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Towards Sustainability: Partnerships and Finance
The PEMSEA Experience
Chua Thia-Eng
Sustaining Environmental Management Efforts
 Partnerships
 Frameworks and platforms for collective action
 Capacity
 Sustained financial resources
Building Partnerships in Environmental Management
 It is increasingly recognized that no single country,
donor, agency or any individual effort can effectively
resolve the environmental management problems of
today including those of the coastal and marine
environment.
 Intergovernmental, inter-agency and inter-sectoral
partnerships are key solutions to most environmental
management problems encountered.
Types of Partnerships
 Intergovernmental
 Interagency
 Intersectoral
Understanding Partnership
 An agreement to work together to achieve common
objectives
 Dynamic process: a beginning and an end
 Managed relationship
 Time and patience
 Requires nourishing and reassurance
 Built on mutual interest and trust
Partnership and Participation
Share common objective: shared vision
A partner should
Share benefits: expertise, knowledge, financial
resources
Share risks: uncertainties, failures
Involved and informed
Participating in major decision-making
Understand the objective, process and targets
Factors Driving Partnerships
Transboundary environmental impacts
Potential safety or environmental risks
Donor/project driven partnerships
Perceived needs for collective actions
PEMSEA’s Experience in Building
Partnerships and Sustainability
 Building partnerships at the local level
 Partnerships at work
 Building intergovernmental partnerships
Building Partners at the Local Level by Applying
Integrated Coastal Management
The ICM Development and Implementation Cycle
ICM Framework and Process Builds Partnerships
Preparing
Refining &
Consolidating
Implementing
Adopting
Developing
Initiating
11
22
33
44
55
66
Policymakers
Scientists
Civil society
Communities
Private sector
NGOs
Media
Donors
The ICM Framework
 Organizational
Institutional arrangements
 Legislative
 Enforcement
The ICM Framework
Coastal profiling
Technical Support
Risk assessment and risk management
Natural resource damage assessment and valuation
Policy analysis
Data gathering and information management
Environmental investment analysis
Sea use zoning
The ICM Framework
 Technical knowledge
Capacity building
 Management and technical capability
 Leadership
 Project development and management
 Financial management
The ICM Framework
Development and implementation of communication
plans
Communication
Public awareness
Stakeholders participation
The ICM Framework
 Policy reform
Development and implementation of coastal strategy
 Strategies and action programs
 Implementing strategies
The ICM Framework
Awareness campaign
Adoption and implementation of programs of actions
Work plan and budget
The ICM Framework
 Performance indicators
Monitoring and evaluation
 Evaluation process
 Monitoring changes
The ICM Framework and Process
Allow the identification and involvement of a variety
of stakeholders and partners
Enable the participation of partners at different stages
of the ICM cycle
Allow time for maturing of partnership arrangement
Allow changing of unsuccessful partnership
Partnerships at Work
Interagency and Intersectoral Partnerships
Institutional Arrangements
ICM Institutional Mechanism in Batangas, Philippines
Batangas Bay
Council for ICM
BCRMF
PG-ENRO MG-ENRO
Provincial
Governor’s
office
Coastal city/
municipalities
Provincial
Development
Council
Municipal
Development
Council
Coastal
municipalities
Institutional Arrangements for Strategy
Implementation in Danang, Vietnam
People’s Committee of
Danang City
ICM Project Coordinating
Committee
Central Government
ICM Project
Management Office
Multi-disciplinary
Technical Advisory
Groups
Sectors/
Departments
Research and
Academic
institutions
Consulting and
investment
agency
Civil
associations
Districts
and
communes
Private
sector
Coastal Strategy
Coastal Strategy of Danang
City
Danang 2001
October 2001
Manila Bay Coastal Strategy
Coastal Strategy
 Consultative process favors stakeholders/partners
participation
 Shared vision
 Long-term strategic approach ensures focus and
concerted efforts to effect change
 Enables partnership building
Bali Coastal Strategy
 
The Southeastern Coast of Bali is a prosperous 
and peaceful place for all Balinese guided by the 
“Tri Hita Karana” philosophy, which balances 
spiritual development, economic growth, cultural 
preservation and environmental protection.
Shared Vision
Interagency Partnerships – Forging
Interagency Cooperation
Institutional
Arrangements
Response Compensation/
Restoration
Risk
Assessment
Environmental
Monitoring
Capacity
Building
Environmental Management Framework
Partnerships in ICM Training
MOA between PEMSEA and Municipal Government ofMOA between PEMSEA and Municipal Government of
Xiamen, in collaboration with Xiamen University andXiamen, in collaboration with Xiamen University and
State Oceanic AdministrationState Oceanic Administration
PEMSEA Regional Center for Coastal and MarinePEMSEA Regional Center for Coastal and Marine
ManagementManagement
Partnership with Business Communities
 Promotes corporate responsibility
 Sharing knowledge and expertise (e.g., oil spill
response
 Environmental investment
 Promotes compliance with environmental instruments
Inter-sectoral Partnerships
• Bataan Coastal Care
Foundation
– 18 national and multi-national
corporations
• Batangas Coastal Resources
Management Foundation,
Inc.
– 21 corporations
• Manila Bay
– 12 major industries and
business associations signed
the Manila Bay Declaration
PromotingPromoting
corporatecorporate
responsibilityresponsibility
Partnerships in Environmental Monitoring in Xiamen
Third Institute of Oceanography, State Oceanic
Administration
Environmental Monitoring Station of Xiamen
Environmental Research Center of Xiamen University
Monitoring Stations of Fujian Fishery Institute
Fujian Oceanography Research Institute
Monitoring Station of Xiamen Port
Building Alliance Towards Intergovernmental Partnerships
 Declaration
 Regional strategic framework
Intergovernmental Partnerships
Bohai Sea Declaration – commitmentBohai Sea Declaration – commitment
of 3 provincial and 1 city governmentof 3 provincial and 1 city government
to cooperateto cooperate
Manila Bay Declaration –Manila Bay Declaration –
commitment of 4 provincial and onecommitment of 4 provincial and one
metropolitan government tometropolitan government to
cooperatecooperate
Bohai Sea Declaration – commitmentBohai Sea Declaration – commitment
of 3 provincial and 1 city governmentof 3 provincial and 1 city government
to cooperateto cooperate
Manila Bay Declaration –Manila Bay Declaration –
commitment of 4 provincial and onecommitment of 4 provincial and one
metropolitan government tometropolitan government to
cooperatecooperate
Development of shared visions,Development of shared visions,
strategies and action plansstrategies and action plans
Identification of environmental issues
Endorsement of required actions
from various stakeholders
October 2001
Manila Bay Coastal Strategy
PEMSEA Programme Steering Committee
Country participation
1996 – 11 countries1996 – 11 countries
1999 – 11 countries1999 – 11 countries
2002 – 12 countries2002 – 12 countries
1995 - 10 countries1995 - 10 countries
1994 - 5 countries1994 - 5 countries
Funding from governments
1999 - 3.3 million USD1999 - 3.3 million USD
2001 - 8.4 million USD2001 - 8.4 million USD
2002 - 8.9 million USD2002 - 8.9 million USD
Regional Network of Local Governments
Shihwa
RNLG
Strategic Framework at the Regional Level
Sustainable Development StrategySustainable Development Strategy
for the Seas of East Asiafor the Seas of East Asia
• 5 strategies
• 20 action objectives
• 212 programs of actions
SDS-SEA: A Strategic Framework for Achieving
a Shared Vision
Sustainable Development Strategy for the Seas
of East Asia
 Promotes regional cooperation for addressing
environmental relationships across national
boundaries
 Harmonize interactions and enhance synergies
between economic development and environmental
management
 Reinforces relationships between a healthy
environment and social issues such as poverty
alleviation, food security, employment and
human health.
 Provides platform for partnerships among countries
of the region, the private sector, NGOs, academe,
local communities and other members of the civil
society and UN international agencies.
River Basins Draining into the East Asian Seas
 The river basins that
are associated with
the EAS cover a total
area of 6.25 million
km2
and accommodate
about 1.5 billion people.
 The EAS serves as the
catchment area of the
associated upstream
river basins.
 Partnership should
therefore extend
towards the river
basins of the region.
National Efforts Towards Coastal and
Ocean Governance
 Ocean Agenda 21 (China, South Korea)
 Institutional reforms
 Coastal policy (Malaysia, in preparation)
 National coastal/marine policy and strategy
(Philippines, in preparation)
 Ministry of Fisheries and Marine Affairs (RO Korea
and Indonesia)
 ICM legislation (RO Korea)
 Sea use legislation (China)
Regional Coordinating Mechanisms for the
Implementation of the SDS-SEA
 Intergovernmental partnerships
Regional Financing Mechanism for the Implementation
of SDS-SEA
 Multi-sector partnerships
Financing Environmental Management
Public sector
Private sector (BOT, BOO)
Public private sector partnership
Polluters pay and permit system
Carbon credit
Methane credit
Wetland trading
Others
Public Funds for Environmental Management
 Subsidized sanitation and water supply facilities
 Integrated cost of action programs into national or
local government budget (e.g., most governments)
Polluters Pay and Use Permit System
 Sea use zoning  Permit system
Xiamen, China
Public Private Sector Partnerships
Environmental problemsEnvironmental problems
Pollution
Siltation and
sedimentation
Habitat degradation
etc.
Investment opportunitiesInvestment opportunities
Solid waste management
facility
Sewerage system
Wastewater treatment
Toxic and hazardous
waste facility
Shore reception facility
Awareness and consensus among government
units and stakeholders
Instituting policy and regulatory framework
Creating environmental investment opportunities
Public Private Sector Partnership
Investor / Contractor
‘Private Sector’
Municipality
‘Public Sector’
Local Contractors
and Suppliers
Financial
Investors
New
Company
(PPP)
shared risk – shared rewardsshared risk – shared rewards
New Challenges: WSSD
Building a stronger Public Private Sector
Partnerships appears to be the biggest challenge in
the future in achieving the Millennium Development
Goal and targets set by WSSD. The new challenge lies
in how we can effectively transform environmental
problems from being a public liability into economic
opportunities. The role of the private sector cannot be
underestimated.
Thank You
www.pemsea.org

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TDA/SAP Methodology Training Course Module 2 Section 5
TDA/SAP Methodology Training Course Module 2 Section 5TDA/SAP Methodology Training Course Module 2 Section 5
TDA/SAP Methodology Training Course Module 2 Section 5
 

Towards Sustainability: Partnerships and Finance The PEMSEA Experience

  • 1. Towards Sustainability: Partnerships and Finance The PEMSEA Experience Chua Thia-Eng
  • 2. Sustaining Environmental Management Efforts  Partnerships  Frameworks and platforms for collective action  Capacity  Sustained financial resources
  • 3. Building Partnerships in Environmental Management  It is increasingly recognized that no single country, donor, agency or any individual effort can effectively resolve the environmental management problems of today including those of the coastal and marine environment.  Intergovernmental, inter-agency and inter-sectoral partnerships are key solutions to most environmental management problems encountered.
  • 4. Types of Partnerships  Intergovernmental  Interagency  Intersectoral
  • 5. Understanding Partnership  An agreement to work together to achieve common objectives  Dynamic process: a beginning and an end  Managed relationship  Time and patience  Requires nourishing and reassurance  Built on mutual interest and trust
  • 6. Partnership and Participation Share common objective: shared vision A partner should Share benefits: expertise, knowledge, financial resources Share risks: uncertainties, failures Involved and informed Participating in major decision-making Understand the objective, process and targets
  • 7. Factors Driving Partnerships Transboundary environmental impacts Potential safety or environmental risks Donor/project driven partnerships Perceived needs for collective actions
  • 8. PEMSEA’s Experience in Building Partnerships and Sustainability  Building partnerships at the local level  Partnerships at work  Building intergovernmental partnerships
  • 9. Building Partners at the Local Level by Applying Integrated Coastal Management The ICM Development and Implementation Cycle
  • 10. ICM Framework and Process Builds Partnerships Preparing Refining & Consolidating Implementing Adopting Developing Initiating 11 22 33 44 55 66 Policymakers Scientists Civil society Communities Private sector NGOs Media Donors
  • 11. The ICM Framework  Organizational Institutional arrangements  Legislative  Enforcement
  • 12. The ICM Framework Coastal profiling Technical Support Risk assessment and risk management Natural resource damage assessment and valuation Policy analysis Data gathering and information management Environmental investment analysis Sea use zoning
  • 13. The ICM Framework  Technical knowledge Capacity building  Management and technical capability  Leadership  Project development and management  Financial management
  • 14. The ICM Framework Development and implementation of communication plans Communication Public awareness Stakeholders participation
  • 15. The ICM Framework  Policy reform Development and implementation of coastal strategy  Strategies and action programs  Implementing strategies
  • 16. The ICM Framework Awareness campaign Adoption and implementation of programs of actions Work plan and budget
  • 17. The ICM Framework  Performance indicators Monitoring and evaluation  Evaluation process  Monitoring changes
  • 18. The ICM Framework and Process Allow the identification and involvement of a variety of stakeholders and partners Enable the participation of partners at different stages of the ICM cycle Allow time for maturing of partnership arrangement Allow changing of unsuccessful partnership
  • 19. Partnerships at Work Interagency and Intersectoral Partnerships
  • 21. ICM Institutional Mechanism in Batangas, Philippines Batangas Bay Council for ICM BCRMF PG-ENRO MG-ENRO Provincial Governor’s office Coastal city/ municipalities Provincial Development Council Municipal Development Council Coastal municipalities
  • 22. Institutional Arrangements for Strategy Implementation in Danang, Vietnam People’s Committee of Danang City ICM Project Coordinating Committee Central Government ICM Project Management Office Multi-disciplinary Technical Advisory Groups Sectors/ Departments Research and Academic institutions Consulting and investment agency Civil associations Districts and communes Private sector
  • 23. Coastal Strategy Coastal Strategy of Danang City Danang 2001 October 2001 Manila Bay Coastal Strategy
  • 24. Coastal Strategy  Consultative process favors stakeholders/partners participation  Shared vision  Long-term strategic approach ensures focus and concerted efforts to effect change  Enables partnership building
  • 26. Interagency Partnerships – Forging Interagency Cooperation Institutional Arrangements Response Compensation/ Restoration Risk Assessment Environmental Monitoring Capacity Building Environmental Management Framework
  • 27. Partnerships in ICM Training MOA between PEMSEA and Municipal Government ofMOA between PEMSEA and Municipal Government of Xiamen, in collaboration with Xiamen University andXiamen, in collaboration with Xiamen University and State Oceanic AdministrationState Oceanic Administration PEMSEA Regional Center for Coastal and MarinePEMSEA Regional Center for Coastal and Marine ManagementManagement
  • 28. Partnership with Business Communities  Promotes corporate responsibility  Sharing knowledge and expertise (e.g., oil spill response  Environmental investment  Promotes compliance with environmental instruments
  • 29. Inter-sectoral Partnerships • Bataan Coastal Care Foundation – 18 national and multi-national corporations • Batangas Coastal Resources Management Foundation, Inc. – 21 corporations • Manila Bay – 12 major industries and business associations signed the Manila Bay Declaration PromotingPromoting corporatecorporate responsibilityresponsibility
  • 30. Partnerships in Environmental Monitoring in Xiamen Third Institute of Oceanography, State Oceanic Administration Environmental Monitoring Station of Xiamen Environmental Research Center of Xiamen University Monitoring Stations of Fujian Fishery Institute Fujian Oceanography Research Institute Monitoring Station of Xiamen Port
  • 31. Building Alliance Towards Intergovernmental Partnerships  Declaration  Regional strategic framework
  • 32. Intergovernmental Partnerships Bohai Sea Declaration – commitmentBohai Sea Declaration – commitment of 3 provincial and 1 city governmentof 3 provincial and 1 city government to cooperateto cooperate Manila Bay Declaration –Manila Bay Declaration – commitment of 4 provincial and onecommitment of 4 provincial and one metropolitan government tometropolitan government to cooperatecooperate Bohai Sea Declaration – commitmentBohai Sea Declaration – commitment of 3 provincial and 1 city governmentof 3 provincial and 1 city government to cooperateto cooperate Manila Bay Declaration –Manila Bay Declaration – commitment of 4 provincial and onecommitment of 4 provincial and one metropolitan government tometropolitan government to cooperatecooperate Development of shared visions,Development of shared visions, strategies and action plansstrategies and action plans Identification of environmental issues Endorsement of required actions from various stakeholders October 2001 Manila Bay Coastal Strategy
  • 33. PEMSEA Programme Steering Committee Country participation 1996 – 11 countries1996 – 11 countries 1999 – 11 countries1999 – 11 countries 2002 – 12 countries2002 – 12 countries 1995 - 10 countries1995 - 10 countries 1994 - 5 countries1994 - 5 countries Funding from governments 1999 - 3.3 million USD1999 - 3.3 million USD 2001 - 8.4 million USD2001 - 8.4 million USD 2002 - 8.9 million USD2002 - 8.9 million USD
  • 34. Regional Network of Local Governments Shihwa RNLG
  • 35. Strategic Framework at the Regional Level Sustainable Development StrategySustainable Development Strategy for the Seas of East Asiafor the Seas of East Asia • 5 strategies • 20 action objectives • 212 programs of actions
  • 36. SDS-SEA: A Strategic Framework for Achieving a Shared Vision
  • 37. Sustainable Development Strategy for the Seas of East Asia  Promotes regional cooperation for addressing environmental relationships across national boundaries  Harmonize interactions and enhance synergies between economic development and environmental management  Reinforces relationships between a healthy environment and social issues such as poverty alleviation, food security, employment and human health.  Provides platform for partnerships among countries of the region, the private sector, NGOs, academe, local communities and other members of the civil society and UN international agencies.
  • 38. River Basins Draining into the East Asian Seas  The river basins that are associated with the EAS cover a total area of 6.25 million km2 and accommodate about 1.5 billion people.  The EAS serves as the catchment area of the associated upstream river basins.  Partnership should therefore extend towards the river basins of the region.
  • 39. National Efforts Towards Coastal and Ocean Governance  Ocean Agenda 21 (China, South Korea)  Institutional reforms  Coastal policy (Malaysia, in preparation)  National coastal/marine policy and strategy (Philippines, in preparation)  Ministry of Fisheries and Marine Affairs (RO Korea and Indonesia)  ICM legislation (RO Korea)  Sea use legislation (China)
  • 40. Regional Coordinating Mechanisms for the Implementation of the SDS-SEA  Intergovernmental partnerships Regional Financing Mechanism for the Implementation of SDS-SEA  Multi-sector partnerships
  • 41. Financing Environmental Management Public sector Private sector (BOT, BOO) Public private sector partnership Polluters pay and permit system Carbon credit Methane credit Wetland trading Others
  • 42. Public Funds for Environmental Management  Subsidized sanitation and water supply facilities  Integrated cost of action programs into national or local government budget (e.g., most governments)
  • 43. Polluters Pay and Use Permit System  Sea use zoning  Permit system Xiamen, China
  • 44. Public Private Sector Partnerships Environmental problemsEnvironmental problems Pollution Siltation and sedimentation Habitat degradation etc. Investment opportunitiesInvestment opportunities Solid waste management facility Sewerage system Wastewater treatment Toxic and hazardous waste facility Shore reception facility Awareness and consensus among government units and stakeholders Instituting policy and regulatory framework Creating environmental investment opportunities
  • 45. Public Private Sector Partnership Investor / Contractor ‘Private Sector’ Municipality ‘Public Sector’ Local Contractors and Suppliers Financial Investors New Company (PPP) shared risk – shared rewardsshared risk – shared rewards
  • 46. New Challenges: WSSD Building a stronger Public Private Sector Partnerships appears to be the biggest challenge in the future in achieving the Millennium Development Goal and targets set by WSSD. The new challenge lies in how we can effectively transform environmental problems from being a public liability into economic opportunities. The role of the private sector cannot be underestimated.

Editor's Notes

  1. Marine environmental degradation is often a result of inefficient management of the multiple uses of the coastal and marine areas. Inadequacy in environmental planning at local and national levels, coupled with policy, institutional and enforcement failures are key contributing factors. Remedial measures are often expensive and may take up as much as 0.8 to 1 per cent of the national gross domestic product (World Bank 1998). The direct cause, however, is the lack of needed capacity especially at the local level to plan and manage their natural resources. The lack of political will is often blamed for most environmental failures, but the inability to link economic and social benefits to environmental management often makes environmental issues low in the political and economic agenda of most countries.
  2. Marine environmental degradation is often a result of inefficient management of the multiple uses of the coastal and marine areas. Inadequacy in environmental planning at local and national levels, coupled with policy, institutional and enforcement failures are key contributing factors. Remedial measures are often expensive and may take up as much as 0.8 to 1 per cent of the national gross domestic product (World Bank 1998). The direct cause, however, is the lack of needed capacity especially at the local level to plan and manage their natural resources. The lack of political will is often blamed for most environmental failures, but the inability to link economic and social benefits to environmental management often makes environmental issues low in the political and economic agenda of most countries.
  3. Marine environmental degradation is often a result of inefficient management of the multiple uses of the coastal and marine areas. Inadequacy in environmental planning at local and national levels, coupled with policy, institutional and enforcement failures are key contributing factors. Remedial measures are often expensive and may take up as much as 0.8 to 1 per cent of the national gross domestic product (World Bank 1998). The direct cause, however, is the lack of needed capacity especially at the local level to plan and manage their natural resources. The lack of political will is often blamed for most environmental failures, but the inability to link economic and social benefits to environmental management often makes environmental issues low in the political and economic agenda of most countries.
  4. In Xiamen University, China, the active involvement of multi-disciplinary experts in the Xiamen ICM project has resulted in developing a pool of multidisciplinary expertise and experience upon which the university bases its national training program to promote coastal management for the country. An MOA was signed with the Municipal Government of Xiamen (July 2001) establishing a PEMSEA Regional Center for ICM, in collaboration with the Xiamen University and the State Oceanic Administration. The Center will undertake ICM training activities to help build regional capacity.
  5. Marine environmental degradation is often a result of inefficient management of the multiple uses of the coastal and marine areas. Inadequacy in environmental planning at local and national levels, coupled with policy, institutional and enforcement failures are key contributing factors. Remedial measures are often expensive and may take up as much as 0.8 to 1 per cent of the national gross domestic product (World Bank 1998). The direct cause, however, is the lack of needed capacity especially at the local level to plan and manage their natural resources. The lack of political will is often blamed for most environmental failures, but the inability to link economic and social benefits to environmental management often makes environmental issues low in the political and economic agenda of most countries.
  6. Changes arising from implementation of the Strategy will be documented and assessed. Further refinement is done through integrated environmental monitoring and reporting, scientific research and South-South cooperation. These measures do not only advance knowledge of ecosystem management but also provides inputs to sustainable economic development, innovations, practices and technologies at the national and local levels.
  7. Marine environmental degradation is often a result of inefficient management of the multiple uses of the coastal and marine areas. Inadequacy in environmental planning at local and national levels, coupled with policy, institutional and enforcement failures are key contributing factors. Remedial measures are often expensive and may take up as much as 0.8 to 1 per cent of the national gross domestic product (World Bank 1998). The direct cause, however, is the lack of needed capacity especially at the local level to plan and manage their natural resources. The lack of political will is often blamed for most environmental failures, but the inability to link economic and social benefits to environmental management often makes environmental issues low in the political and economic agenda of most countries.
  8. Marine environmental degradation is often a result of inefficient management of the multiple uses of the coastal and marine areas. Inadequacy in environmental planning at local and national levels, coupled with policy, institutional and enforcement failures are key contributing factors. Remedial measures are often expensive and may take up as much as 0.8 to 1 per cent of the national gross domestic product (World Bank 1998). The direct cause, however, is the lack of needed capacity especially at the local level to plan and manage their natural resources. The lack of political will is often blamed for most environmental failures, but the inability to link economic and social benefits to environmental management often makes environmental issues low in the political and economic agenda of most countries.