The document discusses the development and significance of regulatory technology (regtech), emphasizing its role in enhancing compliance, governance, and regulatory reporting within financial services. It explains the evolution of regtech from its fintech roots and highlights the various technologies involved, such as blockchain and AI. Furthermore, it predicts that regtech will not only streamline compliance processes but also support informed risk management in the long term.

2. QUICK POLL
How do you pronounce RegTech?

3. Getting Started
Thank you for joining the webinar! Please
ask any questions below

4. Meet your hosts…
Susie Kinsella Abi Smith

5. Agenda
Exploring the origins of RegTech
How has RegTech developed?
What is RegTech today?
Where can we expect RegTech to go?
Questions & Answers

6. Exploring the origins of
RegTech

7. What does RegTech mean?

8. What does RegTech mean?
Regulatory Technology

9. The FCA define RegTech as:
“….a subset of FinTech that focuses
on technology that may facilitate the
delivery of regulatory requirements
more efficiently and effectively than
existing capabilities.”

10. RegTech versus FinTech
Financial Technology aka FinTech has been
leading the way
First mention of #FinTech on Twitter was
2007
It was not until 2012 we see the first
mention of #RegTech

11. How RegTech developed

12. RegTech will drive Innovation
in FS Regulation

14. How RegTech developed
There is no one solution: all work
differently and solve different problems
RegTech has progressed as compliance
laws have changed
Firms in the UK are spending
over £15bn on tech to support
regulatory change

15. How RegTech developed
RegTech long-term benefits:
1. Improved governance
2. Positive customer experience
3. Enhanced regulatory reporting
4. Increased market stability

16. Where is RegTech
today?

20. Where can we expect
RegTech to go?

21. • Blockchain
• Distributed ledger
• Biometrics
• Inbuilt compliance
• Automation
• Artificial intelligence
• Live monitoring
• Visualisation
Evolving technologies

22. “In the short term, RegTech will help
firms to automate the more mundane
compliance tasks and reduce
operational risks associated with
meeting compliance and reporting
obligations.”

23. “In the longer term, it will empower
compliance functions to make informed
risk choices based on data-provided
insight about the compliance risks it
faces, and how it mitigates and
manages those risks”

25. The RegTech Report
.
Source: Business Insider UK

27. RegTech Mission to NYC

28. Relevant Conferences
.
RegTech Capital Markets Conference –
28 Feb 2017
RegTech Live –
June 2017
RegTech Summit–
22nd March 2017

29. RegTech Book
.

30. ReferencesEY Innovating with RegTech - View Publication
Deloitte. RegTech Is The New FinTech - View Publication
Encompass Anti-Money Laundering Know Your customer : A Business Process Ready for
Digitisation - View Publication
Business Insider The RegTech Report - View Publication
Financial Times Market frows for ‘regtech’ View Article
Jan-Maarten (JM) Mulder RegTech is real and 120+ startups to prove it – View Publication
JWG The state of RegTech today – Read report
CB Insights RegTech Market Map - View Report
CH & Co Landscape of Existing RegTechs, View Slide Deck
The RegTech Book Next Generation KYC Software Eases Regulatory Burden, Vote for us!