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Technology-Based Clinical
Supervision
TBCS: Ethical and Legal
Issues
Week #2
Agenda
Welcome • Agenda
• Review Learning Activity: Laws, Regulations and Statutes
Presentation
• Ethics and Legalities in TBCS
• Good Digital Hygiene
Summary
• Review today
• Preview of next week
• Discuss next week’s Learning Activity-Zur article on digital
culture
• Questions
Let’s Talk about your
Learning Activity !
What did you find out about
the Laws, Statutes, and
Regulations in your state and
within your discipline?
Ethics in this Digital Age
When
Humanity
Meets
Technology
What are the main
principles to ethical
Supervision?
Do They change when we are using technology to enhance that
supervision?
•Informed Consent of the
Supervisee and the client?
•Train Supervisees in
electronic risk management
•Confidentiality for the
supervisee during TBCS
•Using TBCS to also discuss
boundaries and limits of
social media and social
networking sites
How Do We
Ensure
The Clinical
Supervisor
• Models sound ethical
and legal practices
• Translates ethical
concepts into practice
• Helps the clinician
develop ethical
decision-making tools
TBCS increases comfort with technology, which is important as
service delivery becomes more and more infused with
technology.
(Wood et al., 2005, p. 176)
State and Federal laws
may differ…
know yours!
WHAT DOES YOUR STATE SAY?
Legal Aspects to Consider around
Confidentiality/Privacy/Security
Teleconferencing
Software
• They are not all
created the
same!
• Skype can un-
encrypt calls
and will not
sign a business
associate
agreement not
to
Email
• Email can be
secured if done
through
encryption
Texting
• Texting is not
secure. It can be
done, but must
ensure proper
informed
consent
Network
• Public WIFI is
not secure!
Video/Audio Best Practice Tips
Recordings should never
be made, stored, or
transferred to a computer
without complete security
protocols in place.
To better protect client
privacy, focus the camera
on the counselor only.
To capture both the client
and counselor, a mirror
can be positioned beside
the client, who faces the
counselor and camera.
Email Best Practice Tips
Exchange
Never exchange PHI
via email, and
delete any message
that contains
sensitive
information from
the reply
Avoid
Avoid use in crisis
situations, given the
asynchronous
nature of email
Plan
Plan with
supervisee for
which situations
warrant alternate
method of
communication
Practice
Practice careful
monitoring of tone
Plan
Plan for time to
write emails—
rushed messages
often lead to
miscommunication
Text/IM Best Practice Tips
Exchange
Never exchange PHI
via text or chat,
unless using a
private and secure
program.
Clarify
Clarify with
supervisee when
text and chat are
appropriate means
of communication.
Use
Use for simple
exchanges; choose
another means of
communication for
complex
conversations or
communications
between a group.
Monitor
Carefully monitor
the tone of
messages.
Practice
When using chat
tools for providing
prompts during live
supervision,
practice for clarity,
brevity, and how to
communicate
praise and critique.
Do Not Use …
Facebook or other social
networking sites
Public WIFI to access any
confidential files or websites
Email, Chat, or Text Message
to exchange protected health
information unless its
through a secure, password-
protected program
Advice from others about
using a program without
consulting your own HIPAA
compliance resource expert
Any technology without
client consent
Helpful websites
HIPPA-compatible
videoconference software
• www.telementalhealthcomparisons.com
Risk Assessments • http://goo.gl/9bNcqv
Legal Documents (e.g.
consent forms)
• www.zurinstitute.com
HIPPA for Dummies: A • http://goo.gl/9Wohqj
Practitioners Guide • Using Technology to Enhance Clinical Supervision, Rousmaniere, Renfro-Michel
Good Digital
Hygiene
• Secure confidentiality and privacy of your office environment
• Check room lighting, including windows and sunlight
• Check possible phones that might ring or make noise (e.g.
landlines, cellphones, receiving email or text alerts)
• Check your audio (e.g. headset, mic on computer/platform)
video- camera & on platform
• Do not type or cause other sounds if you don’t have your
audio on mute
• Ask supervisee about the confidentiality and privacy of their
office environment
• Refresh “back up plan” with supervisee (e.g. “I will call you if
our connection drops”)
• End meeting on platform
• Close out platform program
Quick Check
List
Proficiency
Typing skills
Computer
technology
Security settings
Email programs
Chat and text
messaging
Uploading, sending,
and receiving
encrypted files
Use of new
technology: apps
and avatars
Rummel & Joyce, 2010; Midkaff & Wyatt, 2008)
Strategies for
Typed
Communicatio
n
Emoticons, like the smiley :-), winky ;-), and
frown :-( , capture subtle nuances of
meaning and emotion.
Parenthetical expressions that convey body
language or "sub-vocal" thoughts and
feelings (sigh, feeling unsure here).
Voice accentuation via the use of CAPS,
asterisks, and other keyboard characters in
order to place vocal *EMPHASIS* on a
particular word or phrase.
Please write down
One thing that stands
out for you today!
Zur Institute Article
On Digital Immigrants and Digital Natives: How the Digital Divide
Affects Families, Educational Institutions, and the Workplace.
Learning Activity Week #2
Questions
And to all of you …
…. and see you all next week !!

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2. tbcs week 2 508

  • 2. TBCS: Ethical and Legal Issues Week #2
  • 3. Agenda Welcome • Agenda • Review Learning Activity: Laws, Regulations and Statutes Presentation • Ethics and Legalities in TBCS • Good Digital Hygiene Summary • Review today • Preview of next week • Discuss next week’s Learning Activity-Zur article on digital culture • Questions
  • 4. Let’s Talk about your Learning Activity ! What did you find out about the Laws, Statutes, and Regulations in your state and within your discipline?
  • 5. Ethics in this Digital Age When Humanity Meets Technology
  • 6. What are the main principles to ethical Supervision? Do They change when we are using technology to enhance that supervision?
  • 7. •Informed Consent of the Supervisee and the client? •Train Supervisees in electronic risk management •Confidentiality for the supervisee during TBCS •Using TBCS to also discuss boundaries and limits of social media and social networking sites How Do We Ensure
  • 8. The Clinical Supervisor • Models sound ethical and legal practices • Translates ethical concepts into practice • Helps the clinician develop ethical decision-making tools
  • 9. TBCS increases comfort with technology, which is important as service delivery becomes more and more infused with technology. (Wood et al., 2005, p. 176)
  • 10. State and Federal laws may differ… know yours! WHAT DOES YOUR STATE SAY?
  • 11. Legal Aspects to Consider around Confidentiality/Privacy/Security Teleconferencing Software • They are not all created the same! • Skype can un- encrypt calls and will not sign a business associate agreement not to Email • Email can be secured if done through encryption Texting • Texting is not secure. It can be done, but must ensure proper informed consent Network • Public WIFI is not secure!
  • 12. Video/Audio Best Practice Tips Recordings should never be made, stored, or transferred to a computer without complete security protocols in place. To better protect client privacy, focus the camera on the counselor only. To capture both the client and counselor, a mirror can be positioned beside the client, who faces the counselor and camera.
  • 13. Email Best Practice Tips Exchange Never exchange PHI via email, and delete any message that contains sensitive information from the reply Avoid Avoid use in crisis situations, given the asynchronous nature of email Plan Plan with supervisee for which situations warrant alternate method of communication Practice Practice careful monitoring of tone Plan Plan for time to write emails— rushed messages often lead to miscommunication
  • 14. Text/IM Best Practice Tips Exchange Never exchange PHI via text or chat, unless using a private and secure program. Clarify Clarify with supervisee when text and chat are appropriate means of communication. Use Use for simple exchanges; choose another means of communication for complex conversations or communications between a group. Monitor Carefully monitor the tone of messages. Practice When using chat tools for providing prompts during live supervision, practice for clarity, brevity, and how to communicate praise and critique.
  • 15. Do Not Use … Facebook or other social networking sites Public WIFI to access any confidential files or websites Email, Chat, or Text Message to exchange protected health information unless its through a secure, password- protected program Advice from others about using a program without consulting your own HIPAA compliance resource expert Any technology without client consent
  • 16. Helpful websites HIPPA-compatible videoconference software • www.telementalhealthcomparisons.com Risk Assessments • http://goo.gl/9bNcqv Legal Documents (e.g. consent forms) • www.zurinstitute.com HIPPA for Dummies: A • http://goo.gl/9Wohqj Practitioners Guide • Using Technology to Enhance Clinical Supervision, Rousmaniere, Renfro-Michel
  • 18. • Secure confidentiality and privacy of your office environment • Check room lighting, including windows and sunlight • Check possible phones that might ring or make noise (e.g. landlines, cellphones, receiving email or text alerts) • Check your audio (e.g. headset, mic on computer/platform) video- camera & on platform • Do not type or cause other sounds if you don’t have your audio on mute • Ask supervisee about the confidentiality and privacy of their office environment • Refresh “back up plan” with supervisee (e.g. “I will call you if our connection drops”) • End meeting on platform • Close out platform program Quick Check List
  • 19. Proficiency Typing skills Computer technology Security settings Email programs Chat and text messaging Uploading, sending, and receiving encrypted files Use of new technology: apps and avatars Rummel & Joyce, 2010; Midkaff & Wyatt, 2008)
  • 20. Strategies for Typed Communicatio n Emoticons, like the smiley :-), winky ;-), and frown :-( , capture subtle nuances of meaning and emotion. Parenthetical expressions that convey body language or "sub-vocal" thoughts and feelings (sigh, feeling unsure here). Voice accentuation via the use of CAPS, asterisks, and other keyboard characters in order to place vocal *EMPHASIS* on a particular word or phrase.
  • 21. Please write down One thing that stands out for you today!
  • 22. Zur Institute Article On Digital Immigrants and Digital Natives: How the Digital Divide Affects Families, Educational Institutions, and the Workplace. Learning Activity Week #2
  • 24. And to all of you … …. and see you all next week !!