd:element ref=“depositor” minOccurs=“0” maxOccurs=“unbounded”/> </xsd:sequence> </xsd:complexType> </xsd:schema> Database System Concepts 10.24 ©Silberschatz, Korth and Sudarshan
  • 25. Querying and Transforming XML Data Translation of information from one XML schema to another Querying on XML data Above two are closely related, and handled by the same tools Standard XML querying/translation languages XPath Simple language consisting of path expressions XSLT Simple language designed for translation from XML to XML and XML to HTML XQuery An XML query language with a rich set of features Wide variety of other languages have been proposed, and some served as basis for the Xquery standard XML-QL, Quilt, XQL, … Database System Concepts 10.25 ©Silberschatz, Korth and Sudarshan
  • 26. Tree Model of XML Data Query and transformation languages are based on a tree model of XML data An XML document is modeled as a tree, with nodes corresponding to elements and attributes Element nodes have children nodes, which can be attributes or subelements Text in an element is modeled as a text node child of the element Children of a node are ordered according to their order in the XML document Element and attribute nodes (except for the root node) have a single parent, which is an element node The root node has a single child, which is the root element of the document We use the terminology of nodes, children, parent, siblings, ancestor, descendant, etc., which should be interpreted in the above tree model of XML data. Database System Concepts 10.26 ©Silberschatz, Korth and Sudarshan
  • 27. XPath XPath is used to address (select) parts of documents using path expressions A path expression is a sequence of steps separated by “/” Think of file names in a directory hierarchy Result of path expression: set of values that along with their containing elements/attributes match the specified path E.g. /bank-2/customer/customer-name evaluated on the bank-2 data we saw earlier returns <customer-name>Joe</customer-name> <customer-name>Mary</customer-name> E.g. /bank-2/customer/customer-name/text( ) returns the same names, but without the enclosing tags Database System Concepts 10.27 ©Silberschatz, Korth and Sudarshan
  • 28. XPath (Cont.) The initial “/” denotes root of the document (above the top-level tag) Path expressions are evaluated left to right Each step operates on the set of instances produced by the previous step Selection predicates may follow any step in a path, in [ ] E.g. /bank-2/account[balance > 400] returns account elements with a balance value greater than 400 /bank-2/account[balance] returns account elements containing a balance subelement Attributes are accessed using “@” E.g. /bank-2/account[balance > 400]/@account-number returns the account numbers of those accounts with balance > 400 IDREF attributes are not dereferenced automatically (more on this later) Database System Concepts 10.28 ©Silberschatz, Korth and Sudarshan
  • 29. Functions in XPath XPath provides several functions The function count() at the end of a path counts the number of elements in the set generated by the path E.g. /bank-2/account[customer/count() > 2] – Returns accounts with > 2 customers Also function for testing position (1, 2, ..) of node w.r.t. siblings Boolean connectives and and or and function not() can be used in predicates IDREFs can be referenced using function id() id() can also be applied to sets of references such as IDREFS and even to strings containing multiple references separated by blanks E.g. /bank-2/account/id(@owner) returns all customers referred to from the owners attribute of account elements. Database System Concepts 10.29 ©Silberschatz, Korth and Sudarshan
  • 30. More XPath Features Operator “|” used to implement union E.g. /bank-2/account/id(@owner) | /bank-2/loan/id(@borrower) gives customers with either accounts or loans However, “|” cannot be nested inside other operators. “//” can be used to skip multiple levels of nodes E.g. /bank-2//customer-name finds any customer-name element anywhere under the /bank-2 element, regardless of the element in which it is contained. A step in the path can go to: parents, siblings, ancestors and descendants of the nodes generated by the previous step, not just to the children “//”, described above, is a short from for specifying “all descendants” “..” specifies the parent. We omit further details, Database System Concepts 10.30 ©Silberschatz, Korth and Sudarshan
  • 31. XSLT A stylesheet stores formatting options for a document, usually separately from document E.g. HTML style sheet may specify font colors and sizes for headings, etc. The XML Stylesheet Language (XSL) was originally designed for generating HTML from XML XSLT is a general-purpose transformation language Can translate XML to XML, and XML to HTML XSLT transformations are expressed using rules called templates Templates combine selection using XPath with construction of results Database System Concepts 10.31 ©Silberschatz, Korth and Sudarshan
  • 32. XSLT Templates Example of XSLT template with match and select part <xsl:template match=“/bank-2/customer”> <xsl:value-of select=“customer-name”/> </xsl:template> <xsl:template match=“*”/> The match attribute of xsl:template specifies a pattern in XPath Elements in the XML document matching the pattern are processed by the actions within the xsl:template element xsl:value-of selects (outputs) specified values (here, customer-name) For elements that do not match any template Attributes and text contents are output as is Templates are recursively applied on subelements The <xsl:template match=“*”/> template matches all elements that do not match any other template Used to ensure that their contents do not get output. Database System Concepts 10.32 ©Silberschatz, Korth and Sudarshan
  • 33. XSLT Templates (Cont.) If an element matches several templates, only one is used Which one depends on a complex priority scheme/user-defined priorities We assume only one template matches any element Database System Concepts 10.33 ©Silberschatz, Korth and Sudarshan
  • 34. Creating XML Output Any text or tag in the XSL stylesheet that is not in the xsl namespace is output as is E.g. to wrap results in new XML elements. <xsl:template match=“/bank-2/customer”> <customer> <xsl:value-of select=“customer-name”/> </customer> </xsl;template> <xsl:template match=“*”/> Example output: <customer> Joe </customer> <customer> Mary </customer> Database System Concepts 10.34 ©Silberschatz, Korth and Sudarshan
  • 35. Creating XML Output (Cont.) Note: Cannot directly insert a xsl:value-of tag inside another tag E.g. cannot create an attribute for <customer> in the previous example by directly using xsl:value-of XSLT provides a construct xsl:attribute to handle this situation xsl:attribute adds attribute to the preceding element E.g. <customer> <xsl:attribute name=“customer-id”> <xsl:value-of select = “customer-id”/> </xsl:attribute> </customer> results in output of the form <customer customer-id=“….”> …. xsl:element is used to create output elements with computed names Database System Concepts 10.35 ©Silberschatz, Korth and Sudarshan
  • 36. Structural Recursion Action of a template can be to recursively apply templates to the contents of a matched element E.g. <xsl:template match=“/bank”> <customers> <xsl:template apply-templates/> </customers > </xsl:template> <xsl:template match=“/customer”> <customer> <xsl:value-of select=“customer-name”/> </customer> </xsl:template> <xsl:template match=“*”/> Example output: <customers> <customer> John </customer> <customer> Mary </customer> </customers> Database System Concepts 10.36 ©Silberschatz, Korth and Sudarshan
  • 37. Joins in XSLT XSLT keys allow elements to be looked up (indexed) by values of subelements or attributes Keys must be declared (with a name) and, the key() function can then be used for lookup. E.g. <xsl:key name=“acctno” match=“account” use=“account-number”/> <xsl:value-of select=key(“acctno”, “A-101”) Keys permit (some) joins to be expressed in XSLT <xsl:key name=“acctno” match=“account” use=“account-number”/> <xsl:key name=“custno” match=“customer” use=“customer-name”/> <xsl:template match=“depositor”> <cust-acct> <xsl:value-of select=key(“custno”, “customer-name”)/> <xsl:value-of select=key(“acctno”, “account-number”)/> </cust-acct> </xsl:template> <xsl:template match=“*”/> Database System Concepts 10.37 ©Silberschatz, Korth and Sudarshan
  • 38. Sorting in XSLT Using an xsl:sort directive inside a template causes all elements matching the template to be sorted Sorting is done before applying other templates E.g. <xsl:template match=“/bank”> <xsl:apply-templates select=“customer”> <xsl:sort select=“customer-name”/> </xsl:apply-templates> </xsl:template> <xsl:template match=“customer”> <customer> <xsl:value-of select=“customer-name”/> <xsl:value-of select=“customer-street”/> <xsl:value-of select=“customer-city”/> </customer> <xsl:template> <xsl:template match=“*”/> Database System Concepts 10.38 ©Silberschatz, Korth and Sudarshan
  • 39. XQuery XQuery is a general purpose query language for XML data Currently being standardized by the World Wide Web Consortium (W3C) The textbook description is based on a March 2001 draft of the standard. The final version may differ, but major features likely to stay unchanged. Alpha version of XQuery engine available free from Microsoft XQuery is derived from the Quilt query language, which itself borrows from SQL, XQL and XML-QL XQuery uses a for … let … where .. result … syntax for  SQL from where  SQL where result  SQL select let allows temporary variables, and has no equivalent in SQL Database System Concepts 10.39 ©Silberschatz, Korth and Sudarshan
  • 40. FLWR Syntax in XQuery For clause uses XPath expressions, and variable in for clause ranges over values in the set returned by XPath Simple FLWR expression in XQuery find all accounts with balance > 400, with each result enclosed in an <account-number> .. </account-number> tag for $x in /bank-2/account let $acctno := $x/@account-number where $x/balance > 400 return <account-number> $acctno </account-number> Let clause not really needed in this query, and selection can be done In XPath. Query can be written as: for $x in /bank-2/account[balance>400] return <account-number> $x/@account-number </account-number> Database System Concepts 10.40 ©Silberschatz, Korth and Sudarshan
  • 41. Path Expressions and Functions Path expressions are used to bind variables in the for clause, but can also be used in other places E.g. path expressions can be used in let clause, to bind variables to results of path expressions The function distinct( ) can be used to removed duplicates in path expression results The function document(name) returns root of named document E.g. document(“bank-2.xml”)/bank-2/account Aggregate functions such as sum( ) and count( ) can be applied to path expression results XQuery does not support group by, but the same effect can be got by nested queries, with nested FLWR expressions within a result clause More on nested queries later Database System Concepts 10.41 ©Silberschatz, Korth and Sudarshan
  • 42. Joins Joins are specified in a manner very similar to SQL for $a in /bank/account, $c in /bank/customer, $d in /bank/depositor where $a/account-number = $d/account-number and $c/customer-name = $d/customer-name return <cust-acct> $c $a </cust-acct> The same query can be expressed with the selections specified as XPath selections: for $a in /bank/account $c in /bank/customer $d in /bank/depositor[ account-number = $a/account-number and customer-name = $c/customer-name] return <cust-acct> $c $a</cust-acct> Database System Concepts 10.42 ©Silberschatz, Korth and Sudarshan
  • 43. Changing Nesting Structure The following query converts data from the flat structure for bank information into the nested structure used in bank-1 <bank-1> for $c in /bank/customer return <customer> $c/* for $d in /bank/depositor[customer-name = $c/customer-name], $a in /bank/account[account-number=$d/account-number] return $a </customer> </bank-1> $c/* denotes all the children of the node to which $c is bound, without the enclosing top-level tag Exercise for reader: write a nested query to find sum of account balances, grouped by branch. Database System Concepts 10.43 ©Silberschatz, Korth and Sudarshan
  • 44. XQuery Path Expressions $c/text() gives text content of an element without any subelements/tags XQuery path expressions support the “–>” operator for dereferencing IDREFs Equivalent to the id( ) function of XPath, but simpler to use Can be applied to a set of IDREFs to get a set of results June 2001 version of standard has changed “–>” to “=>” Database System Concepts 10.44 ©Silberschatz, Korth and Sudarshan
  • 45. Sorting in XQuery Sortby clause can be used at the end of any expression. E.g. to return customers sorted by name for $c in /bank/customer return <customer> $c/* </customer> sortby(name) Can sort at multiple levels of nesting (sort by customer-name, and by account-number within each customer) <bank-1> for $c in /bank/customer return <customer> $c/* for $d in /bank/depositor[customer-name=$c/customername], $a in /bank/account[account-number=$d/account-number] return <account> $a/* </account> sortby(account-number) </customer> sortby(customer-name) </bank-1> Database System Concepts 10.45 ©Silberschatz, Korth and Sudarshan
  • 46. Functions and Other XQuery Features User defined functions with the type system of XMLSchema function balances(xsd:string $c) returns list(xsd:numeric) { for $d in /bank/depositor[customer-name = $c], $a in /bank/account[account-number=$d/account-number] return $a/balance } Types are optional for function parameters and return values Universal and existential quantification in where clause predicates some $e in path satisfies P every $e in path satisfies P XQuery also supports If-then-else clauses Database System Concepts 10.46 ©Silberschatz, Korth and Sudarshan
  • 47. Application Program Interface There are two standard application program interfaces to XML data: SAX (Simple API for XML) Based on parser model, user provides event handlers for parsing events – E.g. start of element, end of element – Not suitable for database applications DOM (Document Object Model) XML data is parsed into a tree representation Variety of functions provided for traversing the DOM tree E.g.: Java DOM API provides Node class with methods getParentNode( ), getFirstChild( ), getNextSibling( ) getAttribute( ), getData( ) (for text node) getElementsByTagName( ), … Also provides functions for updating DOM tree Database System Concepts 10.47 ©Silberschatz, Korth and Sudarshan
  • 48. Storage of XML Data XML data can be stored in Non-relational data stores Flat files – Natural for storing XML – But has all problems discussed in Chapter 1 (no concurrency, no recovery, …) XML database – Database built specifically for storing XML data, supporting DOM model and declarative querying – Currently no commercial-grade systems Relational databases Data must be translated into relational form Advantage: mature database systems Disadvantages: overhead of translating data and queries Database System Concepts 10.48 ©Silberschatz, Korth and Sudarshan
  • 49. Storage of XML in Relational Databases Alternatives: String Representation Tree Representation Map to relations Database System Concepts 10.49 ©Silberschatz, Korth and Sudarshan
  • 50. String Representation Store each top level element as a string field of a tuple in a relational database Use a single relation to store all elements, or Use a separate relation for each top-level element type E.g. account, customer, depositor relations – Each with a string-valued attribute to store the element Indexing: Store values of subelements/attributes to be indexed as extra fields of the relation, and build indices on these fields E.g. customer-name or account-number Oracle 9 supports function indices which use the result of a function as the key value. The function should return the value of the required subelement/attribute Database System Concepts 10.50 ©Silberschatz, Korth and Sudarshan
  • 51. String Representation (Cont.) Benefits: Can store any XML data even without DTD As long as there are many top-level elements in a document, strings are small compared to full document Allows fast access to individual elements. Drawback: Need to parse strings to access values inside the elements Parsing is slow. Database System Concepts 10.51 ©Silberschatz, Korth and Sudarshan
  • 52. Tree Representation Tree representation: model XML data as tree and store using relations nodes(id, type, label, value) child (child-id, parent-id) bank (id:1) customer (id:2) account (id: 5) customer-name (id: 3) account-number (id: 7) Each element/attribute is given a unique identifier Type indicates element/attribute Label specifies the tag name of the element/name of attribute Value is the text value of the element/attribute The relation child notes the parent-child relationships in the tree Can add an extra attribute to child to record ordering of children Database System Concepts 10.52 ©Silberschatz, Korth and Sudarshan
  • 53. Tree Representation (Cont.) Benefit: Can store any XML data, even without DTD Drawbacks: Data is broken up into too many pieces, increasing space overheads Even simple queries require a large number of joins, which can be slow Database System Concepts 10.53 ©Silberschatz, Korth and Sudarshan
  • 54. Mapping XML Data to Relations Map to relations If DTD of document is known, can map data to relations A relation is created for each element type Elements (of type #PCDATA), and attributes are mapped to attributes of relations More details on next slide … Benefits: Efficient storage Can translate XML queries into SQL, execute efficiently, and then translate SQL results back to XML Drawbacks: need to know DTD, translation overheads still present Database System Concepts 10.54 ©Silberschatz, Korth and Sudarshan
  • 55. Mapping XML Data to Relations (Cont.) Relation created for each element type contains An id attribute to store a unique id for each element A relation attribute corresponding to each element attribute A parent-id attribute to keep track of parent element As in the tree representation Position information (ith child) can be store too All subelements that occur only once can become relation attributes For text-valued subelements, store the text as attribute value For complex subelements, can store the id of the subelement Subelements that can occur multiple times represented in a separate table Similar to handling of multivalued attributes when converting ER diagrams to tables Database System Concepts 10.55 ©Silberschatz, Korth and Sudarshan
  • 56. Mapping XML Data to Relations (Cont.) E.g. For bank-1 DTD with account elements nested within customer elements, create relations customer(id, parent-id, customer-name, customer-stret, customer-city) parent-id can be dropped here since parent is the sole root element All other attributes were subelements of type #PCDATA, and occur only once account (id, parent-id, account-number, branch-name, balance) parent-id keeps track of which customer an account occurs under Same account may be represented many times with different parents Database System Concepts 10.56 ©Silberschatz, Korth and Sudarshan