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1
XML
XML
2
XML
XML
Structure of XML Data
XML Document Schema
Querying and Transformation
Application Program Interfaces to XML
Storage of XML Data
XML Applications
3
XML
XML
XML: Extensible Markup Language
Defined by the WWW Consortium (W3C)
Derived from SGML (Standard Generalized Markup Language), but simpler
to use than SGML
Documents have tags giving extra information about sections of the
document
E.g. <title> XML </title> <slide> Introduction …</slide>
Extensible, unlike HTML
Users can add new tags, and separately specify how the tag should be
handled for display
4
XML
XML
The ability to specify new tags, and to create nested tag structures make
XML a great way to exchange data, not just documents.
Much of the use of XML has been in data exchange applications, not as a
replacement for HTML
Tags make data (relatively) self-documenting
E.g.
<bank>
<account>
<account_number> A-101 </account_number>
<branch_name> Downtown </branch_name>
<balance> 500 </balance>
</account>
<depositor>
<account_number> A-101 </account_number>
<customer_name> Johnson </customer_name>
</depositor>
</bank>
5
XML: Motivation
XML: Motivation
Data interchange is critical in today’s networked world
Examples:
 Banking: funds transfer
 Order processing (especially inter-company orders)
 Scientific data
– Chemistry: ChemML, …
– Genetics: BSML (Bio-Sequence Markup Language), …
Paper flow of information between organizations is being replaced by
electronic flow of information
Each application area has its own set of standards for representing
information
XML has become the basis for all new generation data interchange
formats
6
XML Motivation (Cont.)
XML Motivation (Cont.)
Earlier generation formats were based on plain text with line headers
indicating the meaning of fields
Similar in concept to email headers
Does not allow for nested structures, no standard “type” language
Tied too closely to low level document structure (lines, spaces, etc)
Each XML based standard defines what are valid elements, using
XML type specification languages to specify the syntax
 DTD (Document Type Descriptors)
 XML Schema
Plus textual descriptions of the semantics
XML allows new tags to be defined as required
However, this may be constrained by DTDs
A wide variety of tools is available for parsing, browsing and querying XML
documents/data
7
Comparison with Relational Data
Comparison with Relational Data
Inefficient: tags, which in effect represent schema information, are
repeated
Better than relational tuples as a data-exchange format
Unlike relational tuples, XML data is self-documenting due to
presence of tags
Non-rigid format: tags can be added
Allows nested structures
Wide acceptance, not only in database systems, but also in
browsers, tools, and applications
8
Structure of XML Data
Structure of XML Data
Tag: label for a section of data
Element: section of data beginning with <tagname> and ending with
matching </tagname>
Elements must be properly nested
Proper nesting
 <account> … <balance> …. </balance> </account>
Improper nesting
 <account> … <balance> …. </account> </balance>
Formally: every start tag must have a unique matching end tag,
that is in the context of the same parent element.
Every document must have a single top-level element
9
Example of Nested Elements
Example of Nested Elements
<bank-1>
<customer>
<customer_name> Hayes </customer_name>
<customer_street> Main </customer_street>
<customer_city> Harrison </customer_city>
<account>
<account_number> A-102 </account_number>
<branch_name> Perryridge </branch_name>
<balance> 400 </balance>
</account>
<account>
…
</account>
</customer>
.
.
</bank-1>
10
Motivation for Nesting
Motivation for Nesting
Nesting of data is useful in data transfer
Example: elements representing customer_id, customer_name, and
address nested within an order element
Nesting is not supported, or discouraged, in relational databases
With multiple orders, customer name and address are stored
redundantly
normalization replaces nested structures in each order by foreign key
into table storing customer name and address information
Nesting is supported in object-relational databases
But nesting is appropriate when transferring data
External application does not have direct access to data referenced
by a foreign key
11
Structure of XML Data
Structure of XML Data
Mixture of text with sub-elements is legal in XML.
Example:
<account>
This account is seldom used any more.
<account_number> A-102</account_number>
<branch_name> Perryridge</branch_name>
<balance>400 </balance>
</account>
Useful for document markup, but discouraged for data
representation
12
Attributes
Attributes
Elements can have attributes
<account acct-type = “checking” >
<account_number> A-102 </account_number>
<branch_name> Perryridge </branch_name>
<balance> 400 </balance>
</account>
Attributes are specified by name=value pairs inside the starting tag of an
element
An element may have several attributes, but each attribute name can
only occur once
<account acct-type = “checking” monthly-fee=“5”>
13
Attributes vs. Subelements
Attributes vs. Subelements
Distinction between subelement and attribute
In the context of documents, attributes are part of markup, while
subelement contents are part of the basic document contents
In the context of data representation, the difference is unclear and
may be confusing
 Same information can be represented in two ways
– <account account_number = “A-101”> …. </account>
– <account>
<account_number>A-101</account_number> …
</account>
Suggestion: use attributes for identifiers of elements, and use
subelements for contents
14
Namespaces
Namespaces
XML data has to be exchanged between organizations
Same tag name may have different meaning in different organizations,
causing confusion on exchanged documents
Specifying a unique string as an element name avoids confusion
Better solution: use unique-name:element-name
Avoid using long unique names all over document by using XML
Namespaces
<bank Xmlns:FB=‘http://www.FirstBank.com’>
…
<FB:branch>
<FB:branchname>Downtown</FB:branchname>
<FB:branchcity> Brooklyn </FB:branchcity>
</FB:branch>
…
</bank>
15
More on XML Syntax
More on XML Syntax
Elements without subelements or text content can be abbreviated by
ending the start tag with a /> and deleting the end tag
<account number=“A-101” branch=“Perryridge” balance=“200 />
To store string data that may contain tags, without the tags being
interpreted as subelements, use CDATA as below
<![CDATA[<account> … </account>]]>
Here, <account> and </account> are treated as just strings
CDATA stands for “character data”
16
XML Document Schema
XML Document Schema
Database schemas constrain what information can be stored, and the
data types of stored values
XML documents are not required to have an associated schema
However, schemas are very important for XML data exchange
Otherwise, a site cannot automatically interpret data received from
another site
Two mechanisms for specifying XML schema
Document Type Definition (DTD)
 Widely used
XML Schema
 Newer, increasing use
17
Document Type Definition (DTD)
Document Type Definition (DTD)
The type of an XML document can be specified using a DTD
DTD constraints structure of XML data
What elements can occur
What attributes can/must an element have
What subelements can/must occur inside each element, and how
many times.
DTD does not constrain data types
All values represented as strings in XML
DTD syntax
<!ELEMENT element (subelements-specification) >
<!ATTLIST element (attributes) >
18
Element Specification in DTD
Element Specification in DTD
Subelements can be specified as
names of elements, or
#PCDATA (parsed character data), i.e., character strings
EMPTY (no subelements) or ANY (anything can be a subelement)
Example
<! ELEMENT depositor (customer_name account_number)>
<! ELEMENT customer_name (#PCDATA)>
<! ELEMENT account_number (#PCDATA)>
Subelement specification may have regular expressions
<!ELEMENT bank ( ( account | customer | depositor)+)>
 Notation:
– “|” - alternatives
– “+” - 1 or more occurrences
– “*” - 0 or more occurrences
19
Bank DTD
Bank DTD
<!DOCTYPE bank [
<!ELEMENT bank ( ( account | customer | depositor)+)>
<!ELEMENT account (account_number branch_name balance)>
<! ELEMENT customer(customer_name customer_street
customer_city)>
<! ELEMENT depositor (customer_name account_number)>
<! ELEMENT account_number (#PCDATA)>
<! ELEMENT branch_name (#PCDATA)>
<! ELEMENT balance(#PCDATA)>
<! ELEMENT customer_name(#PCDATA)>
<! ELEMENT customer_street(#PCDATA)>
<! ELEMENT customer_city(#PCDATA)>
]>
20
Attribute Specification in DTD
Attribute Specification in DTD
Attribute specification : for each attribute
Name
Type of attribute
 CDATA
 ID (identifier) or IDREF (ID reference) or IDREFS (multiple IDREFs)
– more on this later
Whether
 mandatory (#REQUIRED)
 has a default value (value),
 or neither (#IMPLIED)
Examples
<!ATTLIST account acct-type CDATA “checking”>
<!ATTLIST customer
customer_id ID # REQUIRED
accounts IDREFS # REQUIRED >
21
IDs and IDREFs
IDs and IDREFs
An element can have at most one attribute of type ID
The ID attribute value of each element in an XML document must be
distinct
Thus the ID attribute value is an object identifier
An attribute of type IDREF must contain the ID value of an element in
the same document
An attribute of type IDREFS contains a set of (0 or more) ID values.
Each ID value must contain the ID value of an element in the same
document
22
Bank DTD with Attributes
Bank DTD with Attributes
Bank DTD with ID and IDREF attribute types.
<!DOCTYPE bank-2[
<!ELEMENT account (branch, balance)>
<!ATTLIST account
account_number ID # REQUIRED
owners IDREFS # REQUIRED>
<!ELEMENT customer(customer_name, customer_street,
customer_city)>
<!ATTLIST customer
customer_id ID # REQUIRED
accounts IDREFS # REQUIRED>
… declarations for branch, balance, customer_name,
customer_street and customer_city
]>
23
XML data with ID and IDREF attributes
XML data with ID and IDREF attributes
<bank-2>
<account account_number=“A-401” owners=“C100 C102”>
<branch_name> Downtown </branch_name>
<balance> 500 </balance>
</account>
<customer customer_id=“C100” accounts=“A-401”>
<customer_name>Joe </customer_name>
<customer_street> Monroe </customer_street>
<customer_city> Madison</customer_city>
</customer>
<customer customer_id=“C102” accounts=“A-401 A-402”>
<customer_name> Mary </customer_name>
<customer_street> Erin </customer_street>
<customer_city> Newark </customer_city>
</customer>
</bank-2>
24
Limitations of DTDs
Limitations of DTDs
No typing of text elements and attributes
All values are strings, no integers, reals, etc.
Difficult to specify unordered sets of subelements
Order is usually irrelevant in databases (unlike in the document-
layout environment from which XML evolved)
(A | B)* allows specification of an unordered set, but
 Cannot ensure that each of A and B occurs only once
IDs and IDREFs are untyped
The owners attribute of an account may contain a reference to
another account, which is meaningless
 owners attribute should ideally be constrained to refer to
customer elements
25
XML Schema
XML Schema
XML Schema is a more sophisticated schema language which
addresses the drawbacks of DTDs. Supports
Typing of values
 E.g. integer, string, etc
 Also, constraints on min/max values
User-defined, comlex types
Many more features, including
 uniqueness and foreign key constraints, inheritance
XML Schema is itself specified in XML syntax, unlike DTDs
More-standard representation, but verbose
XML Scheme is integrated with namespaces
BUT: XML Schema is significantly more complicated than DTDs.
26
XML Schema Version of Bank DTD
XML Schema Version of Bank DTD
<xs:schema xmlns:xs=http://www.w3.org/2001/XMLSchema>
<xs:element name=“bank” type=“BankType”/>
<xs:element name=“account”>
<xs:complexType>
<xs:sequence>
<xs:element name=“account_number” type=“xs:string”/>
<xs:element name=“branch_name” type=“xs:string”/>
<xs:element name=“balance” type=“xs:decimal”/>
</xs:squence>
</xs:complexType>
</xs:element>
….. definitions of customer and depositor ….
<xs:complexType name=“BankType”>
<xs:squence>
<xs:element ref=“account” minOccurs=“0” maxOccurs=“unbounded”/>
<xs:element ref=“customer” minOccurs=“0” maxOccurs=“unbounded”/>
<xs:element ref=“depositor” minOccurs=“0” maxOccurs=“unbounded”/>
</xs:sequence>
</xs:complexType>
</xs:schema>
27
XML Schema Version of Bank DTD
XML Schema Version of Bank DTD
Choice of “xs:” was ours -- any other namespace prefix could be
chosen
Element “bank” has type “BankType”, which is defined separately
xs:complexType is used later to create the named complex type
“BankType”
Element “account” has its type defined in-line
28
More features of XML Schema
More features of XML Schema
Attributes specified by xs:attribute tag:
<xs:attribute name = “account_number”/>
adding the attribute use = “required” means value must be
specified
Key constraint: “account numbers form a key for account elements
under the root bank element:
<xs:key name = “accountKey”>
<xs:selector xpath = “]bank/account”/>
<xs:field xpath = “account_number”/>
<xs:key>
Foreign key constraint from depositor to account:
<xs:keyref name = “depositorAccountKey” refer=“accountKey”>
<xs:selector xpath = “]bank/account”/>
<xs:field xpath = “account_number”/>
<xs:keyref>
29
Querying and Transforming XML
Querying and Transforming XML
Data
Data
Translation of information from one XML schema to another
Querying on XML data
Above two are closely related, and handled by the same tools
Standard XML querying/translation languages
XPath
 Simple language consisting of path expressions
XSLT
 Simple language designed for translation from XML to XML
and XML to HTML
XQuery
 An XML query language with a rich set of features
30
Tree Model of XML Data
Tree Model of XML Data
Query and transformation languages are based on a tree model of XML
data
An XML document is modeled as a tree, with nodes corresponding to
elements and attributes
Element nodes have child nodes, which can be attributes or
subelements
Text in an element is modeled as a text node child of the element
Children of a node are ordered according to their order in the XML
document
Element and attribute nodes (except for the root node) have a single
parent, which is an element node
The root node has a single child, which is the root element of the
document
31
XPath
XPath
XPath is used to address (select) parts of documents using
path expressions
A path expression is a sequence of steps separated by “/”
Think of file names in a directory hierarchy
Result of path expression: set of values that along with their
containing elements/attributes match the specified path
E.g. /bank-2/customer/customer_name evaluated on the
bank-2 data we saw earlier returns
<customer_name>Joe</customer_name>
<customer_name>Mary</customer_name>
E.g. /bank-2/customer/customer_name/text( )
returns the same names, but without the enclosing tags
32
XPath (Cont.)
XPath (Cont.)
The initial “/” denotes root of the document (above the top-level tag)
Path expressions are evaluated left to right
Each step operates on the set of instances produced by the previous
step
Selection predicates may follow any step in a path, in [ ]
E.g. /bank-2/account[balance > 400]
 returns account elements with a balance value greater than 400
 /bank-2/account[balance] returns account elements containing a
balance subelement
Attributes are accessed using “@”
E.g. /bank-2/account[balance > 400]/@account_number
 returns the account numbers of accounts with balance > 400
IDREF attributes are not dereferenced automatically (more on this
later)
33
Functions in XPath
Functions in XPath
XPath provides several functions
The function count() at the end of a path counts the number of
elements in the set generated by the path
 E.g. /bank-2/account[count(./customer) > 2]
– Returns accounts with > 2 customers
Also function for testing position (1, 2, ..) of node w.r.t. siblings
Boolean connectives and and or and function not() can be used in
predicates
IDREFs can be referenced using function id()
id() can also be applied to sets of references such as IDREFS and
even to strings containing multiple references separated by blanks
E.g. /bank-2/account/id(@owner)
 returns all customers referred to from the owners attribute of
account elements.
34
More XPath Features
More XPath Features
Operator “|” used to implement union
E.g. /bank-2/account/id(@owner) | /bank-2/loan/id(@borrower)
 Gives customers with either accounts or loans
 However, “|” cannot be nested inside other operators.
“//” can be used to skip multiple levels of nodes
E.g. /bank-2//customer_name
 finds any customer_name element anywhere under the
/bank-2 element, regardless of the element in which it is
contained.
A step in the path can go to parents, siblings, ancestors and
descendants of the nodes generated by the previous step, not just
to the children
“//”, described above, is a short from for specifying “all
descendants”
“..” specifies the parent.
doc(name) returns the root of a named document
35
XQuery
XQuery
XQuery is a general purpose query language for XML data
Currently being standardized by the World Wide Web Consortium
(W3C)
The textbook description is based on a January 2005 draft of the
standard. The final version may differ, but major features likely to
stay unchanged.
XQuery is derived from the Quilt query language, which itself borrows
from SQL, XQL and XML-QL
XQuery uses a
for … let … where … order by …result …
syntax
for  SQL from
where  SQL where
order by  SQL order by
result  SQL select
let allows temporary variables, and has no equivalent in SQL
36
FLWOR Syntax in XQuery
FLWOR Syntax in XQuery
For clause uses XPath expressions, and variable in for clause ranges over
values in the set returned by XPath
Simple FLWOR expression in XQuery
find all accounts with balance > 400, with each result enclosed in an
<account_number> .. </account_number> tag
for $x in /bank-2/account
let $acctno := $x/@account_number
where $x/balance > 400
return <account_number> { $acctno } </account_number>
Items in the return clause are XML text unless enclosed in {}, in which
case they are evaluated
Let clause not really needed in this query, and selection can be done In
XPath. Query can be written as:
for $x in /bank-2/account[balance>400]
return <account_number> { $x/@account_number }
</account_number>
37
Joins
Joins
Joins are specified in a manner very similar to SQL
for $a in /bank/account,
$c in /bank/customer,
$d in /bank/depositor
where $a/account_number = $d/account_number
and $c/customer_name = $d/customer_name
return <cust_acct> { $c $a } </cust_acct>
The same query can be expressed with the selections specified as
XPath selections:
for $a in /bank/account
$c in /bank/customer
$d in /bank/depositor[
account_number = $a/account_number and
customer_name = $c/customer_name]
return <cust_acct> { $c $a } </cust_acct>
38
Nested Queries
Nested Queries
The following query converts data from the flat structure for bank
information into the nested structure used in bank-1
<bank-1> {
for $c in /bank/customer
return
<customer>
{ $c/* }
{ for $d in /bank/depositor[customer_name = $c/customer_name],
$a in /bank/account[account_number=$d/account_number]
return $a }
</customer>
} </bank-1>
$c/* denotes all the children of the node to which $c is bound, without the
enclosing top-level tag
$c/text() gives text content of an element without any subelements / tags
39
Sorting in XQuery
Sorting in XQuery
The order by clause can be used at the end of any expression. E.g. to return
customers sorted by name
for $c in /bank/customer
order by $c/customer_name
return <customer> { $c/* } </customer>
Use order by $c/customer_name to sort in descending order
Can sort at multiple levels of nesting (sort by customer_name, and by account_number
within each customer)
<bank-1> {
for $c in /bank/customer
order by $c/customer_name
return
<customer>
{ $c/* }
{ for $d in /bank/depositor[customer_name=$c/customer_name],
$a in /bank/account[account_number=$d/account_number] }
order by $a/account_number
return <account> $a/* </account>
</customer>
} </bank-1>
40
Functions and Other XQuery
Functions and Other XQuery
Features
Features
User defined functions with the type system of XMLSchema
function balances(xs:string $c) returns list(xs:decimal*) {
for $d in /bank/depositor[customer_name = $c],
$a in /bank/account[account_number = $d/account_number]
return $a/balance
}
Types are optional for function parameters and return values
The * (as in decimal*) indicates a sequence of values of that type
Universal and existential quantification in where clause predicates
some $e in path satisfies P
every $e in path satisfies P
XQuery also supports If-then-else clauses
41
XSLT
XSLT
A stylesheet stores formatting options for a document, usually
separately from document
E.g. an HTML style sheet may specify font colors and sizes for
headings, etc.
The XML Stylesheet Language (XSL) was originally designed for
generating HTML from XML
XSLT is a general-purpose transformation language
Can translate XML to XML, and XML to HTML
XSLT transformations are expressed using rules called templates
Templates combine selection using XPath with construction of
results
42
XSLT Templates
XSLT Templates
Example of XSLT template with match and select part
<xsl:template match=“/bank-2/customer”>
<xsl:value-of select=“customer_name”/>
</xsl:template>
<xsl:template match=“*”/>
The match attribute of xsl:template specifies a pattern in XPath
Elements in the XML document matching the pattern are processed by the
actions within the xsl:template element
xsl:value-of selects (outputs) specified values (here, customer_name)
For elements that do not match any template
Attributes and text contents are output as is
Templates are recursively applied on subelements
The <xsl:template match=“*”/> template matches all
elements that do not match any other template
Used to ensure that their contents do not get output.
If an element matches several templates, only one is used based on a
complex priority scheme/user-defined priorities
43
Creating XML Output
Creating XML Output
Any text or tag in the XSL stylesheet that is not in the xsl namespace
is output as is
E.g. to wrap results in new XML elements.
<xsl:template match=“/bank-2/customer”>
<customer>
<xsl:value-of select=“customer_name”/>
</customer>
</xsl;template>
<xsl:template match=“*”/>
Example output:
<customer> Joe </customer>
<customer> Mary </customer>
44
Creating XML Output (Cont.)
Creating XML Output (Cont.)
Note: Cannot directly insert a xsl:value-of tag inside another tag
E.g. cannot create an attribute for <customer> in the previous example
by directly using xsl:value-of
XSLT provides a construct xsl:attribute to handle this situation
 xsl:attribute adds attribute to the preceding element
 E.g. <customer>
<xsl:attribute name=“customer_id”>
<xsl:value-of select = “customer_id”/>
</xsl:attribute>
</customer>
results in output of the form
<customer customer_id=“….”> ….
xsl:element is used to create output elements with computed names
45
Structural Recursion
Structural Recursion
Template action can apply templates recursively to the contents of a
matched element
<xsl:template match=“/bank”>
<customers>
<xsl:template apply-templates/>
</customers >
</xsl:template>
<xsl:template match=“/customer”>
<customer>
<xsl:value-of select=“customer_name”/>
</customer>
</xsl:template>
<xsl:template match=“*”/>
Example output:
<customers>
<customer> John </customer>
<customer> Mary </customer>
</customers>
46
Joins in XSLT
Joins in XSLT
XSLT keys allow elements to be looked up (indexed) by values of
subelements or attributes
Keys must be declared (with a name) and, the key() function can then
be used for lookup. E.g.
<xsl:key name=“acctno” match=“account”
use=“account_number”/>
<xsl:value-of select=key(“acctno”, “A-101”)
Keys permit (some) joins to be expressed in XSLT
<xsl:key name=“acctno” match=“account” use=“account_number”/>
<xsl:key name=“custno” match=“customer” use=“customer_name”/>
<xsl:template match=“depositor”>
<cust_acct>
<xsl:value-of select=key(“custno”, “customer_name”)/>
<xsl:value-of select=key(“acctno”, “account_number”)/>
</cust_acct>
</xsl:template>
<xsl:template match=“*”/>
47
Sorting in XSLT
Sorting in XSLT
Using an xsl:sort directive inside a template causes all elements
matching the template to be sorted
Sorting is done before applying other templates
<xsl:template match=“/bank”>
<xsl:apply-templates select=“customer”>
<xsl:sort select=“customer_name”/>
</xsl:apply-templates>
</xsl:template>
<xsl:template match=“customer”>
<customer>
<xsl:value-of select=“customer_name”/>
<xsl:value-of select=“customer_street”/>
<xsl:value-of select=“customer_city”/>
</customer>
<xsl:template>
<xsl:template match=“*”/>
48
Application Program Interface
Application Program Interface
There are two standard application program interfaces to XML data:
SAX (Simple API for XML)
 Based on parser model, user provides event handlers for parsing
events
– E.g. start of element, end of element
– Not suitable for database applications
DOM (Document Object Model)
 XML data is parsed into a tree representation
 Variety of functions provided for traversing the DOM tree
 E.g.: Java DOM API provides Node class with methods
getParentNode( ), getFirstChild( ), getNextSibling( )
getAttribute( ), getData( ) (for text node)
getElementsByTagName( ), …
 Also provides functions for updating DOM tree
49
Storage of XML Data
Storage of XML Data
XML data can be stored in
Non-relational data stores
 Flat files
– Natural for storing XML
– But has all problems discussed in Chapter 1 (no concurrency,
no recovery, …)
 XML database
– Database built specifically for storing XML data, supporting
DOM model and declarative querying
– Currently no commercial-grade systems
Relational databases
 Data must be translated into relational form
 Advantage: mature database systems
 Disadvantages: overhead of translating data and queries
50
Storage of XML in Relational
Storage of XML in Relational
Databases
Databases
Alternatives:
String Representation
Tree Representation
Map to relations
51
String Representation
String Representation
Store each top level element as a string field of a tuple in a relational
database
Use a single relation to store all elements, or
Use a separate relation for each top-level element type
 E.g. account, customer, depositor relations
– Each with a string-valued attribute to store the element
Indexing:
Store values of subelements/attributes to be indexed as extra fields
of the relation, and build indices on these fields
 E.g. customer_name or account_number
Some database systems support function indices, which use the
result of a function as the key value.
 The function should return the value of the required
subelement/attribute
52
String Representation (Cont.)
String Representation (Cont.)
Benefits:
Can store any XML data even without DTD
As long as there are many top-level elements in a document,
strings are small compared to full document
 Allows fast access to individual elements.
Drawback: Need to parse strings to access values inside the elements
Parsing is slow.
53
Tree Representation
Tree Representation
Tree representation: model XML data as tree and store using
relations
nodes(id, type, label, value)
child (child_id, parent_id)
Each element/attribute is given a unique identifier
Type indicates element/attribute
Label specifies the tag name of the element/name of attribute
Value is the text value of the element/attribute
The relation child notes the parent-child relationships in the tree
Can add an extra attribute to child to record ordering of children
bank (id:1)
customer (id:2) account (id: 5)
customer_name
(id: 3)
account_number
(id: 7)
54
Tree Representation (Cont.)
Tree Representation (Cont.)
Benefit: Can store any XML data, even without DTD
Drawbacks:
Data is broken up into too many pieces, increasing space
overheads
Even simple queries require a large number of joins, which can be
slow
55
Mapping XML Data to Relations
Mapping XML Data to Relations
Relation created for each element type whose schema is known:
An id attribute to store a unique id for each element
A relation attribute corresponding to each element attribute
A parent_id attribute to keep track of parent element
 As in the tree representation
 Position information (ith
child) can be store too
All subelements that occur only once can become relation attributes
For text-valued subelements, store the text as attribute value
For complex subelements, can store the id of the subelement
Subelements that can occur multiple times represented in a separate table
Similar to handling of multivalued attributes when converting ER
diagrams to tables
56
Storing XML Data in Relational
Storing XML Data in Relational
Systems
Systems
Publishing: process of converting relational data to an XML format
Shredding: process of converting an XML document into a set of
tuples to be inserted into one or more relations
XML-enabled database systems support automated publishing and
shredding
Some systems offer native storage of XML data using the xml data
type. Special internal data structures and indices are used for
efficiency
57
SQL/XML
SQL/XML
New standard SQL extension that allows creation of nested XML
output
Each output tuple is mapped to an XML element row
<bank>
<account>
<row>
<account_number> A-101 </account_number>
<branch_name> Downtown </branch_name>
<balance> 500 </balance>
</row>
…. more rows if there are more output tuples …
</account>
</bank>
58
SQL Extensions
SQL Extensions
xmlelement creates XML elements
xmlattributes creates attributes
select xmlelement (name “account,
xmlattributes (account_number as account_number),
xmlelement (name “branch_name”, branch_name),
xmlelement (name “balance”, balance))
from account
59
Web Services
Web Services
The Simple Object Access Protocol (SOAP) standard:
Invocation of procedures across applications with distinct
databases
XML used to represent procedure input and output
A Web service is a site providing a collection of SOAP procedures
Described using the Web Services Description Language (WSDL)
Directories of Web services are described using the Universal
Description, Discovery, and Integration (UDDI) standard

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xml-150211140504-conversion-gate01 (1).pdf

  • 2. 2 XML XML Structure of XML Data XML Document Schema Querying and Transformation Application Program Interfaces to XML Storage of XML Data XML Applications
  • 3. 3 XML XML XML: Extensible Markup Language Defined by the WWW Consortium (W3C) Derived from SGML (Standard Generalized Markup Language), but simpler to use than SGML Documents have tags giving extra information about sections of the document E.g. <title> XML </title> <slide> Introduction …</slide> Extensible, unlike HTML Users can add new tags, and separately specify how the tag should be handled for display
  • 4. 4 XML XML The ability to specify new tags, and to create nested tag structures make XML a great way to exchange data, not just documents. Much of the use of XML has been in data exchange applications, not as a replacement for HTML Tags make data (relatively) self-documenting E.g. <bank> <account> <account_number> A-101 </account_number> <branch_name> Downtown </branch_name> <balance> 500 </balance> </account> <depositor> <account_number> A-101 </account_number> <customer_name> Johnson </customer_name> </depositor> </bank>
  • 5. 5 XML: Motivation XML: Motivation Data interchange is critical in today’s networked world Examples:  Banking: funds transfer  Order processing (especially inter-company orders)  Scientific data – Chemistry: ChemML, … – Genetics: BSML (Bio-Sequence Markup Language), … Paper flow of information between organizations is being replaced by electronic flow of information Each application area has its own set of standards for representing information XML has become the basis for all new generation data interchange formats
  • 6. 6 XML Motivation (Cont.) XML Motivation (Cont.) Earlier generation formats were based on plain text with line headers indicating the meaning of fields Similar in concept to email headers Does not allow for nested structures, no standard “type” language Tied too closely to low level document structure (lines, spaces, etc) Each XML based standard defines what are valid elements, using XML type specification languages to specify the syntax  DTD (Document Type Descriptors)  XML Schema Plus textual descriptions of the semantics XML allows new tags to be defined as required However, this may be constrained by DTDs A wide variety of tools is available for parsing, browsing and querying XML documents/data
  • 7. 7 Comparison with Relational Data Comparison with Relational Data Inefficient: tags, which in effect represent schema information, are repeated Better than relational tuples as a data-exchange format Unlike relational tuples, XML data is self-documenting due to presence of tags Non-rigid format: tags can be added Allows nested structures Wide acceptance, not only in database systems, but also in browsers, tools, and applications
  • 8. 8 Structure of XML Data Structure of XML Data Tag: label for a section of data Element: section of data beginning with <tagname> and ending with matching </tagname> Elements must be properly nested Proper nesting  <account> … <balance> …. </balance> </account> Improper nesting  <account> … <balance> …. </account> </balance> Formally: every start tag must have a unique matching end tag, that is in the context of the same parent element. Every document must have a single top-level element
  • 9. 9 Example of Nested Elements Example of Nested Elements <bank-1> <customer> <customer_name> Hayes </customer_name> <customer_street> Main </customer_street> <customer_city> Harrison </customer_city> <account> <account_number> A-102 </account_number> <branch_name> Perryridge </branch_name> <balance> 400 </balance> </account> <account> … </account> </customer> . . </bank-1>
  • 10. 10 Motivation for Nesting Motivation for Nesting Nesting of data is useful in data transfer Example: elements representing customer_id, customer_name, and address nested within an order element Nesting is not supported, or discouraged, in relational databases With multiple orders, customer name and address are stored redundantly normalization replaces nested structures in each order by foreign key into table storing customer name and address information Nesting is supported in object-relational databases But nesting is appropriate when transferring data External application does not have direct access to data referenced by a foreign key
  • 11. 11 Structure of XML Data Structure of XML Data Mixture of text with sub-elements is legal in XML. Example: <account> This account is seldom used any more. <account_number> A-102</account_number> <branch_name> Perryridge</branch_name> <balance>400 </balance> </account> Useful for document markup, but discouraged for data representation
  • 12. 12 Attributes Attributes Elements can have attributes <account acct-type = “checking” > <account_number> A-102 </account_number> <branch_name> Perryridge </branch_name> <balance> 400 </balance> </account> Attributes are specified by name=value pairs inside the starting tag of an element An element may have several attributes, but each attribute name can only occur once <account acct-type = “checking” monthly-fee=“5”>
  • 13. 13 Attributes vs. Subelements Attributes vs. Subelements Distinction between subelement and attribute In the context of documents, attributes are part of markup, while subelement contents are part of the basic document contents In the context of data representation, the difference is unclear and may be confusing  Same information can be represented in two ways – <account account_number = “A-101”> …. </account> – <account> <account_number>A-101</account_number> … </account> Suggestion: use attributes for identifiers of elements, and use subelements for contents
  • 14. 14 Namespaces Namespaces XML data has to be exchanged between organizations Same tag name may have different meaning in different organizations, causing confusion on exchanged documents Specifying a unique string as an element name avoids confusion Better solution: use unique-name:element-name Avoid using long unique names all over document by using XML Namespaces <bank Xmlns:FB=‘http://www.FirstBank.com’> … <FB:branch> <FB:branchname>Downtown</FB:branchname> <FB:branchcity> Brooklyn </FB:branchcity> </FB:branch> … </bank>
  • 15. 15 More on XML Syntax More on XML Syntax Elements without subelements or text content can be abbreviated by ending the start tag with a /> and deleting the end tag <account number=“A-101” branch=“Perryridge” balance=“200 /> To store string data that may contain tags, without the tags being interpreted as subelements, use CDATA as below <![CDATA[<account> … </account>]]> Here, <account> and </account> are treated as just strings CDATA stands for “character data”
  • 16. 16 XML Document Schema XML Document Schema Database schemas constrain what information can be stored, and the data types of stored values XML documents are not required to have an associated schema However, schemas are very important for XML data exchange Otherwise, a site cannot automatically interpret data received from another site Two mechanisms for specifying XML schema Document Type Definition (DTD)  Widely used XML Schema  Newer, increasing use
  • 17. 17 Document Type Definition (DTD) Document Type Definition (DTD) The type of an XML document can be specified using a DTD DTD constraints structure of XML data What elements can occur What attributes can/must an element have What subelements can/must occur inside each element, and how many times. DTD does not constrain data types All values represented as strings in XML DTD syntax <!ELEMENT element (subelements-specification) > <!ATTLIST element (attributes) >
  • 18. 18 Element Specification in DTD Element Specification in DTD Subelements can be specified as names of elements, or #PCDATA (parsed character data), i.e., character strings EMPTY (no subelements) or ANY (anything can be a subelement) Example <! ELEMENT depositor (customer_name account_number)> <! ELEMENT customer_name (#PCDATA)> <! ELEMENT account_number (#PCDATA)> Subelement specification may have regular expressions <!ELEMENT bank ( ( account | customer | depositor)+)>  Notation: – “|” - alternatives – “+” - 1 or more occurrences – “*” - 0 or more occurrences
  • 19. 19 Bank DTD Bank DTD <!DOCTYPE bank [ <!ELEMENT bank ( ( account | customer | depositor)+)> <!ELEMENT account (account_number branch_name balance)> <! ELEMENT customer(customer_name customer_street customer_city)> <! ELEMENT depositor (customer_name account_number)> <! ELEMENT account_number (#PCDATA)> <! ELEMENT branch_name (#PCDATA)> <! ELEMENT balance(#PCDATA)> <! ELEMENT customer_name(#PCDATA)> <! ELEMENT customer_street(#PCDATA)> <! ELEMENT customer_city(#PCDATA)> ]>
  • 20. 20 Attribute Specification in DTD Attribute Specification in DTD Attribute specification : for each attribute Name Type of attribute  CDATA  ID (identifier) or IDREF (ID reference) or IDREFS (multiple IDREFs) – more on this later Whether  mandatory (#REQUIRED)  has a default value (value),  or neither (#IMPLIED) Examples <!ATTLIST account acct-type CDATA “checking”> <!ATTLIST customer customer_id ID # REQUIRED accounts IDREFS # REQUIRED >
  • 21. 21 IDs and IDREFs IDs and IDREFs An element can have at most one attribute of type ID The ID attribute value of each element in an XML document must be distinct Thus the ID attribute value is an object identifier An attribute of type IDREF must contain the ID value of an element in the same document An attribute of type IDREFS contains a set of (0 or more) ID values. Each ID value must contain the ID value of an element in the same document
  • 22. 22 Bank DTD with Attributes Bank DTD with Attributes Bank DTD with ID and IDREF attribute types. <!DOCTYPE bank-2[ <!ELEMENT account (branch, balance)> <!ATTLIST account account_number ID # REQUIRED owners IDREFS # REQUIRED> <!ELEMENT customer(customer_name, customer_street, customer_city)> <!ATTLIST customer customer_id ID # REQUIRED accounts IDREFS # REQUIRED> … declarations for branch, balance, customer_name, customer_street and customer_city ]>
  • 23. 23 XML data with ID and IDREF attributes XML data with ID and IDREF attributes <bank-2> <account account_number=“A-401” owners=“C100 C102”> <branch_name> Downtown </branch_name> <balance> 500 </balance> </account> <customer customer_id=“C100” accounts=“A-401”> <customer_name>Joe </customer_name> <customer_street> Monroe </customer_street> <customer_city> Madison</customer_city> </customer> <customer customer_id=“C102” accounts=“A-401 A-402”> <customer_name> Mary </customer_name> <customer_street> Erin </customer_street> <customer_city> Newark </customer_city> </customer> </bank-2>
  • 24. 24 Limitations of DTDs Limitations of DTDs No typing of text elements and attributes All values are strings, no integers, reals, etc. Difficult to specify unordered sets of subelements Order is usually irrelevant in databases (unlike in the document- layout environment from which XML evolved) (A | B)* allows specification of an unordered set, but  Cannot ensure that each of A and B occurs only once IDs and IDREFs are untyped The owners attribute of an account may contain a reference to another account, which is meaningless  owners attribute should ideally be constrained to refer to customer elements
  • 25. 25 XML Schema XML Schema XML Schema is a more sophisticated schema language which addresses the drawbacks of DTDs. Supports Typing of values  E.g. integer, string, etc  Also, constraints on min/max values User-defined, comlex types Many more features, including  uniqueness and foreign key constraints, inheritance XML Schema is itself specified in XML syntax, unlike DTDs More-standard representation, but verbose XML Scheme is integrated with namespaces BUT: XML Schema is significantly more complicated than DTDs.
  • 26. 26 XML Schema Version of Bank DTD XML Schema Version of Bank DTD <xs:schema xmlns:xs=http://www.w3.org/2001/XMLSchema> <xs:element name=“bank” type=“BankType”/> <xs:element name=“account”> <xs:complexType> <xs:sequence> <xs:element name=“account_number” type=“xs:string”/> <xs:element name=“branch_name” type=“xs:string”/> <xs:element name=“balance” type=“xs:decimal”/> </xs:squence> </xs:complexType> </xs:element> ….. definitions of customer and depositor …. <xs:complexType name=“BankType”> <xs:squence> <xs:element ref=“account” minOccurs=“0” maxOccurs=“unbounded”/> <xs:element ref=“customer” minOccurs=“0” maxOccurs=“unbounded”/> <xs:element ref=“depositor” minOccurs=“0” maxOccurs=“unbounded”/> </xs:sequence> </xs:complexType> </xs:schema>
  • 27. 27 XML Schema Version of Bank DTD XML Schema Version of Bank DTD Choice of “xs:” was ours -- any other namespace prefix could be chosen Element “bank” has type “BankType”, which is defined separately xs:complexType is used later to create the named complex type “BankType” Element “account” has its type defined in-line
  • 28. 28 More features of XML Schema More features of XML Schema Attributes specified by xs:attribute tag: <xs:attribute name = “account_number”/> adding the attribute use = “required” means value must be specified Key constraint: “account numbers form a key for account elements under the root bank element: <xs:key name = “accountKey”> <xs:selector xpath = “]bank/account”/> <xs:field xpath = “account_number”/> <xs:key> Foreign key constraint from depositor to account: <xs:keyref name = “depositorAccountKey” refer=“accountKey”> <xs:selector xpath = “]bank/account”/> <xs:field xpath = “account_number”/> <xs:keyref>
  • 29. 29 Querying and Transforming XML Querying and Transforming XML Data Data Translation of information from one XML schema to another Querying on XML data Above two are closely related, and handled by the same tools Standard XML querying/translation languages XPath  Simple language consisting of path expressions XSLT  Simple language designed for translation from XML to XML and XML to HTML XQuery  An XML query language with a rich set of features
  • 30. 30 Tree Model of XML Data Tree Model of XML Data Query and transformation languages are based on a tree model of XML data An XML document is modeled as a tree, with nodes corresponding to elements and attributes Element nodes have child nodes, which can be attributes or subelements Text in an element is modeled as a text node child of the element Children of a node are ordered according to their order in the XML document Element and attribute nodes (except for the root node) have a single parent, which is an element node The root node has a single child, which is the root element of the document
  • 31. 31 XPath XPath XPath is used to address (select) parts of documents using path expressions A path expression is a sequence of steps separated by “/” Think of file names in a directory hierarchy Result of path expression: set of values that along with their containing elements/attributes match the specified path E.g. /bank-2/customer/customer_name evaluated on the bank-2 data we saw earlier returns <customer_name>Joe</customer_name> <customer_name>Mary</customer_name> E.g. /bank-2/customer/customer_name/text( ) returns the same names, but without the enclosing tags
  • 32. 32 XPath (Cont.) XPath (Cont.) The initial “/” denotes root of the document (above the top-level tag) Path expressions are evaluated left to right Each step operates on the set of instances produced by the previous step Selection predicates may follow any step in a path, in [ ] E.g. /bank-2/account[balance > 400]  returns account elements with a balance value greater than 400  /bank-2/account[balance] returns account elements containing a balance subelement Attributes are accessed using “@” E.g. /bank-2/account[balance > 400]/@account_number  returns the account numbers of accounts with balance > 400 IDREF attributes are not dereferenced automatically (more on this later)
  • 33. 33 Functions in XPath Functions in XPath XPath provides several functions The function count() at the end of a path counts the number of elements in the set generated by the path  E.g. /bank-2/account[count(./customer) > 2] – Returns accounts with > 2 customers Also function for testing position (1, 2, ..) of node w.r.t. siblings Boolean connectives and and or and function not() can be used in predicates IDREFs can be referenced using function id() id() can also be applied to sets of references such as IDREFS and even to strings containing multiple references separated by blanks E.g. /bank-2/account/id(@owner)  returns all customers referred to from the owners attribute of account elements.
  • 34. 34 More XPath Features More XPath Features Operator “|” used to implement union E.g. /bank-2/account/id(@owner) | /bank-2/loan/id(@borrower)  Gives customers with either accounts or loans  However, “|” cannot be nested inside other operators. “//” can be used to skip multiple levels of nodes E.g. /bank-2//customer_name  finds any customer_name element anywhere under the /bank-2 element, regardless of the element in which it is contained. A step in the path can go to parents, siblings, ancestors and descendants of the nodes generated by the previous step, not just to the children “//”, described above, is a short from for specifying “all descendants” “..” specifies the parent. doc(name) returns the root of a named document
  • 35. 35 XQuery XQuery XQuery is a general purpose query language for XML data Currently being standardized by the World Wide Web Consortium (W3C) The textbook description is based on a January 2005 draft of the standard. The final version may differ, but major features likely to stay unchanged. XQuery is derived from the Quilt query language, which itself borrows from SQL, XQL and XML-QL XQuery uses a for … let … where … order by …result … syntax for  SQL from where  SQL where order by  SQL order by result  SQL select let allows temporary variables, and has no equivalent in SQL
  • 36. 36 FLWOR Syntax in XQuery FLWOR Syntax in XQuery For clause uses XPath expressions, and variable in for clause ranges over values in the set returned by XPath Simple FLWOR expression in XQuery find all accounts with balance > 400, with each result enclosed in an <account_number> .. </account_number> tag for $x in /bank-2/account let $acctno := $x/@account_number where $x/balance > 400 return <account_number> { $acctno } </account_number> Items in the return clause are XML text unless enclosed in {}, in which case they are evaluated Let clause not really needed in this query, and selection can be done In XPath. Query can be written as: for $x in /bank-2/account[balance>400] return <account_number> { $x/@account_number } </account_number>
  • 37. 37 Joins Joins Joins are specified in a manner very similar to SQL for $a in /bank/account, $c in /bank/customer, $d in /bank/depositor where $a/account_number = $d/account_number and $c/customer_name = $d/customer_name return <cust_acct> { $c $a } </cust_acct> The same query can be expressed with the selections specified as XPath selections: for $a in /bank/account $c in /bank/customer $d in /bank/depositor[ account_number = $a/account_number and customer_name = $c/customer_name] return <cust_acct> { $c $a } </cust_acct>
  • 38. 38 Nested Queries Nested Queries The following query converts data from the flat structure for bank information into the nested structure used in bank-1 <bank-1> { for $c in /bank/customer return <customer> { $c/* } { for $d in /bank/depositor[customer_name = $c/customer_name], $a in /bank/account[account_number=$d/account_number] return $a } </customer> } </bank-1> $c/* denotes all the children of the node to which $c is bound, without the enclosing top-level tag $c/text() gives text content of an element without any subelements / tags
  • 39. 39 Sorting in XQuery Sorting in XQuery The order by clause can be used at the end of any expression. E.g. to return customers sorted by name for $c in /bank/customer order by $c/customer_name return <customer> { $c/* } </customer> Use order by $c/customer_name to sort in descending order Can sort at multiple levels of nesting (sort by customer_name, and by account_number within each customer) <bank-1> { for $c in /bank/customer order by $c/customer_name return <customer> { $c/* } { for $d in /bank/depositor[customer_name=$c/customer_name], $a in /bank/account[account_number=$d/account_number] } order by $a/account_number return <account> $a/* </account> </customer> } </bank-1>
  • 40. 40 Functions and Other XQuery Functions and Other XQuery Features Features User defined functions with the type system of XMLSchema function balances(xs:string $c) returns list(xs:decimal*) { for $d in /bank/depositor[customer_name = $c], $a in /bank/account[account_number = $d/account_number] return $a/balance } Types are optional for function parameters and return values The * (as in decimal*) indicates a sequence of values of that type Universal and existential quantification in where clause predicates some $e in path satisfies P every $e in path satisfies P XQuery also supports If-then-else clauses
  • 41. 41 XSLT XSLT A stylesheet stores formatting options for a document, usually separately from document E.g. an HTML style sheet may specify font colors and sizes for headings, etc. The XML Stylesheet Language (XSL) was originally designed for generating HTML from XML XSLT is a general-purpose transformation language Can translate XML to XML, and XML to HTML XSLT transformations are expressed using rules called templates Templates combine selection using XPath with construction of results
  • 42. 42 XSLT Templates XSLT Templates Example of XSLT template with match and select part <xsl:template match=“/bank-2/customer”> <xsl:value-of select=“customer_name”/> </xsl:template> <xsl:template match=“*”/> The match attribute of xsl:template specifies a pattern in XPath Elements in the XML document matching the pattern are processed by the actions within the xsl:template element xsl:value-of selects (outputs) specified values (here, customer_name) For elements that do not match any template Attributes and text contents are output as is Templates are recursively applied on subelements The <xsl:template match=“*”/> template matches all elements that do not match any other template Used to ensure that their contents do not get output. If an element matches several templates, only one is used based on a complex priority scheme/user-defined priorities
  • 43. 43 Creating XML Output Creating XML Output Any text or tag in the XSL stylesheet that is not in the xsl namespace is output as is E.g. to wrap results in new XML elements. <xsl:template match=“/bank-2/customer”> <customer> <xsl:value-of select=“customer_name”/> </customer> </xsl;template> <xsl:template match=“*”/> Example output: <customer> Joe </customer> <customer> Mary </customer>
  • 44. 44 Creating XML Output (Cont.) Creating XML Output (Cont.) Note: Cannot directly insert a xsl:value-of tag inside another tag E.g. cannot create an attribute for <customer> in the previous example by directly using xsl:value-of XSLT provides a construct xsl:attribute to handle this situation  xsl:attribute adds attribute to the preceding element  E.g. <customer> <xsl:attribute name=“customer_id”> <xsl:value-of select = “customer_id”/> </xsl:attribute> </customer> results in output of the form <customer customer_id=“….”> …. xsl:element is used to create output elements with computed names
  • 45. 45 Structural Recursion Structural Recursion Template action can apply templates recursively to the contents of a matched element <xsl:template match=“/bank”> <customers> <xsl:template apply-templates/> </customers > </xsl:template> <xsl:template match=“/customer”> <customer> <xsl:value-of select=“customer_name”/> </customer> </xsl:template> <xsl:template match=“*”/> Example output: <customers> <customer> John </customer> <customer> Mary </customer> </customers>
  • 46. 46 Joins in XSLT Joins in XSLT XSLT keys allow elements to be looked up (indexed) by values of subelements or attributes Keys must be declared (with a name) and, the key() function can then be used for lookup. E.g. <xsl:key name=“acctno” match=“account” use=“account_number”/> <xsl:value-of select=key(“acctno”, “A-101”) Keys permit (some) joins to be expressed in XSLT <xsl:key name=“acctno” match=“account” use=“account_number”/> <xsl:key name=“custno” match=“customer” use=“customer_name”/> <xsl:template match=“depositor”> <cust_acct> <xsl:value-of select=key(“custno”, “customer_name”)/> <xsl:value-of select=key(“acctno”, “account_number”)/> </cust_acct> </xsl:template> <xsl:template match=“*”/>
  • 47. 47 Sorting in XSLT Sorting in XSLT Using an xsl:sort directive inside a template causes all elements matching the template to be sorted Sorting is done before applying other templates <xsl:template match=“/bank”> <xsl:apply-templates select=“customer”> <xsl:sort select=“customer_name”/> </xsl:apply-templates> </xsl:template> <xsl:template match=“customer”> <customer> <xsl:value-of select=“customer_name”/> <xsl:value-of select=“customer_street”/> <xsl:value-of select=“customer_city”/> </customer> <xsl:template> <xsl:template match=“*”/>
  • 48. 48 Application Program Interface Application Program Interface There are two standard application program interfaces to XML data: SAX (Simple API for XML)  Based on parser model, user provides event handlers for parsing events – E.g. start of element, end of element – Not suitable for database applications DOM (Document Object Model)  XML data is parsed into a tree representation  Variety of functions provided for traversing the DOM tree  E.g.: Java DOM API provides Node class with methods getParentNode( ), getFirstChild( ), getNextSibling( ) getAttribute( ), getData( ) (for text node) getElementsByTagName( ), …  Also provides functions for updating DOM tree
  • 49. 49 Storage of XML Data Storage of XML Data XML data can be stored in Non-relational data stores  Flat files – Natural for storing XML – But has all problems discussed in Chapter 1 (no concurrency, no recovery, …)  XML database – Database built specifically for storing XML data, supporting DOM model and declarative querying – Currently no commercial-grade systems Relational databases  Data must be translated into relational form  Advantage: mature database systems  Disadvantages: overhead of translating data and queries
  • 50. 50 Storage of XML in Relational Storage of XML in Relational Databases Databases Alternatives: String Representation Tree Representation Map to relations
  • 51. 51 String Representation String Representation Store each top level element as a string field of a tuple in a relational database Use a single relation to store all elements, or Use a separate relation for each top-level element type  E.g. account, customer, depositor relations – Each with a string-valued attribute to store the element Indexing: Store values of subelements/attributes to be indexed as extra fields of the relation, and build indices on these fields  E.g. customer_name or account_number Some database systems support function indices, which use the result of a function as the key value.  The function should return the value of the required subelement/attribute
  • 52. 52 String Representation (Cont.) String Representation (Cont.) Benefits: Can store any XML data even without DTD As long as there are many top-level elements in a document, strings are small compared to full document  Allows fast access to individual elements. Drawback: Need to parse strings to access values inside the elements Parsing is slow.
  • 53. 53 Tree Representation Tree Representation Tree representation: model XML data as tree and store using relations nodes(id, type, label, value) child (child_id, parent_id) Each element/attribute is given a unique identifier Type indicates element/attribute Label specifies the tag name of the element/name of attribute Value is the text value of the element/attribute The relation child notes the parent-child relationships in the tree Can add an extra attribute to child to record ordering of children bank (id:1) customer (id:2) account (id: 5) customer_name (id: 3) account_number (id: 7)
  • 54. 54 Tree Representation (Cont.) Tree Representation (Cont.) Benefit: Can store any XML data, even without DTD Drawbacks: Data is broken up into too many pieces, increasing space overheads Even simple queries require a large number of joins, which can be slow
  • 55. 55 Mapping XML Data to Relations Mapping XML Data to Relations Relation created for each element type whose schema is known: An id attribute to store a unique id for each element A relation attribute corresponding to each element attribute A parent_id attribute to keep track of parent element  As in the tree representation  Position information (ith child) can be store too All subelements that occur only once can become relation attributes For text-valued subelements, store the text as attribute value For complex subelements, can store the id of the subelement Subelements that can occur multiple times represented in a separate table Similar to handling of multivalued attributes when converting ER diagrams to tables
  • 56. 56 Storing XML Data in Relational Storing XML Data in Relational Systems Systems Publishing: process of converting relational data to an XML format Shredding: process of converting an XML document into a set of tuples to be inserted into one or more relations XML-enabled database systems support automated publishing and shredding Some systems offer native storage of XML data using the xml data type. Special internal data structures and indices are used for efficiency
  • 57. 57 SQL/XML SQL/XML New standard SQL extension that allows creation of nested XML output Each output tuple is mapped to an XML element row <bank> <account> <row> <account_number> A-101 </account_number> <branch_name> Downtown </branch_name> <balance> 500 </balance> </row> …. more rows if there are more output tuples … </account> </bank>
  • 58. 58 SQL Extensions SQL Extensions xmlelement creates XML elements xmlattributes creates attributes select xmlelement (name “account, xmlattributes (account_number as account_number), xmlelement (name “branch_name”, branch_name), xmlelement (name “balance”, balance)) from account
  • 59. 59 Web Services Web Services The Simple Object Access Protocol (SOAP) standard: Invocation of procedures across applications with distinct databases XML used to represent procedure input and output A Web service is a site providing a collection of SOAP procedures Described using the Web Services Description Language (WSDL) Directories of Web services are described using the Universal Description, Discovery, and Integration (UDDI) standard