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Lung-Brain 
Interaction during 
Mechanical 
Ventilation 
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Antalya, November 13, 2014
NATURE | VOL 420 | 19/26 DECEMBER 2002
Pathophysiology of neurocognitive alterations in 
critically ill patients 
Turon M et al (submitted)
Mechanisms of Sepsis-Associated Encephalopathy 
Siami S, Annane D, Sharshar T. The encephalopathy in sepsis. 
Crit Care Clin 2008;24:67-82
Organ crosstalk during ALI, ARDS, and MV 
Quilez M, eett aall.. CCOOCCCC 220122;; 2012 Feb;18(1):23-8 
LLooppeezz--AAgguuiillaarr JJ eett aall.. MMeedd IInntteennssiivvaa 220133
Brain 
Lung
European Journal of Cardio-Thoracic Surgery 25 (2004) 523-529 
Intracellular vacuoles 
Interstitial & mitocondrial edema 
Dilatation in endoplasmic reticulum & Golgi 
Chromatin desintegration in the nucleus 
2h 8h 24h 
G5
Weight 
Crit Care Med 2005;33:1077-83 
0 500 1000 1500 2000 
Time (sec) 
30.0 
25.0 
20.0 
15.0 
10.0 
5.0 
0.0 
Weight (gr) 
MMaassssiivvee BBrraaiinn 
IInnjjuurryy 
CCoonnttrrooll
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MMBBII:: mmaassssiivvee bbrraaiinn iinnjjuurryy 
LLPPSS:: eennddoottooxxiinn ii..vv.. 
LLuunngg mmRRNNAA
et al. 
From 2000 to 2010, 697 patients met inclusion criteria 
Crit Care Med 2013; 41:1992–2001
CT scans taken at end-expiration at 240 min
JAMA. 2010;304(23):2620-2627 
Potential donors were randomized to conventional 
ventilatory strategy: VT 10-12 mL/kg PBW & PEEP 
3-5 cmH2O or the protective ventilatory strategy: VT 
6-8 mL/kg PBW & PEEP 8-10 cmH2O. 
Use of a lung protective strategy in potential organ 
donors with brain death increased the number of 
eligible and harvested lungs compared with a 
conventional strategy.
Lung 
Brain
Brain Areas of Interest in Coronal Section 
CeA 
PVP 
CX 
Rts CX 
CX 
Hippocampus 
RtsCX: Retrosplenial Cortex, CeA: Central Amygdala 
Cortex, Hippocampus, PVP: Paraventricular Thalamic nucleus, 
PVN: Paraventricular Hypothalamic Nucleus
Basal 
Spontaneous 
Breathing 
Low VT 
High VT 
Central Amygdala 
Quilez M et al. Crit Care. 2011;15(3):R124 
Functions: 
- motivated behaviours 
- emotional states 
- housekeeping activities 
Injury: 
- cognitive impaiments
Retrosplenial Cortex 
Quilez M et al. Crit Care. 2011;15(3):R124 
Basal 
Spontaneous 
Breathing 
Low VT 
High VT 
Functions: 
- spatial memory 
- learning 
Injury: 
- memory deficits
Thalamus 
Quilez M et al. Crit Care. 2011;15(3):R124 
Basal 
Spontaneous 
Breathing 
Low VT 
High VT 
Functions: 
-Interpretation of 
sensory information 
Injury: 
- good or bad ???
Am J Respir Crit Care Med Vol 183. pp 471–482, 2011 
Effect of vagotomy on high VT ventilation-induced ALI in mice 
BALF 
Lung 
Tissue
Am J Respir Crit Care Med Vol 183. pp 471–482, 2011 
Effect of administration of the vagus mimetic drug, semapimod, 
on VILI (VT 20 ml/kg, PEEP 0) 
In experimental VILI, vagotomy exacerbated 
while vagus stimulation attenuates lung injury 
in rats ventilated with either high or low 
volume strategies. Treatment of both mice and 
rats with the vagus mimetic drug, semapimod, 
resulted BALF 
in decreased lung injury.
VAP & Position 
Brain
 Experimental model of VAP (72h), induced by 
translocation of oropharyngeal pathogens to 
the lung 
 Li Bassi G. Anesthesiology 2014; 120:1205-15
Cognitive impairment 
 Moderate to severe cognitive impairment occur 
after critical illness (memory, attention, executive 
function) and persist months to years after 
hospital discharge 
 Wilcox ME et al. Crit Care Med. 2013, 41: S81-98 
 Pandharipande PP et al. N Engl J Med. 2013; 369: 1306-16 
 Hopkins RO. Crit Care. 2013; 6;17(1):116 
 Prolonged trendelenburg positioning could 
induce neurological complications 
 Schramm P et al. Anaesthesia. 2014; 69:58-63. 
 Pandey R, et al. Acta Anaesthesiol Belg 2010; 61:163-6
Experimental groups 
PEEP 
(cmH2O) 
I:E Position 
0 
SR-inv 
0.7 5 
SR n=7 
0.33 0 TL TL 
n=7 
VM 72h, FiO2 40%, Vt 10 ml/kg 
SR 
n=3 
0.33 SR
Microscopical evaluation of Dentate 
gyrus in the hippocampal formation 
HHiippppooccaammppaall ffoorrmmaattiioonn 
Dentate Gyrus
Dentate gyrus function 
 Plays an important role in learning and 
memory 
 Ability to generate new neurons on a 
daily basis throughout life. Under normal 
conditions, new cells are constantly 
generated in the dentate gyrus in the 
hippocampus
hypereosinophilia caspase-3 TUNEL assay 
 Dentate gyrus (hippocampal formation) 
 neurodegeneration (hypereosinophilia) 
 apoptosis 
 TUNEL (marker of DNA fragmentation) 
 Caspase-3 (early marker of apoptosis)
Results: Pulmonary colonization 
SR SR-inv TL 
Pulmonary 
colonization 
(log ufc/gr) 
2.27 0.8* 2.31 ±0.4* 0.22 ±0.2 
VAP 
% Incidence 66.7* 83.3* 0 
p<0.05 vs TL
Results. Hemodynamics 
Mean arterial Pressure 
120 * TL vs SR 
0 6 12 18 24 30 36 42 48 54 60 66 72 
110 
100 
90 
80 
70 
60 
* TL vs SR-inv 
Time (hours) 
M A P ( m m H g ) 
Central venous pressure 
0 6 12 18 24 30 36 42 48 54 60 66 72 
15 
10 
5 
0 
Time (hours) 
C V P 
Pressure 
TL vs SR 
TL vs SR-inv 
Central venous pressure 
15 
10 
5 
0 
C V P 
SR 
SR-inv 
TL
Results: Respiratory variables 
Pplateau 
0 24 48 72 
18 
17 
16 
15 
14 
13 
12 
11 
10 
* SR-inv vs SR 
* SR-inv vs TL 
Time (hours) 
P p l a t ( c m H 2 O ) 
Crs 
0 24 48 72 
35 
30 
25 
20 
15 
* SR-inv vs TL 
Time (hours) 
C r s ( m l / c m H 2 O ) 
Pressure 
TL vs SR 
TL vs SR-inv 
Central venous pressure 
15 
10 
5 
0 
C V P 
SR 
SR-inv 
TL
Results. Brain Hemorrhage score 
Petequial Cerebral Hemorrhage Score 
4 * 
SR SR-inv TR 
3 
2 
1 
0 
* 
S C O R E 
SR SR-inv TL
Results. Dentate gyrus (Hippocampus) 
Apoptosis in Dentate Gyrus (Hippocampal formation) 
Hypereosinophilic cells (H&E) 
SR SR-inv TR 
10.0 
7.5 
5.0 
2.5 
0.0 
* 
* 
n º p o s i t i v e c e l l s p e r f i e l d 
Cleaved Caspase-3 
12.5 * 
SR SR-inv TR 
10.0 
7.5 
5.0 
2.5 
0.0 
n º p o s i t i v e c e l l s p e r f i e l d 
SR SR-inv TL 
TUNEL 
SR SR-inv TR 
10.0 
7.5 
5.0 
2.5 
0.0 
* 
* 
n º p o s i t i v e c e l l s p e r f i e l d 
Hippocampal ffoorrmmaattiioonn 
Dentate Gyrus 
SR SR-inv TL SR SR-inv TL
Patients 
receiving MV 
in the ICU
Neurophysiologic 
Model of 
Respiratory Discomfort: 
Air Hunger 
Work/Effort 
Tightness 
O’Donnell DE et al 
Resp Physiol Neurobiol 2009
J Neurophysiol 2002;88:1500-1511 
Air Hunger Increases MRI Signal in Insula (Limbic System) 
Insula 
Insula (Limbic System): 
-Perception of dyspnea, hunger, thirst 
-Afferents of resp. chemoreceptors 
-Stretch receptors project to insula 
-Seat of emotions 
-Large role in memory 
Air hunger may cause severe 
psychological trauma
Crit Care Med 2011;39:2059-65 
45 patients (47%) reported dyspnea (respiratory effort in 
seven cases, air hunger in 15, both in 16, and neither 
of these in seven). 
Dyspneic and nondyspneic patients did not differ in 
terms of age, SAPS II or indication for MV. 
Dyspnea was significantly associated with anxiety (OR, 
8.84; 95%CI, 3.26 –24.0), assistcontrol ventilation (OR, 
4.77; 95% CI, 1.60–4.3), and heart rate (OR, 1.33 per 10 
beats/min; 95% CI, 1.02–1.75).
Hours 
Asynchrony 
Report 
Discomfort 
Dyspnea 
- Air Hunger 
- Work/Effort 
- Tightness 
Agitation 
Risk of Extubation 
?
Mechanical Ventilation-Induced Reverse-Triggered Breaths 
Reverse triggering & Respiratory Entrainment 
Stretch receptors & vagal C fibers are responsible for the 
Hering-Breuer reflexes 
Akoumianaki E et al. Chest 2013;143:927-38.
Conclusions: 
• Cross-Talk exists between lung and brain 
during critical illness. 
• Patients with ALI/ARDS & brain injury need 
protection and support to both organs. 
• Research on this area is in its infancy but this 
knowledge can benefit patients, their families 
and care providers.

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  • 1. Lung-Brain Interaction during Mechanical Ventilation DDrr.. LLlluuííss BBllaanncchh SSeenniioorr CCrriittiiccaall CCaarree DDiirreeccttoorr ooff RReesseeaarrcchh aanndd IInnnnoovvaattiioonn CCoorrppoorraacciióó SSaanniittààrriiaa PPaarrcc TTaauullíí PPrreessiiddeenntt ooff SSEEMMIICCYYUUCC.. MMeemmbbeerr ooff tthhee WWFFSSIICCCCMM CCoouunncciill Antalya, November 13, 2014
  • 2. NATURE | VOL 420 | 19/26 DECEMBER 2002
  • 3. Pathophysiology of neurocognitive alterations in critically ill patients Turon M et al (submitted)
  • 4. Mechanisms of Sepsis-Associated Encephalopathy Siami S, Annane D, Sharshar T. The encephalopathy in sepsis. Crit Care Clin 2008;24:67-82
  • 5. Organ crosstalk during ALI, ARDS, and MV Quilez M, eett aall.. CCOOCCCC 220122;; 2012 Feb;18(1):23-8 LLooppeezz--AAgguuiillaarr JJ eett aall.. MMeedd IInntteennssiivvaa 220133
  • 7. European Journal of Cardio-Thoracic Surgery 25 (2004) 523-529 Intracellular vacuoles Interstitial & mitocondrial edema Dilatation in endoplasmic reticulum & Golgi Chromatin desintegration in the nucleus 2h 8h 24h G5
  • 8. Weight Crit Care Med 2005;33:1077-83 0 500 1000 1500 2000 Time (sec) 30.0 25.0 20.0 15.0 10.0 5.0 0.0 Weight (gr) MMaassssiivvee BBrraaiinn IInnjjuurryy CCoonnttrrooll
  • 9. HHVVTT:: hhiigghh VVTT MMBBII:: mmaassssiivvee bbrraaiinn iinnjjuurryy LLPPSS:: eennddoottooxxiinn ii..vv.. LLuunngg mmRRNNAA
  • 10. et al. From 2000 to 2010, 697 patients met inclusion criteria Crit Care Med 2013; 41:1992–2001
  • 11. CT scans taken at end-expiration at 240 min
  • 12. JAMA. 2010;304(23):2620-2627 Potential donors were randomized to conventional ventilatory strategy: VT 10-12 mL/kg PBW & PEEP 3-5 cmH2O or the protective ventilatory strategy: VT 6-8 mL/kg PBW & PEEP 8-10 cmH2O. Use of a lung protective strategy in potential organ donors with brain death increased the number of eligible and harvested lungs compared with a conventional strategy.
  • 14. Brain Areas of Interest in Coronal Section CeA PVP CX Rts CX CX Hippocampus RtsCX: Retrosplenial Cortex, CeA: Central Amygdala Cortex, Hippocampus, PVP: Paraventricular Thalamic nucleus, PVN: Paraventricular Hypothalamic Nucleus
  • 15. Basal Spontaneous Breathing Low VT High VT Central Amygdala Quilez M et al. Crit Care. 2011;15(3):R124 Functions: - motivated behaviours - emotional states - housekeeping activities Injury: - cognitive impaiments
  • 16. Retrosplenial Cortex Quilez M et al. Crit Care. 2011;15(3):R124 Basal Spontaneous Breathing Low VT High VT Functions: - spatial memory - learning Injury: - memory deficits
  • 17. Thalamus Quilez M et al. Crit Care. 2011;15(3):R124 Basal Spontaneous Breathing Low VT High VT Functions: -Interpretation of sensory information Injury: - good or bad ???
  • 18. Am J Respir Crit Care Med Vol 183. pp 471–482, 2011 Effect of vagotomy on high VT ventilation-induced ALI in mice BALF Lung Tissue
  • 19. Am J Respir Crit Care Med Vol 183. pp 471–482, 2011 Effect of administration of the vagus mimetic drug, semapimod, on VILI (VT 20 ml/kg, PEEP 0) In experimental VILI, vagotomy exacerbated while vagus stimulation attenuates lung injury in rats ventilated with either high or low volume strategies. Treatment of both mice and rats with the vagus mimetic drug, semapimod, resulted BALF in decreased lung injury.
  • 20. VAP & Position Brain
  • 21.  Experimental model of VAP (72h), induced by translocation of oropharyngeal pathogens to the lung  Li Bassi G. Anesthesiology 2014; 120:1205-15
  • 22. Cognitive impairment  Moderate to severe cognitive impairment occur after critical illness (memory, attention, executive function) and persist months to years after hospital discharge  Wilcox ME et al. Crit Care Med. 2013, 41: S81-98  Pandharipande PP et al. N Engl J Med. 2013; 369: 1306-16  Hopkins RO. Crit Care. 2013; 6;17(1):116  Prolonged trendelenburg positioning could induce neurological complications  Schramm P et al. Anaesthesia. 2014; 69:58-63.  Pandey R, et al. Acta Anaesthesiol Belg 2010; 61:163-6
  • 23. Experimental groups PEEP (cmH2O) I:E Position 0 SR-inv 0.7 5 SR n=7 0.33 0 TL TL n=7 VM 72h, FiO2 40%, Vt 10 ml/kg SR n=3 0.33 SR
  • 24. Microscopical evaluation of Dentate gyrus in the hippocampal formation HHiippppooccaammppaall ffoorrmmaattiioonn Dentate Gyrus
  • 25. Dentate gyrus function  Plays an important role in learning and memory  Ability to generate new neurons on a daily basis throughout life. Under normal conditions, new cells are constantly generated in the dentate gyrus in the hippocampus
  • 26. hypereosinophilia caspase-3 TUNEL assay  Dentate gyrus (hippocampal formation)  neurodegeneration (hypereosinophilia)  apoptosis  TUNEL (marker of DNA fragmentation)  Caspase-3 (early marker of apoptosis)
  • 27. Results: Pulmonary colonization SR SR-inv TL Pulmonary colonization (log ufc/gr) 2.27 0.8* 2.31 ±0.4* 0.22 ±0.2 VAP % Incidence 66.7* 83.3* 0 p<0.05 vs TL
  • 28. Results. Hemodynamics Mean arterial Pressure 120 * TL vs SR 0 6 12 18 24 30 36 42 48 54 60 66 72 110 100 90 80 70 60 * TL vs SR-inv Time (hours) M A P ( m m H g ) Central venous pressure 0 6 12 18 24 30 36 42 48 54 60 66 72 15 10 5 0 Time (hours) C V P Pressure TL vs SR TL vs SR-inv Central venous pressure 15 10 5 0 C V P SR SR-inv TL
  • 29. Results: Respiratory variables Pplateau 0 24 48 72 18 17 16 15 14 13 12 11 10 * SR-inv vs SR * SR-inv vs TL Time (hours) P p l a t ( c m H 2 O ) Crs 0 24 48 72 35 30 25 20 15 * SR-inv vs TL Time (hours) C r s ( m l / c m H 2 O ) Pressure TL vs SR TL vs SR-inv Central venous pressure 15 10 5 0 C V P SR SR-inv TL
  • 30. Results. Brain Hemorrhage score Petequial Cerebral Hemorrhage Score 4 * SR SR-inv TR 3 2 1 0 * S C O R E SR SR-inv TL
  • 31. Results. Dentate gyrus (Hippocampus) Apoptosis in Dentate Gyrus (Hippocampal formation) Hypereosinophilic cells (H&E) SR SR-inv TR 10.0 7.5 5.0 2.5 0.0 * * n º p o s i t i v e c e l l s p e r f i e l d Cleaved Caspase-3 12.5 * SR SR-inv TR 10.0 7.5 5.0 2.5 0.0 n º p o s i t i v e c e l l s p e r f i e l d SR SR-inv TL TUNEL SR SR-inv TR 10.0 7.5 5.0 2.5 0.0 * * n º p o s i t i v e c e l l s p e r f i e l d Hippocampal ffoorrmmaattiioonn Dentate Gyrus SR SR-inv TL SR SR-inv TL
  • 32. Patients receiving MV in the ICU
  • 33. Neurophysiologic Model of Respiratory Discomfort: Air Hunger Work/Effort Tightness O’Donnell DE et al Resp Physiol Neurobiol 2009
  • 34. J Neurophysiol 2002;88:1500-1511 Air Hunger Increases MRI Signal in Insula (Limbic System) Insula Insula (Limbic System): -Perception of dyspnea, hunger, thirst -Afferents of resp. chemoreceptors -Stretch receptors project to insula -Seat of emotions -Large role in memory Air hunger may cause severe psychological trauma
  • 35. Crit Care Med 2011;39:2059-65 45 patients (47%) reported dyspnea (respiratory effort in seven cases, air hunger in 15, both in 16, and neither of these in seven). Dyspneic and nondyspneic patients did not differ in terms of age, SAPS II or indication for MV. Dyspnea was significantly associated with anxiety (OR, 8.84; 95%CI, 3.26 –24.0), assistcontrol ventilation (OR, 4.77; 95% CI, 1.60–4.3), and heart rate (OR, 1.33 per 10 beats/min; 95% CI, 1.02–1.75).
  • 36. Hours Asynchrony Report Discomfort Dyspnea - Air Hunger - Work/Effort - Tightness Agitation Risk of Extubation ?
  • 37. Mechanical Ventilation-Induced Reverse-Triggered Breaths Reverse triggering & Respiratory Entrainment Stretch receptors & vagal C fibers are responsible for the Hering-Breuer reflexes Akoumianaki E et al. Chest 2013;143:927-38.
  • 38. Conclusions: • Cross-Talk exists between lung and brain during critical illness. • Patients with ALI/ARDS & brain injury need protection and support to both organs. • Research on this area is in its infancy but this knowledge can benefit patients, their families and care providers.