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THE BUSINESS OF IT: MY KINGDOM FOR AN ARCHITECTURE




Paul Wohlleben: “I believe the single greatest
management impact a senior executive in government
can have is to avoid duplication of systems, programs
and infrastructures.”




                               I
Paul Wohlleben is a former
                                  t seems everywhere you turn in the federal
federal CIO and a partner at      community these days, you’re bombarded with
Grant Thornton LLP. His
column examines the key           discussions about information technology
issues that are involved in       architecture: What is it? Why is it important?
managing IT in government
organizations.                    How do I create one? How do I manage with
                               one? Where do I find IT architects? In survey after
                               survey, federal CIOs list IT architecture as one of
                               their top priorities.
                                  Contrast this with the situation        of costs and improvement of results.
                               only a few years ago, when CIOs were          OMB has embarked on a course
                               not conversant in architecture-speak.      that will consolidate systems,
                               To make matters worse, IT architects—      programs and infrastructures to
                               and their eye-glazing briefings on         achieve those objectives, and IT
                               budding architectural projects—were        architecture is the compass. As
                                   routinely banished from proximity      a key planning and analysis tool,
                                           to the executive suite.        architecture is being used to guide
                                                What has changed?         both strategic and tactical decisions.
                                             Why has IT architecture         Let’s look at the duplication of
                                              come so overwhelmingly      systems and efforts to solve what are
                                               in vogue? What makes       essentially the same problems—a
                                               CIOs repeat the refrain,   common issue both within agencies
                                                “Architecture,            and across government. Such
                                                architecture, my          duplication results in increased costs,
                                                 kingdom for an           as well as inefficiencies in process
                                                  architecture”?          and information handling at the
                                                      The short answer    enterprise level.
                                                   is that Office of
                                                     Management and       Looking Across Common Functions
                                                     Budget (OMB)         At the federal level, OMB has
                                                    leadership in         spearheaded creation of the Federal
                                                  President Bush’s        Enterprise Architecture (FEA), which
                                               administration clearly     lets OMB look across many of
                                          sees IT architecture—when       the common business functions of
                                                                                                                     PHOTOGRAPHY BY STEVE BARRETT




                                     used in conjunction with IT          government. The agency has begun
                                     capital planning—as a key            to use this capability to examine
                                      management tool. More               proposed IT investment projects and,
                                      precisely, the President’s          most importantly, to refuse to fund
                                      Management Agenda is shining        efforts that will duplicate a similar
                                      a bright spotlight on more          existing capability or a project that is
                                       effective management               under way.
Looking through the FEA lens,            Agencies Need a Vision
OMB also has begun to scrutinize            However, while OMB has unflaggingly
information technology infrastructure       pushed the envelope on the practice      IT MANAGERS RATE
across the federal government and to        of information technology                TOP 10 CHALLENGES
press for consolidation.                    architecture, the story at the
   Using this tool, OMB can peer            department and agency levels is much     In November 2003, 114
through the fog of claimed                  more mixed. To be effective, agencies    federal IT managers
“uniqueness” of both application            must have a vision of what mission       participated in a survey by
systems and infrastructures and reveal      success is; sponsorship must come        the Association for Federal
the unifying similarities among them.       from a level senior enough to ensure     Information Resources
                                                                                     Management (AFFIRM) and
This clarifies management vision and        that key organizational components
                                                                                     rated the top 10 challenges
facilitates the making and executing        participate in development of the
                                                                                     they faced that year.
of budget decisions.                        architecture; and they must have
   But, as powerful as such tools are,      agreement on a governance process
the most powerful—the Performance
Reference Model—has yet to be fully
                                            that will let the agency use the
                                            architecture to drive
                                                                                     1   Getting adequate funding
                                                                                         for IT programs and
                                                                                         projects
unleashed.                                  the organization to its vision.
                                               Several large departments have
Imagine a Model
Imagine, if you will, a model of
                                            sizable IT and business process
                                            architecture efforts under way, and
                                                                                     2   Hiring and retaining skilled
                                                                                         professionals
common business processes and the           they have made good progress with
                                                                                     3   Formulating or implementing
                                                                                         an enterprise architecture

       While OMB has unflaggingly




‘‘
       pushed the envelope on the                                                    4   Implementing IT capital
                                                                                         planning and investment
                                                                                         management across
       practice of information                                                           the agency

technology architecture, the story at the
department and agency level is much                                                  5   Unifying islands of
                                                                                         automation within their
                                                                                         lines of business across
more mixed. To be effective, agencies                                                    agencies

must have a vision of what mission                                                   6   Making the business
                                                                                         and cultural changes
success is.”                                                                             needed for full E-Gov
                                                                                         transformations
discrete activities that together make      them. They have demonstrated
up those processes, used in conjunction
with metrics that specify expected
                                            progress with the three key
                                            components of success: vision,           7   Aligning IT and
                                                                                         organizational mission
                                                                                         goals
performance.                                sponsorship and governance.
   Then imagine a cost associated with         However, too often, agencies do
each unit of performance. For example, a
number of agencies publish regulations
                                            not have these elements in place.
                                            Instead, they are developing             8   Consolidating common
                                                                                         IT functions
through the formal rulemaking process.      architectures in the stovepipe of the
One of the Quicksilver initiatives is the
E-Rulemaking project.
   Let’s assume that OMB calculated an
                                            IT organization, with little over-the-
                                            horizon thinking regarding a
                                            governance process.
                                                                                     9   Simplifying business
                                                                                         processes to maximize the
                                                                                         benefit of technology
average cost to publish a regulation and       Illumination will come as time
that the budgeting process consisted of
providing a level of resources derived
from that average cost per unit times
                                            brings understanding and maturity.
                                            But it may not matter. As anyone
                                            involved with government knows,
                                                                                     10     Balancing public access
                                                                                            to information with the
                                                                                            need for information
the number of regulations you               in the end the budget is the most               security.
expected to promulgate that year. Is it     effective management tool.
                                                                                     Source: AFFIRM Web site:
too radical to believe that budgeting for      That raises the paramount             www.affirm.org/Pubs/wpapers/FedChief
the costs of these common business          question: How soon and how far will      .htm
processes may be based on such a            the performance budgeting envelope
model? I think not.                         be pushed?


                                                                                         CDWG.COM JUNE 2004 FEDTECH 17

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The Business of IT - My Kingdom for an Architecture

  • 1. THE BUSINESS OF IT: MY KINGDOM FOR AN ARCHITECTURE Paul Wohlleben: “I believe the single greatest management impact a senior executive in government can have is to avoid duplication of systems, programs and infrastructures.” I Paul Wohlleben is a former t seems everywhere you turn in the federal federal CIO and a partner at community these days, you’re bombarded with Grant Thornton LLP. His column examines the key discussions about information technology issues that are involved in architecture: What is it? Why is it important? managing IT in government organizations. How do I create one? How do I manage with one? Where do I find IT architects? In survey after survey, federal CIOs list IT architecture as one of their top priorities. Contrast this with the situation of costs and improvement of results. only a few years ago, when CIOs were OMB has embarked on a course not conversant in architecture-speak. that will consolidate systems, To make matters worse, IT architects— programs and infrastructures to and their eye-glazing briefings on achieve those objectives, and IT budding architectural projects—were architecture is the compass. As routinely banished from proximity a key planning and analysis tool, to the executive suite. architecture is being used to guide What has changed? both strategic and tactical decisions. Why has IT architecture Let’s look at the duplication of come so overwhelmingly systems and efforts to solve what are in vogue? What makes essentially the same problems—a CIOs repeat the refrain, common issue both within agencies “Architecture, and across government. Such architecture, my duplication results in increased costs, kingdom for an as well as inefficiencies in process architecture”? and information handling at the The short answer enterprise level. is that Office of Management and Looking Across Common Functions Budget (OMB) At the federal level, OMB has leadership in spearheaded creation of the Federal President Bush’s Enterprise Architecture (FEA), which administration clearly lets OMB look across many of sees IT architecture—when the common business functions of PHOTOGRAPHY BY STEVE BARRETT used in conjunction with IT government. The agency has begun capital planning—as a key to use this capability to examine management tool. More proposed IT investment projects and, precisely, the President’s most importantly, to refuse to fund Management Agenda is shining efforts that will duplicate a similar a bright spotlight on more existing capability or a project that is effective management under way.
  • 2. Looking through the FEA lens, Agencies Need a Vision OMB also has begun to scrutinize However, while OMB has unflaggingly information technology infrastructure pushed the envelope on the practice IT MANAGERS RATE across the federal government and to of information technology TOP 10 CHALLENGES press for consolidation. architecture, the story at the Using this tool, OMB can peer department and agency levels is much In November 2003, 114 through the fog of claimed more mixed. To be effective, agencies federal IT managers “uniqueness” of both application must have a vision of what mission participated in a survey by systems and infrastructures and reveal success is; sponsorship must come the Association for Federal the unifying similarities among them. from a level senior enough to ensure Information Resources Management (AFFIRM) and This clarifies management vision and that key organizational components rated the top 10 challenges facilitates the making and executing participate in development of the they faced that year. of budget decisions. architecture; and they must have But, as powerful as such tools are, agreement on a governance process the most powerful—the Performance Reference Model—has yet to be fully that will let the agency use the architecture to drive 1 Getting adequate funding for IT programs and projects unleashed. the organization to its vision. Several large departments have Imagine a Model Imagine, if you will, a model of sizable IT and business process architecture efforts under way, and 2 Hiring and retaining skilled professionals common business processes and the they have made good progress with 3 Formulating or implementing an enterprise architecture While OMB has unflaggingly ‘‘ pushed the envelope on the 4 Implementing IT capital planning and investment management across practice of information the agency technology architecture, the story at the department and agency level is much 5 Unifying islands of automation within their lines of business across more mixed. To be effective, agencies agencies must have a vision of what mission 6 Making the business and cultural changes success is.” needed for full E-Gov transformations discrete activities that together make them. They have demonstrated up those processes, used in conjunction with metrics that specify expected progress with the three key components of success: vision, 7 Aligning IT and organizational mission goals performance. sponsorship and governance. Then imagine a cost associated with However, too often, agencies do each unit of performance. For example, a number of agencies publish regulations not have these elements in place. Instead, they are developing 8 Consolidating common IT functions through the formal rulemaking process. architectures in the stovepipe of the One of the Quicksilver initiatives is the E-Rulemaking project. Let’s assume that OMB calculated an IT organization, with little over-the- horizon thinking regarding a governance process. 9 Simplifying business processes to maximize the benefit of technology average cost to publish a regulation and Illumination will come as time that the budgeting process consisted of providing a level of resources derived from that average cost per unit times brings understanding and maturity. But it may not matter. As anyone involved with government knows, 10 Balancing public access to information with the need for information the number of regulations you in the end the budget is the most security. expected to promulgate that year. Is it effective management tool. Source: AFFIRM Web site: too radical to believe that budgeting for That raises the paramount www.affirm.org/Pubs/wpapers/FedChief the costs of these common business question: How soon and how far will .htm processes may be based on such a the performance budgeting envelope model? I think not. be pushed? CDWG.COM JUNE 2004 FEDTECH 17