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Supercritical Fluid Extraction of
  Bioactive Compounds from
       Natural Products



        Prof. Sandra R.S. Ferreira
                sandra@enq.ufsc.br




           LATESC/EQA - CTC – UFSC
            Chapecó – November, 2011
         SRSFerreira - Chapecó, November, 2011
Summary



 èNatural products                      èSFE vs low pressure

 èBiological activities                   v Extraction yield
                                          v Solute composition
 èExtraction methods
                                          v Antioxidant activity
 èSFE                                     v Antimicrobial activity




SRSFerreira - Chapecó, November, 2011                                2
Natural Products

è Naturally occurring compounds or group of substances

èSources:
     v Plants, fruits, animals, microorganisms, fungus, etc.
     v Biological activities

èRelated areas:
     v Medicine, food, flavoring and nutritional supplement


èDrugs and natural products? Newman & Cragg, 2007
     v 1184 new chemicals approved (1981 to 2006)
          Ø 52% natural product connection
          Ø 18% are biologics
          Ø 30% purely synthetic

SRSFerreira - Chapecó, November, 2011                          3
Anticancer drugs


                                                          • B (Biological): isolated from
                                                            organism/cell or produced
                                                            biotechnologically
                                                          • N: Natural product
                                                          • ND: Derived from a natural
                                                            product
                                                          • S: Synthetic drug.
                                                          • S*: Synthetic, but similar to natural
                                                            product
                                                          • V: Vaccine.

      All available anticancer drugs, 1940s-06/2006.


Newman and Cragg (2007). J. Nat. Prod., 70 (3), 461-477

 SRSFerreira - Chapecó, November, 2011                                                        4
Biological activity


è BA: properties and reactions of drugs related to their medicinal
  value (Webster’s, 1993)


è Bioactivities:
     v Anti-microbial, antioxidant, antifungal, antibacterial, cytotocxic (toxic to cells:
       used as anti-cancer), enzymatic, antiviral, anti-inflammatory, anesthetic,
       allelopathic (interfering herbs).


è Chemical profile:
     v GC, GC-MS, HPLC, spectroscopy, X-ray difratometry, fluorescence,
       spectrometry, chemometric methods (principal component analysis – PCA).


SRSFerreira - Chapecó, November, 2011                                                   5
Few sources: 2008


  Property - action                Raw material (source) – substance                      Reference
Anti-HIV                     Hypericum H. chinese L. salicifolium, biyouyanagin A   Nicolaou, et al., 2008.

Antimalarial/AM              Manzamines: class of marine natural products           Shilabin, et al., 2008

Melanoma cell reduction      Dextrin                                                Duncan et al., 2008.

Antibiotic                   Moenomycins, a potent family of natural product        Yuan et al., 2008.

Antiproliferative activity   Epothilones: macrocyclic bacterial natural products    Feyen et al., 2008.

AM                           Latarcin from Spider venon                             Shlyapnikov et al., 2008.

AA                           Aminothiaxole (alkaloid from Dendrodoa grossularia).   Strayo et al., 2008.

AA and AM                    Cynara cardunculus extracts                            Kukić et al., 2008.

AA                           Combine lycopene, b-carotene, vitamin E, vitamin C.    Liu et al., 2008.

Antitumor antibiotics        Lactimidomycin, iso-migrastatin and migrastatin        Ju et al., 2008. In Press.

Cytotoxicity/genotoxicity    Marine sponges: sources of alkaloid ingenamine G.      Cavalcanti et al., 2008.




SRSFerreira - Chapecó, November, 2011                                                                         6
Few sources: 2011


  Property -          Raw material (source) – substance          Reference
    action
Antitumor        glycans from green tea                   Fan et al., 2011.
Antitumor        polysaccharides extracted from           Zhao et al., 2011.
                 Asparagus officinali
Antimicrobial Eucalyptus globulus oil                     Tyagi & Malik, 2011
Antimicrobial Mentha piperita oil                         Tyagi & Malik, 2011
Antioxidant      Food-derived peptidic antioxidants       Samaranayaka et al,
                                                          2011
Antioxidant      Marine Food                              Ngo et al., 2011



SRSFerreira - Chapecó, November, 2011                                           7
Bioactive extracts


èNatural products applied as extracts:
   v Total or partial extracts, essential oil, oilresin...


èPhytotherapy:
   v Study of the use of plants or plant extracts as health-promoting agents


èAmazon: huge natural reservoir
   v 55,000 vegetable species cataloged from a total of 350,000 to 550,000




SRSFerreira - Chapecó, November, 2011                                     8
Important groups

è Alkaloids: high biological activity
    v Anti-tumor, anti-spasmodic.


è Flavonoids: Present in flowers and fruits
    v Blood vessels protectors, anti-inflammatory.
                                                     Alkaloid: caffeine

è Essential oils: Aromatic compounds
    v Anti-septic and stimulant.


è Tannins: Phenolic compounds
    v Ad stringent, bactericide and cicatrisation.      Flavonoid

 SRSFerreira - Chapecó, November, 2011                                    9
Raw
               material                              Extraction vs extract

                 Pre-                                          Separation /
              treatment                 Extraction            concentration




             Separation steps used for isolation of plant metabolites
              G. Romanik et al. J. Biochem. Biophys. Methods, 70 (2007) 253–261
SRSFerreira - Chapecó, November, 2011                                             10
Extraction methods

èHydrodistillation
èCold pressed extraction
èSteam distillation
èSolvent extraction
     v Soxhlet
     v Maceration/fractionation
     v Percolation

                               Accelerated solvent extraction
                               Microwave assisted extraction
                               Ultrasound assisted extraction
                               Supercritical Fluid Extraction

SRSFerreira - Chapecó, November, 2011                           11
Hydrodistillation



è Clevenger type apparatus
è Solvent: water
è Raw material:
     v Soaked into water
è Essential oils
è High temperature

                                        http://pagesperso-orange.fr/guy.chaumeton




SRSFerreira - Chapecó, November, 2011                                           12
Cold pressed extraction



è Used for vegetable and essential
  oils from natural products

è Screw pressed extraction

è Low heat technique


                                            http://www.abchansenafrica.co.za




SRSFerreira - Chapecó, November, 2011                                          13
Steam distillation


                                                      http://everestherbs.com.np
                                                                    /




              è Material placed into a still, pressurized steam passes
              è Heat: globules of oil burst and oil evaporates
              è Essential oil condensates in water cooled pipe

SRSFerreira - Chapecó, November, 2011                                              14
Solvent extraction



è Raw material and solvent: dissolve solute

è Solvent selection:
    v Hydrocarbons, alcohols, ketone, acetic acid
    v Polarity, solubility, solute interactions



è Solute/solvent separation

                                                    http://www.armfield.co.uk/


 SRSFerreira - Chapecó, November, 2011                                      15
Maceration and soxhlet


è Raw matter soaked in solvent,                       è   Reflux
  heated and strained                                 è   High temperature
è Variables: time and temperature                     è   Time consuming
                                                      è   Solvent consuming




                           http://www.albrigi.co.uk
                                                             http://www.rsc.org/chemistryworld
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Conventional extractions

èProblems:

     vHigh temperatures
     vSolvent contamination: reduces product quality
     vInflammability or explosion risks
     vTime, solvent and energy consuming


     vComposition varies with solvent and extraction technique

SRSFerreira - Chapecó, November, 2011                       17
New extraction methods

èASE: accelerated solvent extraction (Jaques et al., 2008)
     v Pressurized extraction: high pressure (3000 psi) and temperature
     v Good performance: break of solute–matrix interactions

èMAE: microwave assisted extraction (Wang et al., 2008)
     v Less solvent consumption, shorter times, higher yields,
     v Microwave plus solvent extraction: enhances efficiency.

èUSE: ultrasonic solvent extraction (Cuoco et al., 2008)
     v Efficient contact (sample/solvent): increases efficiency
     v Accelerates extraction due to disruption of cell walls.


SRSFerreira - Chapecó, November, 2011                                     18
SFE: alternative


èClassical methods:
   v Limitations: time and solvent
     consuming and energy costs


èSFE:
   v Product quality:
        Ø Solvent free
        Ø Thermal degradation free
   v Energy saving:
        Ø Extraction + separation

                                          http://www.nature.com
 SRSFerreira - Chapecó, November, 2011                            19
www.chem.leeds.ac.uk
SRSFerreira - Chapecó, November, 2011                          20
SFE: characteristics


        SCF: intermediate properties between liquid and gas phases

           State            r x 103 [kg/m3]     DAB x 104 [m2]    m [kg/m.s]
           Gas               (0.6–2) x 10-3        0.1 – 0.4     (1–3) x 10-5

           SCF
             Pc; Tc            0.2 – 0.5          0.7 x 10-3     (1–3) x 10-5
            4Pc; Tc            0.4 – 0.9          0.2 x 10-3     (3–9) x 10-5
           Liquid              0.6 – 1.6        (0.2–2) x 10-5   (0.2–3) x 10-3




                             High mass transfer rates

SRSFerreira - Chapecó, November, 2011                                             21
Basic components


                                                       SOLVENT
                                        PUMP


                EXTRACTOR                              CO2: most used
                                                       solvent (304.2K
                                                        and 72.3bar)




                                           SEPARATOR



                                        SOLUTE

SRSFerreira - Chapecó, November, 2011                              22
SFE: aspects


è Solvent power control (T/P)


è Fractionation


è Selectivity


è Extraction and separation:
     v One step




SRSFerreira - Chapecó, November, 2011              23
SFE: applications

è Alternative process for high aggregated value products

è When quality is determinant
     v Fine chemistry and pharmacy (active principles)
     v Food (caffeine, hop, essential oils, aromas...)

è Sources:
     v Plants, microorganisms, food, sea organisms, fungus…

è Examples:
     v Food, colorants, drugs, vitamins, phyto-hormones
     v Spices, coffee, aromas, oil seeds, hop, tobacco
     v Wax, polymers, cleaning products…


SRSFerreira - Chapecó, November, 2011                         24
SFE: industrial units

                       http://www.vtt.fi/pro




                                                       www.separex.fr
SRSFerreira - Chapecó, November, 2011                                   25
P/T conditions


                                                                   Extraction
           Raw material                    Product
                                                               P (bar)    T (oC)
         Oily plants (crops)                Soy oil           Up to 700     Up to 50
                                            Corn oil
            Black pepper                Black pepper oil         90            40
                                            Piperine            200            40
               Coffee                       Caffeine            300            80
               Jojoba                      Jojoba oil           700            60
            Green pepper                  Dye (color)            35            60
                Hop                       Hop extract         Up to 400     Up to 50
             Chamomile                     Matricine            ∼ 100         ∼ 40
          Chrysanthemum                    Piretrine             250           40
                                                       Graichen & Hubert, (1994)


SRSFerreira - Chapecó, November, 2011                                                  26
LATESC: raw materials


è Marigold (Calendula officinalis)                è Apple pomace
è Horsetail (Equisetum giganteum)                 è Propolis
è Rice bran oil (Oryza sativa L.)                 è Peach almond
è Avenca-da-praia (Polygala cyparisias)           è Shrimp shells
è Menthe (Mentha spicata)                         è Banana peel
è Rosemary (Rosmarinus officinalis L.)            è Orange pomace
è Shiitake (Lentinula edodes)                     è Eucalypt leaves
è Grape pomace (Vitis vinífera)                   è Plumb
     v Shiraz, Merlot, Cabernet sauvignon         è Fishery by-products
è Erva baleeira (Cordia verbenacea)               è Pecan nuts
è Spent Coffee ground and coffee husk             è Shrimp residue

SRSFerreira - Chapecó, November, 2011                                27
Extraction results


èProcess aspects:

     v Extraction yield: cross-over influence
     v Use of co-solvents in SFE: increase yield



èProduct quality:

     v Extract composition: chromatographic methods
     v Biological activities: antioxidant and antimicrobial activities



SRSFerreira - Chapecó, November, 2011                                    28
Peach almond

                         Peach




                                                     è Peach almond:
                                         Products
                                                        v Industrial residue
                                                        v 32-55 % of oil
                                                        v Rich in fatty acids
          Residue 20 %                                    (oleic and linoleic)




Animal feed                                                Oil extraction

 SRSFerreira - Chapecó, November, 2011                                           29
Yield: peach almond
     Higher than
    COSE and HD

        SFE (CO2)                            Soxhlet                       COSE
  (bar/ºC)      Yield (%)         Solvent              Yield (%)    Solvent        Yield (%)
   100/30       10.5 ± 0.3              Hx              19 ± 1     Mac-EtOH        6.6 ± 0.3
   200/30       15.6 ± 0.8          DCM             32.2 ± 0.6      Mac-Hx         1.4 ± 0.1
   300/30       16.2 ± 0.5          EtAc                26 ± 1     Mac-DCM         2.3 ± 0.4
   100/40       9.6 ± 0.6           EtOH                32 ± 2     Mac-EtOAc       0.3 ± 0.1
   200/40       13.9 ± 0.9     Hx/DCM 50%               26 ± 2     Mac-H2O         0.8 ± 0.2
   300/40       17.0 ± 0.5    EtOH/H2O 50 %             12 ± 1
   100/50      2.81± 0.06                        Co-solvent           HD          0.13 ± 0.02
   200/50       11.1 ± 0.5
   300/50       17.4 ± 0.3


SRSFerreira - Chapecó, November, 2011                                                    30
SFE: co-solvents


èCO2: non-polar                         è Ethanol, methanol, propane...
     v Dissolves non-polar                 v EtOH: legally accepted
                                           v From 1% to 5% (w/w)


èCo-solvents:                           èInfluence:
     v Volatility between solute/SCF       v Composition
     v Increase solubility                 v Biological activity
     v Target compounds                    v Extraction yield
     v Affect selectivity



SRSFerreira - Chapecó, November, 2011                                 31
SFE: Modifier

èImprove the SFE performance: yield and selectivity
èSelection: Ability to dissolve compounds of interest;
èCommon examples:
     v EtOH, EtAc, DCM, BtOH

LATESC group:
è Campos et al. (2008): SFE from C. sauvignon grape pomace
     v Increased yield from 2.7% to 9.2% by using 15% EtOH
è Biscaia & Ferreira (2009): SFE from propolis
     v Increased yield from 8.6% to 24.8% by using 5% of EtOH
è Michielin et al. (2009): SFE from C. verbenacea
     v Increased yield from 5.0% to 7.7% by using 5% of EtOH
è Mezzomo et al. (2010): SFE from peach almond
     v Increased yield from 22% to 24% by using 5% of EtOH.

SRSFerreira - Chapecó, November, 2011                              32
Extract quality


è Product quality as important as process yield

è Results (LATESC):
     v Different raw materials
     v Different extraction methods
          Ø SFE (CO2 and CO2 + CS) and classical extraction methods



è Quality evaluation:
     1. Chemical composition profile
     2. Antioxidant activity
     3. Antimicrobial activity

SRSFerreira - Chapecó, November, 2011                                 33
1. Composition

èChromatographic methods
     v Gas Chromatography: mostly for non-polar substances
          Ø adequate for CO2 extracts
     v HPLC: detect substances with higher polarity

èMass spectrometry:
     v Components identification:
          Ø Standard Reference Data Series of the National Institute of Standard
            and Technology.


èComposition:
     v Retention time and standard curves


SRSFerreira - Chapecó, November, 2011                                              34
Grape pomace


è Miolo winery Ltda. (Vintage 2003)
     v Residue from wine production
     v Cabernet Sauvignon, Merlot and
       Shiraz

è Compounds remain in pomace
     v Essential oil and pigments
     v Resveratrol, linoleic acid


è Extract quality:
     v   Composition                                 Grape pomace
     v   Fruit origin, harvest,
     v   Wine process,                  Campos, L.M.A.S.; Leimann, F.V., Curi, R.P.;
     v   Extraction/solvent method.     Ferreira, S.R.S. Bioresource Technology,
                                        99(17), 2008: 8413-8420.

SRSFerreira - Chapecó, November, 2011                                            35
GC-MS: grape pomace

No       Components
                                For cosmetic products,
  1 Phenyl ethyl alcohol            synthesis vit. E
  2 Capric acid
  3 Lauric acid
  4 Palmitic acid
  5 Tridecanoic acid
  6 Phytol
  7 Linoleic acid
  8 Ethyl linoleate
  9 Oleic acid
 10 Octadecanoic acid
 11 Palmitaldehyde
 12 Long chain linear acid              GC-MS from grape pomace extract obtained by SFE
                                        with pure CO2 at 150 bar, 40ºC and 3.33gCO2/min
SRSFerreira - Chapecó, November, 2011                                                36
HPLC: grape pomace
                                                     Phenolic compounds
                                            1                Epicatechin        Reduces the risk of
                                            2                 Galic acid      cardiovascular disease
                                            3                Tannic acid      (Schroeter et al., 2006)
                                            4             p-OH-benzoic acid
                                            5                Vanillic acid
                                            6                Caffeic acid

                                   Antioxidant and
                                 antimicrobial activity                       Salicylic acid isomer
                                     (Rosso, 2005)                            Antimicrobial activity
                                                                                (Naz et al., 2006)




         Merlot pomace (SFE: 250 bar, 60 C, 17.5 % EtOH)
SRSFerreira - Chapecó, November, 2011                                                           37
HPLC: Merlot, Syrah, C. sauvignon
Extraction     Grape         Process                                                        p-OH-                        Protocatecuic
                                            Epicatechin      Gallic acid    Tannic acid                  Vanillic acid
 method       varietal      conditions                                                    benzoic acid                       acid


                                   150bar    35.5 ± 0.1     10.82 ± 0.09       ND          49.8 ± 0.7     31.5 ± 0.5         ND
                                   200bar        ND         115.9 ± 0.8        ND          11.6 ± 0.1     18.9 ± 0.4         ND
               Merlot     50°C
                                   250bar     5.4 ±0.1      395.6 ± 0.6     387.0 ± 0.5   121.8 ± 0.7    461.1 ± 0.3         ND
                                   300bar     6.7 ± 0.7      55.0 ± 0.1     50.1 ± 0.5      233 ± 1       14.6 ± 0.9         ND
                                   150bar        ND         121.6 ± 0.7        ND              ND         33.7 ±0.1          ND
   SFE                             200bar        ND            44 ± 1          ND           4.6 ± 0.1     10.6 ± 0.1         ND
               Merlot     60°C
                                   250bar        ND         14.20 ± 0.09    30.3 ± 0.7    88.81 ± 0.08    50.5 ± 0.3         ND
                                   300bar   9.55 ± 0.05       44.5 ±0.7      38.4 ± 0.1    71.4 ± 0.3     58.8 ± 0.5         ND
                Syrah     60°C     250bar       ND           64.3 ± 0.9         ND         26.3 ± 0.1        ND              ND
                 C.
                          60°C     250bar   87.99 ± 0.04     18.7 ± 0.1         ND        207.5 ± 0.3       58 ± 1           ND
              sauvignon
 SFE CO2 +                       12.5%        119 ± 1       123.09 ± 0.09       ND        500.5 ± 0.5    3.85 ± 0.07          ND
   EtOH        Merlot            15.0%          ND               ND             ND           ND              ND             537 ± 7
250bar/60°C                      17.5%      200.8 ± 0.3      162.4 ± 0.4     26.3 ± 0.2    65.9 ± 0.3    15.21 ± 0.06        ND
               Syrah                         5.3 ± 0.1       10.6± 0.3       20.3 ± 0.2    22.8 ± 0.5        ND              ND
   SOX
               Merlot                           ND              ND              ND            ND             ND            9864 ± 4
                                 EtOH
               Syrah                             -               -               -             -              -               -
   UME
               Merlot                       121.9 ± 0.6      51.0 ± 0.5      62.1 ± 0.1   505.73± 0.06       ND              ND

                                                           Antimicrobial compounds
    SRSFerreira - Chapecó, November, 2011                                                                                      38
HPLC: coffee husk and coffee spent
 Identificação
de Compostos                      Condition/                            Clorogenic
   Fenólicos      Extraction                      Galic Ac. Tanic Ac.              Cafeic Ac.
                                  Solvent                                   Ac.
                          Spent   EtOH                 -       0.7          -           -
                  US      Spent   EtAc               14.3       -          0.3          -
                          Husk    EtOH                 -        -           -          -
                          Husk    EtAc              113.8       -          0.5         -
                  SOX
                          Husk    EtOH                 -      80.3          -          -
                          Spent   200 bar/60°C         -        -         41.3        0.1
                          Spent   300 bar/60°C         -        -         27.3         -
                  SFE     Husk    200 bar/40°C        0.9       -         174.5        -
                          Husk    300 bar/60°C         -        -         942.8        -
                  SFE + Spent 100 bar/60°C/15%        -         -          19.6         -
                  EtOH Husk 200 bar/50°C/8%           -         -         232.3         -
                                Clorogenic ac.: potent antioxidant, hepatoprotection,
                                hipoglicemiant and antiviral (DUARTE et al., 2010).
                                         Andrade et al. TALANTA. IN PRESS
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HPLC: coffee husk and coffee spent

                                                                       Teobromine Caffeine
                                    Extraction     Condition/Solvent
                                                                       (µg/mgextract) (µg/mgextra
                                                   Hx                        -            0.734
    Identificação de                       Spent   DCM                       -             38.2
      Metilxantinas                                EtOH                      -             25.7
                             US
                                                   Hx                        -             5.54
                                           Husk
                                                   DCM                     0.66           139.2
                                                   EtOH                      -             71.1
                                                   Hx                        -             3.27
                                           Spent   DCM                       -             25.9
                                                   EtOH                      -             11.8
                             Soxhlet
                                                   Hx                        -              2.1
                                           Husk    DCM                     0.745          189.9
                                                   EtOH                      -            129.6
                                                   200 bar/60°C              -             27.2
                                           Spent
                                                   300 bar/60°C              -             41.3
                             SFE
                                                   200 bar/40°C              -            185.7
                                           Husk
                                                   300 bar/60°C            1.13           684.2
                                           Spent   100 bar/60°C/15%          -             23.4
                             SFE + EtOH
                                           Husk    200 bar/50°C/8%         0.655           87.8

                                         Andrade et al. TALANTA. IN PRESS
SRSFerreira - Chapecó, November, 2011                                                        40
GC-MS: marigold oil
                                                       SFE: 200 bar/20oC
                                                Peak   Component               MOL      % Peak
   200 bar/20oC                                                              (g/gmol)    area
                                                 1     Acetyl eugenol          206       7.436
                                                 2     Phenol-4-octyl          206       1.074
                                                 3     Guaiol                  222       5.071
                                                 4     Cedrol                  222       1.944
                                                 6     Octadecane              254       4.138
                                                 7     Tetradecanoic acid      228       0.951
                                                 8     Nonadecane              268       0.479
                                                 9     Eicosane                282       3.061
                                                 10    Heneicosane             296       0.211
                                                 11    Docosane                310       4.875
                                                 12    Tricosane               324       0.504
                                                 13    Tetracosane             338      10.468
                                                 14    Pentacosane             352       1.035
                                                 15    Hexacosane              366      18.226
                                                 16    Heptacosane             380       1.440
         L. Danielski, et al. Chem. Eng.         17    Octacosane              394       9.952
          Proc., 46 (2). 2007: 99-106.           19    Eicosane-7-hexyl        366       0.449
                                                 20    Eicosane-9-octyl        394       0.612

                  Phytosterol (against breast    21    Canescegenine           420       0.792

                 cancer, reduces cholesterol)    22    Cholest-4-en-3-one-
                                                       14-methyl
                                                                               398       0.831
                   Absent in other extracts      23    Taraxasterol            426       1.186
                                                 24    1-octadecanol           270       0.149
SRSFerreira - Chapecó, November, 2011            25    1,16-hexadecanediol     258
                                                                                         41
                                                                                         0.257
Horsetail (Equisetum giganteum)


                                        è Horsetail = cola de caballo.

                                        è Actions:
                                            v Anti-inflammatory, diuretic, anti-
                                              hemorrhagic, skin regenerator


                                        è Extraction:
                                            v SFE, soxhlet and COSE


                                        è Composition:
                                            v GC-MS


SRSFerreira - Chapecó, November, 2011                                              42
GC-MS: horsetail
No00           Compound                 Mol

 1     Diphenyl carbonate               214

 2     Dodecanoic acid                  212

 3     3-noninoic methyl ester          168                      Phyto-sterol: absent
                                                                  in other extracts
 4     3,6-dimetil decane               170

 5     Heneicosane                      296                    0.6
                                                                        313K/12MPa
 6     26-Hydroxicholesterol            402                    0.5      313K/20MPa
                                                               0.4
                                                                        303K/12MPa
 7     Ergosta-4,7,22-trien-3-one       394




                                              Molar fraction
                                                                        303K/20MPa
                                        276                    0.3
 8     8,12-Dimethyl-4Z,8E,12E-
       octadecatriene                                          0.2

 9     Methenolone                      302                    0.1

 10    2,6,10,14-hexadecatet.-1-        332                     0
                                                                     Compound 1      Compound 3           Compound 6   Compound 8
       ol,3,7,11,15-tetrametilacetato
                                                                                           Horsetail components
 11    Z-13-Octadecenal                 266
                                                                      Michielin, et al. Composition Profile Of Horsetail
 12    Heneicosane-11-decil             436                           Oleoresin: Comparing SFE And Organic Solvent
 13    Eicosane-10-heptyl-10-octil      492                           Extraction. J. Supercritical Fluids. 2005. V. 33: 131.

 14    17,21-dimetil-heptatriacontano   549

SRSFerreira - Chapecó, November, 2011                                                                                           43
GC-MS: Mentha spicata L


                             èGC-MS: menthe
                                  v Carvone: antifungal and antimicrobial
                                  v Pulegone: muscle reliever and for indigestion
                                  v Phytol: diterpene alcohol used for vitamin E
                                    synthesis and regulates metabolic process.


                                   Compound       SFE (CO2) Sox-EtOH SFE CO2+EtOH
                                        Carvone     36.16     41.61      49.76

                                    Pulegone        8.22      9.44        6.9
                                        Phytol      8.11      4.61       11.13
 Almeida et al. Food and
Bioproc. Tech. .IN PRESS.



SRSFerreira - Chapecó, November, 2011                                            44
2. Antioxidant activity (AA)

è Ability to avoid or reduce oxidative rancidity (food deterioration)

è Synthetics (carcinogenic effect):
     v BHA, BHT, TBHQ (phenols)


è Naturals (non toxic):
     v From food products and plant material
     v Tocopherols, ascorbic acid, phenolic compounds


è Several classes with diverse chemical behavior:
     v AA result is dependant of the method
     v One method: do not detect all mechanisms that characterize an AA.

SRSFerreira - Chapecó, November, 2011                                      45
Antioxidant methods

è Methods for AA%: Espectrophotometric and fluorescence methods
     v Free radical scavenging methods
     v Redox potential of antioxidants

è DPPH: (MENSOR et al. 2001)
     v Radical (2,2-difenil-1-picrilhidrazil): electron capture from antioxidant

è ABTS:
     v AA compounds: Ability to reduce radical ABTS•+ (600-750 nm)

è β-carotene/linoleic acid bleaching method (Matthäus, 2002)
     v Suitable for lipophilic fractions: Ability to protect the lipid fraction from oxidation

è Total phenolic content (TPC):
     v Folin-Ciocalteu colorimetric method [Singleton & Rossi, 1965]
     v TPC was expressed as gallic acid equivalent (GAE)/mg of extracts
     v For poly-phenols and mono-phenols

SRSFerreira - Chapecó, November, 2011                                                            46
3. Antimicrobial activity

èAntimicrobial substances:
     v Prevent or inhibit microorganisms growth


èResistant bacteria:
     v Challenge to infection treatments
     v Patient sensibility to traditional antimicrobials
     v New substances are necessary


èAntimicrobial compounds from plant material:
     v Not well exploited
     v Studies are very incipient.


SRSFerreira - Chapecó, November, 2011                      47
Antimicrobial activity

è Agar diffusion method (ADM): inhibition ≥ 9mm selected for MIC
     v S. Aureus, B. Cereus, M. luteus: Gram positive
     v E. Coli, P. Aeruginosa: Gram negative
     v C. Albicans, : fungus




è Minimum inhibition concentration (MIC)
     v Positive result (Duarte et al., 2007):
          Ø < 500 mg/mL: strong inhibitors
          Ø 600 – 1500 mg/mL: moderate inhibitor.


SRSFerreira - Chapecó, November, 2011                              48
Yield and DPPH: grape pomace


                           10                                                     25
                                       Yield     AA %
                           8                                                      20
               Yield [%]




                                                                                       AA [%]
                           6                                                      15

                           4                                                      10

                           2                                                      5

                           0                                                      0
                                SFE 0% EtOHSFE 10% EtOHSFE 15% EtOHSFE 20% EtOH


                     ESC at 150 bar, 40ºC: AA by DPPH (sample at 250 µg/mL)


                                                      SFE: yield and AA
                                                     increase with EtOH
                                                        concentration
SRSFerreira - Chapecó, November, 2011                                                           49
Grape Pomace: antimicrobial activity
                                        ADM (mm)




SRSFerreira - Chapecó, November, 2011              50
Grape Pomace – ADM results
                                                            ADM (mm)




                             Other low pressure extracts:
                               no antimicrobial activity


                           ADM: positive results: selected
                                      for MIC


                       Baydar et al. (2004): grape peel extracts (not
                        active); grape seed extracts (highly active)



SRSFerreira - Chapecó, November, 2011                                   51
Antimicrobial activity: MIC

Extraction                                                             MIC (µg/mL)
               Grape        Process conditions
 Method                                          S. aureus    B. cereus    E. coli   P. aeruginosa   C. albicans

                                       150 bar   750 ± 250      2000       >2000        >2000             -

                                       200 bar   1500 ± 500     1000       >2000        >2000           500
                Merlot       50 °C
                                       250 bar     2000       1500 ± 500   >2000        >2000             -

                                       300 bar   625 ± 375      1000       1000          1000             -

 ESC CO2                               150 bar     1000         1000       2000          2000          >2000

                                       200 bar     1000         2000       2000          2000             -
                Merlot       60 °C
                                       250 bar     2000         2000       2000          2000             -

                                       300 bar   1500 ± 500     1000       2000          2000             -

                Syrah        60 °C     250 bar   1500 ± 500     2000       >2000        >2000             -

             C. sauvignon    60 °C     250 bar      500         1000       >2000        >2000             -
 Soxhlet        Syrah            hexane              -          2000         -            -               -


SRSFerreira - Chapecó, November, 2011
AA% (DPPH): menthe
          High AA for SFE
          with co-solvent

                 SFE: CO2               SFE: CO2 + co-solvent             Soxhlet
           (bar/ºC)    AA(%)        (bar/ºC/EtOH%)     AA(%)    Solvent       AA (%)
           100/30          15           200/40/10%       70.3   Hx              30.5
           100/40         26.7          200/40/15%       49.3   DCM             86.3
           100/50         18.7          200/40/20%       71.4   EtAc            92.9
           200/30         20.9          150/40/20%       38.2   BtOH            94.0
           200/40         28.7          150/50/20%       84.4   EtOH            95.2
           200/50         14.2          200/50/20%       24.5
           300/30         22.6          230/40/20%       78.6
           300/40         24.9          230/50/20%       35.3        HD        AA (%)
           300/50         24.2                                  Water         20.3



SRSFerreira - Chapecó, November, 2011                                                   53
Shiitake (Lentinula edodes)


è 2° most consumed mushroom:

è Mushrooms: nutraceutic food
     v   Source of active compounds
     v   Cancer protection: Lentinan
     v   Anti-cholesterolemic: Eritadenina
     v   Antioxidant activity
     v   Antimicrobial activity

è Shiitake extract:
     v 60 pills 500 mg = US$ 9.95
         (http://www.vitacost.com)



SRSFerreira - Chapecó, November, 2011                54
AA%: Shiitake


                                    IC50 (DPPH): Inhibition concentration                                         SFE: AA%
                             ETA (equivalent of tanic acid): Total Phenolic Content                             similar to DCM
                   200                                                              2.5
                                                                            IC50
                                                                            ETA




                                                                                        ETA (g/100 g extract)
                   160                                                              2

                   120                                                              1.5
                 IC50




                        80                                                          1

                        40                                                          0.5

                        0                                                           0
                              Cose:DCM   Cose:EtAc SF:EtOH 5%   SF:EtOH   SF:EtOH
                                                                 10%       15%
                                                Shiitake extract

                   Kitzberger et al., Journal of Food Engineering, 80(2): 631-638. 2007.


SRSFerreira - Chapecó, November, 2011                                                                                     55
AM: Shiitake
                       ADM (mm)
 SFE (°C/MPa)      S.aureus   E.coli   M.luteus   B.cereus   C.albicans

     30/15            0        I.H.       0          0          12

     30/20            0        I.H.      14         10           0

     30/30            0         9        12         10           0
                                                                                     MIC (Positive result):
                                                                                < 0.5 mg/mL: strong inhibitors
     40/15            0        I.H.      14          0          12

     40/20            0        I.H.      N.T.       N.T.       N.T.                       MIC (mg/mL)
     40/30           I.H.       0        19         12           0                                 Microrganismos
                                                                          SFE (°C/MPa)
                                                                                          M. luteus B. cereus C. albicans
     50/15           I.H.      I.H.      16         14           0
                                                                             30/15           N.T.      N.T.        2.0
     50/20            0        I.H.      12         10           0
                                                                             30/20           0.5       N.T.       N.T.
40/20 + EtAc 15%     N.T.     N.T.        0         12           0
                                                                             30/30           1.0       0.25       N.T.
             Low pressure extracts:                                          40/15           1.0       N.T.        2.0
             no antimicrobial activity                                       40/30           1.0       0.5        N.T.
                                                                             50/15           0.5       0.5        N.T.
         Kitzberger et al., Journal of Food Engineering,                     50/20           1.0       N.T.       N.T.
         80(2): 631-638. 2007.
                                                                          40/20+EtAc15%      >2.0      0.5        N.T.
   SRSFerreira - Chapecó, November, 2011                                                                         56
%AA Orange pomace: β-carotene/linoleic ac.

                     Extraction                 Solvent           % AA (120 min)
                     ESC 40 ºC/100 bar          CO2               84.4bcdefg ± 0.3
                     ESC 50 ºC/150 bar          CO2               95b ± 4
                     ESC 40 ºC/200 bar          CO2               82cdefgh ± 4
                     ESC 50 ºC/200 bar          CO2               110a ± 3
                     ESC 50 ºC/250 bar          CO2               90bcd ± 3
                     ESC 40 ºC/300 bar          CO2               88bcdef ± 3
                     ESC 50 ºC/300 bar          CO2               88bcde ± 2
                     ESC 50 ºC/250 bar          CO2 + EtOH 92.5bc ± 0.2
                     BHT                                -         113a ± 7

        Benelli et al. Journal of Supercritical Fluids, v. 55, p. 132-141, 2010.
SRSFerreira - Chapecó, November, 2011                                                57
Propolis



                                        è Natural product used as
                                          medicine purpose for centuries;

                                        è Complex mixture:

                                           v Resinous material from plant
                                             sources, transferred by
                                             enzymes (bee) and wax
                                              (MARCUCCI et al., 2001).

    http://www.natucentro.com.br/
                                        è Component: artepilin C


SRSFerreira - Chapecó, November, 2011                                       58
AM: Propolis
method           E. coli S. aureus B. cereus                 SFE (P/T)   E. coli   S. aureus   B. cereus
                                                              100/30       13          19          16
Sox-EtOH            0       16         13      ADM (mm)       100/40       14          15          15
                                                              100/50       12          12          14
Sox-EtAc            0       14         13                     150/30        0          15          16
Sox-CHCl3           0       14         12                     150/40       13          17          20
Sox-Hex             0       18         14                     150/50        0          21          20
                                                              200/30        0          16          21
Sox-H2O             0       14         10                     200/40        0          15          15
COSE-EtOH           0       18         13                     200/50        0          18          17
COSE-EtH2O 70%      0       14         14                     250/40        0          16          18
COSE-EtH2O 50%      0       18         19
                             S.        B.
   Method        E. coli   aureus    cereus
   Sox-EtOH
    Sox-Hx
                   NT
                   NT
                           0.2500
                           0.0625
                                     0.5000
                                     0.5000
                                               MIC (mg/mL)
COSE:EtOH50%       NT      1.0000    0.2500
  SFE100/30      1.0000    0.1250    1.0000
  SFE100/40      0.5000    0.2500    1.0000
  SFE150/40      0.5000    0.1250    1.0000               SFE: excellent method for
  SFE200/30        NT      0.0625    1.0000                 antimicrobial extracts
  SFE250/40        NT      0.0625    0.5000
 SFE150/40/5%      NT      0.0625    0.5000

SRSFerreira - Chapecó, November, 2011                                                             59
Cordia verbenacea

è SC and SP shore;
     v erva baleeira, salicilina (RAMOS et al., 2005, CARVALHO et al., 2004 ).
è Activities:
     v anti-inflammatory and cicatrizing
     v Rheumatism and attrite treatments




è Essential oils (aroma):
     v a-humulene, b-caryophylene, pinene

è Flavonoids:
     v quercetine, artemetin
                                                         www.jardimdeflores.com.br
SRSFerreira - Chapecó, November, 2011                                                60
DPPH: C. verbenacea


                               1200
                                                                C. verbenacea:
            DPPH (EC50 g/mL)




                                800
                                                                 Extracts with
                                                                 excellent AA

                                400


                                  0




                                                  Ac
                                                    H




                                                     t




                                                    x
                                                  Ac




                                                 CM




                                                   H




                                          SE M
                                                    x




                                                   er




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                                                   H




                                                                                 in

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                                                 Ke




                                                  H
                                                 H
                                                 O




                                                 O

                                                 O




                                                 C




                                                                              ut
                                                at




                                                                              et
                                                at
                                               Et
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                                             SE
                                              Et




                                              D




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                                               s




                                              D
                                              Et
                                               x




                                                                           rc
                                                                      R
                                              w




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                                           So




                                           SE
                                    x




                                            x




                                           %




                                          SE




                                                                        ue
                                            x




                                           O
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                                           %
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                                         So




                                         50




                                         C
                                         O
                                        25




                                                                       Q
                                        O

                                        O
                                       C




                                      C

                                      C
                                                 Extracts

    COSE EtAc EC50= 9.2±0.4 mg/mL            Soxhlet 50% EtOH   EC50= 29±2 mg/mL
    Rutin Ec50= 6.2±0.3 mg/mL
SRSFerreira - Chapecó, November, 2011                                                 61
TPC & ABTS: C. verbenacea
    SFE              TPC             ABTS                           Sox and COSE:
P/T (bar/°C)    mgEAG /g extract   % inhibition                      Better for AA
  100/30             47±1           30.4±0.2
  100/40             63±2           19.1±0.2        Extract         TPC            ABTS
                                                                mgEAG/gextract   % inhibition
  100/50             46±2             21±1
                                                   Sox EtAc         72±2          39.3±0.1
  200/30            105±3             24±1
                                                   Sox EtOH         97±3          46.7±0.4
  200/40            112±3             33±3
                                                    Sox Hx          42±2          27.7±0.1
  200/50             67±1             31±1
                                                   Sox DCM          82±3          32.9±0.3
  300/30             61±1             29±1
                                                   Sox water        111±3            77±3
  300/40             63±3           27.5±0.7
                                                   Sox ketone       82±2          42.1±0.5
  300/50             71±1           29.4±0.3
                                                  Sox 50%EtOH       102±9         43.2±0.9
CO2 +2%EtAc          73±3             35±2
                                                  Sox 25%EtOH     187.3±0.9          81±2
CO2 +5%EtAC          76±7             43±1
                                                   COSE EtAc        358±7         81.5±0.6
CO2 +8%EtAc        85.7±0.3           39±1
                                                   COSE Hx          63±4           27±0.5
CO2 +2%EtOH          84±3             32±1
                                                  COSE DCM          114±7         47.1±0.3
CO2 +5%EtOH        64.5±0.3           30±2
                                                  COSE water        84±2          77.1±0.3
CO2 +8%EtOH        77.8±0.8           46±3
 SRSFerreira - Chapecó, November, 2011                                                      62
AM: C. verbenacea

Extract           S. aureus    B. cereus   E. coli   P. aeruginosa
SFE100bar/30 C        09           11        00           12
SFE100bar/50 C        15           15        00           11
SFE200bar/30 C        15           13        00           00
SFE200bar/40 C        31           12        00           00            ADM (mm)
SFE300bar/30 C        16           13        00           11
SFE300bar/40 C        15           13        00           10
CO2+ 5% EtAc          17           14        00           10
CO2+ 5% EtOH          15           12        00           09         All extracts present
COSE EtAc             19           16        00           11         AM against Gram +
COSE Water            20           13        00           00               bacteria
Sox 25% EtOH          25           15        16           21
Sox 50% EtOH          18           11        00           00
Sox EtOH              16           13        00           00
Sox Water             20           10        12           16
Sox EtAc              21           16        12           00

SRSFerreira - Chapecó, November, 2011                                                 63
AM: C. verbenacea


    Extract      S. aureus   B. cereus   E. coli    Pseudomona
                                                     aeruginosa
SFE 100/50 °C      1.000       0.125      NT          >4.000
                                                                       MIC (mg/mL)
SFE 200/40 °C      0.500      0.0468      NT            NT
SFE 300/30 °C      0.375     < 0.0078     NT          >4.000
CO2 + 5% EtAc      0.250      0.0156      NT          >4.000
                                                                      SFE: excellent
CO2 + 5% EtOH      0.250     0.03125      NT           1.000
                                                                     method for highly
Mac EtAc           0.250      0.0468      NT           1.500
                                                                       effective AM
Sox 25% EtOH       2.000       1.000     2.000         1.000
Sox Water          2.000       2.000     2.000         1.000
Sox Hx              NT          NT       2.000        >4.000
Sox EtAc           0.500      0.0468     2.000          NT

                    MIC (Positive result): < 0.5 mg/mL: strong inhibitors
SRSFerreira - Chapecó, November, 2011                                                64
Economic issues

è Last 15 years (natural products):
     v More than 100 plants (pilot and industrial scales) in operation


è Small to medium units:
     v 100 to 1000 ton/year at 3 to 4 EUR/kg product


è Industrial units:
     v 10.000 ton/year at 0.5 EUR/kg product


è Natural products (3% extract)
     v Cost: 100 to150 EUR/kg product
     v Continuous process: cost reduction in 5 times



SRSFerreira - Chapecó, November, 2011                                    65
Conclusion

èExtraction method and process conditions affect:
     v Extraction yield
     v Chemical profile
     v Biological activity



èSFE: relevant technology for biological active extracts

     v Screening
     v Process optimization
     v Product standardize
     v Costs                                  Good idea!
SRSFerreira - Chapecó, November, 2011                      66
Federal University of Santa Catarina


                                          Chemical and Food
                                        Engineering Department



                                        EQA/CTC – UFSC, P.O. Box 476
                                          Florianópolis, SC – BRAZIL
                                              ZIP Code 88040-900
                                            Phone: + 55 48 3721.9448
                                             FAX: + 55 48 3721.9687
                                               www.enq.ufsc.br




SRSFerreira - Chapecó, November, 2011                                  67
References
è   MENSOR, et al. Phitoterapy Research. v. 15, p. 27-130.
è   SAUCEAU, M. J.of Supercritical Fluids 31 (2004) 133-140.
è   SOVOVÁ, H. J. Chem. Data 2001, 46, 1255-1257.
è   CHAFER et al., J. of Supercritical Fluids 32 (2004) 89-96.
è   BOHN, J.; BEMILLER, J.N. Carbohydrate Polymers, USA, 28, 3-14, 1995.
è   Campos, L.M.A.S.; Leimann, F.V., Curi, R.P.; Ferreira, S.R.S. Bioresource Technology, 99(17), 2008: 8413-8420.
è   C. M. P. Sarmento, S. R. S. Ferreira; H. Hense. BJChE (IN PRESS). BJChE, 23(2): 243 – 249. 2006.
è   Nicolaou, K. C.; Wu, T. R.; Sarlah, D.; Shaw, D. M.; Rowcliffe, E.; Burton, D. R. J. Am. Chem. Soc.; 2008; In Press.
è   Shilabin, A. G.; Kasanah, N.; Tekwani, B. L.; Hamann, M. T. J. Nat. Prod.; (Article); 2008; 71(7); 1218-1221.
è   Duncan, R.; Gilbert, H. R. P.; Carbajo, R. J.; Vicent, M. J. Biomacromolecules; (Article); 2008; 9(4); 1146-1154.
è   Yuan Y. ; Fuse S. ; Ostash B. ; Sliz P. ; Kahne D. ; Walker S. ACS Chem. Biol.; (Article); 2008; 3(7); 429-436.
è    Feyen, F.; Cachoux, F.; Gertsch, J.; Wartmann, M.; Altmann, K. Acc. Chem. Res.; (Article); 2008; 41(1); 21-31.
è   Shlyapnikov et al. Protein Expression and Purification, 60(1) 2008: 89-95.
è   Strayo et al. Devasagayam. Chemico-Biological Interactions, 173(3). 2008: 215-223.
è   Kukić et al. Food Chemistry, 107 (2). 2008: 861-268.
è   Liu et al. LWT - Food Science and Technology, 41(7) 2008: 1344-1349.
è   Ju et al. Bioorg. & Medicinal Chemistry Letters, 2008.
è   Cavalcanti et al. Comparative Biochemistry and Physiology Part C: Toxicology & Pharmacology, 147(4). 2008 409-415.
è   G. Romanik et al. J. Biochem. Biophys. Methods 70 (2007) 253–261
è   Michielin, E.M.Z.; Bresciani, L. F.V.; Danielski, L.; Yunes, R.A.; Ferreira, S.R.S. J. Supercritical Fluids. 2005. V 33: 131.
è   Kitzberger et al., Journal of Food Engineering, 80(2): 631-638. 2007.
è   Danielski et al. Chem. Eng. Proc., 46 (2). 2007: 99-106.



     SRSFerreira - Chapecó, November, 2011                                                                                68
Acknowledgements




         Thank you!




SRSFerreira - Chapecó, November, 2011                  69

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Supercritical Fluid Extraction of Bioactive Compounds from Natural Products

  • 1. Supercritical Fluid Extraction of Bioactive Compounds from Natural Products Prof. Sandra R.S. Ferreira sandra@enq.ufsc.br LATESC/EQA - CTC – UFSC Chapecó – November, 2011 SRSFerreira - Chapecó, November, 2011
  • 2. Summary èNatural products èSFE vs low pressure èBiological activities v Extraction yield v Solute composition èExtraction methods v Antioxidant activity èSFE v Antimicrobial activity SRSFerreira - Chapecó, November, 2011 2
  • 3. Natural Products è Naturally occurring compounds or group of substances èSources: v Plants, fruits, animals, microorganisms, fungus, etc. v Biological activities èRelated areas: v Medicine, food, flavoring and nutritional supplement èDrugs and natural products? Newman & Cragg, 2007 v 1184 new chemicals approved (1981 to 2006) Ø 52% natural product connection Ø 18% are biologics Ø 30% purely synthetic SRSFerreira - Chapecó, November, 2011 3
  • 4. Anticancer drugs • B (Biological): isolated from organism/cell or produced biotechnologically • N: Natural product • ND: Derived from a natural product • S: Synthetic drug. • S*: Synthetic, but similar to natural product • V: Vaccine. All available anticancer drugs, 1940s-06/2006. Newman and Cragg (2007). J. Nat. Prod., 70 (3), 461-477 SRSFerreira - Chapecó, November, 2011 4
  • 5. Biological activity è BA: properties and reactions of drugs related to their medicinal value (Webster’s, 1993) è Bioactivities: v Anti-microbial, antioxidant, antifungal, antibacterial, cytotocxic (toxic to cells: used as anti-cancer), enzymatic, antiviral, anti-inflammatory, anesthetic, allelopathic (interfering herbs). è Chemical profile: v GC, GC-MS, HPLC, spectroscopy, X-ray difratometry, fluorescence, spectrometry, chemometric methods (principal component analysis – PCA). SRSFerreira - Chapecó, November, 2011 5
  • 6. Few sources: 2008 Property - action Raw material (source) – substance Reference Anti-HIV Hypericum H. chinese L. salicifolium, biyouyanagin A Nicolaou, et al., 2008. Antimalarial/AM Manzamines: class of marine natural products Shilabin, et al., 2008 Melanoma cell reduction Dextrin Duncan et al., 2008. Antibiotic Moenomycins, a potent family of natural product Yuan et al., 2008. Antiproliferative activity Epothilones: macrocyclic bacterial natural products Feyen et al., 2008. AM Latarcin from Spider venon Shlyapnikov et al., 2008. AA Aminothiaxole (alkaloid from Dendrodoa grossularia). Strayo et al., 2008. AA and AM Cynara cardunculus extracts Kukić et al., 2008. AA Combine lycopene, b-carotene, vitamin E, vitamin C. Liu et al., 2008. Antitumor antibiotics Lactimidomycin, iso-migrastatin and migrastatin Ju et al., 2008. In Press. Cytotoxicity/genotoxicity Marine sponges: sources of alkaloid ingenamine G. Cavalcanti et al., 2008. SRSFerreira - Chapecó, November, 2011 6
  • 7. Few sources: 2011 Property - Raw material (source) – substance Reference action Antitumor glycans from green tea Fan et al., 2011. Antitumor polysaccharides extracted from Zhao et al., 2011. Asparagus officinali Antimicrobial Eucalyptus globulus oil Tyagi & Malik, 2011 Antimicrobial Mentha piperita oil Tyagi & Malik, 2011 Antioxidant Food-derived peptidic antioxidants Samaranayaka et al, 2011 Antioxidant Marine Food Ngo et al., 2011 SRSFerreira - Chapecó, November, 2011 7
  • 8. Bioactive extracts èNatural products applied as extracts: v Total or partial extracts, essential oil, oilresin... èPhytotherapy: v Study of the use of plants or plant extracts as health-promoting agents èAmazon: huge natural reservoir v 55,000 vegetable species cataloged from a total of 350,000 to 550,000 SRSFerreira - Chapecó, November, 2011 8
  • 9. Important groups è Alkaloids: high biological activity v Anti-tumor, anti-spasmodic. è Flavonoids: Present in flowers and fruits v Blood vessels protectors, anti-inflammatory. Alkaloid: caffeine è Essential oils: Aromatic compounds v Anti-septic and stimulant. è Tannins: Phenolic compounds v Ad stringent, bactericide and cicatrisation. Flavonoid SRSFerreira - Chapecó, November, 2011 9
  • 10. Raw material Extraction vs extract Pre- Separation / treatment Extraction concentration Separation steps used for isolation of plant metabolites G. Romanik et al. J. Biochem. Biophys. Methods, 70 (2007) 253–261 SRSFerreira - Chapecó, November, 2011 10
  • 11. Extraction methods èHydrodistillation èCold pressed extraction èSteam distillation èSolvent extraction v Soxhlet v Maceration/fractionation v Percolation Accelerated solvent extraction Microwave assisted extraction Ultrasound assisted extraction Supercritical Fluid Extraction SRSFerreira - Chapecó, November, 2011 11
  • 12. Hydrodistillation è Clevenger type apparatus è Solvent: water è Raw material: v Soaked into water è Essential oils è High temperature http://pagesperso-orange.fr/guy.chaumeton SRSFerreira - Chapecó, November, 2011 12
  • 13. Cold pressed extraction è Used for vegetable and essential oils from natural products è Screw pressed extraction è Low heat technique http://www.abchansenafrica.co.za SRSFerreira - Chapecó, November, 2011 13
  • 14. Steam distillation http://everestherbs.com.np / è Material placed into a still, pressurized steam passes è Heat: globules of oil burst and oil evaporates è Essential oil condensates in water cooled pipe SRSFerreira - Chapecó, November, 2011 14
  • 15. Solvent extraction è Raw material and solvent: dissolve solute è Solvent selection: v Hydrocarbons, alcohols, ketone, acetic acid v Polarity, solubility, solute interactions è Solute/solvent separation http://www.armfield.co.uk/ SRSFerreira - Chapecó, November, 2011 15
  • 16. Maceration and soxhlet è Raw matter soaked in solvent, è Reflux heated and strained è High temperature è Variables: time and temperature è Time consuming è Solvent consuming http://www.albrigi.co.uk http://www.rsc.org/chemistryworld SRSFerreira - Chapecó, November, 2011 16
  • 17. Conventional extractions èProblems: vHigh temperatures vSolvent contamination: reduces product quality vInflammability or explosion risks vTime, solvent and energy consuming vComposition varies with solvent and extraction technique SRSFerreira - Chapecó, November, 2011 17
  • 18. New extraction methods èASE: accelerated solvent extraction (Jaques et al., 2008) v Pressurized extraction: high pressure (3000 psi) and temperature v Good performance: break of solute–matrix interactions èMAE: microwave assisted extraction (Wang et al., 2008) v Less solvent consumption, shorter times, higher yields, v Microwave plus solvent extraction: enhances efficiency. èUSE: ultrasonic solvent extraction (Cuoco et al., 2008) v Efficient contact (sample/solvent): increases efficiency v Accelerates extraction due to disruption of cell walls. SRSFerreira - Chapecó, November, 2011 18
  • 19. SFE: alternative èClassical methods: v Limitations: time and solvent consuming and energy costs èSFE: v Product quality: Ø Solvent free Ø Thermal degradation free v Energy saving: Ø Extraction + separation http://www.nature.com SRSFerreira - Chapecó, November, 2011 19
  • 21. SFE: characteristics SCF: intermediate properties between liquid and gas phases State r x 103 [kg/m3] DAB x 104 [m2] m [kg/m.s] Gas (0.6–2) x 10-3 0.1 – 0.4 (1–3) x 10-5 SCF Pc; Tc 0.2 – 0.5 0.7 x 10-3 (1–3) x 10-5 4Pc; Tc 0.4 – 0.9 0.2 x 10-3 (3–9) x 10-5 Liquid 0.6 – 1.6 (0.2–2) x 10-5 (0.2–3) x 10-3 High mass transfer rates SRSFerreira - Chapecó, November, 2011 21
  • 22. Basic components SOLVENT PUMP EXTRACTOR CO2: most used solvent (304.2K and 72.3bar) SEPARATOR SOLUTE SRSFerreira - Chapecó, November, 2011 22
  • 23. SFE: aspects è Solvent power control (T/P) è Fractionation è Selectivity è Extraction and separation: v One step SRSFerreira - Chapecó, November, 2011 23
  • 24. SFE: applications è Alternative process for high aggregated value products è When quality is determinant v Fine chemistry and pharmacy (active principles) v Food (caffeine, hop, essential oils, aromas...) è Sources: v Plants, microorganisms, food, sea organisms, fungus… è Examples: v Food, colorants, drugs, vitamins, phyto-hormones v Spices, coffee, aromas, oil seeds, hop, tobacco v Wax, polymers, cleaning products… SRSFerreira - Chapecó, November, 2011 24
  • 25. SFE: industrial units http://www.vtt.fi/pro www.separex.fr SRSFerreira - Chapecó, November, 2011 25
  • 26. P/T conditions Extraction Raw material Product P (bar) T (oC) Oily plants (crops) Soy oil Up to 700 Up to 50 Corn oil Black pepper Black pepper oil 90 40 Piperine 200 40 Coffee Caffeine 300 80 Jojoba Jojoba oil 700 60 Green pepper Dye (color) 35 60 Hop Hop extract Up to 400 Up to 50 Chamomile Matricine ∼ 100 ∼ 40 Chrysanthemum Piretrine 250 40 Graichen & Hubert, (1994) SRSFerreira - Chapecó, November, 2011 26
  • 27. LATESC: raw materials è Marigold (Calendula officinalis) è Apple pomace è Horsetail (Equisetum giganteum) è Propolis è Rice bran oil (Oryza sativa L.) è Peach almond è Avenca-da-praia (Polygala cyparisias) è Shrimp shells è Menthe (Mentha spicata) è Banana peel è Rosemary (Rosmarinus officinalis L.) è Orange pomace è Shiitake (Lentinula edodes) è Eucalypt leaves è Grape pomace (Vitis vinífera) è Plumb v Shiraz, Merlot, Cabernet sauvignon è Fishery by-products è Erva baleeira (Cordia verbenacea) è Pecan nuts è Spent Coffee ground and coffee husk è Shrimp residue SRSFerreira - Chapecó, November, 2011 27
  • 28. Extraction results èProcess aspects: v Extraction yield: cross-over influence v Use of co-solvents in SFE: increase yield èProduct quality: v Extract composition: chromatographic methods v Biological activities: antioxidant and antimicrobial activities SRSFerreira - Chapecó, November, 2011 28
  • 29. Peach almond Peach è Peach almond: Products v Industrial residue v 32-55 % of oil v Rich in fatty acids Residue 20 % (oleic and linoleic) Animal feed Oil extraction SRSFerreira - Chapecó, November, 2011 29
  • 30. Yield: peach almond Higher than COSE and HD SFE (CO2) Soxhlet COSE (bar/ºC) Yield (%) Solvent Yield (%) Solvent Yield (%) 100/30 10.5 ± 0.3 Hx 19 ± 1 Mac-EtOH 6.6 ± 0.3 200/30 15.6 ± 0.8 DCM 32.2 ± 0.6 Mac-Hx 1.4 ± 0.1 300/30 16.2 ± 0.5 EtAc 26 ± 1 Mac-DCM 2.3 ± 0.4 100/40 9.6 ± 0.6 EtOH 32 ± 2 Mac-EtOAc 0.3 ± 0.1 200/40 13.9 ± 0.9 Hx/DCM 50% 26 ± 2 Mac-H2O 0.8 ± 0.2 300/40 17.0 ± 0.5 EtOH/H2O 50 % 12 ± 1 100/50 2.81± 0.06 Co-solvent HD 0.13 ± 0.02 200/50 11.1 ± 0.5 300/50 17.4 ± 0.3 SRSFerreira - Chapecó, November, 2011 30
  • 31. SFE: co-solvents èCO2: non-polar è Ethanol, methanol, propane... v Dissolves non-polar v EtOH: legally accepted v From 1% to 5% (w/w) èCo-solvents: èInfluence: v Volatility between solute/SCF v Composition v Increase solubility v Biological activity v Target compounds v Extraction yield v Affect selectivity SRSFerreira - Chapecó, November, 2011 31
  • 32. SFE: Modifier èImprove the SFE performance: yield and selectivity èSelection: Ability to dissolve compounds of interest; èCommon examples: v EtOH, EtAc, DCM, BtOH LATESC group: è Campos et al. (2008): SFE from C. sauvignon grape pomace v Increased yield from 2.7% to 9.2% by using 15% EtOH è Biscaia & Ferreira (2009): SFE from propolis v Increased yield from 8.6% to 24.8% by using 5% of EtOH è Michielin et al. (2009): SFE from C. verbenacea v Increased yield from 5.0% to 7.7% by using 5% of EtOH è Mezzomo et al. (2010): SFE from peach almond v Increased yield from 22% to 24% by using 5% of EtOH. SRSFerreira - Chapecó, November, 2011 32
  • 33. Extract quality è Product quality as important as process yield è Results (LATESC): v Different raw materials v Different extraction methods Ø SFE (CO2 and CO2 + CS) and classical extraction methods è Quality evaluation: 1. Chemical composition profile 2. Antioxidant activity 3. Antimicrobial activity SRSFerreira - Chapecó, November, 2011 33
  • 34. 1. Composition èChromatographic methods v Gas Chromatography: mostly for non-polar substances Ø adequate for CO2 extracts v HPLC: detect substances with higher polarity èMass spectrometry: v Components identification: Ø Standard Reference Data Series of the National Institute of Standard and Technology. èComposition: v Retention time and standard curves SRSFerreira - Chapecó, November, 2011 34
  • 35. Grape pomace è Miolo winery Ltda. (Vintage 2003) v Residue from wine production v Cabernet Sauvignon, Merlot and Shiraz è Compounds remain in pomace v Essential oil and pigments v Resveratrol, linoleic acid è Extract quality: v Composition Grape pomace v Fruit origin, harvest, v Wine process, Campos, L.M.A.S.; Leimann, F.V., Curi, R.P.; v Extraction/solvent method. Ferreira, S.R.S. Bioresource Technology, 99(17), 2008: 8413-8420. SRSFerreira - Chapecó, November, 2011 35
  • 36. GC-MS: grape pomace No Components For cosmetic products, 1 Phenyl ethyl alcohol synthesis vit. E 2 Capric acid 3 Lauric acid 4 Palmitic acid 5 Tridecanoic acid 6 Phytol 7 Linoleic acid 8 Ethyl linoleate 9 Oleic acid 10 Octadecanoic acid 11 Palmitaldehyde 12 Long chain linear acid GC-MS from grape pomace extract obtained by SFE with pure CO2 at 150 bar, 40ºC and 3.33gCO2/min SRSFerreira - Chapecó, November, 2011 36
  • 37. HPLC: grape pomace Phenolic compounds 1 Epicatechin Reduces the risk of 2 Galic acid cardiovascular disease 3 Tannic acid (Schroeter et al., 2006) 4 p-OH-benzoic acid 5 Vanillic acid 6 Caffeic acid Antioxidant and antimicrobial activity Salicylic acid isomer (Rosso, 2005) Antimicrobial activity (Naz et al., 2006) Merlot pomace (SFE: 250 bar, 60 C, 17.5 % EtOH) SRSFerreira - Chapecó, November, 2011 37
  • 38. HPLC: Merlot, Syrah, C. sauvignon Extraction Grape Process p-OH- Protocatecuic Epicatechin Gallic acid Tannic acid Vanillic acid method varietal conditions benzoic acid acid 150bar 35.5 ± 0.1 10.82 ± 0.09 ND 49.8 ± 0.7 31.5 ± 0.5 ND 200bar ND 115.9 ± 0.8 ND 11.6 ± 0.1 18.9 ± 0.4 ND Merlot 50°C 250bar 5.4 ±0.1 395.6 ± 0.6 387.0 ± 0.5 121.8 ± 0.7 461.1 ± 0.3 ND 300bar 6.7 ± 0.7 55.0 ± 0.1 50.1 ± 0.5 233 ± 1 14.6 ± 0.9 ND 150bar ND 121.6 ± 0.7 ND ND 33.7 ±0.1 ND SFE 200bar ND 44 ± 1 ND 4.6 ± 0.1 10.6 ± 0.1 ND Merlot 60°C 250bar ND 14.20 ± 0.09 30.3 ± 0.7 88.81 ± 0.08 50.5 ± 0.3 ND 300bar 9.55 ± 0.05 44.5 ±0.7 38.4 ± 0.1 71.4 ± 0.3 58.8 ± 0.5 ND Syrah 60°C 250bar ND 64.3 ± 0.9 ND 26.3 ± 0.1 ND ND C. 60°C 250bar 87.99 ± 0.04 18.7 ± 0.1 ND 207.5 ± 0.3 58 ± 1 ND sauvignon SFE CO2 + 12.5% 119 ± 1 123.09 ± 0.09 ND 500.5 ± 0.5 3.85 ± 0.07 ND EtOH Merlot 15.0% ND ND ND ND ND 537 ± 7 250bar/60°C 17.5% 200.8 ± 0.3 162.4 ± 0.4 26.3 ± 0.2 65.9 ± 0.3 15.21 ± 0.06 ND Syrah 5.3 ± 0.1 10.6± 0.3 20.3 ± 0.2 22.8 ± 0.5 ND ND SOX Merlot ND ND ND ND ND 9864 ± 4 EtOH Syrah - - - - - - UME Merlot 121.9 ± 0.6 51.0 ± 0.5 62.1 ± 0.1 505.73± 0.06 ND ND Antimicrobial compounds SRSFerreira - Chapecó, November, 2011 38
  • 39. HPLC: coffee husk and coffee spent Identificação de Compostos Condition/ Clorogenic Fenólicos Extraction Galic Ac. Tanic Ac. Cafeic Ac. Solvent Ac. Spent EtOH - 0.7 - - US Spent EtAc 14.3 - 0.3 - Husk EtOH - - - - Husk EtAc 113.8 - 0.5 - SOX Husk EtOH - 80.3 - - Spent 200 bar/60°C - - 41.3 0.1 Spent 300 bar/60°C - - 27.3 - SFE Husk 200 bar/40°C 0.9 - 174.5 - Husk 300 bar/60°C - - 942.8 - SFE + Spent 100 bar/60°C/15% - - 19.6 - EtOH Husk 200 bar/50°C/8% - - 232.3 - Clorogenic ac.: potent antioxidant, hepatoprotection, hipoglicemiant and antiviral (DUARTE et al., 2010). Andrade et al. TALANTA. IN PRESS SRSFerreira - Chapecó, November, 2011 39
  • 40. HPLC: coffee husk and coffee spent Teobromine Caffeine Extraction Condition/Solvent (µg/mgextract) (µg/mgextra Hx - 0.734 Identificação de Spent DCM - 38.2 Metilxantinas EtOH - 25.7 US Hx - 5.54 Husk DCM 0.66 139.2 EtOH - 71.1 Hx - 3.27 Spent DCM - 25.9 EtOH - 11.8 Soxhlet Hx - 2.1 Husk DCM 0.745 189.9 EtOH - 129.6 200 bar/60°C - 27.2 Spent 300 bar/60°C - 41.3 SFE 200 bar/40°C - 185.7 Husk 300 bar/60°C 1.13 684.2 Spent 100 bar/60°C/15% - 23.4 SFE + EtOH Husk 200 bar/50°C/8% 0.655 87.8 Andrade et al. TALANTA. IN PRESS SRSFerreira - Chapecó, November, 2011 40
  • 41. GC-MS: marigold oil SFE: 200 bar/20oC Peak Component MOL % Peak 200 bar/20oC (g/gmol) area 1 Acetyl eugenol 206 7.436 2 Phenol-4-octyl 206 1.074 3 Guaiol 222 5.071 4 Cedrol 222 1.944 6 Octadecane 254 4.138 7 Tetradecanoic acid 228 0.951 8 Nonadecane 268 0.479 9 Eicosane 282 3.061 10 Heneicosane 296 0.211 11 Docosane 310 4.875 12 Tricosane 324 0.504 13 Tetracosane 338 10.468 14 Pentacosane 352 1.035 15 Hexacosane 366 18.226 16 Heptacosane 380 1.440 L. Danielski, et al. Chem. Eng. 17 Octacosane 394 9.952 Proc., 46 (2). 2007: 99-106. 19 Eicosane-7-hexyl 366 0.449 20 Eicosane-9-octyl 394 0.612 Phytosterol (against breast 21 Canescegenine 420 0.792 cancer, reduces cholesterol) 22 Cholest-4-en-3-one- 14-methyl 398 0.831 Absent in other extracts 23 Taraxasterol 426 1.186 24 1-octadecanol 270 0.149 SRSFerreira - Chapecó, November, 2011 25 1,16-hexadecanediol 258 41 0.257
  • 42. Horsetail (Equisetum giganteum) è Horsetail = cola de caballo. è Actions: v Anti-inflammatory, diuretic, anti- hemorrhagic, skin regenerator è Extraction: v SFE, soxhlet and COSE è Composition: v GC-MS SRSFerreira - Chapecó, November, 2011 42
  • 43. GC-MS: horsetail No00 Compound Mol 1 Diphenyl carbonate 214 2 Dodecanoic acid 212 3 3-noninoic methyl ester 168 Phyto-sterol: absent in other extracts 4 3,6-dimetil decane 170 5 Heneicosane 296 0.6 313K/12MPa 6 26-Hydroxicholesterol 402 0.5 313K/20MPa 0.4 303K/12MPa 7 Ergosta-4,7,22-trien-3-one 394 Molar fraction 303K/20MPa 276 0.3 8 8,12-Dimethyl-4Z,8E,12E- octadecatriene 0.2 9 Methenolone 302 0.1 10 2,6,10,14-hexadecatet.-1- 332 0 Compound 1 Compound 3 Compound 6 Compound 8 ol,3,7,11,15-tetrametilacetato Horsetail components 11 Z-13-Octadecenal 266 Michielin, et al. Composition Profile Of Horsetail 12 Heneicosane-11-decil 436 Oleoresin: Comparing SFE And Organic Solvent 13 Eicosane-10-heptyl-10-octil 492 Extraction. J. Supercritical Fluids. 2005. V. 33: 131. 14 17,21-dimetil-heptatriacontano 549 SRSFerreira - Chapecó, November, 2011 43
  • 44. GC-MS: Mentha spicata L èGC-MS: menthe v Carvone: antifungal and antimicrobial v Pulegone: muscle reliever and for indigestion v Phytol: diterpene alcohol used for vitamin E synthesis and regulates metabolic process. Compound SFE (CO2) Sox-EtOH SFE CO2+EtOH Carvone 36.16 41.61 49.76 Pulegone 8.22 9.44 6.9 Phytol 8.11 4.61 11.13 Almeida et al. Food and Bioproc. Tech. .IN PRESS. SRSFerreira - Chapecó, November, 2011 44
  • 45. 2. Antioxidant activity (AA) è Ability to avoid or reduce oxidative rancidity (food deterioration) è Synthetics (carcinogenic effect): v BHA, BHT, TBHQ (phenols) è Naturals (non toxic): v From food products and plant material v Tocopherols, ascorbic acid, phenolic compounds è Several classes with diverse chemical behavior: v AA result is dependant of the method v One method: do not detect all mechanisms that characterize an AA. SRSFerreira - Chapecó, November, 2011 45
  • 46. Antioxidant methods è Methods for AA%: Espectrophotometric and fluorescence methods v Free radical scavenging methods v Redox potential of antioxidants è DPPH: (MENSOR et al. 2001) v Radical (2,2-difenil-1-picrilhidrazil): electron capture from antioxidant è ABTS: v AA compounds: Ability to reduce radical ABTS•+ (600-750 nm) è β-carotene/linoleic acid bleaching method (Matthäus, 2002) v Suitable for lipophilic fractions: Ability to protect the lipid fraction from oxidation è Total phenolic content (TPC): v Folin-Ciocalteu colorimetric method [Singleton & Rossi, 1965] v TPC was expressed as gallic acid equivalent (GAE)/mg of extracts v For poly-phenols and mono-phenols SRSFerreira - Chapecó, November, 2011 46
  • 47. 3. Antimicrobial activity èAntimicrobial substances: v Prevent or inhibit microorganisms growth èResistant bacteria: v Challenge to infection treatments v Patient sensibility to traditional antimicrobials v New substances are necessary èAntimicrobial compounds from plant material: v Not well exploited v Studies are very incipient. SRSFerreira - Chapecó, November, 2011 47
  • 48. Antimicrobial activity è Agar diffusion method (ADM): inhibition ≥ 9mm selected for MIC v S. Aureus, B. Cereus, M. luteus: Gram positive v E. Coli, P. Aeruginosa: Gram negative v C. Albicans, : fungus è Minimum inhibition concentration (MIC) v Positive result (Duarte et al., 2007): Ø < 500 mg/mL: strong inhibitors Ø 600 – 1500 mg/mL: moderate inhibitor. SRSFerreira - Chapecó, November, 2011 48
  • 49. Yield and DPPH: grape pomace 10 25 Yield AA % 8 20 Yield [%] AA [%] 6 15 4 10 2 5 0 0 SFE 0% EtOHSFE 10% EtOHSFE 15% EtOHSFE 20% EtOH ESC at 150 bar, 40ºC: AA by DPPH (sample at 250 µg/mL) SFE: yield and AA increase with EtOH concentration SRSFerreira - Chapecó, November, 2011 49
  • 50. Grape Pomace: antimicrobial activity ADM (mm) SRSFerreira - Chapecó, November, 2011 50
  • 51. Grape Pomace – ADM results ADM (mm) Other low pressure extracts: no antimicrobial activity ADM: positive results: selected for MIC Baydar et al. (2004): grape peel extracts (not active); grape seed extracts (highly active) SRSFerreira - Chapecó, November, 2011 51
  • 52. Antimicrobial activity: MIC Extraction MIC (µg/mL) Grape Process conditions Method S. aureus B. cereus E. coli P. aeruginosa C. albicans 150 bar 750 ± 250 2000 >2000 >2000 - 200 bar 1500 ± 500 1000 >2000 >2000 500 Merlot 50 °C 250 bar 2000 1500 ± 500 >2000 >2000 - 300 bar 625 ± 375 1000 1000 1000 - ESC CO2 150 bar 1000 1000 2000 2000 >2000 200 bar 1000 2000 2000 2000 - Merlot 60 °C 250 bar 2000 2000 2000 2000 - 300 bar 1500 ± 500 1000 2000 2000 - Syrah 60 °C 250 bar 1500 ± 500 2000 >2000 >2000 - C. sauvignon 60 °C 250 bar 500 1000 >2000 >2000 - Soxhlet Syrah hexane - 2000 - - - SRSFerreira - Chapecó, November, 2011
  • 53. AA% (DPPH): menthe High AA for SFE with co-solvent SFE: CO2 SFE: CO2 + co-solvent Soxhlet (bar/ºC) AA(%) (bar/ºC/EtOH%) AA(%) Solvent AA (%) 100/30 15 200/40/10% 70.3 Hx 30.5 100/40 26.7 200/40/15% 49.3 DCM 86.3 100/50 18.7 200/40/20% 71.4 EtAc 92.9 200/30 20.9 150/40/20% 38.2 BtOH 94.0 200/40 28.7 150/50/20% 84.4 EtOH 95.2 200/50 14.2 200/50/20% 24.5 300/30 22.6 230/40/20% 78.6 300/40 24.9 230/50/20% 35.3 HD AA (%) 300/50 24.2 Water 20.3 SRSFerreira - Chapecó, November, 2011 53
  • 54. Shiitake (Lentinula edodes) è 2° most consumed mushroom: è Mushrooms: nutraceutic food v Source of active compounds v Cancer protection: Lentinan v Anti-cholesterolemic: Eritadenina v Antioxidant activity v Antimicrobial activity è Shiitake extract: v 60 pills 500 mg = US$ 9.95 (http://www.vitacost.com) SRSFerreira - Chapecó, November, 2011 54
  • 55. AA%: Shiitake IC50 (DPPH): Inhibition concentration SFE: AA% ETA (equivalent of tanic acid): Total Phenolic Content similar to DCM 200 2.5 IC50 ETA ETA (g/100 g extract) 160 2 120 1.5 IC50 80 1 40 0.5 0 0 Cose:DCM Cose:EtAc SF:EtOH 5% SF:EtOH SF:EtOH 10% 15% Shiitake extract Kitzberger et al., Journal of Food Engineering, 80(2): 631-638. 2007. SRSFerreira - Chapecó, November, 2011 55
  • 56. AM: Shiitake ADM (mm) SFE (°C/MPa) S.aureus E.coli M.luteus B.cereus C.albicans 30/15 0 I.H. 0 0 12 30/20 0 I.H. 14 10 0 30/30 0 9 12 10 0 MIC (Positive result): < 0.5 mg/mL: strong inhibitors 40/15 0 I.H. 14 0 12 40/20 0 I.H. N.T. N.T. N.T. MIC (mg/mL) 40/30 I.H. 0 19 12 0 Microrganismos SFE (°C/MPa) M. luteus B. cereus C. albicans 50/15 I.H. I.H. 16 14 0 30/15 N.T. N.T. 2.0 50/20 0 I.H. 12 10 0 30/20 0.5 N.T. N.T. 40/20 + EtAc 15% N.T. N.T. 0 12 0 30/30 1.0 0.25 N.T. Low pressure extracts: 40/15 1.0 N.T. 2.0 no antimicrobial activity 40/30 1.0 0.5 N.T. 50/15 0.5 0.5 N.T. Kitzberger et al., Journal of Food Engineering, 50/20 1.0 N.T. N.T. 80(2): 631-638. 2007. 40/20+EtAc15% >2.0 0.5 N.T. SRSFerreira - Chapecó, November, 2011 56
  • 57. %AA Orange pomace: β-carotene/linoleic ac. Extraction Solvent % AA (120 min) ESC 40 ºC/100 bar CO2 84.4bcdefg ± 0.3 ESC 50 ºC/150 bar CO2 95b ± 4 ESC 40 ºC/200 bar CO2 82cdefgh ± 4 ESC 50 ºC/200 bar CO2 110a ± 3 ESC 50 ºC/250 bar CO2 90bcd ± 3 ESC 40 ºC/300 bar CO2 88bcdef ± 3 ESC 50 ºC/300 bar CO2 88bcde ± 2 ESC 50 ºC/250 bar CO2 + EtOH 92.5bc ± 0.2 BHT - 113a ± 7 Benelli et al. Journal of Supercritical Fluids, v. 55, p. 132-141, 2010. SRSFerreira - Chapecó, November, 2011 57
  • 58. Propolis è Natural product used as medicine purpose for centuries; è Complex mixture: v Resinous material from plant sources, transferred by enzymes (bee) and wax (MARCUCCI et al., 2001). http://www.natucentro.com.br/ è Component: artepilin C SRSFerreira - Chapecó, November, 2011 58
  • 59. AM: Propolis method E. coli S. aureus B. cereus SFE (P/T) E. coli S. aureus B. cereus 100/30 13 19 16 Sox-EtOH 0 16 13 ADM (mm) 100/40 14 15 15 100/50 12 12 14 Sox-EtAc 0 14 13 150/30 0 15 16 Sox-CHCl3 0 14 12 150/40 13 17 20 Sox-Hex 0 18 14 150/50 0 21 20 200/30 0 16 21 Sox-H2O 0 14 10 200/40 0 15 15 COSE-EtOH 0 18 13 200/50 0 18 17 COSE-EtH2O 70% 0 14 14 250/40 0 16 18 COSE-EtH2O 50% 0 18 19 S. B. Method E. coli aureus cereus Sox-EtOH Sox-Hx NT NT 0.2500 0.0625 0.5000 0.5000 MIC (mg/mL) COSE:EtOH50% NT 1.0000 0.2500 SFE100/30 1.0000 0.1250 1.0000 SFE100/40 0.5000 0.2500 1.0000 SFE150/40 0.5000 0.1250 1.0000 SFE: excellent method for SFE200/30 NT 0.0625 1.0000 antimicrobial extracts SFE250/40 NT 0.0625 0.5000 SFE150/40/5% NT 0.0625 0.5000 SRSFerreira - Chapecó, November, 2011 59
  • 60. Cordia verbenacea è SC and SP shore; v erva baleeira, salicilina (RAMOS et al., 2005, CARVALHO et al., 2004 ). è Activities: v anti-inflammatory and cicatrizing v Rheumatism and attrite treatments è Essential oils (aroma): v a-humulene, b-caryophylene, pinene è Flavonoids: v quercetine, artemetin www.jardimdeflores.com.br SRSFerreira - Chapecó, November, 2011 60
  • 61. DPPH: C. verbenacea 1200 C. verbenacea: DPPH (EC50 g/mL) 800 Extracts with excellent AA 400 0 Ac H t x Ac CM H SE M x er er H in in Ke H H O O O C ut at et at Et Et SE Et D Et s D Et x rc R w w So So SE x x % SE ue x O x So % So So So 50 C O 25 Q O O C C C Extracts COSE EtAc EC50= 9.2±0.4 mg/mL Soxhlet 50% EtOH EC50= 29±2 mg/mL Rutin Ec50= 6.2±0.3 mg/mL SRSFerreira - Chapecó, November, 2011 61
  • 62. TPC & ABTS: C. verbenacea SFE TPC ABTS Sox and COSE: P/T (bar/°C) mgEAG /g extract % inhibition Better for AA 100/30 47±1 30.4±0.2 100/40 63±2 19.1±0.2 Extract TPC ABTS mgEAG/gextract % inhibition 100/50 46±2 21±1 Sox EtAc 72±2 39.3±0.1 200/30 105±3 24±1 Sox EtOH 97±3 46.7±0.4 200/40 112±3 33±3 Sox Hx 42±2 27.7±0.1 200/50 67±1 31±1 Sox DCM 82±3 32.9±0.3 300/30 61±1 29±1 Sox water 111±3 77±3 300/40 63±3 27.5±0.7 Sox ketone 82±2 42.1±0.5 300/50 71±1 29.4±0.3 Sox 50%EtOH 102±9 43.2±0.9 CO2 +2%EtAc 73±3 35±2 Sox 25%EtOH 187.3±0.9 81±2 CO2 +5%EtAC 76±7 43±1 COSE EtAc 358±7 81.5±0.6 CO2 +8%EtAc 85.7±0.3 39±1 COSE Hx 63±4 27±0.5 CO2 +2%EtOH 84±3 32±1 COSE DCM 114±7 47.1±0.3 CO2 +5%EtOH 64.5±0.3 30±2 COSE water 84±2 77.1±0.3 CO2 +8%EtOH 77.8±0.8 46±3 SRSFerreira - Chapecó, November, 2011 62
  • 63. AM: C. verbenacea Extract S. aureus B. cereus E. coli P. aeruginosa SFE100bar/30 C 09 11 00 12 SFE100bar/50 C 15 15 00 11 SFE200bar/30 C 15 13 00 00 SFE200bar/40 C 31 12 00 00 ADM (mm) SFE300bar/30 C 16 13 00 11 SFE300bar/40 C 15 13 00 10 CO2+ 5% EtAc 17 14 00 10 CO2+ 5% EtOH 15 12 00 09 All extracts present COSE EtAc 19 16 00 11 AM against Gram + COSE Water 20 13 00 00 bacteria Sox 25% EtOH 25 15 16 21 Sox 50% EtOH 18 11 00 00 Sox EtOH 16 13 00 00 Sox Water 20 10 12 16 Sox EtAc 21 16 12 00 SRSFerreira - Chapecó, November, 2011 63
  • 64. AM: C. verbenacea Extract S. aureus B. cereus E. coli Pseudomona aeruginosa SFE 100/50 °C 1.000 0.125 NT >4.000 MIC (mg/mL) SFE 200/40 °C 0.500 0.0468 NT NT SFE 300/30 °C 0.375 < 0.0078 NT >4.000 CO2 + 5% EtAc 0.250 0.0156 NT >4.000 SFE: excellent CO2 + 5% EtOH 0.250 0.03125 NT 1.000 method for highly Mac EtAc 0.250 0.0468 NT 1.500 effective AM Sox 25% EtOH 2.000 1.000 2.000 1.000 Sox Water 2.000 2.000 2.000 1.000 Sox Hx NT NT 2.000 >4.000 Sox EtAc 0.500 0.0468 2.000 NT MIC (Positive result): < 0.5 mg/mL: strong inhibitors SRSFerreira - Chapecó, November, 2011 64
  • 65. Economic issues è Last 15 years (natural products): v More than 100 plants (pilot and industrial scales) in operation è Small to medium units: v 100 to 1000 ton/year at 3 to 4 EUR/kg product è Industrial units: v 10.000 ton/year at 0.5 EUR/kg product è Natural products (3% extract) v Cost: 100 to150 EUR/kg product v Continuous process: cost reduction in 5 times SRSFerreira - Chapecó, November, 2011 65
  • 66. Conclusion èExtraction method and process conditions affect: v Extraction yield v Chemical profile v Biological activity èSFE: relevant technology for biological active extracts v Screening v Process optimization v Product standardize v Costs Good idea! SRSFerreira - Chapecó, November, 2011 66
  • 67. Federal University of Santa Catarina Chemical and Food Engineering Department EQA/CTC – UFSC, P.O. Box 476 Florianópolis, SC – BRAZIL ZIP Code 88040-900 Phone: + 55 48 3721.9448 FAX: + 55 48 3721.9687 www.enq.ufsc.br SRSFerreira - Chapecó, November, 2011 67
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  • 69. Acknowledgements Thank you! SRSFerreira - Chapecó, November, 2011 69