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The Business of IT
                                                                                              By Paul Wohlleben

Focus on Management


                                  Information
                                Pedigree
     A move to a more proactive style of government oversight
                         will require agencies to address data provenance.

                                                                                              in government as a means to increase
                                                                                              collaboration and participation, and it’s
                                                                                              clear that IT will play a significant role
                                                                                              in this initiative. Although increasing
                                                                                              access to government information is not
                                                                                              a huge change in government practice, it
                                                                                              could be a foundation for more dramatic
                                                                                              changes to come.
                                                                                                  Some of the critical public-policy
                                                                                              challenges of the day, such as the mort-
                                                                                              gage industry failure and the BP oil spill,
                                                                                              are rallying calls for more government
                                                                                              regulation. A number of discussions
                                                                                              around societal problems point toward
                                                                                              a new reliance on technology in the
                                                                                              regulatory process.
                                                                                                  The most forward-looking notion
                                                                                              from a technology perspective is the use
                                                                                              of IT to move from a reactive regulatory
                                                                                              posture (identifying a regulatory viola-
                                                                                              tion after the fact and seeking redress)
                                                                                              to a proactive one (using technology to
                                                                                              monitor activities in real time to prevent
                                                                                              regulatory violations).
                                                                                                  Let’s examine an area that’s vital to
                                                                                              the success of the current transparency
                                                                                              initiative and the use of IT for proac-
                                                                                              tive oversight: the quality and pedigree
                                                                                              of information. In contemporary lingo,




     A
                                                                                              that means discussing data or informa-
                   s IT has evolved through           Today, a new era of government has      tion provenance.
                   the years, affecting our        positioned IT as a core component of
                   lives and livelihoods in        public policy and governing. This is not   A Definition
                   increasingly significant        about making government more efficient     Data provenance focuses on the origi-
     ways, so too have the challenges and          through technology use — although IT       nal authorship and subsequent treat-
     complexities of using technology.             does play an important role in managing    ment of computational objects such as
         Most feds are all too familiar with the   government costs — but rather about        programs and data, including changes
     difficult process and personnel concerns      using technology to change the way we      from one medium to another. It empha-
     that relate not to whether a technology       govern.                                    sizes information integrity and chain
     works but to whether it will work effec-         The Obama administration has            of custody and aggregation rather than
     tively where it’s needed.                     introduced the notion of transparency      content. It’s a tool for establishing trust

  20 FedTechmagazine.com | August 2010
in information, ensuring accountability,        “What if technology could be
                                                                   discovering error sources and correct-           positioned to prevent actions that
                                                                   ing propagated errors. Data provenance
                                                                   is synonymous with data pedigree.                would damage the interests of our
                                                                       While researching this topic, I found        country and its citizens?”
                                                                   a number of papers addressing the issue                                                    — Paul Wohlleben
                                                                   and discovered that a number of spe-
                                                                   cialized pedigree management systems          quality — a critical need when using IT       of government and protect the citizens,
                                                                   have been developed (and some even            proactively for government oversight.         property and interests of the United States.
                                                                   deployed). Most on point is a paper titled        To greatly simplify the PMAF con-         But technology could allow the means of
                                                                   “Pedigree Management and Assessment           cept, separate repositories store infor-      governing to change drastically.
                                                                   in a Net-Centric Environment.” It details     mation about pedigree and are queried             For instance, what if technology
                                                                   a Pedigree Management and Assessment          in real time to create a quality assess-      could be positioned to prevent actions
                                                                   Framework (PMAF) that implements a            ment of information content. If mul-          that would damage the interests of our
                                                                   general-purpose, extensible system suit-      tiple sources are accessed, each will have    country and its citizens? For example,
                                                                   able for use in a net-centric environ-        its own pedigree information, and the         might the BP spill have been prevented
                                                                   ment of disparate systems — just the          PMAF will assemble this data into an          had the operational status of the blow
                                                                   environment the federal government            overall quality assessment. Implemented       out apparatus been actively monitored?
                                                                   envisions for its data resources.             as software, the framework can provide        A more proactive government is a dou-
                                                                       The PMAF enables the publisher            quick, accurate and pointed analyses of       ble-edged sword, offering the promise of
                                                                   of information to record standard             quality based on pedigree using five dis-     time-sensitive government action while
                                                                   provenance metadata about the source,         crete metrics (see “What’s the Value?”).      at the same time significantly increasing
                                                                   manner of collection and chain of modi-                                                     the intrusion of government into the
                                                                   fication as information passes through        Why It Matters                                affairs of citizens and other interests.
                                                                   processing and assessment. What’s most        Reflect for a moment on the volume                The military practices a form of pro-
                                                                   important is that the framework enables       and scope of information and data             active government today when it uses
                                                                   users to quickly estimate information         available online. Some of it is formal,       unmanned aircraft to select and pros-
                                                                                                                 with traditional citations of author-         ecute targets in real time. The pedigree
                                                                                                                 ship; users tend to assign such publica-      of intelligence sources used to select
                                                                     WhAT’s                                      tions the same credibility that’s given       targets is critical to success.
                                                                     The VAlue?                                  to printed material published by repu-            There are many significant govern-
                                                                     The Pedigree Management and                 table sources. But much of what’s found       ment issues that could take advantage
                                                                     Assessment Framework uses these             online is published by individuals or         of proactive techniques and processes.
                                                                     metrics to gauge the provenance or          groups whose authority is unknown;            These methods might be deployed to
                                                                     credibility of information:                 users must draw their own conclusions         protect the environment, regulate finan-
                                                                     • Impact: evaluation of actions             about the veracity of the information         cial markets and transactions, or man-
                                                                       taken as a result of the information      and react accordingly.                        age nuclear power sources — to name
                                                                     • Timeliness: currency of the                   Although data pedigree is important       just a few.
                                                                       information                               for a reactive government, reacting itself        But any move toward using tech-
OppOsite page: steve COle/getty images; abOve: elizabeth hinshaw




                                                                     • Conflict: degree to which
                                                                                                                 allows a more relaxed approach to deter-      nology to more proactively govern
                                                                       the source is in conflict with
                                                                                                                 mining data quality. In fact, the judicial    also must consider ways to minimize
                                                                       other data
                                                                     • User Feedback: user evaluations           system carries out much reactive over-        intrusion into private interests. Data
                                                                       of information quality                    sight, by which the government seeks to       provenance is a critical element; the
                                                                     • Corroboration Analysis: degree            enjoin future actions from taking place       government needs to be fully aware
                                                                       to which information can be               or seeks redress for damages caused by        of the quality of information it uses,
                                                                       corroborated by other sources             previous actions. Such judicial proceed-      and those affected must have confi-
                                                                                                                 ings deal with “facts” presented by both      dence that proactive government
                                                                     SOURce: “pedigree management
                                                                     and assessment in a net-Centric
                                                                                                                 sides, and judgments typically favor the      decisions are based on high-quality
                                                                     environment,” by marisa m. gioioso,         party that provides the most credible         information.
                                                                     s. Daryl mcCullough, Jennifer p. Cormier,   information.
                                                                     Carla marceau, and Robert a. Joyce
                                                                     (65780h, spie Digital library)                  Fast forward to a proactive govern-       Paul Wohlleben, a government consultant,
                                                                                                                 ment approach. The basic tenets are the       is a former federal CIO. E-mail him at
                                                                                                                 same: Carry out constitutional powers         paul.wohlleben@gmail.com.

                                                                                                                                                                       August 2010 | FedTechmagazine.com 21

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IT's Role in a New Era of Proactive Government Oversight

  • 1. The Business of IT By Paul Wohlleben Focus on Management Information Pedigree A move to a more proactive style of government oversight will require agencies to address data provenance. in government as a means to increase collaboration and participation, and it’s clear that IT will play a significant role in this initiative. Although increasing access to government information is not a huge change in government practice, it could be a foundation for more dramatic changes to come. Some of the critical public-policy challenges of the day, such as the mort- gage industry failure and the BP oil spill, are rallying calls for more government regulation. A number of discussions around societal problems point toward a new reliance on technology in the regulatory process. The most forward-looking notion from a technology perspective is the use of IT to move from a reactive regulatory posture (identifying a regulatory viola- tion after the fact and seeking redress) to a proactive one (using technology to monitor activities in real time to prevent regulatory violations). Let’s examine an area that’s vital to the success of the current transparency initiative and the use of IT for proac- tive oversight: the quality and pedigree of information. In contemporary lingo, A that means discussing data or informa- s IT has evolved through Today, a new era of government has tion provenance. the years, affecting our positioned IT as a core component of lives and livelihoods in public policy and governing. This is not A Definition increasingly significant about making government more efficient Data provenance focuses on the origi- ways, so too have the challenges and through technology use — although IT nal authorship and subsequent treat- complexities of using technology. does play an important role in managing ment of computational objects such as Most feds are all too familiar with the government costs — but rather about programs and data, including changes difficult process and personnel concerns using technology to change the way we from one medium to another. It empha- that relate not to whether a technology govern. sizes information integrity and chain works but to whether it will work effec- The Obama administration has of custody and aggregation rather than tively where it’s needed. introduced the notion of transparency content. It’s a tool for establishing trust 20 FedTechmagazine.com | August 2010
  • 2. in information, ensuring accountability, “What if technology could be discovering error sources and correct- positioned to prevent actions that ing propagated errors. Data provenance is synonymous with data pedigree. would damage the interests of our While researching this topic, I found country and its citizens?” a number of papers addressing the issue — Paul Wohlleben and discovered that a number of spe- cialized pedigree management systems quality — a critical need when using IT of government and protect the citizens, have been developed (and some even proactively for government oversight. property and interests of the United States. deployed). Most on point is a paper titled To greatly simplify the PMAF con- But technology could allow the means of “Pedigree Management and Assessment cept, separate repositories store infor- governing to change drastically. in a Net-Centric Environment.” It details mation about pedigree and are queried For instance, what if technology a Pedigree Management and Assessment in real time to create a quality assess- could be positioned to prevent actions Framework (PMAF) that implements a ment of information content. If mul- that would damage the interests of our general-purpose, extensible system suit- tiple sources are accessed, each will have country and its citizens? For example, able for use in a net-centric environ- its own pedigree information, and the might the BP spill have been prevented ment of disparate systems — just the PMAF will assemble this data into an had the operational status of the blow environment the federal government overall quality assessment. Implemented out apparatus been actively monitored? envisions for its data resources. as software, the framework can provide A more proactive government is a dou- The PMAF enables the publisher quick, accurate and pointed analyses of ble-edged sword, offering the promise of of information to record standard quality based on pedigree using five dis- time-sensitive government action while provenance metadata about the source, crete metrics (see “What’s the Value?”). at the same time significantly increasing manner of collection and chain of modi- the intrusion of government into the fication as information passes through Why It Matters affairs of citizens and other interests. processing and assessment. What’s most Reflect for a moment on the volume The military practices a form of pro- important is that the framework enables and scope of information and data active government today when it uses users to quickly estimate information available online. Some of it is formal, unmanned aircraft to select and pros- with traditional citations of author- ecute targets in real time. The pedigree ship; users tend to assign such publica- of intelligence sources used to select WhAT’s tions the same credibility that’s given targets is critical to success. The VAlue? to printed material published by repu- There are many significant govern- The Pedigree Management and table sources. But much of what’s found ment issues that could take advantage Assessment Framework uses these online is published by individuals or of proactive techniques and processes. metrics to gauge the provenance or groups whose authority is unknown; These methods might be deployed to credibility of information: users must draw their own conclusions protect the environment, regulate finan- • Impact: evaluation of actions about the veracity of the information cial markets and transactions, or man- taken as a result of the information and react accordingly. age nuclear power sources — to name • Timeliness: currency of the Although data pedigree is important just a few. information for a reactive government, reacting itself But any move toward using tech- OppOsite page: steve COle/getty images; abOve: elizabeth hinshaw • Conflict: degree to which allows a more relaxed approach to deter- nology to more proactively govern the source is in conflict with mining data quality. In fact, the judicial also must consider ways to minimize other data • User Feedback: user evaluations system carries out much reactive over- intrusion into private interests. Data of information quality sight, by which the government seeks to provenance is a critical element; the • Corroboration Analysis: degree enjoin future actions from taking place government needs to be fully aware to which information can be or seeks redress for damages caused by of the quality of information it uses, corroborated by other sources previous actions. Such judicial proceed- and those affected must have confi- ings deal with “facts” presented by both dence that proactive government SOURce: “pedigree management and assessment in a net-Centric sides, and judgments typically favor the decisions are based on high-quality environment,” by marisa m. gioioso, party that provides the most credible information. s. Daryl mcCullough, Jennifer p. Cormier, information. Carla marceau, and Robert a. Joyce (65780h, spie Digital library) Fast forward to a proactive govern- Paul Wohlleben, a government consultant, ment approach. The basic tenets are the is a former federal CIO. E-mail him at same: Carry out constitutional powers paul.wohlleben@gmail.com. August 2010 | FedTechmagazine.com 21