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Prepared by:
Md. Yeasir Arafat Alve
Lecturer in Occupational Therapy
MDM(BRACU); BSOT(DU);
Department of Occupational Therapy
Bangladesh Health Professions Institute (BHPI)
Centre for the Rehabilitation of the Paralysed (CRP)
CRP-Chapain, Savar, Dhaka- 1343.
Email: alve.ot.bd@outlook.com
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 1
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 2
Community Based Disaster Management
(CBDM)
What is Community?
A Community is a group of people who live in a
particular geographical location, enjoy some
common properties, facilities and also
contribute to the properties and facilities by
performing some responsibilities as an
individual or as a group (UNISDR 2013).
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 3
CBDM
• Through CBDM, the
people’s capacity to
respond to emergencies is
increased by providing
them with more access and
control over resources and
basic social services.
• At the heart of CBDM is the principle of participation.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 4
Vulnerability Assessment
• People are vulnerable because they
are poor, disabled and lack
resources.
• Each time a disaster takes place,
those most vulnerable are likely to
be made even more vulnerable to
the next extreme occurrence or
stress.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 5
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 6
Disaster generates Vulnerability
Disaster causes loss of livelihoods assets,
which generate vulnerability.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 7
Livelihoods assets
Financial
Capital
Natural
Capital
Social
Capital
Physical
Capital
Human
Capital
The Poor
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 8
Human Capital
• Health
• Nutrition
• Education
• Knowledge and skills
• Capacity to work
• Capacity to adapt
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 9
Natural Capital
• Land and produce
• Water & aquatic
resources
• Trees and forest
products
• Wildlife
• Wild foods & fibres
• Ecosystem services
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 10
Social Capital
• Networks and connections
 neighbourhoods
 kinship
• Relations of trust and mutual support
• Collective representation/Grouping/Party
• Mechanisms for participation in decision-
making
• Leadership
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 11
Physical Capital
• Infrastructure
• transport - roads, vehicles, etc.
• secure shelter & buildings
• water supply & sanitation
• energy
• communications
• Tools and techology
• tools and equipment for production
• seed, fertiliser, pesticides
• traditional technology
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 12
Financial Capital
• Savings
• Credit/debt - formal, informal, NGOs
• Remittances
• Pensions
• Wages
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 13
So... no education
low wages
landless
poor water supply
Financial
Capital
Social
Capital
Physical
Capital
Human
Capital
Natural
Capital
= an extremely reduced “livelihood
pentagon”
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
Human capital
Natural capital
Financial capital
Physical capital
14
Vulnerability Assessment Tools
PRA Tools (Participatory Rapid Appraisal/
Participatory Rural Appraisal)
• PRA is a process in which people, especially
the weaker and poorer, are enabled to collate,
present and analyze information, making
explicit and adding to what they already know.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 15
Understanding PRA continue…
•PRA is a ‘a family of approaches and methods to
enable rural people to share, enhance, and analyze
their knowledge of life and conditions, to plan and to
act’ (Robert Chambers, 2002).
•Participatory methods help in enabling local people to
express and analyze their knowledge and preferences.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 16
PRA is used for:
• Needs assessment
• Feasibility studies
• Identification priorities for
developmental Activities
• Monitoring and evaluation
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 17
PRA Tools
Mapping Tools:
• Social mapping
• Resource mapping
• Mobility mapping
• Transect
walk/mapping
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
Ranking tools:
•Well-being ranking
•Pair-wise ranking
•Matrix ranking
•Happiness ranking
18
PRA Tool: Resource Map
• Description:
• The Village Resource Map is a tool that helps us to learn
about a community and its resource base. The primary
concern is not to develop an accurate map but to get
useful information about local perceptions of resources.
• With whom:
• Female and male focus groups
• Time needed: 2 hours
• Materials:
• Sticks, pebbles, leaves, sawdust, flour, dung or any other
local material.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 19
1. Find a large open place to work.
2. represent a central and important landmark.
3. Ask the participants to draw the boundaries of the
kushet.
4. Don't interrupt the participants unless they stop
drawing.
5. When the map is completed, facilitators should ask
the participants to describe it.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
PRA Tool: Resource Map continue…
20
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 21
Social Map
• A social map of the kushet is a map that is drawn by the
residents and which shows the social structures and
institutions found in an area. It also helps us to learn about
social and economic differences between the households.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 22
Pair-wise ranking
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 23
Pair-wise ranking
Advantages
• It helps to quickly get a good idea of what people think are the
priority problem or preferences.
• It is probably the easiest method to use and to learn more about
commonly shared problems and priorities
• The criteria developed out of the ranking can be used for the
community action plan of the area.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
Disadvantages
•It requires time and some logistic efforts to bring all relevant
stakeholders together in order to rank the preferences and
problems
•It may not be possible to react to all the problems discussed
24
Wealth (Well Being) Ranking Tool
It is used to:
• Understand socioeconomic differences within communities.
• Understand local perceptions of and criteria for wealth, well-
being, and inequality in a community.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 25
PRA Tools
Diagramming Tools:
• Seasonal calendar
• Time line
• Time trend diagram
• Daily routine diagram
• Institutional diagram capacity-building, mobilization,
copping strategies,
• Cause & effect diagram local planning and budgeting
processes,
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 26
Vulnerability mapping
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
Livelihood
Assets
% Name
Human
Economic
Natural
Social
Physical
27
Vulnerability Mapping
Livelihood
Assets
Total Loss Partial Loss Minimum
Loss
Remarks
Human
Asset
Economic
Asset
Physical
Asset
Social Asset
Natural
Asset
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 28
Early Warning System (EWS)
• Early warning systems (EWS) are an
essential component to BCDRM (Community-
Based Disaster Risk Management).
• Early warning systems provide communities
with relevant, topical information on
environmental conditions so that
communities can assess levels of risk and
make informed decisions to protect their
safety.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 29
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
Early Warning System (EWS) con…
30
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
(a) Pre-Disaster Stage (Off-cyclone season)
(b) Alert Stage (Signal No. I, II and III)
(c) Warning Stage (Signal No. IV)
(d) Disaster Stage (Signal No. V, VI, VII and VIII, IX, X)
31
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
EarlyWarningSystem(EWS)con…
32
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
Early Warning System (EWS) con…
33
05/15/17
MRS/D&D/Vulnerability Assessment/Alve
34
• Bell and/or Drums/Miking: These are very
effective, low-tech means of sounding an
alarm to the community.
• Flag Hoisting: This is also an effective tool for
early warning.
• Other Tools: Cell phone/SMS, TV, Radio,
Community Radio, Internet, etc.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve
Early Warning System (EWS) con…
35
Capacity building
• Community capacity building is defined as the
"process of developing and strengthening the
skills, instincts, abilities, processes and
resources that organizations and
communities need to survive, adapt, and
thrive in the fast-changing world."
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 36
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 37
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 38
Community Mobilisation
Community mobilization is an attempt to bring
both human and non-human resources together
to undertake developmental activities in order
to achieve Sustainable Development.
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 39
• Community mobilisation is a capacity-building
process. Through this process relief workers and
organisations collaborate with affected
communities to plan, implement, and evaluate
activities designed to improve the communities’
needs.
• It is a participatory partnership that advocates
for programmes the local community can sustain.
Community Mobilisation con…
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 40
Community mobilization needs many analytical and
supportive resources which are internal (inside
community) and external (outside Community) as
well. Several of the resources are as following:
• Leadership
• Organizational capacity
• Communications channels
• Assessments
• Problem solving
• Resource mobilization
• Administrative and operational management.
Requirements
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 41
• Empowerment is a process which enhances
the ability of disadvantaged (powerless)
individuals or groups to challenge and change
[in their favour] existing power relationships
that place them in subordinate economic,
social and political positions (Meizen-Dick et al
1997).
Empowerment
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 42
• The term ‘Empowerment’ is embedded in the
concept of ‘Power’.
• In power process, many relationships are
vertical, and people are divided into ‘uppers’
and ‘lowers’.
• By analogy, ‘lowers’ can be called ‘powerless’
and the upper ‘powerful’ (Chambers 1995).
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 43
Empowerment con…
• Participation (decision-making) in social
science is an umbrella term including
different means for the public to
participate in political, economic,
management or other social decisions.
Participation
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 44
• Many people are involved; not few.
• Many groups are involved
• Open and Advertised
• Open to All Ideas
• Inclusive and Diverse.
Elements for Successful Participation
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 45
Thank You…
05/15/17 MRS/D&D/Vulnerability Assessment/Alve 46

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Vulnerability and Risk Assessment: An inclusive society development

  • 1. Prepared by: Md. Yeasir Arafat Alve Lecturer in Occupational Therapy MDM(BRACU); BSOT(DU); Department of Occupational Therapy Bangladesh Health Professions Institute (BHPI) Centre for the Rehabilitation of the Paralysed (CRP) CRP-Chapain, Savar, Dhaka- 1343. Email: alve.ot.bd@outlook.com 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 1
  • 3. Community Based Disaster Management (CBDM) What is Community? A Community is a group of people who live in a particular geographical location, enjoy some common properties, facilities and also contribute to the properties and facilities by performing some responsibilities as an individual or as a group (UNISDR 2013). 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 3
  • 4. CBDM • Through CBDM, the people’s capacity to respond to emergencies is increased by providing them with more access and control over resources and basic social services. • At the heart of CBDM is the principle of participation. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 4
  • 5. Vulnerability Assessment • People are vulnerable because they are poor, disabled and lack resources. • Each time a disaster takes place, those most vulnerable are likely to be made even more vulnerable to the next extreme occurrence or stress. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 5
  • 7. Disaster generates Vulnerability Disaster causes loss of livelihoods assets, which generate vulnerability. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 7
  • 9. Human Capital • Health • Nutrition • Education • Knowledge and skills • Capacity to work • Capacity to adapt 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 9
  • 10. Natural Capital • Land and produce • Water & aquatic resources • Trees and forest products • Wildlife • Wild foods & fibres • Ecosystem services 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 10
  • 11. Social Capital • Networks and connections  neighbourhoods  kinship • Relations of trust and mutual support • Collective representation/Grouping/Party • Mechanisms for participation in decision- making • Leadership 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 11
  • 12. Physical Capital • Infrastructure • transport - roads, vehicles, etc. • secure shelter & buildings • water supply & sanitation • energy • communications • Tools and techology • tools and equipment for production • seed, fertiliser, pesticides • traditional technology 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 12
  • 13. Financial Capital • Savings • Credit/debt - formal, informal, NGOs • Remittances • Pensions • Wages 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 13
  • 14. So... no education low wages landless poor water supply Financial Capital Social Capital Physical Capital Human Capital Natural Capital = an extremely reduced “livelihood pentagon” 05/15/17 MRS/D&D/Vulnerability Assessment/Alve Human capital Natural capital Financial capital Physical capital 14
  • 15. Vulnerability Assessment Tools PRA Tools (Participatory Rapid Appraisal/ Participatory Rural Appraisal) • PRA is a process in which people, especially the weaker and poorer, are enabled to collate, present and analyze information, making explicit and adding to what they already know. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 15
  • 16. Understanding PRA continue… •PRA is a ‘a family of approaches and methods to enable rural people to share, enhance, and analyze their knowledge of life and conditions, to plan and to act’ (Robert Chambers, 2002). •Participatory methods help in enabling local people to express and analyze their knowledge and preferences. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 16
  • 17. PRA is used for: • Needs assessment • Feasibility studies • Identification priorities for developmental Activities • Monitoring and evaluation 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 17
  • 18. PRA Tools Mapping Tools: • Social mapping • Resource mapping • Mobility mapping • Transect walk/mapping 05/15/17 MRS/D&D/Vulnerability Assessment/Alve Ranking tools: •Well-being ranking •Pair-wise ranking •Matrix ranking •Happiness ranking 18
  • 19. PRA Tool: Resource Map • Description: • The Village Resource Map is a tool that helps us to learn about a community and its resource base. The primary concern is not to develop an accurate map but to get useful information about local perceptions of resources. • With whom: • Female and male focus groups • Time needed: 2 hours • Materials: • Sticks, pebbles, leaves, sawdust, flour, dung or any other local material. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 19
  • 20. 1. Find a large open place to work. 2. represent a central and important landmark. 3. Ask the participants to draw the boundaries of the kushet. 4. Don't interrupt the participants unless they stop drawing. 5. When the map is completed, facilitators should ask the participants to describe it. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve PRA Tool: Resource Map continue… 20
  • 22. Social Map • A social map of the kushet is a map that is drawn by the residents and which shows the social structures and institutions found in an area. It also helps us to learn about social and economic differences between the households. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 22
  • 24. Pair-wise ranking Advantages • It helps to quickly get a good idea of what people think are the priority problem or preferences. • It is probably the easiest method to use and to learn more about commonly shared problems and priorities • The criteria developed out of the ranking can be used for the community action plan of the area. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve Disadvantages •It requires time and some logistic efforts to bring all relevant stakeholders together in order to rank the preferences and problems •It may not be possible to react to all the problems discussed 24
  • 25. Wealth (Well Being) Ranking Tool It is used to: • Understand socioeconomic differences within communities. • Understand local perceptions of and criteria for wealth, well- being, and inequality in a community. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 25
  • 26. PRA Tools Diagramming Tools: • Seasonal calendar • Time line • Time trend diagram • Daily routine diagram • Institutional diagram capacity-building, mobilization, copping strategies, • Cause & effect diagram local planning and budgeting processes, 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 26
  • 27. Vulnerability mapping 05/15/17 MRS/D&D/Vulnerability Assessment/Alve Livelihood Assets % Name Human Economic Natural Social Physical 27
  • 28. Vulnerability Mapping Livelihood Assets Total Loss Partial Loss Minimum Loss Remarks Human Asset Economic Asset Physical Asset Social Asset Natural Asset 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 28
  • 29. Early Warning System (EWS) • Early warning systems (EWS) are an essential component to BCDRM (Community- Based Disaster Risk Management). • Early warning systems provide communities with relevant, topical information on environmental conditions so that communities can assess levels of risk and make informed decisions to protect their safety. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 29
  • 31. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve (a) Pre-Disaster Stage (Off-cyclone season) (b) Alert Stage (Signal No. I, II and III) (c) Warning Stage (Signal No. IV) (d) Disaster Stage (Signal No. V, VI, VII and VIII, IX, X) 31
  • 35. • Bell and/or Drums/Miking: These are very effective, low-tech means of sounding an alarm to the community. • Flag Hoisting: This is also an effective tool for early warning. • Other Tools: Cell phone/SMS, TV, Radio, Community Radio, Internet, etc. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve Early Warning System (EWS) con… 35
  • 36. Capacity building • Community capacity building is defined as the "process of developing and strengthening the skills, instincts, abilities, processes and resources that organizations and communities need to survive, adapt, and thrive in the fast-changing world." 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 36
  • 39. Community Mobilisation Community mobilization is an attempt to bring both human and non-human resources together to undertake developmental activities in order to achieve Sustainable Development. 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 39
  • 40. • Community mobilisation is a capacity-building process. Through this process relief workers and organisations collaborate with affected communities to plan, implement, and evaluate activities designed to improve the communities’ needs. • It is a participatory partnership that advocates for programmes the local community can sustain. Community Mobilisation con… 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 40
  • 41. Community mobilization needs many analytical and supportive resources which are internal (inside community) and external (outside Community) as well. Several of the resources are as following: • Leadership • Organizational capacity • Communications channels • Assessments • Problem solving • Resource mobilization • Administrative and operational management. Requirements 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 41
  • 42. • Empowerment is a process which enhances the ability of disadvantaged (powerless) individuals or groups to challenge and change [in their favour] existing power relationships that place them in subordinate economic, social and political positions (Meizen-Dick et al 1997). Empowerment 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 42
  • 43. • The term ‘Empowerment’ is embedded in the concept of ‘Power’. • In power process, many relationships are vertical, and people are divided into ‘uppers’ and ‘lowers’. • By analogy, ‘lowers’ can be called ‘powerless’ and the upper ‘powerful’ (Chambers 1995). 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 43 Empowerment con…
  • 44. • Participation (decision-making) in social science is an umbrella term including different means for the public to participate in political, economic, management or other social decisions. Participation 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 44
  • 45. • Many people are involved; not few. • Many groups are involved • Open and Advertised • Open to All Ideas • Inclusive and Diverse. Elements for Successful Participation 05/15/17 MRS/D&D/Vulnerability Assessment/Alve 45

Editor's Notes

  1. Esculent root> example for Ecosystem
  2. harrow
  3. Collate >Compare critically, Explicit> expressed,
  4. Feasibility> The quality of being doable
  5. Transect> A transect walk is a tool for describing and showing the location and distribution. of resources, features, landscape, main land uses along a given transect.
  6. River Gauges: Rain Gauges: