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Facilitating regional governance arrangements in the
Wider Caribbean Region
Robin Mahon1, Lucia Fanning2, Patrick McConney1
1Centre

for Resource Management and Environmental Studies (CERMES), University of the West Indies, Cave
Hill Campus, St. Michael, Barbados
2Marine Affairs

Program, Dalhousie University, Halifax, Nova Scotia, Canada

The Political Economy of Regionalism and International Waters
International Waters Conference 7
October 28-31, 2013
Hilton Hotel, Barbados,
Regional cooperation arrangements
 Cooperation arrangements can facilitate:
o Sharing expertise
o Multi-country initiatives that take advantage of
economies of scale
o Collective representation

o Governance at appropriate geographical scales
Regional cooperation and governance arrangements

 Regional and subregional cooperation has attendant
tensions, primarily relating to sovereignty, balance of power
between levels, and distribution of benefits.
 Familiar ground, so…
How the CLME Project dealt with regional cooperation
The Project:
 Was sensitive to the complexity and importance of regional
arrangements from the outset
 Evaluated them in the TDA
 Took them into account in the project design
 Engaged with many of the (25+) organisations in the WCR
with responsibility for aspects of sustainable use of the
ocean.

 Wanted to be sure that it understood the mandates and
activities of these organisations, and their interrelationships
 So the SAP could adequately provide for their engagement in
a regional framework or network.
Building regional cooperation requires
a conceptual framework

Ostrom’s Institutional
Analysis Framework

Global

Regional

Subregional

National

Local

Interactive
Approach to
Governance

 Scale
 Nesting
 Fit of institutions to
ecosystems
 Interplay of organizations
 Regime complexes
 Network governance
 Subsidiarity
The LME governance framework
A multi-level policy-cycle based
governance framework

ANALYSIS
AND ADVICE
DATA AND
INFORMATION
DECISION
MAKING

REVIEW AND
EVALUATION
IMPLEMENT
-ATION

Global

Policy cycles
must be:
Regional

Complete

Subregional

Linked
vertically

National

Local

Linked
laterally
Diversity of
policy
processes
as
appropriate
The framework was used to design the CLME Project
 Implemented
as a series of
partnerships
with key
organisations
 Which
Comprised
the PAG
 Framework
facilitated
engagement
of regional
organisations
Framework was used to explore roles and relationships of
organisations
The framework as a tool for assessment and intervention
Focused on:

Global

 Overarching
coordination and
integration
 Visioning and
principles at the
level of the whole
system.

Global marine policy cycle

Regional ocean
governance policy cycle

Regional/
subregional

Regional/subregional
fisheries cycle
Reef
ecosystem
cycle

Flyingfish
cycle
Pelagic
fishery cycle

National

Local

 The gaps, overlaps
and networking
among regional
organizations;
 Architecture of
specific
arrangements and
associated policy
processes;
 The nationalregional interface;
How the CLME Project dealt with regional cooperation
 Regional arrangements were at the forefront in the CLME project
 Issues of resource management, pollution, habitat degradation
were seen in the context of these governance arrangements
 Framework provided the basis for a discussion about regional
arrangements
 Concept of an emerging governance complex or governance
regime became a part of the discussion.

 Ultimately, the SAP was designed around a regional governance
framework.
 The project did not take on the persona of a regional organization,
but kept to its role as a facilitator of regional cooperation.
REGIONAL GOVERNANCE FRAMEWORK FOR LIVING MARINE
RESOURCES
REGION-WIDE OCEAN POLICY LEVEL
Regional ocean governance policy mechanism
(Caribbean Sea Commission, or equivalent, with membership of all relevant regional IGOs and NGOs)

PLANNING AND OPERATIONAL LEVELS
Reef fisheries ecosystem
Lobster

Pelagic fisheries ecosystem
(CRFM/OESPESCA/FAO)

Large pelagics
Ocean- wide

CA lobster
(OSPESCA)
Reef fisheries
and
biodiversity
Other
lobster

Fisheries

Regional

Flyingfish (CRFM)

(UNEP)

Continental shelf fisheries
ecosystem (CRFM/FAO)

(CRFM/
WECAFC)

North Brazil
Shelf
ecosystem

Habitat
destruction
(UNEP-SPAW)

Pollution
(UNEP-LBS/OSP,
MARPOL IMO)

Other
continental
shelf
Problems with developing and
gaining acceptance for the RGF
 New language and idea set – difficult conversations
 Too academic – when are we going to actually do stuff?
 Organisational tensions
 Roles
 Overarching coordination

 GEF PCU tensions – cooperation, interaction and
multiple players can play havoc with a workplan
Some conclusions and outcomes
Taking a structured approach allowed for:
 Regional complexity to be broken down into component parts that can
be assessed.
 Development of interventions that target weak parts of the framework
and strengthen them, with the long-term goal of a fully functional
framework.
 Organizational actors could see
 The framework as a whole, and
 Their role in it, who they should be interacting with and what needs
to be done to enhance their capacity to play that role.
 Hopefully, the conversation has been shifted.
Thank you

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Facilitating regional governance arrangements in the Wider Caribbean Region

  • 1. Facilitating regional governance arrangements in the Wider Caribbean Region Robin Mahon1, Lucia Fanning2, Patrick McConney1 1Centre for Resource Management and Environmental Studies (CERMES), University of the West Indies, Cave Hill Campus, St. Michael, Barbados 2Marine Affairs Program, Dalhousie University, Halifax, Nova Scotia, Canada The Political Economy of Regionalism and International Waters International Waters Conference 7 October 28-31, 2013 Hilton Hotel, Barbados,
  • 2. Regional cooperation arrangements  Cooperation arrangements can facilitate: o Sharing expertise o Multi-country initiatives that take advantage of economies of scale o Collective representation o Governance at appropriate geographical scales
  • 3. Regional cooperation and governance arrangements  Regional and subregional cooperation has attendant tensions, primarily relating to sovereignty, balance of power between levels, and distribution of benefits.  Familiar ground, so…
  • 4. How the CLME Project dealt with regional cooperation The Project:  Was sensitive to the complexity and importance of regional arrangements from the outset  Evaluated them in the TDA  Took them into account in the project design  Engaged with many of the (25+) organisations in the WCR with responsibility for aspects of sustainable use of the ocean.  Wanted to be sure that it understood the mandates and activities of these organisations, and their interrelationships  So the SAP could adequately provide for their engagement in a regional framework or network.
  • 5. Building regional cooperation requires a conceptual framework Ostrom’s Institutional Analysis Framework Global Regional Subregional National Local Interactive Approach to Governance  Scale  Nesting  Fit of institutions to ecosystems  Interplay of organizations  Regime complexes  Network governance  Subsidiarity
  • 6. The LME governance framework A multi-level policy-cycle based governance framework ANALYSIS AND ADVICE DATA AND INFORMATION DECISION MAKING REVIEW AND EVALUATION IMPLEMENT -ATION Global Policy cycles must be: Regional Complete Subregional Linked vertically National Local Linked laterally Diversity of policy processes as appropriate
  • 7. The framework was used to design the CLME Project  Implemented as a series of partnerships with key organisations  Which Comprised the PAG  Framework facilitated engagement of regional organisations
  • 8. Framework was used to explore roles and relationships of organisations
  • 9. The framework as a tool for assessment and intervention Focused on: Global  Overarching coordination and integration  Visioning and principles at the level of the whole system. Global marine policy cycle Regional ocean governance policy cycle Regional/ subregional Regional/subregional fisheries cycle Reef ecosystem cycle Flyingfish cycle Pelagic fishery cycle National Local  The gaps, overlaps and networking among regional organizations;  Architecture of specific arrangements and associated policy processes;  The nationalregional interface;
  • 10. How the CLME Project dealt with regional cooperation  Regional arrangements were at the forefront in the CLME project  Issues of resource management, pollution, habitat degradation were seen in the context of these governance arrangements  Framework provided the basis for a discussion about regional arrangements  Concept of an emerging governance complex or governance regime became a part of the discussion.  Ultimately, the SAP was designed around a regional governance framework.  The project did not take on the persona of a regional organization, but kept to its role as a facilitator of regional cooperation.
  • 11. REGIONAL GOVERNANCE FRAMEWORK FOR LIVING MARINE RESOURCES REGION-WIDE OCEAN POLICY LEVEL Regional ocean governance policy mechanism (Caribbean Sea Commission, or equivalent, with membership of all relevant regional IGOs and NGOs) PLANNING AND OPERATIONAL LEVELS Reef fisheries ecosystem Lobster Pelagic fisheries ecosystem (CRFM/OESPESCA/FAO) Large pelagics Ocean- wide CA lobster (OSPESCA) Reef fisheries and biodiversity Other lobster Fisheries Regional Flyingfish (CRFM) (UNEP) Continental shelf fisheries ecosystem (CRFM/FAO) (CRFM/ WECAFC) North Brazil Shelf ecosystem Habitat destruction (UNEP-SPAW) Pollution (UNEP-LBS/OSP, MARPOL IMO) Other continental shelf
  • 12. Problems with developing and gaining acceptance for the RGF  New language and idea set – difficult conversations  Too academic – when are we going to actually do stuff?  Organisational tensions  Roles  Overarching coordination  GEF PCU tensions – cooperation, interaction and multiple players can play havoc with a workplan
  • 13. Some conclusions and outcomes Taking a structured approach allowed for:  Regional complexity to be broken down into component parts that can be assessed.  Development of interventions that target weak parts of the framework and strengthen them, with the long-term goal of a fully functional framework.  Organizational actors could see  The framework as a whole, and  Their role in it, who they should be interacting with and what needs to be done to enhance their capacity to play that role.  Hopefully, the conversation has been shifted.