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V5: Coordination and Change Project


      Framing institutions and policies as processes




CPWF Volta Science Week
Ouagadougou                              Jean‐Philippe Venot, IWMI
3‐5 July 2012
Objective and Approach
The focus is on HOW and WHY research and policies are framed rather 
                     than on WHAT they entail
  3 main research questions:
  • Why do particular policy and intervention models related to 
    agricultural water management emerge, persist and change?
  • Whose knowledge is included in the policy process and how? 
  • What are the politics of research and policy making in the 
    agricultural water management sector in the Volta Basin?


                           Is CPWF doing something different and how?
Different steps
          Diagnosis                   Characterization    Analysis

Defining “boundaries”

Ideology and Discourse

National priorities/strategies
                                 Actor’s identification

                                 Roles/responsibilities
                                                          Actors’ network

                                                          Characterize relationships

                                                          Explicit Worldviews

                                                          Legitimacy/accountability

                                                          Research Trajectory
Where are we: topic of study
         Diagnosis

Defining “boundaries”



• SWC (V2)
• Small reservoirs (V3)
• IWRM (V4)
Where are we: Discourses
           Diagnosis                Discourses are important because they contribute to 
                                    establishing what is ‘true’ and what ‘should’ happen.
  Defining “boundaries”
                                    Little change since the 1970s
  Ideology and Discourse            CPWF appropriate the same

Demography                 High population growth
                           High poverty rate, especially in rural areas
                           Growing demand for food
Climate/Water              Rainfall unreliability + extreme events (droughts/floods)
                           Available but little developed water resources
Agricultural system        Importance and low productivity of rainfed agricultural  systems
                           Vulnerability to limited water stress
                           Low yield and technical potential for improvement
Environment                Soil erosion and degradation/low soil fertility
                           Resilience and adaptation
Socio‐economic context     Economic importance of agricultural sector
                           Securing land tenure
                           Efficiency
Where are we: priorities/strategies
          Diagnosis

Defining “boundaries”

Ideology and Discourse

National priorities/strategies   Early wins/best bets versus diffuse results 

          • Infrastructure investment in drinking water and sanitation
          • Productive agricultural investments
              • “Growth pole” (i.e. Bagre in Burkina Faso)
              • Large public irrigation systems
              • Modernization/export‐crops (pineapple, cocoa, etc.)
          • Inter‐sectoral linkages in Burkina Faso (with the PNSR)

          • Small scale agricultural water management
             • BF: On the public agenda but ‘constraints’ on individuals
             • GH: Not really on the agenda but less constraint on the individuals
Different steps: IWRM Actors (BF)
                               BURKINA FASO
     Characterization
                                                             Consultative role




                             National
Actor’s identification                                       Central role of the DGRE in
                                                             facilitating the group 
Roles/responsibilities



  Administration


                             River basin
 Regional representative                                     Planning role
                                                             Central role of the NT in
 ‘District’ representative                                   facilitating the group 
 ‘Users’ representative

  Civil society
                                 CLE



                                                              Not active
  Traditional authorities
  Research and education
                               • What roles for these actors in SWC/Small reservoirs?
                               • Which other actors in SWC/Small reservoirs?
Different steps: IWRM Actors (GH)
                               GHANA
     Characterization

                                                        Planning role




                             National
Actor’s identification
                                                        Central role of administration
Roles/responsibilities                                  Absence of MoFA


  Woman representative
  Administration


                             River basin
                                                        Planning role
 Regional representative                                Central role of the basin officer
 ‘District’ representative
 ‘Users’ representative

  Civil society

  Traditional authorities
  Research and education
                               • What roles for these actors in SWC/Small reservoirs?
                               • Which other actors in SWC/Small reservoirs?
Different steps: IWRM Actors (BF)
     Characterization

Actor’s identification

Roles/responsibilities

Legitimacy/accountability      How do people come into assuming responsabilities?


             • In Burkina Faso, strong involvement of private consultants (former civil 
               servants) in policy framing (consultance)
             • Multi‐level interactions follow sectoral hierarchical lines
             • Lack of linkage between ‘water‐institutions’ and agricultural socio‐
               professional groups
             • Challenges faced in terms of participation and representativity of users
Why small reservoirs continue to exist

Discourse coalition
Interpretative community

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Framing institutions and policies as processes

  • 1. V5: Coordination and Change Project Framing institutions and policies as processes CPWF Volta Science Week Ouagadougou Jean‐Philippe Venot, IWMI 3‐5 July 2012
  • 2. Objective and Approach The focus is on HOW and WHY research and policies are framed rather  than on WHAT they entail 3 main research questions: • Why do particular policy and intervention models related to  agricultural water management emerge, persist and change? • Whose knowledge is included in the policy process and how?  • What are the politics of research and policy making in the  agricultural water management sector in the Volta Basin? Is CPWF doing something different and how?
  • 3. Different steps Diagnosis Characterization Analysis Defining “boundaries” Ideology and Discourse National priorities/strategies Actor’s identification Roles/responsibilities Actors’ network Characterize relationships Explicit Worldviews Legitimacy/accountability Research Trajectory
  • 4. Where are we: topic of study Diagnosis Defining “boundaries” • SWC (V2) • Small reservoirs (V3) • IWRM (V4)
  • 5. Where are we: Discourses Diagnosis Discourses are important because they contribute to  establishing what is ‘true’ and what ‘should’ happen. Defining “boundaries” Little change since the 1970s Ideology and Discourse CPWF appropriate the same Demography High population growth High poverty rate, especially in rural areas Growing demand for food Climate/Water Rainfall unreliability + extreme events (droughts/floods) Available but little developed water resources Agricultural system Importance and low productivity of rainfed agricultural  systems Vulnerability to limited water stress Low yield and technical potential for improvement Environment Soil erosion and degradation/low soil fertility Resilience and adaptation Socio‐economic context Economic importance of agricultural sector Securing land tenure Efficiency
  • 6. Where are we: priorities/strategies Diagnosis Defining “boundaries” Ideology and Discourse National priorities/strategies Early wins/best bets versus diffuse results  • Infrastructure investment in drinking water and sanitation • Productive agricultural investments • “Growth pole” (i.e. Bagre in Burkina Faso) • Large public irrigation systems • Modernization/export‐crops (pineapple, cocoa, etc.) • Inter‐sectoral linkages in Burkina Faso (with the PNSR) • Small scale agricultural water management • BF: On the public agenda but ‘constraints’ on individuals • GH: Not really on the agenda but less constraint on the individuals
  • 7. Different steps: IWRM Actors (BF) BURKINA FASO Characterization Consultative role National Actor’s identification Central role of the DGRE in facilitating the group  Roles/responsibilities Administration River basin Regional representative Planning role Central role of the NT in ‘District’ representative facilitating the group  ‘Users’ representative Civil society CLE Not active Traditional authorities Research and education • What roles for these actors in SWC/Small reservoirs? • Which other actors in SWC/Small reservoirs?
  • 8. Different steps: IWRM Actors (GH) GHANA Characterization Planning role National Actor’s identification Central role of administration Roles/responsibilities Absence of MoFA Woman representative Administration River basin Planning role Regional representative Central role of the basin officer ‘District’ representative ‘Users’ representative Civil society Traditional authorities Research and education • What roles for these actors in SWC/Small reservoirs? • Which other actors in SWC/Small reservoirs?
  • 9. Different steps: IWRM Actors (BF) Characterization Actor’s identification Roles/responsibilities Legitimacy/accountability How do people come into assuming responsabilities? • In Burkina Faso, strong involvement of private consultants (former civil  servants) in policy framing (consultance) • Multi‐level interactions follow sectoral hierarchical lines • Lack of linkage between ‘water‐institutions’ and agricultural socio‐ professional groups • Challenges faced in terms of participation and representativity of users