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© 2015 The McGraw-Hill Companies, Inc. All rights reserved.
Chapter 13
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-2
Origin and Structure of
the Federal Bureaucracy
Initially small: 3,000 employees in 1800
Federal government’s role confined
Defense
Foreign affairs
Currency
Interstate commerce
Delivery of mail
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-3
Origin and Structure of
the Federal Bureaucracy
Dramatic growth in latter part of 1800s in response to
economic growth
Department of Agriculture
Department of Commerce and Labor
Biggest growth spurt in the 1930s in response to the Great
Depression
SEC, SSA, FDIC, TVA
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-4
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-5
Origin and Structure of
the Federal Bureaucracy
Types of federal agencies
Cabinet departments
 Fifteen departments: State, Defense, Justice, etc.
Independent agencies
 Narrower area of responsibility: CIA, NASA, etc.
Regulatory agencies
 SEC, EPA, etc.
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-6
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-7
Origin and Structure of
the Federal Bureaucracy
Types of federal agencies
Government corporations
 USPS, FDIC, Amtrak, etc.
Presidential commissions
 Permanent commissions: Civil Rights, Fine Arts
 Temporary: Bush’s Commission to Strengthen Social
Security
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-8
Origin and Structure of
the Federal Bureaucracy
Federal employment
2,500,000 civilian employees
Most hired by merit criteria
Patronage system—designed to improve link between
administration and the people
 Abuses—spoils system
Merit system
 Neutral competence
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-9
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-10
The Budgetary Process
Year and a half long; begins with presidential guidelines
Agencies develop detailed budget; president finalizes with
OMB
Congress alters through budget and appropriations
committees; full House and Senate vote
President signs or vetoes
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-11
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-12
Policy and Power
in the Bureaucracy
Administrative agencies’ chief task: policy
implementation
Wide discretion in some areas
Rulemaking
Originating policy ideas
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-13
Policy and Power
in the Bureaucracy
The agency point of view
Comes naturally to high-ranking civil servants
Cemented by professionalism
Distorts government priorities
Agency must seek support wherever it can find it
 President; Congress; political parties
 Agencies are forced to play politics
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-14
Policy and Power
in the Bureaucracy
Sources of bureaucratic power
1. Expertise
2. Clientele groups
 Reciprocal relationship
1. Friends in high places
 Agency goals may conflict with president or Congress,
but they still need agency expertise and competency.
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-15
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-16
Democracy and
Bureaucratic Accountability
Accountability through the presidency
Reorganization
Presidential appointments
OMB: budgets, regulations, and legislative proposals
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-17
Democracy and
Bureaucratic Accountability
Accountability through Congress
The “power of the purse”
Oversight function; increased use of GAO
Ways to constrain the bureaucracy before it acts
 Drafting laws with specific instructions for
implementation
 Sunset provisions
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-18
Democracy and
Bureaucratic Accountability
Accountability through the courts
An injured party can bring suit against an agency
Accountability within the bureaucracy itself
Senior Executive Service (SES)
Administrative law judges
Whistleblowing
Demographic representativeness
© 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-19

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Patterson ch13

  • 1. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. Chapter 13
  • 2. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-2 Origin and Structure of the Federal Bureaucracy Initially small: 3,000 employees in 1800 Federal government’s role confined Defense Foreign affairs Currency Interstate commerce Delivery of mail
  • 3. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-3 Origin and Structure of the Federal Bureaucracy Dramatic growth in latter part of 1800s in response to economic growth Department of Agriculture Department of Commerce and Labor Biggest growth spurt in the 1930s in response to the Great Depression SEC, SSA, FDIC, TVA
  • 4. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-4
  • 5. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-5 Origin and Structure of the Federal Bureaucracy Types of federal agencies Cabinet departments  Fifteen departments: State, Defense, Justice, etc. Independent agencies  Narrower area of responsibility: CIA, NASA, etc. Regulatory agencies  SEC, EPA, etc.
  • 6. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-6
  • 7. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-7 Origin and Structure of the Federal Bureaucracy Types of federal agencies Government corporations  USPS, FDIC, Amtrak, etc. Presidential commissions  Permanent commissions: Civil Rights, Fine Arts  Temporary: Bush’s Commission to Strengthen Social Security
  • 8. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-8 Origin and Structure of the Federal Bureaucracy Federal employment 2,500,000 civilian employees Most hired by merit criteria Patronage system—designed to improve link between administration and the people  Abuses—spoils system Merit system  Neutral competence
  • 9. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-9
  • 10. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-10 The Budgetary Process Year and a half long; begins with presidential guidelines Agencies develop detailed budget; president finalizes with OMB Congress alters through budget and appropriations committees; full House and Senate vote President signs or vetoes
  • 11. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-11
  • 12. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-12 Policy and Power in the Bureaucracy Administrative agencies’ chief task: policy implementation Wide discretion in some areas Rulemaking Originating policy ideas
  • 13. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-13 Policy and Power in the Bureaucracy The agency point of view Comes naturally to high-ranking civil servants Cemented by professionalism Distorts government priorities Agency must seek support wherever it can find it  President; Congress; political parties  Agencies are forced to play politics
  • 14. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-14 Policy and Power in the Bureaucracy Sources of bureaucratic power 1. Expertise 2. Clientele groups  Reciprocal relationship 1. Friends in high places  Agency goals may conflict with president or Congress, but they still need agency expertise and competency.
  • 15. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-15
  • 16. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-16 Democracy and Bureaucratic Accountability Accountability through the presidency Reorganization Presidential appointments OMB: budgets, regulations, and legislative proposals
  • 17. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-17 Democracy and Bureaucratic Accountability Accountability through Congress The “power of the purse” Oversight function; increased use of GAO Ways to constrain the bureaucracy before it acts  Drafting laws with specific instructions for implementation  Sunset provisions
  • 18. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-18 Democracy and Bureaucratic Accountability Accountability through the courts An injured party can bring suit against an agency Accountability within the bureaucracy itself Senior Executive Service (SES) Administrative law judges Whistleblowing Demographic representativeness
  • 19. © 2015 The McGraw-Hill Companies, Inc. All rights reserved. 13-19

Editor's Notes

  1. 412 fig 13-1
  2. 413 fig 13-2
  3. 415
  4. 419 fig 13-3
  5. 425
  6. 437 table 13-1