1. FREDRICK NDEGWA NDUATI
P.O BOX 49220-00100 NAIROBI KENYA
CELL PHONE 0727933490
Email: fredndegwa68@gmail.com
Date of Birth: 08th
November 1984
VISION
My utmost desire is to acquire a Bachelors degree in Management and Leadership(BML)
major in Finance. There after pursue a masters degree of the same and be a certified
Management consultant (CMC). Also to be an influential figure in the field of Business
and Management by harnessing the knowlegde acquired through learning and
Experience.
EDUCATION
September2013 to Present Management University of Africa(MUA).
Persuing a degree in Business Management and Leadership
September 2006 – June 2009 Kenya Institute of Management (KIM).
January to June 2009 Diploma Part 2 in Business Management.(DBM2)
January to June 2008 Diploma Part 1 in Business Management. (DBM1)
July to December 2007 Advance Certificate in Business Management.(ACBM)
January to June 2007 Certificate in Business Management.(CBM)
September 2006 Brigding Course In Business Management (BCBM).
April 2005 Institue of Advanced Technology
• International computer Driving Licence (ICDL ).
2000-2003 St. Thomas Aquinas High School
• Kenya certificate Of Secondary Education (KCSE).
OCCUPATION
December 2006 to Present
Dyer and Blair Investment Bank
Regional Officer Special Projects
Work responsibilities include:
Co-ordinate purchase and sales orders with institutions and Kenyan clients on the Uganda
Securities Exchange (U.S.E) and Nairobi Stock Exchange (N.S.E).
Preparation, verification and release of valid orders for both the Kenyan and Ugandan
market.
Manual updating of Ugandan trading schedule into our Internal System.
Liaise between the Uganda dealer on the floor and Kenyan office.
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2. Reconciliation of equity trades settlement between CDSC settlement schedules and our
internal system.
Facilitate institutional trading and improve turnaround times on institutional transactions
on the Kenyan and Ugandan Markets.
Initiate and reconcile regular and prompt trade payments to clients both in Kenya and
Uganda.
Reconciliation of institutional and foreign investors trading and commission accounts and
processing of the payments.
Facilitating all custodial transactions i.e. share transfers, share certificates dispatch
(Uganda), pledge holding and release.
Inputting of all bond orders and generation of bond contracts.
Updating of the system at the end of the day with all executed trades.
Updating of all client holdings in the system every morning.Assist with all operational
matters to do with trading on the system and any other process that significantly
improves client service.
Investment Planner
Following up and solving any escalated customer service issues.
Giving personalized investment advice to existing and prospective clients.
Fair dealing and management of client’s portfolios.
Handling and executing all CDSC related issues including opening new accounts.
Receiving, processing and giving feedback on the client’s orders.
Processing of cheques for orders that have gone through.
SKILLS
Proven leadership ability.
Ability to communicate in English and swahili fluently.
Profficient in microsoft office tools i.e in word, excel, Powerpoint and outlook.
Able to work in a team and produce results.
Ability to learn quickly and impliment.
Can wok under Immense presssure and with minimal supervision
ACHIEVEMENTS AND AWARDS
2012 - Dyer and Blair Investment Bank
Employee of the Year
Teamplayer of the Year
Awarded Certificate of Completion for the Automated Trading System (A.T.S) at the Nairobi
Stecurities Exchange (N.S.E)
2013 –Nairobi Stock Exchange (N.S.E)/ Quad Brand
Awarded Certificate of Attendance for the N.S.E rebranding training
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3. 2004-2005 Kenya Asseblies of God
Chairman of Aroma Bible study Class.
Work responsibilities included:
Organizing for strategic committe metings
Ensuring the class ran swiftly all through the year
Organizing for recreationl events; camps and retreats
Ensuring that resources of the class were accounted for adequateley
Preparing monthly reports on how the class was running
April 2004 Kenya Assemblies of God
Talent mannia awards
Organized and Choriographed a dance group awarded for best dance group and best costume .
2001-2003 Aquinas High School
Head of music department in Christian union.
Identifying and recruiting of new talent
Vigourous training to perform in music competitions
April 2007 Excel Marketing and Training Consultants Ltd
Awarded certificate for effective customer care training
PESORNAL INTEREST
Basketball, Music(listening, playing, composing) Dancing.
Reading (Motivational speakers) and Hiking.
VOLUNTEER WORK
Taking visits to childrens homes.
Community cleaning
Referees:
Mr. Makop Mwasaria, CFA Mr. Pamela Makandi
Head, trading and institutional sales Relationship Manager
Kingdom Securities L.t.d Commercial Bank of Africa
Cell Phone 0722-641987 Cell Phone 0723-940176
Nairobi Kenya.
Miss Joyce Mungai
Operations Manager
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