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IHS 514
SAFETY, HEALTH &
ENVIRONMENTAL LEGISLATION
2
IHS 514 - Safety, Health & Environmental Legislation
Four Causes of Accidents
• I Didn't See
• I Didn't Think
• I Didn't know
• I Didn’t Ask
3
IHS 514 - Safety, Health & Environmental Legislation
Some Definitions
• Health: a state of complete physical, mental and social well-being and not merely
the absence of disease and infirmity
• Safety: condition of being protected from or unlikely to cause danger, risk, or injury
• Health & Safety: regulations and procedures intended to prevent accident or injury
in workplaces or public environments
• Term Health and Safety is generally used to describe Occupational Health and
Safety (OSH), and relates to the prevention of accidents and ill health to employees
and those who may be affected by their work
• Environment: surroundings or conditions in which a person, animal, or plant lives
or operates
• Legislation: the process of making or enacting laws
4
IHS 514 - Safety, Health & Environmental Legislation
Environmental Health
• Environmental health refers to limiting health hazards in the workplace. This involves examining an
environment to identify potentially hazardous agents and putting measures in place that protect
workers
• Biological Hazards: Come from organisms, including people, animals and plants, and threaten
human health. Examples of biological hazards include mold, sewage, blood and bodily fluids. These
dangers can result in diseases and allergic reactions and limit employees’ ability to carry out their
work.
• Chemical Hazards: Chemicals can be toxic, corrosive, flammable and combustible. As such, they
can pose health risks to workers and become hazards if workers inhale, ingest or absorb them
through their skin. Chemical hazards can cause acute harm, such as burns, irritation and vomiting, or
create chronic health issues, such as asthma, liver damage and cancer.
• Physical Hazards: Include activities or natural substances in a work environment that pose health
risks. Extreme temperatures, poor air quality, excessive noise and radiation in the workplace can all
harm workers, potentially causing respiratory problems, hearing loss and cancer, among other
problems
5
IHS 514 - Safety, Health & Environmental Legislation
Some Statistics
• 5,333 fatal work injuries recorded in the United States in 2019, a 2% increase from
2018
• A worker died every 99 minutes from a work-related injury in 2019
• Falls, slips, and trips increased 11 percent in 2019 to 880
• Nearly 1 out of every 5 fatally injured workers was employed as a driver/sales
worker or truck driver
• Statistical data show that, worldwide, the highest rates of occupational deaths occur
in agriculture, forestry, mining and construction
6
IHS 514 - Safety, Health & Environmental Legislation
Labor, Management, & Safety
• Workplace is a balance between management and labor, with the safety function
often thrust into the middle
• Management is production driven, dollar cognizant, quality motivated, and salary
paid
• Labor consists of a number of individuals who perform specific work tasks, are
responsible for individual job functions, and are paid by the hour
• Diverse interests between Management & Labor – labor and management can
conflict, creating adversarial situations that encompass the safety function
• Safety professionals can be the link between management and labor
• Safety professional is employed to minimize risks and save money for the company
or organization
7
IHS 514 - Safety, Health & Environmental Legislation
Elements of Successful Management Practice
• Five elements of successful management practice
– Planning
– Organization
– Control
– Monitoring
– Review
8
IHS 514 - Safety, Health & Environmental Legislation
Elements of Successful Management Practice
• Planning: Employers should set up an effective health and safety management
system to implement their health and safety policy which is proportionate to the
hazards and risks
• Involves:
– Adopting a systematic approach to the completion of a risk assessment
– Selecting appropriate methods of risk control to minimize risks
– Establishing priorities and developing performance standards both for the
completion of risk assessment(s) and for the implementation of preventive and
protective measures
9
IHS 514 - Safety, Health & Environmental Legislation
Elements of Successful Management Practice
• Organization. This includes
– Involving employees and their representatives in carrying out risk
assessments, deciding on preventive and protective measures and
implementing those requirements in the workplace
– Establishing effective means of communication and consultation in which a
positive approach to health and safety is visible and clear
– Securing competence by the provision of adequate information, instruction
and training and its evaluation, particularly for those who carry out risk
assessments and make decisions about preventive and protective measures
10
IHS 514 - Safety, Health & Environmental Legislation
Elements of Successful Management Practice
• Control. Establishing control includes:
– Clarifying health and safety responsibilities and ensuring that the activities of
everyone are well coordinated
– Ensuring everyone with responsibilities understands clearly what they have to
do to discharge their responsibilities, and ensure they have the time and
resources to discharge them effectively
– Setting standards to judge the performance of those with responsibilities and
ensure they meet them. It is important to reward good performance as well as
to take action to improve poor performance
– Ensuring adequate and appropriate supervision, particularly for those who are
learning and who are new to a job
11
IHS 514 - Safety, Health & Environmental Legislation
Elements of Successful Management Practice
• Monitoring. Employers should measure what they are doing to implement their
health and safety policy, to assess how effectively they are controlling risks, and
how well they are developing a positive health and safety culture
• Monitoring includes:
– Having a plan and making adequate routine inspections and checks to ensure
that preventive and protective measures are in place and effective
– Adequately investigating the immediate and underlying causes of incidents
and to ensure that remedial action is taken, lessons are learnt and longer-term
objectives are introduced
12
IHS 514 - Safety, Health & Environmental Legislation
Elements of Successful Management Practice
• Review. Review involves:
– Establishing priorities for necessary remedial action that was discovered as a
result of monitoring to ensure that suitable action is taken in good time and is
completed
– Periodically reviewing the whole of the health and safety management system
including the elements of planning, organization, control and monitoring to
ensure that the whole system remains effective
13
IHS 514 - Safety, Health & Environmental Legislation
Key Elements of Successful Health & Safety Management
Policy
Organizing
Planning &
Implementation
Measuring
Performance
Reviewing
Performance
Auditing
Health & Safety
Policy development
Organizational
development
Developing
techniques of
planning, measuring
and reviewing
Feedback loop to
improve performance
14
IHS 514 - Safety, Health & Environmental Legislation
Accident Prevention
• Active monitoring
– Proactive or pre-accident strategies are concerned with the prevention of
accidents, incidents and ill health. They include the implementation of well-
established ‘safe place’ and ‘safe person’ strategies
• Reactive monitoring
– Involves a number of post-accident strategies, directed at identifying the
causes of accidents and ill health and obtaining feedback for incorporation in
future proactive strategies. The reporting, recording and investigation of
accidents is a common reactive strategy
15
IHS 514 - Safety, Health & Environmental Legislation
Safety Monitoring
• Safety monitoring is a proactive area of health and safety practice directed at
identifying hazards and assessing and evaluating safety performance. Safety
monitoring systems form part of the ‘arrangements’ for health and safety in the
organization’s statement of health and safety policy
• Safety monitoring may take the form of:
– Safety inspections
– Safety audits
– Safety surveys
– Safety tours
– Safety sampling exercises
16
IHS 514 - Safety, Health & Environmental Legislation
Hazard Identification & Risk Assessment
• Hazard – any source of potential injury, disease, harm, damage to people, properties, or the
environment
• Risk – the likelihood or probability of a hazard causing injury, disease, harm, or damage to people,
properties, or the environment
• Risk management – the process of identifying, assessing and prioritizing of risks followed by the
application to minimize, monitor and control their impact
• Risk assessment – the process of determining the likelihood of identified hazards being realized
and the magnitude of their consequences if they do occur
• Control measures – ways of reducing the risk of a hazard, injury or ill health
• Incident – work-related event, which, under slightly different circumstances, may have resulted in
injury, illness, death or destruction of property
• Accident – work-related unplanned event that resulted in injury or ill health of people or the damage
or loss of property
• OSH responsible – person employed by a company who has relevant background and experience
in OSH
17
IHS 514 - Safety, Health & Environmental Legislation
Why is Risk Management Important?
• Risk management helps organizations to:
– Protect the safety and health of employees, in addition to preservation of
property and the environment
– Provide overall benefit through working on reducing real risks – both those
that arise more often than others, and those with serious consequences
– Increase efficiency & productivity or work, in addition to reduce staff turnover
and occupational absence
– Enhance employer’s awareness of occupational safety and health for better
management and control measures of risks
18
IHS 514 - Safety, Health & Environmental Legislation
Who is Responsible For Risk Management?
Employers
(management)
OSH
responsible
Employees
Roles Responsibilities
Ensure that safety
measures are in place
Ensure all OSH activities and
regulations are followed
Ensure safety of employees and
civilians around a workplace
Manage risk and perform risk
assessment
Identify risk and install control
measures
Report any accidents or injuries
that arises in the workplace
Plan, coordinate, execute, lead
and monitor all risk management
activities
Co-operate with employer on
safety and health
Report any situation which could
present a hazard
Participate in controlling and
eliminating risks as per the OSH
responsible instructions
Comply with instruction given by
the OSH responsible
Risk Assessment
Responsibility
19
IHS 514 - Safety, Health & Environmental Legislation
Detailed Roles & Responsibilities of OSH Responsible
• Develop the plan needed to remove and/or limit the risk
• Institute suitable OSH management arrangements appropriate to the work
environment
• Coordinate with the responsible authority to establish effective communication
channels
• Conduct, record, review and continuously update risk assessments
• Consult the employees about OSH related topics and raising OSH awareness
20
IHS 514 - Safety, Health & Environmental Legislation
Risk Management Is a Continuous Cycle Consisting of 6 Steps
21
IHS 514 - Safety, Health & Environmental Legislation
How To Assess & Manage Risk At The Workplace
Step 1: Identify the hazards
One of the most important aspects of risk management is looking for any potential hazards
This step needs to be undertaken on a continuous basis to ensure new activities processes
and/or substances are deemed safe for employee use
Step 2: Identify who might be harmed
Once the hazard has been identified, it is important to be clear about who is at risk of
getting harmed
This step is particularly vital as it identifies the best way to approach the risk and potentially
determine methods of managing it
Step 3: Assess/evaluate the risk
Having spotted the hazard, it is then time to decide how likely it is to happen, the degree of
potential harm, and choose what to do about it
The step is conducted by using the risk assessment
22
IHS 514 - Safety, Health & Environmental Legislation
How To Assess & Manage Risk At The Workplace
Step 4: Take action to control the risk
If a hazard cannot be removed, it is necessary to consider all possible ways to control the
risk so that harm is unlikely
There are 5 control measures that can be taken to control the risk: elimination, substitution,
engineering controls, administrative controls and the use of PPE
Step 5: Record and implement
Once the hazards have been identified and the potential way to control the risk assessed, it
is important to note the main findings down
This will help to communicate and better manage the risks at the workplace as well as to review
findings at a later date, for example if something changes
Step 6: Regularly review risk assessment and update if necessary
It is necessary to conduct a review on an ongoing basis and to ensure that the risk
assessment stays up to date
Few workplaces stay the same. Sooner or later, new equipment, substances and procedures
might be introduced that could lead to new hazards and risks
23
IHS 514 - Safety, Health & Environmental Legislation
Step 1: Identify the hazards
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
Walk around / observe the workplace
Ask employees about any problems they encounter at the workplace
Check manufacturer instructions
Review previous inspections, maintenance records, log books, incident and injury records etc
Consider long-term hazards to health
Contact relevant bodies to assists in identifying hazards
Successfully identifying the hazard is an introductory
step that sets the stage for effective risk management
24
IHS 514 - Safety, Health & Environmental Legislation
Step 1: Identify the hazards
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
25
IHS 514 - Safety, Health & Environmental Legislation
Step 2: Identify who might be harmed
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
Distinguish between worker and passer-by (i.e. people who might not permanently be in the
workplace)
Consider seniority of the employees and nature of work (new employee might have tailored risk
requirements compared to more expert employee)
Consider the safety of the general public around the workplace
Establish effective communication channels between parallel work-streams (if any)
Identifying people at risk ensures short- and long-term
safety in the workplace
26
IHS 514 - Safety, Health & Environmental Legislation
Step 2: Identify who might be harmed
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
27
IHS 514 - Safety, Health & Environmental Legislation
Step 3: Assess / Evaluate the risk
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
Look at existing activities, the nature of work and whether control measures are working
Assess risk by severity of harm and level of exposure to employee
Conduct a detailed risk assessment to evaluate the likelihood of the hazard causing harm, injury,
damage, etc
Consider level of training given to employees and their expertise during the handling of equipment
Consider if anything else can be done to mitigate the risk
Results of the risk assessments should be made
available to all employees
28
IHS 514 - Safety, Health & Environmental Legislation
Step 3: Assess / Evaluate the risk
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
29
IHS 514 - Safety, Health & Environmental Legislation
Step 4: Take action to control the risk
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
Try a less risky option whenever possible
Try to prevent access to potential hazard
Organize work to reduce exposure to the hazard
Use personal protective equipment
Provide welfare facilities, for instance first aid and washing facilities for removal of contamination
Involve and consult with employees to ensure that what you propose to do will work in practice and
won't introduce any new hazards
Failure to take simple precautions can cost you a lot more if
an accident does happen.
30
IHS 514 - Safety, Health & Environmental Legislation
Step 4: Take action to control the risk
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
31
IHS 514 - Safety, Health & Environmental Legislation
Step 5: Record and implement
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
Keep it simple when writing down the results to ensure that the finding is easily understandable
Indicate who might be affected and how
Ensure that the record is comprehensive i.e. that you take into account a broad range of significant
hazards to be anticipated
Identify precautions measures already in place
If the risk assessment identifies a number of hazards, put them in order of importance and address
the most serious risks first, such as those risks most likely to cause accidents or ill health
32
IHS 514 - Safety, Health & Environmental Legislation
Step 5: Record and implement
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
Identify necessary steps to be taken to control the risks
Determine whether there are improvements that can be implemented quickly, even temporarily, until
more reliable controls can be put in place
Involve your employees or their representatives in the process and raise awareness about OSH
related topics
33
IHS 514 - Safety, Health & Environmental Legislation
Step 5: Record and implement
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
34
IHS 514 - Safety, Health & Environmental Legislation
Step 6: Regularly review risk assessment and update if necessary
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
Identify whether there have been any significant changes
Identify any improvements still needed to be made
Check with employees whether they have spotted any problems
Identify lessons learnt from previous accidents or near misses
Distribute and explain results to all relevant employees in the workplace
Make sure your risk assessment stays up to date
35
IHS 514 - Safety, Health & Environmental Legislation
Step 6: Regularly review risk assessment and update if necessary
Step 1:
Identify the
hazards
Step 2:
Identify who might
be harmed
Step 3:
Assess / Evaluate
the risk
Step 4:
Take action to
control the risk
Step 5:
Record and
implement
Step 6:
Regularly review
risk assessment
and update if
necessary
36
IHS 514 - Safety, Health & Environmental Legislation
Risk Assessment Steps
• Step 1: Identify the hazards
• Step 2: Identify who might be harmed
• Step 3: Assess / Evaluate the risk
• Step 4: Take action to control the risk
• Step 5: Record and implement
• Step 6: Regularly review risk assessment and update if necessary
37
IHS 514 - Safety, Health & Environmental Legislation
Risk, Severity & Likelihood
• Severity is the amount of damage or harm a hazard could create and it is often ranked on a five-point scale
– Catastrophic / Severe – 5: can result in serious injuries or illnesses resulting in a fatality
– Major – 4: can cause injuries or illnesses that will require hospitalization or are certain to be fatal
– Moderate / Significant – 3: can cause injuries or illnesses that may require hospitalization or could be
fatal
– Minor – 2: can potentially cause injuries or illnesses, but only to a mild extent
– Insignificant / Superficial – 1: won’t cause serious issues like injuries or illnesses
• Probability is the likelihood of the hazard occurring and it is often ranked on a five-point scale
– Very Likely to happen / Frequent – 5: Likely to occur often in the life of an item
– Likely to happen / Probable – 4: Will occur several times in the life of an item
– Possible Could happen / Occasional – 3: Likely to occur sometime in the life of an item
– Unlikely to happen / Remote – 2: Unlikely but possible to occur in the life of an item
– Very unlikely to happen / Improbable – 1: So unlikely, it can be assumed an occurrence may not be
experienced
38
IHS 514 - Safety, Health & Environmental Legislation
Risk Matrix
• Likelihood is the probability that something might happen
• Consequence is defined as the most probable result of the potential incident
Likelihood
Consequence
/
Severity
Very likely to
happen
Likely to
happen
Possibly
could happen
Unlikely to
happen
Very unlikely
to happen
Catastrophic (e.g., fatal) Critical Critical High Moderate Moderate
Major (e.g., permanent
disability)
Critical High Moderate Moderate Low
Moderate (e.g., Hospitalization
/ short - or long -term disability
High Moderate Moderate Moderate Low
Minor (e.g., first aid) Moderate Moderate Moderate Low Very Low
Superficial (e.g., no treatment
required)
Moderate Low Low Very Low Very Low
Risk = Likelihood x Severity
39
IHS 514 - Safety, Health & Environmental Legislation
Risk Assessment Template
What are the
hazards?
Who might
be harmed
and how?
What are you
already doing
to control the
risks?
What further action
do you need to
take to control the
risks?
Who needs
to carry out
the action?
When is the
action
needed by?
Done
40
IHS 514 - Safety, Health & Environmental Legislation
Risk Assessment Template
41
IHS 514 - Safety, Health & Environmental Legislation
Example Risk Assessment For Maintenance Work In a Factory
• Slips and trips
• Workplace transport
• Moving heavy objects
• Sharpening tools
• Working at
• Height
• Manual handling
• Noise
• Electricity
• Confined spaces
• Fire
42
IHS 514 - Safety, Health & Environmental Legislation
Example Risk Assessment For An Office
• Sprains and strains
• Poor workstation ergonomics
• Indoor air-quality problems
• Insufficient or excessive lighting
• Noise
• Electrical hazards
• Slips and trips
• Stress
• Manual handling of equipment
43
IHS 514 - Safety, Health & Environmental Legislation
Example Risk Assessment For Motor Vehicle Repair Workshop
• Hazardous substances
• Car engine running inside, toxic exhaust fumes, e.g., carbon monoxide
• Fire – Petrol and LPG fires
• Battery charging
• Electrical equipment – Portable appliances, e.g., hand lamps
• Mechanical equipment – Use of grinding equipment
• Falling objects – Car lift failure or car jack failure
• Compressed air – Explosion of equipment tires
• Vehicle movements
THANK YOU

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Topic 01 - Introduction.pptx

  • 1. IHS 514 SAFETY, HEALTH & ENVIRONMENTAL LEGISLATION
  • 2. 2 IHS 514 - Safety, Health & Environmental Legislation Four Causes of Accidents • I Didn't See • I Didn't Think • I Didn't know • I Didn’t Ask
  • 3. 3 IHS 514 - Safety, Health & Environmental Legislation Some Definitions • Health: a state of complete physical, mental and social well-being and not merely the absence of disease and infirmity • Safety: condition of being protected from or unlikely to cause danger, risk, or injury • Health & Safety: regulations and procedures intended to prevent accident or injury in workplaces or public environments • Term Health and Safety is generally used to describe Occupational Health and Safety (OSH), and relates to the prevention of accidents and ill health to employees and those who may be affected by their work • Environment: surroundings or conditions in which a person, animal, or plant lives or operates • Legislation: the process of making or enacting laws
  • 4. 4 IHS 514 - Safety, Health & Environmental Legislation Environmental Health • Environmental health refers to limiting health hazards in the workplace. This involves examining an environment to identify potentially hazardous agents and putting measures in place that protect workers • Biological Hazards: Come from organisms, including people, animals and plants, and threaten human health. Examples of biological hazards include mold, sewage, blood and bodily fluids. These dangers can result in diseases and allergic reactions and limit employees’ ability to carry out their work. • Chemical Hazards: Chemicals can be toxic, corrosive, flammable and combustible. As such, they can pose health risks to workers and become hazards if workers inhale, ingest or absorb them through their skin. Chemical hazards can cause acute harm, such as burns, irritation and vomiting, or create chronic health issues, such as asthma, liver damage and cancer. • Physical Hazards: Include activities or natural substances in a work environment that pose health risks. Extreme temperatures, poor air quality, excessive noise and radiation in the workplace can all harm workers, potentially causing respiratory problems, hearing loss and cancer, among other problems
  • 5. 5 IHS 514 - Safety, Health & Environmental Legislation Some Statistics • 5,333 fatal work injuries recorded in the United States in 2019, a 2% increase from 2018 • A worker died every 99 minutes from a work-related injury in 2019 • Falls, slips, and trips increased 11 percent in 2019 to 880 • Nearly 1 out of every 5 fatally injured workers was employed as a driver/sales worker or truck driver • Statistical data show that, worldwide, the highest rates of occupational deaths occur in agriculture, forestry, mining and construction
  • 6. 6 IHS 514 - Safety, Health & Environmental Legislation Labor, Management, & Safety • Workplace is a balance between management and labor, with the safety function often thrust into the middle • Management is production driven, dollar cognizant, quality motivated, and salary paid • Labor consists of a number of individuals who perform specific work tasks, are responsible for individual job functions, and are paid by the hour • Diverse interests between Management & Labor – labor and management can conflict, creating adversarial situations that encompass the safety function • Safety professionals can be the link between management and labor • Safety professional is employed to minimize risks and save money for the company or organization
  • 7. 7 IHS 514 - Safety, Health & Environmental Legislation Elements of Successful Management Practice • Five elements of successful management practice – Planning – Organization – Control – Monitoring – Review
  • 8. 8 IHS 514 - Safety, Health & Environmental Legislation Elements of Successful Management Practice • Planning: Employers should set up an effective health and safety management system to implement their health and safety policy which is proportionate to the hazards and risks • Involves: – Adopting a systematic approach to the completion of a risk assessment – Selecting appropriate methods of risk control to minimize risks – Establishing priorities and developing performance standards both for the completion of risk assessment(s) and for the implementation of preventive and protective measures
  • 9. 9 IHS 514 - Safety, Health & Environmental Legislation Elements of Successful Management Practice • Organization. This includes – Involving employees and their representatives in carrying out risk assessments, deciding on preventive and protective measures and implementing those requirements in the workplace – Establishing effective means of communication and consultation in which a positive approach to health and safety is visible and clear – Securing competence by the provision of adequate information, instruction and training and its evaluation, particularly for those who carry out risk assessments and make decisions about preventive and protective measures
  • 10. 10 IHS 514 - Safety, Health & Environmental Legislation Elements of Successful Management Practice • Control. Establishing control includes: – Clarifying health and safety responsibilities and ensuring that the activities of everyone are well coordinated – Ensuring everyone with responsibilities understands clearly what they have to do to discharge their responsibilities, and ensure they have the time and resources to discharge them effectively – Setting standards to judge the performance of those with responsibilities and ensure they meet them. It is important to reward good performance as well as to take action to improve poor performance – Ensuring adequate and appropriate supervision, particularly for those who are learning and who are new to a job
  • 11. 11 IHS 514 - Safety, Health & Environmental Legislation Elements of Successful Management Practice • Monitoring. Employers should measure what they are doing to implement their health and safety policy, to assess how effectively they are controlling risks, and how well they are developing a positive health and safety culture • Monitoring includes: – Having a plan and making adequate routine inspections and checks to ensure that preventive and protective measures are in place and effective – Adequately investigating the immediate and underlying causes of incidents and to ensure that remedial action is taken, lessons are learnt and longer-term objectives are introduced
  • 12. 12 IHS 514 - Safety, Health & Environmental Legislation Elements of Successful Management Practice • Review. Review involves: – Establishing priorities for necessary remedial action that was discovered as a result of monitoring to ensure that suitable action is taken in good time and is completed – Periodically reviewing the whole of the health and safety management system including the elements of planning, organization, control and monitoring to ensure that the whole system remains effective
  • 13. 13 IHS 514 - Safety, Health & Environmental Legislation Key Elements of Successful Health & Safety Management Policy Organizing Planning & Implementation Measuring Performance Reviewing Performance Auditing Health & Safety Policy development Organizational development Developing techniques of planning, measuring and reviewing Feedback loop to improve performance
  • 14. 14 IHS 514 - Safety, Health & Environmental Legislation Accident Prevention • Active monitoring – Proactive or pre-accident strategies are concerned with the prevention of accidents, incidents and ill health. They include the implementation of well- established ‘safe place’ and ‘safe person’ strategies • Reactive monitoring – Involves a number of post-accident strategies, directed at identifying the causes of accidents and ill health and obtaining feedback for incorporation in future proactive strategies. The reporting, recording and investigation of accidents is a common reactive strategy
  • 15. 15 IHS 514 - Safety, Health & Environmental Legislation Safety Monitoring • Safety monitoring is a proactive area of health and safety practice directed at identifying hazards and assessing and evaluating safety performance. Safety monitoring systems form part of the ‘arrangements’ for health and safety in the organization’s statement of health and safety policy • Safety monitoring may take the form of: – Safety inspections – Safety audits – Safety surveys – Safety tours – Safety sampling exercises
  • 16. 16 IHS 514 - Safety, Health & Environmental Legislation Hazard Identification & Risk Assessment • Hazard – any source of potential injury, disease, harm, damage to people, properties, or the environment • Risk – the likelihood or probability of a hazard causing injury, disease, harm, or damage to people, properties, or the environment • Risk management – the process of identifying, assessing and prioritizing of risks followed by the application to minimize, monitor and control their impact • Risk assessment – the process of determining the likelihood of identified hazards being realized and the magnitude of their consequences if they do occur • Control measures – ways of reducing the risk of a hazard, injury or ill health • Incident – work-related event, which, under slightly different circumstances, may have resulted in injury, illness, death or destruction of property • Accident – work-related unplanned event that resulted in injury or ill health of people or the damage or loss of property • OSH responsible – person employed by a company who has relevant background and experience in OSH
  • 17. 17 IHS 514 - Safety, Health & Environmental Legislation Why is Risk Management Important? • Risk management helps organizations to: – Protect the safety and health of employees, in addition to preservation of property and the environment – Provide overall benefit through working on reducing real risks – both those that arise more often than others, and those with serious consequences – Increase efficiency & productivity or work, in addition to reduce staff turnover and occupational absence – Enhance employer’s awareness of occupational safety and health for better management and control measures of risks
  • 18. 18 IHS 514 - Safety, Health & Environmental Legislation Who is Responsible For Risk Management? Employers (management) OSH responsible Employees Roles Responsibilities Ensure that safety measures are in place Ensure all OSH activities and regulations are followed Ensure safety of employees and civilians around a workplace Manage risk and perform risk assessment Identify risk and install control measures Report any accidents or injuries that arises in the workplace Plan, coordinate, execute, lead and monitor all risk management activities Co-operate with employer on safety and health Report any situation which could present a hazard Participate in controlling and eliminating risks as per the OSH responsible instructions Comply with instruction given by the OSH responsible Risk Assessment Responsibility
  • 19. 19 IHS 514 - Safety, Health & Environmental Legislation Detailed Roles & Responsibilities of OSH Responsible • Develop the plan needed to remove and/or limit the risk • Institute suitable OSH management arrangements appropriate to the work environment • Coordinate with the responsible authority to establish effective communication channels • Conduct, record, review and continuously update risk assessments • Consult the employees about OSH related topics and raising OSH awareness
  • 20. 20 IHS 514 - Safety, Health & Environmental Legislation Risk Management Is a Continuous Cycle Consisting of 6 Steps
  • 21. 21 IHS 514 - Safety, Health & Environmental Legislation How To Assess & Manage Risk At The Workplace Step 1: Identify the hazards One of the most important aspects of risk management is looking for any potential hazards This step needs to be undertaken on a continuous basis to ensure new activities processes and/or substances are deemed safe for employee use Step 2: Identify who might be harmed Once the hazard has been identified, it is important to be clear about who is at risk of getting harmed This step is particularly vital as it identifies the best way to approach the risk and potentially determine methods of managing it Step 3: Assess/evaluate the risk Having spotted the hazard, it is then time to decide how likely it is to happen, the degree of potential harm, and choose what to do about it The step is conducted by using the risk assessment
  • 22. 22 IHS 514 - Safety, Health & Environmental Legislation How To Assess & Manage Risk At The Workplace Step 4: Take action to control the risk If a hazard cannot be removed, it is necessary to consider all possible ways to control the risk so that harm is unlikely There are 5 control measures that can be taken to control the risk: elimination, substitution, engineering controls, administrative controls and the use of PPE Step 5: Record and implement Once the hazards have been identified and the potential way to control the risk assessed, it is important to note the main findings down This will help to communicate and better manage the risks at the workplace as well as to review findings at a later date, for example if something changes Step 6: Regularly review risk assessment and update if necessary It is necessary to conduct a review on an ongoing basis and to ensure that the risk assessment stays up to date Few workplaces stay the same. Sooner or later, new equipment, substances and procedures might be introduced that could lead to new hazards and risks
  • 23. 23 IHS 514 - Safety, Health & Environmental Legislation Step 1: Identify the hazards Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary Walk around / observe the workplace Ask employees about any problems they encounter at the workplace Check manufacturer instructions Review previous inspections, maintenance records, log books, incident and injury records etc Consider long-term hazards to health Contact relevant bodies to assists in identifying hazards Successfully identifying the hazard is an introductory step that sets the stage for effective risk management
  • 24. 24 IHS 514 - Safety, Health & Environmental Legislation Step 1: Identify the hazards Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary
  • 25. 25 IHS 514 - Safety, Health & Environmental Legislation Step 2: Identify who might be harmed Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary Distinguish between worker and passer-by (i.e. people who might not permanently be in the workplace) Consider seniority of the employees and nature of work (new employee might have tailored risk requirements compared to more expert employee) Consider the safety of the general public around the workplace Establish effective communication channels between parallel work-streams (if any) Identifying people at risk ensures short- and long-term safety in the workplace
  • 26. 26 IHS 514 - Safety, Health & Environmental Legislation Step 2: Identify who might be harmed Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary
  • 27. 27 IHS 514 - Safety, Health & Environmental Legislation Step 3: Assess / Evaluate the risk Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary Look at existing activities, the nature of work and whether control measures are working Assess risk by severity of harm and level of exposure to employee Conduct a detailed risk assessment to evaluate the likelihood of the hazard causing harm, injury, damage, etc Consider level of training given to employees and their expertise during the handling of equipment Consider if anything else can be done to mitigate the risk Results of the risk assessments should be made available to all employees
  • 28. 28 IHS 514 - Safety, Health & Environmental Legislation Step 3: Assess / Evaluate the risk Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary
  • 29. 29 IHS 514 - Safety, Health & Environmental Legislation Step 4: Take action to control the risk Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary Try a less risky option whenever possible Try to prevent access to potential hazard Organize work to reduce exposure to the hazard Use personal protective equipment Provide welfare facilities, for instance first aid and washing facilities for removal of contamination Involve and consult with employees to ensure that what you propose to do will work in practice and won't introduce any new hazards Failure to take simple precautions can cost you a lot more if an accident does happen.
  • 30. 30 IHS 514 - Safety, Health & Environmental Legislation Step 4: Take action to control the risk Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary
  • 31. 31 IHS 514 - Safety, Health & Environmental Legislation Step 5: Record and implement Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary Keep it simple when writing down the results to ensure that the finding is easily understandable Indicate who might be affected and how Ensure that the record is comprehensive i.e. that you take into account a broad range of significant hazards to be anticipated Identify precautions measures already in place If the risk assessment identifies a number of hazards, put them in order of importance and address the most serious risks first, such as those risks most likely to cause accidents or ill health
  • 32. 32 IHS 514 - Safety, Health & Environmental Legislation Step 5: Record and implement Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary Identify necessary steps to be taken to control the risks Determine whether there are improvements that can be implemented quickly, even temporarily, until more reliable controls can be put in place Involve your employees or their representatives in the process and raise awareness about OSH related topics
  • 33. 33 IHS 514 - Safety, Health & Environmental Legislation Step 5: Record and implement Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary
  • 34. 34 IHS 514 - Safety, Health & Environmental Legislation Step 6: Regularly review risk assessment and update if necessary Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary Identify whether there have been any significant changes Identify any improvements still needed to be made Check with employees whether they have spotted any problems Identify lessons learnt from previous accidents or near misses Distribute and explain results to all relevant employees in the workplace Make sure your risk assessment stays up to date
  • 35. 35 IHS 514 - Safety, Health & Environmental Legislation Step 6: Regularly review risk assessment and update if necessary Step 1: Identify the hazards Step 2: Identify who might be harmed Step 3: Assess / Evaluate the risk Step 4: Take action to control the risk Step 5: Record and implement Step 6: Regularly review risk assessment and update if necessary
  • 36. 36 IHS 514 - Safety, Health & Environmental Legislation Risk Assessment Steps • Step 1: Identify the hazards • Step 2: Identify who might be harmed • Step 3: Assess / Evaluate the risk • Step 4: Take action to control the risk • Step 5: Record and implement • Step 6: Regularly review risk assessment and update if necessary
  • 37. 37 IHS 514 - Safety, Health & Environmental Legislation Risk, Severity & Likelihood • Severity is the amount of damage or harm a hazard could create and it is often ranked on a five-point scale – Catastrophic / Severe – 5: can result in serious injuries or illnesses resulting in a fatality – Major – 4: can cause injuries or illnesses that will require hospitalization or are certain to be fatal – Moderate / Significant – 3: can cause injuries or illnesses that may require hospitalization or could be fatal – Minor – 2: can potentially cause injuries or illnesses, but only to a mild extent – Insignificant / Superficial – 1: won’t cause serious issues like injuries or illnesses • Probability is the likelihood of the hazard occurring and it is often ranked on a five-point scale – Very Likely to happen / Frequent – 5: Likely to occur often in the life of an item – Likely to happen / Probable – 4: Will occur several times in the life of an item – Possible Could happen / Occasional – 3: Likely to occur sometime in the life of an item – Unlikely to happen / Remote – 2: Unlikely but possible to occur in the life of an item – Very unlikely to happen / Improbable – 1: So unlikely, it can be assumed an occurrence may not be experienced
  • 38. 38 IHS 514 - Safety, Health & Environmental Legislation Risk Matrix • Likelihood is the probability that something might happen • Consequence is defined as the most probable result of the potential incident Likelihood Consequence / Severity Very likely to happen Likely to happen Possibly could happen Unlikely to happen Very unlikely to happen Catastrophic (e.g., fatal) Critical Critical High Moderate Moderate Major (e.g., permanent disability) Critical High Moderate Moderate Low Moderate (e.g., Hospitalization / short - or long -term disability High Moderate Moderate Moderate Low Minor (e.g., first aid) Moderate Moderate Moderate Low Very Low Superficial (e.g., no treatment required) Moderate Low Low Very Low Very Low Risk = Likelihood x Severity
  • 39. 39 IHS 514 - Safety, Health & Environmental Legislation Risk Assessment Template What are the hazards? Who might be harmed and how? What are you already doing to control the risks? What further action do you need to take to control the risks? Who needs to carry out the action? When is the action needed by? Done
  • 40. 40 IHS 514 - Safety, Health & Environmental Legislation Risk Assessment Template
  • 41. 41 IHS 514 - Safety, Health & Environmental Legislation Example Risk Assessment For Maintenance Work In a Factory • Slips and trips • Workplace transport • Moving heavy objects • Sharpening tools • Working at • Height • Manual handling • Noise • Electricity • Confined spaces • Fire
  • 42. 42 IHS 514 - Safety, Health & Environmental Legislation Example Risk Assessment For An Office • Sprains and strains • Poor workstation ergonomics • Indoor air-quality problems • Insufficient or excessive lighting • Noise • Electrical hazards • Slips and trips • Stress • Manual handling of equipment
  • 43. 43 IHS 514 - Safety, Health & Environmental Legislation Example Risk Assessment For Motor Vehicle Repair Workshop • Hazardous substances • Car engine running inside, toxic exhaust fumes, e.g., carbon monoxide • Fire – Petrol and LPG fires • Battery charging • Electrical equipment – Portable appliances, e.g., hand lamps • Mechanical equipment – Use of grinding equipment • Falling objects – Car lift failure or car jack failure • Compressed air – Explosion of equipment tires • Vehicle movements