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Interaction of drug with
excipient residues/ impurities
Interaction of drug with excipient
residues/ impurities
 Exicipients are not exquisitely pure. In common with
virtually all materials of minerals, synthetic, semi-
synthetic or natural origin manufacture involves
using starting materials, reagents and solvents.
Residues invariably remain after isolation.
 Low levels of residues may have a greater impact
than might be expected, however- particularly
where the ratio of excipient to drug is very high, or
where the residue has low molecular weight or acts
as a catalyst.
Impurities found in common excipients
excipients residues
Povidone, crospovidone, polysorbate Peroxides
Magnesium stearate, fixed oils, lipids Antioxidants
Lactose Aldehydes, reducing sugars
Benzyl alcohol Benzaldehyde
Polyethylene glycol Aldehydes, peroxides, organic acids
Microcrystalline cellulose Lignin, hemicelluloses, water
Starch Formaldehyde
Dextrose is widely used as tonicity modifier in the
parenterals dosage form and it is used as nutrition
solution.Sterilizations by autoclaving of such
parenteral preparations containing dextrose can
cause isomerization of dextrose in fructose and
formation of aldehyde(5-hydroxymethyl
furfuraldehyde), which can react with primary amino
group to form shiff base and colour development
(Almond and Janicki,1974).
Maillard reaction product was also found in capsule
containing lactose and antidepressant Fluoxetine
(Baertschi, 1998). Lactose is a disaccharide of
glucose and galactose. These reducing sugars
have been found in spray-dried lactose (Brownley et
al.,1963) as has the hexose degradation product, 5-
hydroxymethylfurfural, probably generated by heat
encountered during spray-drying
The presence of pH-modifying residues can
accelerate hydrolytic degradation or have more
esoteric effects. Most medicinal agents are salts of
organic acids or bases. Residues that modify pH
may lead to free base or acid formation during long
term storage.
Excipients can form hydrates may enhance drug
degradation by giving up their water of
crystallization during grinding. Lactose hydrate
enhances degradation of 4-methylphenylamino
acetate hydrochloride upon grinding.
Peroxide residues in povidone (binder) and crospovidone
(disintegrant) were shown to be responsible for the enhanced
formation of the N-oxide degradation product of the oestrogen
receptor modulator, raloxifene
Biopharmaceutical products
The relative fragility of the proteinaceous materials in
biopharmaceutical products and the frequent need for more
sophisticated systems for their delivery places constraints and
demands on excipients.
The physical state of most biopharmaceutical products can favor
interaction. The amorphous nature of most lyophiles means that
destabilizers such as residual moisture are not held in a structured
milieu.
This amorphous state also affords greater molecular flexibility and
consequent opportunities for reactions. Constant vigilance and
rigorous screening are required if physical and chemical interactions
that compromise quality, performance or safety are to be avoided.
The reducing sugars in mannitol, an excipient widely used in
parenterals, have been reported as responsible for the oxidative
degradation of a cyclic heptapeptide (Dubost et al., 1996).
Non-ionic surfactants have traditionally been used as emulsion
formers in topical and oral products, and more recently as
solubilizers and stabilizers in biotechnology products.
They are susceptible to hydrolysis (Bates et al., 1973) and auto-
oxidation (Azaz et al., 1978). Peroxide levels in polyethylene glycol
solutions have been shown to increase with concentration in solution
and storage time (Ding, 1993).
Continuing generation of powerful oxidizing agents could be very
damaging to protein structures containing cysteine, histidine,
methionine or other terminal groups susceptible to oxidation.
Lipid excipients may be used to form micro-emulsions or other drug
targeting systems. Most food grade lipids contain peroxides that
decompose under the influence of heat and UV radiation.
This can lead to free radical formation, which can in turn oxidize
unsaturated groups leading to deterioration of the delivery system
and also, possibly, the active ingredient (Decker et al., 1999).
Storage conditions use periods and limits for residues
need to be established for such excipients. Such
information needs to be generated by rigorous and
suitably controlled investigative studies.
An antioxidant butylated hydroxyl toluene (BHT) has
been shown to inhibit peroxide formation in Tween 20
during storage (Jaeger et al., 1994).
It is common to include such stabilizers in oxidizable
excipients. Inadvertent removal, or replacement by the
excipient provider, could precipitate a stability crisis in a
product where the additive was unknowingly stabilizing
the active ingredient as well.
Such possibilities make it imperative that change control and
notification agreements are in place between provider and
pharmaceutical manufacturer, particularly for biopharmaceutical
products, as these cannot be subject to the same definitive analytical
characterization as small molecule medicinal agents.
Excipients may be an indirect cause of degradation in
biopharmaceutical products.
Succinate buffer was shown to crystallize during the freezing stage of
a lyophilization cycle, with associated pH reduction and unfolding of
gamma interferon (Lam et al., 1996).
Human growth hormone, lyophilized in the presence of sodium
chloride, showed severe aggregation and precipitation, as well as
accelerated oxidation and deamidation (Pikal et al., 1991).
Such examples of chemical and physical stability of excipients re-
enforce the desirability of performing processsimulating stress
testing.
CONCLUSION
Many stability problems encountered during development and post-
commercialization can be ascribed to inadequate matching of the
ingredients in dosage forms, lack of awareness of the complexities of
chemical and physical interactions, or the unheralded presence of a
residue in one of the excipients.
Many such issues concern low levels of novel entities formed by
drug– excipient interactions that pose questions concerning safety or
tolerance.
Such incidents have probably been increased by the growing
sophistication of analytical techniques to detect, identify and
quantitate low level impurities.
Drug-excipient interactions may take a long time to be manifested in
conventional stability testing programmes, and are not always
predicted by stress and pre-formulation studies.
They can complicate and compromise a development programme or
the viability of a commercial product.
It is possible to reduce the probability of such undesirable and costly
scenarios by allying knowledge of the propensity of a drug to
undergo degradation reactions with an awareness of excipient
reactivity and of the residues that they may contain.
Such awareness may help to anticipate undesirable interactions and
avoid their occurrence.
A judicious choice of excipients or control of their quality will exclude
or limit residues promoting degradation.
It is surprising, therefore, that there is a paucity of information in
compendia or
other publications on potentially damaging residues in even the most
common excipients.
It is a sphere of activity that groups attempting to
harmonize excipient monographs do not seem to have
addressed, and it is to be hoped that ‘least common
denominator’ considerations in harmonization initiatives
do not exacerbate the situation.
Perhaps it could be a subject for a future initiative. In
summary, knowledge of drug–excipient interactions is a
necessary prerequisite to the development of dosage
forms that are stable and of good quality.
It is hoped that this review provides some perspective
of this important area of pharmaceutical technology
Interaction of drug with excipient residues

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Interaction of drug with excipient residues

  • 1. Interaction of drug with excipient residues/ impurities
  • 2. Interaction of drug with excipient residues/ impurities  Exicipients are not exquisitely pure. In common with virtually all materials of minerals, synthetic, semi- synthetic or natural origin manufacture involves using starting materials, reagents and solvents. Residues invariably remain after isolation.  Low levels of residues may have a greater impact than might be expected, however- particularly where the ratio of excipient to drug is very high, or where the residue has low molecular weight or acts as a catalyst.
  • 3. Impurities found in common excipients excipients residues Povidone, crospovidone, polysorbate Peroxides Magnesium stearate, fixed oils, lipids Antioxidants Lactose Aldehydes, reducing sugars Benzyl alcohol Benzaldehyde Polyethylene glycol Aldehydes, peroxides, organic acids Microcrystalline cellulose Lignin, hemicelluloses, water Starch Formaldehyde
  • 4. Dextrose is widely used as tonicity modifier in the parenterals dosage form and it is used as nutrition solution.Sterilizations by autoclaving of such parenteral preparations containing dextrose can cause isomerization of dextrose in fructose and formation of aldehyde(5-hydroxymethyl furfuraldehyde), which can react with primary amino group to form shiff base and colour development (Almond and Janicki,1974).
  • 5. Maillard reaction product was also found in capsule containing lactose and antidepressant Fluoxetine (Baertschi, 1998). Lactose is a disaccharide of glucose and galactose. These reducing sugars have been found in spray-dried lactose (Brownley et al.,1963) as has the hexose degradation product, 5- hydroxymethylfurfural, probably generated by heat encountered during spray-drying
  • 6. The presence of pH-modifying residues can accelerate hydrolytic degradation or have more esoteric effects. Most medicinal agents are salts of organic acids or bases. Residues that modify pH may lead to free base or acid formation during long term storage. Excipients can form hydrates may enhance drug degradation by giving up their water of crystallization during grinding. Lactose hydrate enhances degradation of 4-methylphenylamino acetate hydrochloride upon grinding.
  • 7. Peroxide residues in povidone (binder) and crospovidone (disintegrant) were shown to be responsible for the enhanced formation of the N-oxide degradation product of the oestrogen receptor modulator, raloxifene
  • 8. Biopharmaceutical products The relative fragility of the proteinaceous materials in biopharmaceutical products and the frequent need for more sophisticated systems for their delivery places constraints and demands on excipients. The physical state of most biopharmaceutical products can favor interaction. The amorphous nature of most lyophiles means that destabilizers such as residual moisture are not held in a structured milieu. This amorphous state also affords greater molecular flexibility and consequent opportunities for reactions. Constant vigilance and rigorous screening are required if physical and chemical interactions that compromise quality, performance or safety are to be avoided. The reducing sugars in mannitol, an excipient widely used in parenterals, have been reported as responsible for the oxidative degradation of a cyclic heptapeptide (Dubost et al., 1996).
  • 9. Non-ionic surfactants have traditionally been used as emulsion formers in topical and oral products, and more recently as solubilizers and stabilizers in biotechnology products. They are susceptible to hydrolysis (Bates et al., 1973) and auto- oxidation (Azaz et al., 1978). Peroxide levels in polyethylene glycol solutions have been shown to increase with concentration in solution and storage time (Ding, 1993). Continuing generation of powerful oxidizing agents could be very damaging to protein structures containing cysteine, histidine, methionine or other terminal groups susceptible to oxidation. Lipid excipients may be used to form micro-emulsions or other drug targeting systems. Most food grade lipids contain peroxides that decompose under the influence of heat and UV radiation. This can lead to free radical formation, which can in turn oxidize unsaturated groups leading to deterioration of the delivery system and also, possibly, the active ingredient (Decker et al., 1999).
  • 10. Storage conditions use periods and limits for residues need to be established for such excipients. Such information needs to be generated by rigorous and suitably controlled investigative studies. An antioxidant butylated hydroxyl toluene (BHT) has been shown to inhibit peroxide formation in Tween 20 during storage (Jaeger et al., 1994). It is common to include such stabilizers in oxidizable excipients. Inadvertent removal, or replacement by the excipient provider, could precipitate a stability crisis in a product where the additive was unknowingly stabilizing the active ingredient as well.
  • 11. Such possibilities make it imperative that change control and notification agreements are in place between provider and pharmaceutical manufacturer, particularly for biopharmaceutical products, as these cannot be subject to the same definitive analytical characterization as small molecule medicinal agents. Excipients may be an indirect cause of degradation in biopharmaceutical products. Succinate buffer was shown to crystallize during the freezing stage of a lyophilization cycle, with associated pH reduction and unfolding of gamma interferon (Lam et al., 1996). Human growth hormone, lyophilized in the presence of sodium chloride, showed severe aggregation and precipitation, as well as accelerated oxidation and deamidation (Pikal et al., 1991). Such examples of chemical and physical stability of excipients re- enforce the desirability of performing processsimulating stress testing.
  • 12. CONCLUSION Many stability problems encountered during development and post- commercialization can be ascribed to inadequate matching of the ingredients in dosage forms, lack of awareness of the complexities of chemical and physical interactions, or the unheralded presence of a residue in one of the excipients. Many such issues concern low levels of novel entities formed by drug– excipient interactions that pose questions concerning safety or tolerance. Such incidents have probably been increased by the growing sophistication of analytical techniques to detect, identify and quantitate low level impurities. Drug-excipient interactions may take a long time to be manifested in conventional stability testing programmes, and are not always predicted by stress and pre-formulation studies. They can complicate and compromise a development programme or the viability of a commercial product.
  • 13. It is possible to reduce the probability of such undesirable and costly scenarios by allying knowledge of the propensity of a drug to undergo degradation reactions with an awareness of excipient reactivity and of the residues that they may contain. Such awareness may help to anticipate undesirable interactions and avoid their occurrence. A judicious choice of excipients or control of their quality will exclude or limit residues promoting degradation. It is surprising, therefore, that there is a paucity of information in compendia or other publications on potentially damaging residues in even the most common excipients.
  • 14. It is a sphere of activity that groups attempting to harmonize excipient monographs do not seem to have addressed, and it is to be hoped that ‘least common denominator’ considerations in harmonization initiatives do not exacerbate the situation. Perhaps it could be a subject for a future initiative. In summary, knowledge of drug–excipient interactions is a necessary prerequisite to the development of dosage forms that are stable and of good quality. It is hoped that this review provides some perspective of this important area of pharmaceutical technology