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What papers should I cite from my reading list?
User evaluation of a manuscript preparatory
assistive task
Aravind Sesagiri Raamkumar, Schubert Foo & Natalie Pang
Wee Kim Wee School of Communication and Information
Nanyang Technological University, Singapore
Presentation for BIRNDL’16
June 23th
2016
1
•Information Retrieval (IR) and Recommender Systems (RS) techniques
have been used to address:-
 Literature Review (LR) search tasks
 Explicit and implicit ad-hoc information needs
•Examples of such tasks include
 Building a reading list of research papers
 Finding similar papers
 Recommending papers based on query logs
 Recommending papers based on publication history
 Serendipitous discovery of interesting papers and more….
What about recommending papers during manuscript preparation
(MP)?
BACKGROUND
2
• Recommending papers based on Citation Contexts in manuscripts
• Recommending new papers based on To-Be-Cited papers from the
draft manuscript’s bibliography
• Recommending papers based on the full text of the draft
manuscript
What more could be done?
 Few ideas….
 Explore the total list of papers compiled during literature review
 Explore the article-type preference to vary recommendations
correspondingly?
ADDRESSED SCENARIOS IN MP
3
ENTER REC4LRW…
• Rec4LRW is a task-based assistive system that offers
recommendations for the below tasks:-
Task 1 – Building an initial reading list of research papers
Task 2 – Finding similar papers based on a seed set of papers
(multiple papers)
Task 3 – Shortlisting papers from the final reading list based
on article-type preference
• The system is based on a threefold intervention framework
1.Task reconceptualization
 For better meeting the task requirements
1.Novel informational display features
 For speeding up the relevance judgement decisions
1.Task interconnectivity
 For establishing the natural relationships between tasks
4
REC4LRW USAGE SEQUENCE
Execute Task 1
with a research
topic
Select papers
from Task 1 to
the seed basket
Execute Task 2
with the seed
basket papers
Select papers
from Task 2 to
the final reading
list
Need
more
papers?
Execute Task 3
with the final
reading list
papers
Y
N
5
CORPUS
• ACM DL extract of papers published between 1951 and 2011 used
as corpus
• 103,739 articles and corresponding 2,320,345 references
• AnyStyle (https://anystyle.io) parser used to extract article title, venue
and year from references
• Data stored in a MySQL database with the tables related using a
partial snowflake schema
6
• OBJECTIVE: To identify the important papers from the final reading list
and vary recommendations count based on article-type preference
Input: P – set of papers in the final reading list
AT – article-type choice of the user
1: RC  the average references count retrieved for AT
2: R  list of retrieved citations & references of papers from P
3: G  directed sparse graph created with papers from R
4: run edge betweenness algorithm on G to form cluster set C
5: S  final list of shortlisted papers
6: if |C| > RC then
7: while |S | = RC
8: for each cluster in C do
9: sort papers in the cluster on citation count
10: s  top ranked paper from the cluster
11: add s to S
12: end for
13: end while
14: else
15: N  0
16. while |S | = RC
17: N  N +1
18: for each cluster in C do
19: sort papers in the cluster on citation count
20: s  N ranked paper from the cluster
21: add s to S
22: end for
23: end while
24: end if
25: display papers from S to user
TASK OBJECTIVE AND STEPS
7
USER EVALUATION STUDY
 OBJECTIVE: To ascertain the usefulness and effectiveness
of the task to researchers
Ascertain the agreement percentages of the evaluation
measures
Identify the top preferred and critical aspects of the task
through the subjective feedback of the participants
Feedback responses were coded by a single coder using an
inductive approach
Measure Question
Relevance The shortlisted papers are relevant to my article-type preference
Usefulness The shortlisted papers are useful for inclusion in my manuscript
Importance The shortlisted papers comprises of important papers from my reading list
Certainty The shortlisted list comprises of papers which I would definitely cite in my manuscript
Good_List This is a good recommendation list, at an overall level
Improvement_Needed There is a need to further improve this shortlisted papers list
Shortlisting_Feature
I would like to see the feature of shortlisting papers from reading list based on article-type
preference, in academic search systems and databases
8
STUDY INFORMATION
• The study was conducted between November 2015 and January 2016
• Pre-screening survey conducted to identify participants who have authored at
least one journal or conference paper
• 116 participants completed the whole study inclusive of the three tasks in the
system
• 57 participants were Ph.D./Masters students while 59 were research staff,
academic staff and librarians
• The average research experience for students was 2 years while for staff, it
was 5.6 years
• 51% of participants were from the computer science, electrical and
electronics disciplines, 35% from information and communication studies
discipline while 14% from other disciplines
9
STUDY PROCEDURE
Step 1: Participant selects one of the available 43 topics for executing task 1
Step 2: Re-run task 1 and select at least five papers for the seed basket
Step 3: Execute task 2 with the seed basket papers
Step 4: Re-run task 2 (and task 1) to select at least 30 papers for the final
reading list
Step 5: Execute task 3 with the final reading list papers and article-type
preference
•Four article-type choices: conference full paper, poster, case study and a
generic research paper
10
SCREENSHOTS
11
RESULTS
• Biggest differences found for the below measures:-
• Usefulness (82.00% for students, 64.15% for staff)
• Good_List (76.00% for students, 62.26% for staff)
• The measures with the highest agreement:-
• Importance (85.96% for students, 77.97% for staff)
• Shortlisting_Feature (84.21% for students, 74.58% for staff)
12
QUALITATIVE FEEDBACK
• The newly introduced informational display features were a big hit
• The purely experimental nature of the study affected the experience of
participants
• Task’s effectiveness needs to be validated with a longitudinal study with a
large collection of papers in the final reading list
Rank Preferred Aspects Categories Critical Aspects Categories
1 Shortlisting Feature & Rec. Quality (24%) Rote Selection of Papers (16%)
2 Information Cue Labels (15%) Limited Dataset Issue (5%)
3 View Papers in Clusters (11%) Quality can be Improved (5%)
4 Rich Metadata (7%) Not Sure of the Usefulness of the Task (4%)
5 Ranking of Papers (3%) UI can be Improved (3%)
13
LIMITATIONS
• Lack of an offline evaluation experiment
• Study procedure involved selection of comparatively fewer number of papers
in the final reading list
• Not much variations in the final shortlisted papers for the different article-type
preferences
• Information displayed in a purely textual manner
14
FUTURE WORK
• The scope for this task will be expanded to bring in more variations for the
different article-type choices
• Inclusion of new papers in the output which could have been missed during
the literature review
• Provide more user control in the system so that the user can select papers as
mandatory to be shortlisted
• Integrate this task with the citation context recommendation task
• Represent the information in the form of citation graphs
15
GET ACCESS TO REC4LRW…
Click the link http://goo.gl/XgynzY or scan the below QR code
16
Acknowledgements
National Research Foundation, Prime Minister’s Office, Singapore
under its International Research Centres in Singapore Funding Initiative
and administered by the Interactive Digital Media Programme Office

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What papers should I cite from my reading list? User evaluation of a manuscript preparatory assistive task

  • 1. What papers should I cite from my reading list? User evaluation of a manuscript preparatory assistive task Aravind Sesagiri Raamkumar, Schubert Foo & Natalie Pang Wee Kim Wee School of Communication and Information Nanyang Technological University, Singapore Presentation for BIRNDL’16 June 23th 2016 1
  • 2. •Information Retrieval (IR) and Recommender Systems (RS) techniques have been used to address:-  Literature Review (LR) search tasks  Explicit and implicit ad-hoc information needs •Examples of such tasks include  Building a reading list of research papers  Finding similar papers  Recommending papers based on query logs  Recommending papers based on publication history  Serendipitous discovery of interesting papers and more…. What about recommending papers during manuscript preparation (MP)? BACKGROUND 2
  • 3. • Recommending papers based on Citation Contexts in manuscripts • Recommending new papers based on To-Be-Cited papers from the draft manuscript’s bibliography • Recommending papers based on the full text of the draft manuscript What more could be done?  Few ideas….  Explore the total list of papers compiled during literature review  Explore the article-type preference to vary recommendations correspondingly? ADDRESSED SCENARIOS IN MP 3
  • 4. ENTER REC4LRW… • Rec4LRW is a task-based assistive system that offers recommendations for the below tasks:- Task 1 – Building an initial reading list of research papers Task 2 – Finding similar papers based on a seed set of papers (multiple papers) Task 3 – Shortlisting papers from the final reading list based on article-type preference • The system is based on a threefold intervention framework 1.Task reconceptualization  For better meeting the task requirements 1.Novel informational display features  For speeding up the relevance judgement decisions 1.Task interconnectivity  For establishing the natural relationships between tasks 4
  • 5. REC4LRW USAGE SEQUENCE Execute Task 1 with a research topic Select papers from Task 1 to the seed basket Execute Task 2 with the seed basket papers Select papers from Task 2 to the final reading list Need more papers? Execute Task 3 with the final reading list papers Y N 5
  • 6. CORPUS • ACM DL extract of papers published between 1951 and 2011 used as corpus • 103,739 articles and corresponding 2,320,345 references • AnyStyle (https://anystyle.io) parser used to extract article title, venue and year from references • Data stored in a MySQL database with the tables related using a partial snowflake schema 6
  • 7. • OBJECTIVE: To identify the important papers from the final reading list and vary recommendations count based on article-type preference Input: P – set of papers in the final reading list AT – article-type choice of the user 1: RC  the average references count retrieved for AT 2: R  list of retrieved citations & references of papers from P 3: G  directed sparse graph created with papers from R 4: run edge betweenness algorithm on G to form cluster set C 5: S  final list of shortlisted papers 6: if |C| > RC then 7: while |S | = RC 8: for each cluster in C do 9: sort papers in the cluster on citation count 10: s  top ranked paper from the cluster 11: add s to S 12: end for 13: end while 14: else 15: N  0 16. while |S | = RC 17: N  N +1 18: for each cluster in C do 19: sort papers in the cluster on citation count 20: s  N ranked paper from the cluster 21: add s to S 22: end for 23: end while 24: end if 25: display papers from S to user TASK OBJECTIVE AND STEPS 7
  • 8. USER EVALUATION STUDY  OBJECTIVE: To ascertain the usefulness and effectiveness of the task to researchers Ascertain the agreement percentages of the evaluation measures Identify the top preferred and critical aspects of the task through the subjective feedback of the participants Feedback responses were coded by a single coder using an inductive approach Measure Question Relevance The shortlisted papers are relevant to my article-type preference Usefulness The shortlisted papers are useful for inclusion in my manuscript Importance The shortlisted papers comprises of important papers from my reading list Certainty The shortlisted list comprises of papers which I would definitely cite in my manuscript Good_List This is a good recommendation list, at an overall level Improvement_Needed There is a need to further improve this shortlisted papers list Shortlisting_Feature I would like to see the feature of shortlisting papers from reading list based on article-type preference, in academic search systems and databases 8
  • 9. STUDY INFORMATION • The study was conducted between November 2015 and January 2016 • Pre-screening survey conducted to identify participants who have authored at least one journal or conference paper • 116 participants completed the whole study inclusive of the three tasks in the system • 57 participants were Ph.D./Masters students while 59 were research staff, academic staff and librarians • The average research experience for students was 2 years while for staff, it was 5.6 years • 51% of participants were from the computer science, electrical and electronics disciplines, 35% from information and communication studies discipline while 14% from other disciplines 9
  • 10. STUDY PROCEDURE Step 1: Participant selects one of the available 43 topics for executing task 1 Step 2: Re-run task 1 and select at least five papers for the seed basket Step 3: Execute task 2 with the seed basket papers Step 4: Re-run task 2 (and task 1) to select at least 30 papers for the final reading list Step 5: Execute task 3 with the final reading list papers and article-type preference •Four article-type choices: conference full paper, poster, case study and a generic research paper 10
  • 12. RESULTS • Biggest differences found for the below measures:- • Usefulness (82.00% for students, 64.15% for staff) • Good_List (76.00% for students, 62.26% for staff) • The measures with the highest agreement:- • Importance (85.96% for students, 77.97% for staff) • Shortlisting_Feature (84.21% for students, 74.58% for staff) 12
  • 13. QUALITATIVE FEEDBACK • The newly introduced informational display features were a big hit • The purely experimental nature of the study affected the experience of participants • Task’s effectiveness needs to be validated with a longitudinal study with a large collection of papers in the final reading list Rank Preferred Aspects Categories Critical Aspects Categories 1 Shortlisting Feature & Rec. Quality (24%) Rote Selection of Papers (16%) 2 Information Cue Labels (15%) Limited Dataset Issue (5%) 3 View Papers in Clusters (11%) Quality can be Improved (5%) 4 Rich Metadata (7%) Not Sure of the Usefulness of the Task (4%) 5 Ranking of Papers (3%) UI can be Improved (3%) 13
  • 14. LIMITATIONS • Lack of an offline evaluation experiment • Study procedure involved selection of comparatively fewer number of papers in the final reading list • Not much variations in the final shortlisted papers for the different article-type preferences • Information displayed in a purely textual manner 14
  • 15. FUTURE WORK • The scope for this task will be expanded to bring in more variations for the different article-type choices • Inclusion of new papers in the output which could have been missed during the literature review • Provide more user control in the system so that the user can select papers as mandatory to be shortlisted • Integrate this task with the citation context recommendation task • Represent the information in the form of citation graphs 15
  • 16. GET ACCESS TO REC4LRW… Click the link http://goo.gl/XgynzY or scan the below QR code 16 Acknowledgements National Research Foundation, Prime Minister’s Office, Singapore under its International Research Centres in Singapore Funding Initiative and administered by the Interactive Digital Media Programme Office