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TELKOMNIKA, Vol.15, No.2, June 2017, pp. 883~887
ISSN: 1693-6930, accredited A by DIKTI, Decree No: 58/DIKTI/Kep/2013
DOI: 10.12928/TELKOMNIKA.v15i2.6140  883
Received February 7, 2017; Revised April 18, 2017; Accepted April 30, 2017
Thermal Performance Analysis for Optimal Passive
Cooling Heat Sink Design
Nur Warissyahidah Badrul Hisham
1
, Fatimah Sham Ismail*
2
, Muhammad Azmi Ahmed
Nawawi
3
Control & Mechatronics Engineering Department, Faculty of Electrical Engineering, Universiti Teknologi
Malaysia, 81310 UTM, Johor Baharu, Malaysia
*Corresponding author, e-mail: fatimahs@utm.my
Abstract
Recent advances in semiconductor technology show the improvement of fabrication on
electronics appliances in terms of performance, power density and even the size. This great achievement
however led to some major problems on thermal and heat distribution of the electronic devices. This
thermal problem could reduce the efficiency and reliability of the electronic devices. In order to minimize
this thermal problem, an optimal cooling techniques need to be applied during the operation. There are
various cooling techniques have been used and one of them is passive pin fin heat sink approach. This
paper focuses on inline pin fin heat sink, which use copper material with different shapes of pin fin and a
constant 5.5W heat sources. The simulation model has been formulated using COMSOL Multiphysics
software to stimulate the pin fin design, study the thermal distribution and the maximum heat profile.
Keywords: pin fins heat sink, thermal profile, and heat transfer process
Copyright © 2017 Universitas Ahmad Dahlan. All rights reserved.
1. Introduction
Most electronic companies are towards designing more functionality but smaller
packages of electronic components with high power density. However, when the electronic
components become smaller, heat generation rate per volume of the component increased
[1, 2]. In this case, the temperature of the component will affect its normal operation and
performance. Furthermore, this will lead to malfunction of the device and it might severely
damage. Example, it can cause the transistor to delay to change which can caused the
threshold voltage to drop. The worse case can lead variety of reliability problem such as
electromigration, oxide breakdown or negative temperature bias instability [3]. An electronic
company (AI Technlogy Inc) has studied about major causes of electronic failure, which are dust
(6%), humidity (19%) followed by vibration (20%) while another 55% caused by temperature.
Thus it is extremely important to improve the process of heat transfer and the heat dissipation
from the electronic devices. In producing the high performance of an integrated circuit, thermal
consideration should be one of the important roles. The selected heat sink must have higher
thermal resistivity as it have higher heat transfer rate.
Heat sink transfers heat from heat source to surroundings. In a past few years, many
reseachers have studied on how to enhance the thermal performance and characteristics of
heat sinks. Basically, heat sinks can be divided into two categories, which is active and passive
heat sink. Passive heat sink used natural convection application such as fan [4]. Active heat
sink need external fan to force air to flow over the fins while passive heat sink has no external
force to circulate an air over fin [5]. The innovative pin fin designs play an important role in
cooling process of power electronic cpmponents [5, 6]. Pin fin is an extended surface, which has
been design to increase the area for convection of heat transfer process.
Many cooling techniques have been used in order increase the heat transfer rate of one
component such as heat pipes [7], water cooling, nitrogen liquid [8] and heat sink. Several
design examples with different types of cooling methods and manufacturing processes have
been analysed and it has been shown that aluminium based rectangular heat sink with straight
fins has an optimum design configuration [9].
 ISSN: 1693-6930
TELKOMNIKA Vol. 15, No. 2, June 2017 : 883 – 887
884
Two common types of heat sink that widely used in the industry are pin fin heat sink and
plate fin heat sink. Heat sink is preferable choice because it helps to maximize heat dissipation
rate, small size, portable and low cost compared to liquid nitrogen. Therefore, this study will
simulate and analyse the thermal profile of selected heat sink, which finally can be proposed for
optimal dimension with high heat transfer rate.
In order to simulate the thermal profile of the pin fins heat sink, software packages such
as COMSOL Multiphiysics [10] and ANSYS [11] can be used. COMSOL Multiphysics package
software can stimulate various types scientific and engineering field, as it was build up with
plenty of modules using finite element method [12]. This study uses COMSOL Multiphysics
version 5.0 for 3D simulation heat sink model. This package software also requires no expertise
in mathematical or numerical analysis since the software uses Finite Element Method (FEM)
approach. Any complicated geometrical form can be analysed using COMSOL.
2. Research Method
General algorithm for pin fin heat sink model development and optimal dimension
selection are shown in Figure 1. There are four stages to develop pin fin heat sink model. The
first stage is the creation of heat sink geometrical model. Most parameters values are fixed like
air box channel, total power dissipated from the source, heat sink base and air flow inlet.
Selection of all the dimensions and parameters of the model are based on the actual heat sink
that has been used by our system. All the parameters used in this simulation are tabulated in
Table 1.
The shape of pin fins is varied in according to thermal resistance of the heat sink. Total
168 fins are attached on the heat sink based on inline arrangement. After completing the
geometrical heat sink model, next is the selection of material properties and defining boundary
condition in conjugate heat transfer module. This experiment chooses aluminium as the
material.
Figure 1. Heat sink thermal modelling algorithm
TELKOMNIKA ISSN: 1693-6930 
Thermal Performance Analysis for Optimal Passive Cooling Heat… (Nur Warissyahidah BH)
885
Table 1. Operating Condition and Model Parameter Values for Pin Fin Heat Sink Model
Name Parameter Values Descriptions
Air Box
Channel
L_channel 80[mm] Channel length
W_channel 60[mm] Channel width
H_channel 25[mm] Chennel height
Heat Sink
Base
L_base 46[mm] Heat sink length
W_base 45[mm] Heat sink width
H_base 5[mm] Heat sink height
Chip
Processor
Unit
P_tot 5.5[W] Total Power Dissipated
Air Flow Inlet U0 10[cm/s] Mean Inlet Velocity
T0 20[⁰ C] Inlet Temperature
Material
(Aluminium)
K 238[W/mK] Thermal Conductivity
Cp 900[J/9kg.K)] Heat Capacity at Constant
Pressure
Next step is to generate the finite element mesh on the heat sink model. This process is
to divide the geometry into a small unit of a sample shape. This simulation used physics-
controlled mesh as the sequence type and extra-coarse is selected as the finite element mesh.
Once the selection process has been made, finite element mesh is generated. Process
generation of finite element mesh is as shown in Figure 2. Under the mesh setting, sequence
type and element size is set.
There are two types of sequence type, which are user-controlled mesh and physics-
controlled mesh. For this simulation, physics-controlled mesh is selected as the sequence type.
Selection process of finite element shape and finite element size (mesh density) is chose. Extra-
coarse is selected as the finite element mesh. Finite element mesh is generated once the
selection process has been completed. The result is analysed to determine the performance of
the proposed heat sink design. The result analysed to determine the performance of the
proposed design as shown in Figure 3.
Figure 2. Heat sink thermal modelling algorithm
 ISSN: 1693-6930
TELKOMNIKA Vol. 15, No. 2, June 2017 : 883 – 887
886
(a) Design 1 (b) Design 2
(c ) Design 3
Figure 3. 3D pin fin heat sinks models with different pin fin shape
3. Results and Analysis
The simulation was done using COMSOL Multiphysics version 5.0 under Conjugate
Heat Transfer Interface Module on a computer equipped with 12.0 GB RAM and Intel® Core
TM
i5-4200U 2.30 GHz processor. The model solves a thermal profile for heat sink and air inlet
flowing inside the channel box. Three different designs made in order to determine the best heat
sink for 5.5 Watt heat source. All the data has been recorded as in Table 2 after the heat sink
design was simulated.
Two types of heat transfer process will be analysed. First is conduction process and the
second is convection. During both process, air with uniform velocity is flowing through heat sink
unit. The conduction process occurs when there is a temperature gradient at the inner and outer
surface of heat sink. Energy transfers from surface with high temperature, which in this case
from the heat sink base as the heat source attached at the bottom of heat sink to low
temperature. Convection is a slower method compared to conduction due to it involves
transferring of heat energy from heat sink surface to ambient.
Figure 4 shows the simulation results for the optimal design of three types of pin fins
design. These optimal results have been selected from 100 random designs. The optimization
process is based on random selections, which have been conducted in order to vary the
dimension and arrangement of pin fins.
The simulation result with higher thermal resistivity is the best heat sink, which in this
case is Design 1. Design 1 showed the highest temperature which is 100.64°C and the average
temperature is 100.06°C compared to Design 2 showed the lowest maximum temperature which
is 90.064°C and the average temperature is 89.435°C. Based on this thermal profile, it can be
concluded that Design 1 is the best heat sink for 5.5W heat source.
(a) Design 1 (b) Design 2 (c) Design 3
Figure 4. 3D Pin fin heat sinks thermal distribution
TELKOMNIKA ISSN: 1693-6930 
Thermal Performance Analysis for Optimal Passive Cooling Heat… (Nur Warissyahidah BH)
887
Table 2. Thermal Distribution for Various Heat Sink Design
Arrangement Thermal profile Thot (⁰ C) Tave (⁰ C) Qtotal (KWatt)
Design 1 Thermal resistivity:
7.2⁰ C/W
100.64 100.06 8.845
Design 2 Thermal resistivity:
6.2⁰ C/W 90.064 89.453 7.677
Design 3 Thermal resistivity:
6.5⁰ C/W
93.795 93.22 7.930
4. Conclusion
This paper presented a thermal performance of three different shapes of pin fin heat
sink model for computer processing unit (CPU) model. Passive pin fin heat sink has been
proved as one of the cooling technique that can be utilized to overcome thermal issues.
Moreover, the optimal design even can produce high thermal performance heat sink. In this
study, only two factors were considered, which are the arrangement of the pin fin and the
surface area of the pin fin. Further research needs to be done using an intelligent optimization
technique for optimal heat sink design. The proposed optimal design and the current heat sink
design must be analysed. A precise prediction heat sink model is important to ensure the
effectiveness and efficiency of heat transfer process.
Acknowledgements
The authors would like to thank for the support given to this research by Ministry of
Higher Education (MOHE) and Universiti Teknologi Malaysia (UTM), under GUP grants: 06H04
and 13H57.
References
[1] Bar-Cohen A. Thermal management of microelectronics in the 21st century. Electronic Packaging
Technology Conference Proceedings. 1997: 29-33.
[2] Jenkins LC, Bennett A. 21st century challenge: thermal management design requirements. Digital
Avionics Systems Conference. DASC 04. The 23
rd
. 2004; 2: 1-7.
[3] Zhan Y, Goplen B, Sapatnekar SS. Electrothermal Analysis and Optimization Technique for
Nanoscale Intergrated Circuits. Asia and South Pacific Conference on Design Automation, IEEE.
2006: 219–222.
[4] Holman JP. Heat transfer. Mc Graw Hill, Southern Methodist University. 2004.
[5] Shankar NVS, Desala R, Babu VS, Krishna V, Rao MM. Flow Simulation to Study The Effect of Flow
type on The Performance of Multi-Material Plate Fin Heat Sinks. International Journal of Engineering
Science & Advanced Technology. 2012; 2(2): 233-240.
[6] Caretto L. Outline Heat Transfer with Fins Analysis of fins Review. 2007: 1–7.
[7] Ravibabu P, Rajshekar K, Rohit KGK. Heat pipes-integrated circuit coolers. Nanoelectronics
Conference (INEC). 2010: 260-264.
[8] Chen A, Xu FY. Liu XK, He YB, Wu ZL. SubCooled Liquid Nitrogen Test System for Cooling HTS
Synchronous Motor. IEEE Transactions on Applied Superconductivity. 2012; 22: 4701304-4701304.
[9] Jeong MW, Jeon SW, Kim YC. Optimal thermal design of a horizontal fin heat sink with a modified-
opening model mounted on an LED module. Appl. Therm. Eng. 2015; 91: 105–115.
[10] Ismail FS, Yusof R, Khalid M. Optimization of electronics component placement design on PCB using
self organizing genetic algorithm (SOGA). J. Intell. Manuf. 2012; 23(3): 883–895.
[11] Kasza K, Malinowski K, Krolikowski I. Optimization of Pin Fin Heat Sink by Application of CFD
Simulations and Doe Methodology with Neural Network Approximation. Int. J. Appl. Mech. Eng.
2013; 18(2): 365–381.
[12] COMSOL Multiphysics, Documentation for COMSOL Release 5.0. COMSOL, Inc., MA, USA. 2014.

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Thermal Performance Analysis for Optimal Passive Cooling Heat Sink Design

  • 1. TELKOMNIKA, Vol.15, No.2, June 2017, pp. 883~887 ISSN: 1693-6930, accredited A by DIKTI, Decree No: 58/DIKTI/Kep/2013 DOI: 10.12928/TELKOMNIKA.v15i2.6140  883 Received February 7, 2017; Revised April 18, 2017; Accepted April 30, 2017 Thermal Performance Analysis for Optimal Passive Cooling Heat Sink Design Nur Warissyahidah Badrul Hisham 1 , Fatimah Sham Ismail* 2 , Muhammad Azmi Ahmed Nawawi 3 Control & Mechatronics Engineering Department, Faculty of Electrical Engineering, Universiti Teknologi Malaysia, 81310 UTM, Johor Baharu, Malaysia *Corresponding author, e-mail: fatimahs@utm.my Abstract Recent advances in semiconductor technology show the improvement of fabrication on electronics appliances in terms of performance, power density and even the size. This great achievement however led to some major problems on thermal and heat distribution of the electronic devices. This thermal problem could reduce the efficiency and reliability of the electronic devices. In order to minimize this thermal problem, an optimal cooling techniques need to be applied during the operation. There are various cooling techniques have been used and one of them is passive pin fin heat sink approach. This paper focuses on inline pin fin heat sink, which use copper material with different shapes of pin fin and a constant 5.5W heat sources. The simulation model has been formulated using COMSOL Multiphysics software to stimulate the pin fin design, study the thermal distribution and the maximum heat profile. Keywords: pin fins heat sink, thermal profile, and heat transfer process Copyright © 2017 Universitas Ahmad Dahlan. All rights reserved. 1. Introduction Most electronic companies are towards designing more functionality but smaller packages of electronic components with high power density. However, when the electronic components become smaller, heat generation rate per volume of the component increased [1, 2]. In this case, the temperature of the component will affect its normal operation and performance. Furthermore, this will lead to malfunction of the device and it might severely damage. Example, it can cause the transistor to delay to change which can caused the threshold voltage to drop. The worse case can lead variety of reliability problem such as electromigration, oxide breakdown or negative temperature bias instability [3]. An electronic company (AI Technlogy Inc) has studied about major causes of electronic failure, which are dust (6%), humidity (19%) followed by vibration (20%) while another 55% caused by temperature. Thus it is extremely important to improve the process of heat transfer and the heat dissipation from the electronic devices. In producing the high performance of an integrated circuit, thermal consideration should be one of the important roles. The selected heat sink must have higher thermal resistivity as it have higher heat transfer rate. Heat sink transfers heat from heat source to surroundings. In a past few years, many reseachers have studied on how to enhance the thermal performance and characteristics of heat sinks. Basically, heat sinks can be divided into two categories, which is active and passive heat sink. Passive heat sink used natural convection application such as fan [4]. Active heat sink need external fan to force air to flow over the fins while passive heat sink has no external force to circulate an air over fin [5]. The innovative pin fin designs play an important role in cooling process of power electronic cpmponents [5, 6]. Pin fin is an extended surface, which has been design to increase the area for convection of heat transfer process. Many cooling techniques have been used in order increase the heat transfer rate of one component such as heat pipes [7], water cooling, nitrogen liquid [8] and heat sink. Several design examples with different types of cooling methods and manufacturing processes have been analysed and it has been shown that aluminium based rectangular heat sink with straight fins has an optimum design configuration [9].
  • 2.  ISSN: 1693-6930 TELKOMNIKA Vol. 15, No. 2, June 2017 : 883 – 887 884 Two common types of heat sink that widely used in the industry are pin fin heat sink and plate fin heat sink. Heat sink is preferable choice because it helps to maximize heat dissipation rate, small size, portable and low cost compared to liquid nitrogen. Therefore, this study will simulate and analyse the thermal profile of selected heat sink, which finally can be proposed for optimal dimension with high heat transfer rate. In order to simulate the thermal profile of the pin fins heat sink, software packages such as COMSOL Multiphiysics [10] and ANSYS [11] can be used. COMSOL Multiphysics package software can stimulate various types scientific and engineering field, as it was build up with plenty of modules using finite element method [12]. This study uses COMSOL Multiphysics version 5.0 for 3D simulation heat sink model. This package software also requires no expertise in mathematical or numerical analysis since the software uses Finite Element Method (FEM) approach. Any complicated geometrical form can be analysed using COMSOL. 2. Research Method General algorithm for pin fin heat sink model development and optimal dimension selection are shown in Figure 1. There are four stages to develop pin fin heat sink model. The first stage is the creation of heat sink geometrical model. Most parameters values are fixed like air box channel, total power dissipated from the source, heat sink base and air flow inlet. Selection of all the dimensions and parameters of the model are based on the actual heat sink that has been used by our system. All the parameters used in this simulation are tabulated in Table 1. The shape of pin fins is varied in according to thermal resistance of the heat sink. Total 168 fins are attached on the heat sink based on inline arrangement. After completing the geometrical heat sink model, next is the selection of material properties and defining boundary condition in conjugate heat transfer module. This experiment chooses aluminium as the material. Figure 1. Heat sink thermal modelling algorithm
  • 3. TELKOMNIKA ISSN: 1693-6930  Thermal Performance Analysis for Optimal Passive Cooling Heat… (Nur Warissyahidah BH) 885 Table 1. Operating Condition and Model Parameter Values for Pin Fin Heat Sink Model Name Parameter Values Descriptions Air Box Channel L_channel 80[mm] Channel length W_channel 60[mm] Channel width H_channel 25[mm] Chennel height Heat Sink Base L_base 46[mm] Heat sink length W_base 45[mm] Heat sink width H_base 5[mm] Heat sink height Chip Processor Unit P_tot 5.5[W] Total Power Dissipated Air Flow Inlet U0 10[cm/s] Mean Inlet Velocity T0 20[⁰ C] Inlet Temperature Material (Aluminium) K 238[W/mK] Thermal Conductivity Cp 900[J/9kg.K)] Heat Capacity at Constant Pressure Next step is to generate the finite element mesh on the heat sink model. This process is to divide the geometry into a small unit of a sample shape. This simulation used physics- controlled mesh as the sequence type and extra-coarse is selected as the finite element mesh. Once the selection process has been made, finite element mesh is generated. Process generation of finite element mesh is as shown in Figure 2. Under the mesh setting, sequence type and element size is set. There are two types of sequence type, which are user-controlled mesh and physics- controlled mesh. For this simulation, physics-controlled mesh is selected as the sequence type. Selection process of finite element shape and finite element size (mesh density) is chose. Extra- coarse is selected as the finite element mesh. Finite element mesh is generated once the selection process has been completed. The result is analysed to determine the performance of the proposed heat sink design. The result analysed to determine the performance of the proposed design as shown in Figure 3. Figure 2. Heat sink thermal modelling algorithm
  • 4.  ISSN: 1693-6930 TELKOMNIKA Vol. 15, No. 2, June 2017 : 883 – 887 886 (a) Design 1 (b) Design 2 (c ) Design 3 Figure 3. 3D pin fin heat sinks models with different pin fin shape 3. Results and Analysis The simulation was done using COMSOL Multiphysics version 5.0 under Conjugate Heat Transfer Interface Module on a computer equipped with 12.0 GB RAM and Intel® Core TM i5-4200U 2.30 GHz processor. The model solves a thermal profile for heat sink and air inlet flowing inside the channel box. Three different designs made in order to determine the best heat sink for 5.5 Watt heat source. All the data has been recorded as in Table 2 after the heat sink design was simulated. Two types of heat transfer process will be analysed. First is conduction process and the second is convection. During both process, air with uniform velocity is flowing through heat sink unit. The conduction process occurs when there is a temperature gradient at the inner and outer surface of heat sink. Energy transfers from surface with high temperature, which in this case from the heat sink base as the heat source attached at the bottom of heat sink to low temperature. Convection is a slower method compared to conduction due to it involves transferring of heat energy from heat sink surface to ambient. Figure 4 shows the simulation results for the optimal design of three types of pin fins design. These optimal results have been selected from 100 random designs. The optimization process is based on random selections, which have been conducted in order to vary the dimension and arrangement of pin fins. The simulation result with higher thermal resistivity is the best heat sink, which in this case is Design 1. Design 1 showed the highest temperature which is 100.64°C and the average temperature is 100.06°C compared to Design 2 showed the lowest maximum temperature which is 90.064°C and the average temperature is 89.435°C. Based on this thermal profile, it can be concluded that Design 1 is the best heat sink for 5.5W heat source. (a) Design 1 (b) Design 2 (c) Design 3 Figure 4. 3D Pin fin heat sinks thermal distribution
  • 5. TELKOMNIKA ISSN: 1693-6930  Thermal Performance Analysis for Optimal Passive Cooling Heat… (Nur Warissyahidah BH) 887 Table 2. Thermal Distribution for Various Heat Sink Design Arrangement Thermal profile Thot (⁰ C) Tave (⁰ C) Qtotal (KWatt) Design 1 Thermal resistivity: 7.2⁰ C/W 100.64 100.06 8.845 Design 2 Thermal resistivity: 6.2⁰ C/W 90.064 89.453 7.677 Design 3 Thermal resistivity: 6.5⁰ C/W 93.795 93.22 7.930 4. Conclusion This paper presented a thermal performance of three different shapes of pin fin heat sink model for computer processing unit (CPU) model. Passive pin fin heat sink has been proved as one of the cooling technique that can be utilized to overcome thermal issues. Moreover, the optimal design even can produce high thermal performance heat sink. In this study, only two factors were considered, which are the arrangement of the pin fin and the surface area of the pin fin. Further research needs to be done using an intelligent optimization technique for optimal heat sink design. The proposed optimal design and the current heat sink design must be analysed. A precise prediction heat sink model is important to ensure the effectiveness and efficiency of heat transfer process. Acknowledgements The authors would like to thank for the support given to this research by Ministry of Higher Education (MOHE) and Universiti Teknologi Malaysia (UTM), under GUP grants: 06H04 and 13H57. References [1] Bar-Cohen A. Thermal management of microelectronics in the 21st century. Electronic Packaging Technology Conference Proceedings. 1997: 29-33. [2] Jenkins LC, Bennett A. 21st century challenge: thermal management design requirements. Digital Avionics Systems Conference. DASC 04. The 23 rd . 2004; 2: 1-7. [3] Zhan Y, Goplen B, Sapatnekar SS. Electrothermal Analysis and Optimization Technique for Nanoscale Intergrated Circuits. Asia and South Pacific Conference on Design Automation, IEEE. 2006: 219–222. [4] Holman JP. Heat transfer. Mc Graw Hill, Southern Methodist University. 2004. [5] Shankar NVS, Desala R, Babu VS, Krishna V, Rao MM. Flow Simulation to Study The Effect of Flow type on The Performance of Multi-Material Plate Fin Heat Sinks. International Journal of Engineering Science & Advanced Technology. 2012; 2(2): 233-240. [6] Caretto L. Outline Heat Transfer with Fins Analysis of fins Review. 2007: 1–7. [7] Ravibabu P, Rajshekar K, Rohit KGK. Heat pipes-integrated circuit coolers. Nanoelectronics Conference (INEC). 2010: 260-264. [8] Chen A, Xu FY. Liu XK, He YB, Wu ZL. SubCooled Liquid Nitrogen Test System for Cooling HTS Synchronous Motor. IEEE Transactions on Applied Superconductivity. 2012; 22: 4701304-4701304. [9] Jeong MW, Jeon SW, Kim YC. Optimal thermal design of a horizontal fin heat sink with a modified- opening model mounted on an LED module. Appl. Therm. Eng. 2015; 91: 105–115. [10] Ismail FS, Yusof R, Khalid M. Optimization of electronics component placement design on PCB using self organizing genetic algorithm (SOGA). J. Intell. Manuf. 2012; 23(3): 883–895. [11] Kasza K, Malinowski K, Krolikowski I. Optimization of Pin Fin Heat Sink by Application of CFD Simulations and Doe Methodology with Neural Network Approximation. Int. J. Appl. Mech. Eng. 2013; 18(2): 365–381. [12] COMSOL Multiphysics, Documentation for COMSOL Release 5.0. COMSOL, Inc., MA, USA. 2014.