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GUIDELINE INDEX
BATCH Q: Quality
Finalised Guidelines (Step 4)
Q1A(R2) Stability Testing of New Drug Substances and Products (Second Revision) Feb. 2003
Q1B Stability Testing: Photostability Testing of New Drug Substances and Products Nov. 1996
Q1C Stability Testing for New Dosage Forms Nov. 1996
Q1D Bracketing and Matrixing Designs for Stability Testing of New Drug Substances and
Products
Feb. 2002
Q1E Evaluation for Stability Data Feb. 2003
Q1F* Stability Data Package for Registration Applications in Climatic Zones III and IV
(Guideline withdrawn in June 2006).
Feb. 2003
Q2(R1) Validation of Analytical Procedures: Text and Methodology
(The Addendum dated November 1996 has been incorporated into the core guideline in
November 2005).
Oct. 1994
Q3A(R2) Impurities in New Drug Substances Oct. 2006
Q3B(R2) Impurities in New Drug Products June 2006
Q3C(R5) Impurities: Guideline for Residual Solvents (including the two Revised PDE for THF and
NMP dated September 2002 and October 2002 incorporated in core Guideline in
November 2005 and revised PDE for Cumene incorporated in core Guideline in February
2011)
Feb. 2011
Q3D Guideline for Elemental Impurities Dec. 2014
Q4B Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions Nov. 2007
Q4B
Annex 1(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Residue on Ignition/Sulphated Ash General Chapter
Sept. 2010
Q4B
Annex 2(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Test for Extractable Volume of Parenteral Preparations General Chapter
Sept. 2010
Q4B
Annex 3(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Test for Particulate Contamination: Sub-Visible Particles General Chapter
Sept. 2010
Q4B
Annex 4A(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Microbiological Examination of Non-Sterile Products: Microbial Enumeration Tests
General Chapter
Sept. 2010
Q4B
Annex 4B(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Microbiological Examination of Non-Sterile Products: Tests for Specified Micro-
Organisms General Chapter
Sept. 2010
Q4B
Annex 4C(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Microbiological Examination of Non-Sterile Products: Acceptance Criteria for
Pharmaceutical Preparations and Substances for Pharmaceutical Use General Chapter
Sept. 2010
Q4B
Annex 5(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Disintegration Test General Chapter
Sept. 2010
Q4B
Annex 6
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
University of Dosage Units General Chapter
Nov. 2013
Q4B
Annex 7(R2)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Dissolution Test General Chapter
Nov. 2010
ICH Guidelines Index
Q4B
Annex 8(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Sterility Chapter General Chapter
Sept. 2010
Q4B
Annex 9(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Tablet Friability General Chapter
Sept. 2010
Q4B
Annex 10(R1)
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Polyacrylamide Gel Electrophoresis General Chapter
Sept. 2010
Q4B
Annex 11
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Capillary Electrophoresis General Chapter
June 2010
Q4B
Annex 12
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Analytical Sieving General Chapter
June 2010
Q4B
Annex 13
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Bulk Density and Tapped Density of Powders General Chapter
June 2012
Q4B
Annex 14
Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on
Bacterial Endotoxins Test General Chapter
Oct. 2012
Q5A(R1) Viral Safety Evaluation of Biotechnology Products Derived from Cell Lines of Human or
Animal Origin
Sept. 1999
Q5B Quality of Biotechnological Products: Analysis of the Expression Construct in Cells Used
for Production of r-DNA Derived Protein Products
Nov. 1995
Q5C Quality of Biotechnological Products: Stability Testing of Biotechnological/Biological
Products
Nov. 1995
Q5D Derivation and Characterisation of Cell Substrates Used for Production of
Biotechnological/
Biological Products
Jul. 1997
Q5E Comparability of Biotechnological/Biological Products Subject to Changes in Their
Manufacturing Process
Nov. 2004
Q6A Specifications : Test Procedures and Acceptance Criteria for New Drug Substances and
New Drug Products : Chemical Substances
Oct. 1999
Q6B Specifications: Test Procedures and Acceptance Criteria for Biotechnological/Biological
Products
Mar. 1999
Q7 Good Manufacturing Practice Guide for Active Pharmaceutical Ingredients Nov. 2000
Q8(R1) Pharmaceutical Development Nov. 2008
Q9 Quality Risk Management Nov. 2005
Q10 Pharmaceutical Quality System June 2008
Q11 Development and Manufacture of Drug Substances (Chemical Entities and
Biotechnological/Biological Entities)
May 2012
Guidelines released for consultation (Step 2b)
July 2013
ICH Guidelines Index
BATCH S: Safety
Finalised Guidelines (Step 4)
S1A Guideline on the Need for Carcinogenicity Studies of Pharmaceuticals Nov. 1995
S1B Testing for Carcinogenicity of Pharmaceuticals July 1997
S1C(R2) Dose Selection for Carcinogenicity Studies of Pharmaceuticals Mar. 2008
S2(R1) Guidance on Genotoxicity Testing and Data Interpretation for Pharmaceuticals Intended for
Human Use
Nov. 2011
S3A Note for Guidance on Toxicokinetics: The Assessment of Systemic Exposure in Toxicity Studies Oct. 1994
S3B Pharmacokinetics: Guidance for Repeated Dose Tissue Distribution Studies Oct. 1994
S4 Duration of Chronic Toxicity Testing in Animals (Rodent and Non Rodent Toxicity Testing) Sept. 1998
S5(R2) Detection of Toxicity to Reproduction for Medicinal Products and Toxicity to Male Fertility (the
Addendum dated November 1995 has been incorporated into the core guideline in November
2005)
June 1993
S6(R1) Preclinical Safety Evaluation of Biotechnology-Derived Pharmaceuticals June 2011
S7A Safety Pharmacology Studies for Human Pharmaceuticals Nov. 2000
S7B The Non-clinical Evaluation of the Potential for Delayed Ventricular Repolarization (QT
Interval Prolongation) by Human Pharmaceuticals
May 2005
S8 Immunotoxicity Studies for Human Pharmaceuticals Sept. 2005
S9 Nonclinical Evaluation for Anticancer Pharmaceuticals Oct. 2009
S10 Photosafety Evaluation Nov. 2013
Guidelines released for consultation (Step 2b)
ICH Guidelines Index
BATCH E: Efficacy
Finalised Guidelines (Step 4)
E1
The Extent of Population Exposure to Assess Clinical Safety for Drugs Intended for
Long-Term Treatment of Non-Life-Threatening Conditions
Oct. 1994
E2A Clinical Safety Data Management: Definitions and Standards for Expedited Reporting Oct. 1994
E2B(R3)
Implementation Guide
Clinical Safety Data Management: Data Elements for Transmission of Individual Case
Safety Reports
Nov. 2014
E2C(R2) Periodic Benefit-Risk Evaluation Report Nov. 2012
E2C(R2)
Q&As
Periodic Benefit-Risk Evaluation Report – Questions & Answers Mar. 2014
E2D
Post-Approval Safety Data Management: Definitions and Standards for Expedited
Reporting
Nov. 2003
E2E Pharmacovigilance Planning Nov. 2004
E2F Development Safety Update Report Aug. 2010
E3 Structure and Content of Clinical Study Reports Nov. 1995
E3
Q&As (R1)
Structure and Content of Clinical Study Reports – Questions & Answers July 2012
E4 Dose-Response Information to Support Drug Registration Mar. 1994
E5(R1) Ethnic Factors in the Acceptability of Foreign Clinical Data Mar. 1998
E6(R1) Good Clinical Practice: Consolidated Guideline May 1996
E7 Studies in Support of Special Populations: Geriatrics June 1993
E7 Q&As Studies in Support of Special Populations: Geriatrics – Questions & Answers July 2010
E8 General Considerations for Clinical Trials July 1997
E9 Statistical Principles for Clinical Trials Feb. 1998
E10 Choice of Control Group and Related Issues in Clinical Trials July 2000
E11 Clinical Investigation of Medicinal Products in the Pediatric Population July 2000
E14
The Clinical Evaluation of QT/QTc Interval Prolongation and Proarrhythmic
Potential for Non-Antiarrhythmic Drugs
May 2005
E14
Q&As (R2)
The Clinical Evaluation of QT/QTc Interval Prolongation and Proarrhythmic
Potential for Non-Antiarrhythmic Drugs – Questions and Answers
Mar. 2014
E15 Definitions for Genomic Biomarkers, Pharmacogenomics, Pharmacogenetics,
Genomic Data and Sample Coding Categories
Nov. 2007
E16 Biomarkers Related to Drug or Biotechnology Product Development: Context,
Structure and Format of Qualification Submissions
Aug. 2010
Documents released for consultation (Step 2b)
Consensus Draft Principle
E12 Principles for Clinical Evaluation of New Antihypertensive Drugs Mar. 2000
ICH Guidelines Index
BATCH M: Multidisciplinary
Finalised Guidelines (Step 4)
M2 ICSR (R2) Electronic Transmission of Individual Case Safety Reports Message Specification (ICH
ICSR DTD Version 2.1) companion document to E2B(R3)
Feb. 2001
M3(R2) Guidance on Nonclinical Safety Studies for the Conduct of Human Clinical Trials and
Marketing Authorization for Pharmaceuticals
June 2009
M3(R2) Q&As (R2) Guidance on Nonclinical Safety Studies for the Conduct of Human Clinical Trials and
Marketing Authorization for Pharmaceuticals Questions & Answers
Mar. 2012
M4(R3)* Organisation of the Common Technical Document for the Registration of
Pharmaceuticals for Human Use (Edited with Numbering and Section Header
Changes, September 2002)
Including the Annex : the Granularity Document (Revised November 2003).
Nov. 2000
M4Q(R1)* The Common Technical Document for the Registration of Pharmaceuticals for Human
Use : Quality (Edited with Numbering and Section Header Changes, September
2002)
Nov. 2000
M4S(R2)* The Common Technical Document for the Registration of Pharmaceuticals for Human
Use : Safety (Edited with Numbering and Section Header Changes, September 2002)
Nov. 2000
M4E(R1)* The Common Technical Document for the Registration of Pharmaceuticals for Human
Use : Efficacy (Edited with Numbering and Section Header Changes, September
2002)
Nov. 2000
M7 Assessment and Control of DNA Reactive (Mutagenic) Impurities in Pharmaceuticals
to Limit Potential Carcinogenic Risk
June 2014
Guidelines released for consultation (Step 2b)
* Notice for Clarification:
Within the ICH regions, local versions are published. The wording of the core CTD (Modules 2, 3, 4 and 5) in
the local versions might be slightly different from one region to another due to specific editing that takes into
consideration regional regulations. It does not affect the common understanding by the six ICH parties of the
CTD published on the ICH website (http://www.ich.org).
Questions & Answers:
In order to facilitate the implementation of the CTD, the ICH Experts have developed a series of Q&As which
are continuously updated and can be downloaded from the ICH website directly from the following url:
http://www.ich.org/products/ctd.html

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Ich guidelines for quality assurence

  • 1. GUIDELINE INDEX BATCH Q: Quality Finalised Guidelines (Step 4) Q1A(R2) Stability Testing of New Drug Substances and Products (Second Revision) Feb. 2003 Q1B Stability Testing: Photostability Testing of New Drug Substances and Products Nov. 1996 Q1C Stability Testing for New Dosage Forms Nov. 1996 Q1D Bracketing and Matrixing Designs for Stability Testing of New Drug Substances and Products Feb. 2002 Q1E Evaluation for Stability Data Feb. 2003 Q1F* Stability Data Package for Registration Applications in Climatic Zones III and IV (Guideline withdrawn in June 2006). Feb. 2003 Q2(R1) Validation of Analytical Procedures: Text and Methodology (The Addendum dated November 1996 has been incorporated into the core guideline in November 2005). Oct. 1994 Q3A(R2) Impurities in New Drug Substances Oct. 2006 Q3B(R2) Impurities in New Drug Products June 2006 Q3C(R5) Impurities: Guideline for Residual Solvents (including the two Revised PDE for THF and NMP dated September 2002 and October 2002 incorporated in core Guideline in November 2005 and revised PDE for Cumene incorporated in core Guideline in February 2011) Feb. 2011 Q3D Guideline for Elemental Impurities Dec. 2014 Q4B Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions Nov. 2007 Q4B Annex 1(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Residue on Ignition/Sulphated Ash General Chapter Sept. 2010 Q4B Annex 2(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Test for Extractable Volume of Parenteral Preparations General Chapter Sept. 2010 Q4B Annex 3(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Test for Particulate Contamination: Sub-Visible Particles General Chapter Sept. 2010 Q4B Annex 4A(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Microbiological Examination of Non-Sterile Products: Microbial Enumeration Tests General Chapter Sept. 2010 Q4B Annex 4B(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Microbiological Examination of Non-Sterile Products: Tests for Specified Micro- Organisms General Chapter Sept. 2010 Q4B Annex 4C(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Microbiological Examination of Non-Sterile Products: Acceptance Criteria for Pharmaceutical Preparations and Substances for Pharmaceutical Use General Chapter Sept. 2010 Q4B Annex 5(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Disintegration Test General Chapter Sept. 2010 Q4B Annex 6 Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on University of Dosage Units General Chapter Nov. 2013 Q4B Annex 7(R2) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Dissolution Test General Chapter Nov. 2010
  • 2. ICH Guidelines Index Q4B Annex 8(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Sterility Chapter General Chapter Sept. 2010 Q4B Annex 9(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Tablet Friability General Chapter Sept. 2010 Q4B Annex 10(R1) Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Polyacrylamide Gel Electrophoresis General Chapter Sept. 2010 Q4B Annex 11 Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Capillary Electrophoresis General Chapter June 2010 Q4B Annex 12 Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Analytical Sieving General Chapter June 2010 Q4B Annex 13 Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Bulk Density and Tapped Density of Powders General Chapter June 2012 Q4B Annex 14 Evaluation and Recommendation of Pharmacopoeial Texts for Use in the ICH Regions on Bacterial Endotoxins Test General Chapter Oct. 2012 Q5A(R1) Viral Safety Evaluation of Biotechnology Products Derived from Cell Lines of Human or Animal Origin Sept. 1999 Q5B Quality of Biotechnological Products: Analysis of the Expression Construct in Cells Used for Production of r-DNA Derived Protein Products Nov. 1995 Q5C Quality of Biotechnological Products: Stability Testing of Biotechnological/Biological Products Nov. 1995 Q5D Derivation and Characterisation of Cell Substrates Used for Production of Biotechnological/ Biological Products Jul. 1997 Q5E Comparability of Biotechnological/Biological Products Subject to Changes in Their Manufacturing Process Nov. 2004 Q6A Specifications : Test Procedures and Acceptance Criteria for New Drug Substances and New Drug Products : Chemical Substances Oct. 1999 Q6B Specifications: Test Procedures and Acceptance Criteria for Biotechnological/Biological Products Mar. 1999 Q7 Good Manufacturing Practice Guide for Active Pharmaceutical Ingredients Nov. 2000 Q8(R1) Pharmaceutical Development Nov. 2008 Q9 Quality Risk Management Nov. 2005 Q10 Pharmaceutical Quality System June 2008 Q11 Development and Manufacture of Drug Substances (Chemical Entities and Biotechnological/Biological Entities) May 2012 Guidelines released for consultation (Step 2b) July 2013
  • 3. ICH Guidelines Index BATCH S: Safety Finalised Guidelines (Step 4) S1A Guideline on the Need for Carcinogenicity Studies of Pharmaceuticals Nov. 1995 S1B Testing for Carcinogenicity of Pharmaceuticals July 1997 S1C(R2) Dose Selection for Carcinogenicity Studies of Pharmaceuticals Mar. 2008 S2(R1) Guidance on Genotoxicity Testing and Data Interpretation for Pharmaceuticals Intended for Human Use Nov. 2011 S3A Note for Guidance on Toxicokinetics: The Assessment of Systemic Exposure in Toxicity Studies Oct. 1994 S3B Pharmacokinetics: Guidance for Repeated Dose Tissue Distribution Studies Oct. 1994 S4 Duration of Chronic Toxicity Testing in Animals (Rodent and Non Rodent Toxicity Testing) Sept. 1998 S5(R2) Detection of Toxicity to Reproduction for Medicinal Products and Toxicity to Male Fertility (the Addendum dated November 1995 has been incorporated into the core guideline in November 2005) June 1993 S6(R1) Preclinical Safety Evaluation of Biotechnology-Derived Pharmaceuticals June 2011 S7A Safety Pharmacology Studies for Human Pharmaceuticals Nov. 2000 S7B The Non-clinical Evaluation of the Potential for Delayed Ventricular Repolarization (QT Interval Prolongation) by Human Pharmaceuticals May 2005 S8 Immunotoxicity Studies for Human Pharmaceuticals Sept. 2005 S9 Nonclinical Evaluation for Anticancer Pharmaceuticals Oct. 2009 S10 Photosafety Evaluation Nov. 2013 Guidelines released for consultation (Step 2b)
  • 4. ICH Guidelines Index BATCH E: Efficacy Finalised Guidelines (Step 4) E1 The Extent of Population Exposure to Assess Clinical Safety for Drugs Intended for Long-Term Treatment of Non-Life-Threatening Conditions Oct. 1994 E2A Clinical Safety Data Management: Definitions and Standards for Expedited Reporting Oct. 1994 E2B(R3) Implementation Guide Clinical Safety Data Management: Data Elements for Transmission of Individual Case Safety Reports Nov. 2014 E2C(R2) Periodic Benefit-Risk Evaluation Report Nov. 2012 E2C(R2) Q&As Periodic Benefit-Risk Evaluation Report – Questions & Answers Mar. 2014 E2D Post-Approval Safety Data Management: Definitions and Standards for Expedited Reporting Nov. 2003 E2E Pharmacovigilance Planning Nov. 2004 E2F Development Safety Update Report Aug. 2010 E3 Structure and Content of Clinical Study Reports Nov. 1995 E3 Q&As (R1) Structure and Content of Clinical Study Reports – Questions & Answers July 2012 E4 Dose-Response Information to Support Drug Registration Mar. 1994 E5(R1) Ethnic Factors in the Acceptability of Foreign Clinical Data Mar. 1998 E6(R1) Good Clinical Practice: Consolidated Guideline May 1996 E7 Studies in Support of Special Populations: Geriatrics June 1993 E7 Q&As Studies in Support of Special Populations: Geriatrics – Questions & Answers July 2010 E8 General Considerations for Clinical Trials July 1997 E9 Statistical Principles for Clinical Trials Feb. 1998 E10 Choice of Control Group and Related Issues in Clinical Trials July 2000 E11 Clinical Investigation of Medicinal Products in the Pediatric Population July 2000 E14 The Clinical Evaluation of QT/QTc Interval Prolongation and Proarrhythmic Potential for Non-Antiarrhythmic Drugs May 2005 E14 Q&As (R2) The Clinical Evaluation of QT/QTc Interval Prolongation and Proarrhythmic Potential for Non-Antiarrhythmic Drugs – Questions and Answers Mar. 2014 E15 Definitions for Genomic Biomarkers, Pharmacogenomics, Pharmacogenetics, Genomic Data and Sample Coding Categories Nov. 2007 E16 Biomarkers Related to Drug or Biotechnology Product Development: Context, Structure and Format of Qualification Submissions Aug. 2010 Documents released for consultation (Step 2b) Consensus Draft Principle E12 Principles for Clinical Evaluation of New Antihypertensive Drugs Mar. 2000
  • 5. ICH Guidelines Index BATCH M: Multidisciplinary Finalised Guidelines (Step 4) M2 ICSR (R2) Electronic Transmission of Individual Case Safety Reports Message Specification (ICH ICSR DTD Version 2.1) companion document to E2B(R3) Feb. 2001 M3(R2) Guidance on Nonclinical Safety Studies for the Conduct of Human Clinical Trials and Marketing Authorization for Pharmaceuticals June 2009 M3(R2) Q&As (R2) Guidance on Nonclinical Safety Studies for the Conduct of Human Clinical Trials and Marketing Authorization for Pharmaceuticals Questions & Answers Mar. 2012 M4(R3)* Organisation of the Common Technical Document for the Registration of Pharmaceuticals for Human Use (Edited with Numbering and Section Header Changes, September 2002) Including the Annex : the Granularity Document (Revised November 2003). Nov. 2000 M4Q(R1)* The Common Technical Document for the Registration of Pharmaceuticals for Human Use : Quality (Edited with Numbering and Section Header Changes, September 2002) Nov. 2000 M4S(R2)* The Common Technical Document for the Registration of Pharmaceuticals for Human Use : Safety (Edited with Numbering and Section Header Changes, September 2002) Nov. 2000 M4E(R1)* The Common Technical Document for the Registration of Pharmaceuticals for Human Use : Efficacy (Edited with Numbering and Section Header Changes, September 2002) Nov. 2000 M7 Assessment and Control of DNA Reactive (Mutagenic) Impurities in Pharmaceuticals to Limit Potential Carcinogenic Risk June 2014 Guidelines released for consultation (Step 2b) * Notice for Clarification: Within the ICH regions, local versions are published. The wording of the core CTD (Modules 2, 3, 4 and 5) in the local versions might be slightly different from one region to another due to specific editing that takes into consideration regional regulations. It does not affect the common understanding by the six ICH parties of the CTD published on the ICH website (http://www.ich.org). Questions & Answers: In order to facilitate the implementation of the CTD, the ICH Experts have developed a series of Q&As which are continuously updated and can be downloaded from the ICH website directly from the following url: http://www.ich.org/products/ctd.html