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Information Literacy & Open
Access for Physics and
Astronomy Graduate Students
Jackie Werner, Science Librarian
Georgia State University
jwerner3@gsu.edu
Outline
 Background
 Open Access & SCOAP3
 Open Access in Physics & Astronomy
 Faculty and Open Access
 Graduate Students and Library Research
 Methodology
 Results
 Discussion
Introduction
Open Access & SCOAP3
Open Access & SCOAP3
SCOAP3
 Sponsoring Committee for Open Access Publishing in Particle
Physics
 High-Energy Physics partnership
 Negotiated with top ten HEP journals to pay fees to make all articles
green open access
 4,280 articles published as green OA in 2014, “comprising the
majority of the high-quality peer-reviewed literature in the field of
High-Energy Physics”
OA in Physics & Astronomy
 arXiv
 Founded in 1991
 Preprints and OA articles
 Multiple disciplines
 Most HEP articles appear on arXiv
OA in Physics & Astronomy
 Astrophysics Data System (ADS)
 Founded in 1992
 Abstract database including
arXiv & traditional journals
 Includes OA and non
 Digitizes older publications
OA in Physics & Astronomy
 INSPIRE-HEP
 Replaced SPIRES in 2012
 Searches arXiv & HEP resources
 Curated content in HEP
 Includes OA and non
OA in Physics & Astronomy
 CERN Document Server (CDS)
 Covers all CERN publications
 Searches arXiv & other HEP
publications
 Includes OA and non
OA in Physics & Astronomy
 Google Scholar
 Not technically OA, but…
Faculty and Open Access
 HEP researchers support open access
 Scientists are aware of open access
 Faculty & graduate students recognize what is open access
Graduate Students and Library
Research
 Graduate students turn to faculty advisors and lab group for
literature searches
 …if they receive instruction at all
 Are graduate students aware of open access?
My Research
Methodology
 Conducted at Georgia Institute of Technology and Georgia State
University
 Interviewed graduate coordinator for Physics and Astronomy
program
 Sent survey to all Physics & Astronomy graduate students
Results
 Current responses:
 1 graduate coordinator interview
 16 complete graduate student surveys
0-1 years in program: 4
1-2 years: 3
2-3 years: 3
3-4 years: 3
4+ years: 3
Q8. Have you ever received
training or asked for help on how
to search for physics articles in
graduate school?
• No
• Yes, in graduate courses
• Yes, by advisor
• Yes, by a librarian speaking to a group
• Yes, but only after asking a professor/librarian
• Yes, somewhere else
Information Literacy Instruction –
Faculty
 Graduate students given practice with oral presentation and
published papers
 Information literacy instruction and practice depends on graduate
advisors
 No library orientation for graduate students?
Information Literacy Instruction –
Graduate Students
0
2
4
6
8
10
12
None Yes Other
Information Literacy Instruction –
Graduate Students
0
2
4
6
8
10
12
None Graduate
Courses
Advisor Librarian After asking Fellow
Students
Other
Q6. Are you aware of open
access (OA)?
1. Never heard of it
2. Heard the term, but don’t know what it means
3. Yes, somewhat aware
4. Yes, very aware
5. Yes, and I keep up with news and developments in
open access
Open Access – Faculty
 Library faculty advisory board spent year educating campus on
open access
 Official stance open access publication is encouraged, but not
required
 Students may not know which resources library is paying for
Open Access – Graduate Students
0
1
2
3
4
5
6
7
8
Never heard of it Heard of the term,
don't know what it
means
Yes, somewhat
aware
Yes, very aware Yes, and I keep up
with news and
development in
open access
Open Access – Graduate Students
1
1.5
2
2.5
3
3.5
4
4.5
0-1 1-2 2-3 3-4 4+
AverageAwarenessofOA(1-5)
Years in program
Q9. Have you published a peer-
reviewed article while in
graduate school?
Q10. How many peer-reviewed articles have you
published while in graduate school?
Q11. How many peer-reviewed articles have you
submitted while in graduate school, but are not yet
published?
Q12. Where is your article(s) currently available?
Publication – Faculty
 Some faculty “take it as their responsibility” to have students write
papers, others don’t
 Publication is not required for graduation
Publication – Graduate Students
0
1
2
3
4
5
6
7
8
Yes Accepted, but not yet
published
Submitted, but not yet
accepted
No or not yet submitted
Number of Publications
0
1
2
3
4
5
6
7
8
Published articles Submitted & accepted articles
Availability of Publications
0
1
2
3
4
5
6
7
8
Subscription journal OA journal Subject archive University archive Other
Q5. Are you aware of these
resources and do you use them
to find physics and/or astronomy
articles?
1. Never heard of
2. Aware of but don’t use/use rarely
3. Aware of and use
4. Use frequently
Resources Used – Faculty
 “Everybody uses [arXiv] without fail.”
 Many faculty don’t use journals and don’t care about final
publication
Resources Used – Graduate Students
1
1.5
2
2.5
3
3.5
4
ADS arXiv CDS Google Google
Scholar
SPIRES Web of
Science
Familiarity/Useofresource(1-4)
Resource Use - Average
Resources Used – Graduate Students
0
2
4
6
8
10
12
14
16
18
ADS arXiv CDS Google Google
Scholar
SPIRES Web of
Science
Numberofrespondents
Resource Use - Simplified
yes (3-4) n (1-2)
Resources Used – Graduate Students
0.5
1
1.5
2
2.5
3
3.5
4
4.5
0-1 1-2 2-3 3-4 4+
AverageAwareness&UseofarXiv(1-4)
Years in program
Use of arXiv
Q13. How do you keep up
with new developments and
publications in your field?
Keeping Up – Faculty
 “Everybody uses [arXiv] without fail.”
 Faculty get Table of Contents from journals
 Students mostly use Google Scholar—”as good as any search
engine we pay for”
 Faculty and students encouraged to keep up in person
(conferences, etc.)
Keeping Up – Graduate Students
0
1
2
3
4
5
6
7
Individual
Journals
Google
Scholar
In-Person arXiv Readcube RSS Doesn't
Q14. How do you think methods
of keeping up with new
developments and /or
publications in your field will
change in the next five years?
Changes in Five Years
 No “dramatic changes”
 Aggregation
 “Scientific community similar to LinkedIn”
 Improvements to existing resources
 “Wider recognition of open access journals”
Takeaways
 We don’t know how graduate students do research
 Open access resources may serve students’ needs
 …but students don’t know what library resources do
 Many questions still to ask
References
 Catalano, A. (2011). Patterns of graduate students' information seeking
behavior: A meta-synthesis of
the literature. Journal of Documentation, 69(2): 243-274.
 George, C., Bright, A., Hurlbert, T., Linke, E.C., St. Clair, G., & Stein, J. (2006).
Scholarly use of information: Graduate students' information seeking
behaviour. Information Research, 11(4): paper 272. Retrieved from
http://InformationR.net/ir/11-4/paper272.html.
 Gentil-Beccot, A., Mele, S., & Brooks, T.C. (2009). Citing and reading
behaviours in high-energy physics: How a community stopped worrying about
journals and learned to love repositories. Scientometrics, 84(2), 345-355.
 Ginsparg, P. (1994). First steps towards electronic research communication.
Computers in Physics, 8(2), 390-396.
 Hemminger, B.M., Lu, D., Vaughan, K.T.L., Adams, S.J. (2007). Information
seeking behavior of academic students. Journal of the American Society for
Information Science and Technology, 58(14): 2205-2225.
References
 Jamali, H.R. & Nicholas, D. (2006). Communication and information-seeking
behaviour of research students in physicist and astronomy. ASIST Annual
Conference, 3-8 November 2006, Austin, Texas.
 Larivière, V., Sugimoto, C. R., Bergeron, P. (2013). In their own image? A
comparison of doctoral students' and faculty members' referencing behavior.
Journal of the American Society for Information Science and Technology,
64(5): 1045-1054.
 Park, J. (2007). Motivations for web-based scholarly publishing: Do scientists
recognize open availability as an advantage? Journal of Scholarly Publishing,
40(4): 343-369.
 Suber, P. (2013). Open Access Overview. Retrieved from
http://legacy.earlham.edu/~peters/fos/overview.htm (June 22, 2015).
Any Questions?
Jackie Werner (jwerner3@gsu.edu)

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Information Literacy & Open Access for Physics Graduate Students

  • 1. Information Literacy & Open Access for Physics and Astronomy Graduate Students Jackie Werner, Science Librarian Georgia State University jwerner3@gsu.edu
  • 2. Outline  Background  Open Access & SCOAP3  Open Access in Physics & Astronomy  Faculty and Open Access  Graduate Students and Library Research  Methodology  Results  Discussion
  • 4. Open Access & SCOAP3
  • 5. Open Access & SCOAP3
  • 6. SCOAP3  Sponsoring Committee for Open Access Publishing in Particle Physics  High-Energy Physics partnership  Negotiated with top ten HEP journals to pay fees to make all articles green open access  4,280 articles published as green OA in 2014, “comprising the majority of the high-quality peer-reviewed literature in the field of High-Energy Physics”
  • 7.
  • 8. OA in Physics & Astronomy  arXiv  Founded in 1991  Preprints and OA articles  Multiple disciplines  Most HEP articles appear on arXiv
  • 9. OA in Physics & Astronomy  Astrophysics Data System (ADS)  Founded in 1992  Abstract database including arXiv & traditional journals  Includes OA and non  Digitizes older publications
  • 10. OA in Physics & Astronomy  INSPIRE-HEP  Replaced SPIRES in 2012  Searches arXiv & HEP resources  Curated content in HEP  Includes OA and non
  • 11. OA in Physics & Astronomy  CERN Document Server (CDS)  Covers all CERN publications  Searches arXiv & other HEP publications  Includes OA and non
  • 12. OA in Physics & Astronomy  Google Scholar  Not technically OA, but…
  • 13. Faculty and Open Access  HEP researchers support open access  Scientists are aware of open access  Faculty & graduate students recognize what is open access
  • 14. Graduate Students and Library Research  Graduate students turn to faculty advisors and lab group for literature searches  …if they receive instruction at all  Are graduate students aware of open access?
  • 16. Methodology  Conducted at Georgia Institute of Technology and Georgia State University  Interviewed graduate coordinator for Physics and Astronomy program  Sent survey to all Physics & Astronomy graduate students
  • 17. Results  Current responses:  1 graduate coordinator interview  16 complete graduate student surveys 0-1 years in program: 4 1-2 years: 3 2-3 years: 3 3-4 years: 3 4+ years: 3
  • 18. Q8. Have you ever received training or asked for help on how to search for physics articles in graduate school? • No • Yes, in graduate courses • Yes, by advisor • Yes, by a librarian speaking to a group • Yes, but only after asking a professor/librarian • Yes, somewhere else
  • 19. Information Literacy Instruction – Faculty  Graduate students given practice with oral presentation and published papers  Information literacy instruction and practice depends on graduate advisors  No library orientation for graduate students?
  • 20. Information Literacy Instruction – Graduate Students 0 2 4 6 8 10 12 None Yes Other
  • 21. Information Literacy Instruction – Graduate Students 0 2 4 6 8 10 12 None Graduate Courses Advisor Librarian After asking Fellow Students Other
  • 22. Q6. Are you aware of open access (OA)? 1. Never heard of it 2. Heard the term, but don’t know what it means 3. Yes, somewhat aware 4. Yes, very aware 5. Yes, and I keep up with news and developments in open access
  • 23. Open Access – Faculty  Library faculty advisory board spent year educating campus on open access  Official stance open access publication is encouraged, but not required  Students may not know which resources library is paying for
  • 24. Open Access – Graduate Students 0 1 2 3 4 5 6 7 8 Never heard of it Heard of the term, don't know what it means Yes, somewhat aware Yes, very aware Yes, and I keep up with news and development in open access
  • 25. Open Access – Graduate Students 1 1.5 2 2.5 3 3.5 4 4.5 0-1 1-2 2-3 3-4 4+ AverageAwarenessofOA(1-5) Years in program
  • 26. Q9. Have you published a peer- reviewed article while in graduate school? Q10. How many peer-reviewed articles have you published while in graduate school? Q11. How many peer-reviewed articles have you submitted while in graduate school, but are not yet published? Q12. Where is your article(s) currently available?
  • 27. Publication – Faculty  Some faculty “take it as their responsibility” to have students write papers, others don’t  Publication is not required for graduation
  • 28. Publication – Graduate Students 0 1 2 3 4 5 6 7 8 Yes Accepted, but not yet published Submitted, but not yet accepted No or not yet submitted
  • 29. Number of Publications 0 1 2 3 4 5 6 7 8 Published articles Submitted & accepted articles
  • 30. Availability of Publications 0 1 2 3 4 5 6 7 8 Subscription journal OA journal Subject archive University archive Other
  • 31. Q5. Are you aware of these resources and do you use them to find physics and/or astronomy articles? 1. Never heard of 2. Aware of but don’t use/use rarely 3. Aware of and use 4. Use frequently
  • 32. Resources Used – Faculty  “Everybody uses [arXiv] without fail.”  Many faculty don’t use journals and don’t care about final publication
  • 33. Resources Used – Graduate Students 1 1.5 2 2.5 3 3.5 4 ADS arXiv CDS Google Google Scholar SPIRES Web of Science Familiarity/Useofresource(1-4) Resource Use - Average
  • 34. Resources Used – Graduate Students 0 2 4 6 8 10 12 14 16 18 ADS arXiv CDS Google Google Scholar SPIRES Web of Science Numberofrespondents Resource Use - Simplified yes (3-4) n (1-2)
  • 35. Resources Used – Graduate Students 0.5 1 1.5 2 2.5 3 3.5 4 4.5 0-1 1-2 2-3 3-4 4+ AverageAwareness&UseofarXiv(1-4) Years in program Use of arXiv
  • 36. Q13. How do you keep up with new developments and publications in your field?
  • 37. Keeping Up – Faculty  “Everybody uses [arXiv] without fail.”  Faculty get Table of Contents from journals  Students mostly use Google Scholar—”as good as any search engine we pay for”  Faculty and students encouraged to keep up in person (conferences, etc.)
  • 38. Keeping Up – Graduate Students 0 1 2 3 4 5 6 7 Individual Journals Google Scholar In-Person arXiv Readcube RSS Doesn't
  • 39. Q14. How do you think methods of keeping up with new developments and /or publications in your field will change in the next five years?
  • 40. Changes in Five Years  No “dramatic changes”  Aggregation  “Scientific community similar to LinkedIn”  Improvements to existing resources  “Wider recognition of open access journals”
  • 41. Takeaways  We don’t know how graduate students do research  Open access resources may serve students’ needs  …but students don’t know what library resources do  Many questions still to ask
  • 42. References  Catalano, A. (2011). Patterns of graduate students' information seeking behavior: A meta-synthesis of the literature. Journal of Documentation, 69(2): 243-274.  George, C., Bright, A., Hurlbert, T., Linke, E.C., St. Clair, G., & Stein, J. (2006). Scholarly use of information: Graduate students' information seeking behaviour. Information Research, 11(4): paper 272. Retrieved from http://InformationR.net/ir/11-4/paper272.html.  Gentil-Beccot, A., Mele, S., & Brooks, T.C. (2009). Citing and reading behaviours in high-energy physics: How a community stopped worrying about journals and learned to love repositories. Scientometrics, 84(2), 345-355.  Ginsparg, P. (1994). First steps towards electronic research communication. Computers in Physics, 8(2), 390-396.  Hemminger, B.M., Lu, D., Vaughan, K.T.L., Adams, S.J. (2007). Information seeking behavior of academic students. Journal of the American Society for Information Science and Technology, 58(14): 2205-2225.
  • 43. References  Jamali, H.R. & Nicholas, D. (2006). Communication and information-seeking behaviour of research students in physicist and astronomy. ASIST Annual Conference, 3-8 November 2006, Austin, Texas.  Larivière, V., Sugimoto, C. R., Bergeron, P. (2013). In their own image? A comparison of doctoral students' and faculty members' referencing behavior. Journal of the American Society for Information Science and Technology, 64(5): 1045-1054.  Park, J. (2007). Motivations for web-based scholarly publishing: Do scientists recognize open availability as an advantage? Journal of Scholarly Publishing, 40(4): 343-369.  Suber, P. (2013). Open Access Overview. Retrieved from http://legacy.earlham.edu/~peters/fos/overview.htm (June 22, 2015).
  • 44. Any Questions? Jackie Werner (jwerner3@gsu.edu)

Editor's Notes

  1. SCOAP^3 high-energy physics open access initiative “Open-access (OA) literature is digital, online, free of charge, and free of most copyright and licensing restrictions.” – Peter Suber Image: http://www.openaccessweek.org/page/englishhigh-resolution-1
  2. Two types of OA: green & gold gold OA journals publishing OA papers, green repositories making available papers that have been published elsewhere going to be discussing mostly green, but w/some aspects of gold Image: https://commons.wikimedia.org/wiki/File:Open_access.svg
  3. “thousands of libraries, funding agencies and research centers in more than 40 countries” high-energy physics, aka particle physics – large hadron collider, higgs boson OA especially important in HEP b/c of huge number of authors & importance of outside/government funding Quote source: http://scoap3.org/what-is-scoap3
  4. Website: http://repo.scoap3.org/
  5. Physicists emailed preprints to each other starting in 1990, but too many funded by cornell, grants, member institutions preprints referred to as eprints started physics, included astronomy, mathematics, computer science, nonlinear science, quantitative biology, & statistics 1,078,7791,078,779 articles as of Monday not peer-reviewed, but moderators delete non-papers. Most published, some not- 2002 proof of Thurston's geometrization conjecture only on arXiv, influential Website: arxiv.org Image source: http://www.scientificamerican.com/article/european-research-council-funds-arxiv-online-pre-print-physics-and-math-papers-repository/
  6. developed by NASA to better allow astrophysicists to keep up w/literature includes astronomy & physics – originally astro, then added physics & preprint – most usage in astronomy links preprints w/published papers Website & image source: http://adswww.harvard.edu/
  7. SPIRES Stanford Physics Information Retrieval System – created in 1969, 1st North American website, 1st database available through WWW interacts w/other HEP resources Website & image source: https://inspirehep.net/?ln=en
  8. CERN: European Organization for Nuclear Research – LHC, created WWW in 1989 aims to be database for all high-energy physics publications Website: https://cds.cern.ch/?ln=en Image source: http://www.caen.it/csite/CaenProfList.jsp?parent=171&Preview=Y
  9. also includes arXiv preprints Website: scholar.google.com Image source: http://library.franklin.edu/about-us/library-news/how-to-use-google-scholar-to-find-articles
  10. arXiv & other eprints staples of HEP since 1990s HEP has used preprints as primary means of communication since 1970s Gentil-Bercot, Merle, & Brooks (2009): in 2008, 38% of arXiv HEP articles only on HEP, no published elsewhere Park (2009): researchers marked “visibility” & “changes from traditional publishing” as strongest points in favor of OA Hemminger, Lu, Vaughn, & Adams (2007): faculty & grad students distinguish between content offered through library & free content – doesn’t cover OA resources listed w/library databases research generally on citation impact and publishing, not as consumers of OA
  11. George et al (2006): grad students at Carnegie mellon – 100% grad students in scientists get info seeking/research help from faculty, 69% from students, 46% from library Catalano’s 2011 review: grad students turn to faculty advsiors, who pass on good or bad searching skills Boote & Beile’s 2005 review (cited in Larivière, Sugimoto, & Bergeron) – advisors assume doctoral students know how to search already, don’t instruct v. little on grad students & open access Jamali & Nicholas, 2006: phys astro grad students know preprints not peer reviewed & put extra emphasis on evaluating them
  12. *All PhD in physics *5 specialization in biophysics, 3 nonlinear dynamics
  13. student training in oral presentation @talks & conferences (regional to international) up to individual advisors involve students in different levels w/writing for refereed journals & conference proceedings grad advisor used to schedule library orientation to tell new grad students about resources—may do direct email now, but unknown
  14. Check all that apply
  15. Check all that apply
  16. ”Oh, yes.” grad advisor head of library faculty advisory board—met w/every department for one-hour presentation on OA faculty members have right to opt out individual schools don’t have policy, not asked to make Google Scholar integrates so well that students may not know – access to papers invisible w/ip on campus
  17. Check all that apply
  18. 5 have neither published nor submitted (3 <1 year) N = 16
  19. Check all that apply
  20. Never heard of Aware of but don’t use/use rarely Aware of and use Use frequently
  21. Never heard of Aware of but don’t use/use rarely Aware of and use Use frequently
  22. Never heard of Aware of but don’t use/use rarely Aware of and use Use frequently
  23. Readcube – mobile PDF organizer w/daily article recommendations & article access through institution In-person: conferences & talking to others
  24. prof & student – no changes – mobile most recent change email summary of all relevant publications in all journals (databases can do this) central website that compiles science linked in that makes collaboration easier - mendeley
  25. will be continuing research at GSU and further studies info lit up to individual faculty members means no standards – pass on poor research skills to students if google scholar gets most recent stuff from arXiv, library databases needed? questions: do students learn more as time goes on? astronomy students? Other sciences where oa doesn’t cover so much? Schools w/different policies/schoolwide oa programs?