Stocktrak Trading Requirements You have a 200 trades limit on your account. Please do the following (required) trades in addition to the trades you are executing to generate portfolio wealth. 1. Buy at least one stock from each of the following regions: i. U.S. ii. Canada iii. Latin America iv. Europe v. Asia 2. Short a U.S. or Canadian stock 3. Buy or Write a U.S. option (simple) 4. Buy a U.S. Mutual Fund 5. Buy or Short a futures contract, from U.S. and/or Europe, from the i. Interest Rates & Bonds category and from the ii. Other (commodities such as livestock, not Stock Indices or Interest Rates Indices) category. 6. Buy or Short a U.S. Futures Option. 7. Buy a U.S. Bond 8. Buy a U.S. Spot (also called the commodity market or cash market) Note 1, there are 13 specified trades above. Note 2, as your broker Stocktrak is domiciled in Atlanta, Georgia, USA and many of the trades are from the U.S. markets the currency may well be USD. Your endowment is CDN $10,000,000 . That is, you will have some foreign exchange rate risk (between the USD/CDN $) and depending on your other investments may have other currency risk in addition to your investment risk. Note 3, the commissions to make transactions are low cost but nevertheless you do have these expenses. Note 4, you need to ensure your trades are executed and recorded in your transaction history. There can be delays in transactions being completed as well as remaining in your portfolio long enough to cause you to have some risk exposure. Good luck, Professor Cox Sheet13/25/13- SpotsC/1CORN0007.71USD /2:37 PM13/25/13- SpotsC/1CORN0007.71USD /2:31 PM13/25/13- SpotsC/1CORN0007.71USD /12:33 PM13/25/13- SpotsC/1CORN0007.71USD /12:16 PM13/25/13- SpotsC/1CORN0007.71USD /12:01 PM13/25/13Market - Sell SpotsCL/1OIL CRUDE (SWEET) 7/09-193.71-1095.77USD /11:47 AM13/25/13Market - Sell SpotsGC/1GOLD-51,602.28-108,187.43USD /11:47 AM13/25/13Short Proceeds EquitiesVNDAVanda Pharmaceuticals Inc.000-39.89USD /11:44 AM13/25/13Market - Cover EquitiesVNDAVanda Pharmaceuticals Inc.104-10-0.99USD /11:44 AM13/25/13Market - Sell EquitiesGSKGlaxoSmithKline-2046.27-10945.73USD /11:44 AM13/25/13Market - Sell EquitiesBMYBristol-Myers Squibb Company-10040.22-104,110.37USD /11:44 AM13/25/13Market - Sell EquitiesPFEPfizer Inc.-1028.22-10288.4USD /11:43 AM13/22/13Short Proceeds EquitiesVNDAVanda Pharmaceuticals Inc.00039.89USD /1:03 PM13/22/13Market - Buy EquitiesGSKGlaxoSmithKline1046.5-10-475.56USD /1:00 PM13/22/13Market - Buy EquitiesGSKGlaxoSmithKline1046.5-10-475.56USD /1:00 PM13/22/13Market - Buy EquitiesBMYBristol-Myers Squibb Company10040.33-10-4,124.57USD /12:59 PM13/22/13Market - Buy EquitiesPFEPfizer Inc.1028.37-10-290.14USD /12:58 PM13/20/13Market - Buy SpotsCL/1OIL CRUDE (SWEET) 7/09193.01-10-95.35USD /9:30 AM13/20/13Market - Sell SpotsCL/1OIL CRUDE (SWEET) 7/09-193.01-1095.35USD /9:30 AM13/20/13Market - Sell FuturesYG/J3MINGLD APR 13-101,607.10-10338.39USD /8:10 AM13/19/13Market - Sell FuturesKC/H3COFFEE MAR 13-1.

1. Stocktrak Trading Requirements
You have a 200 trades limit on your account. Please do the
following (required) trades in addition to the trades you are
executing to generate portfolio wealth.
1. Buy at least one stock from each of the following regions:
i. U.S.
ii. Canada
iii. Latin America
iv. Europe
v. Asia
2. Short a U.S. or Canadian stock
3. Buy or Write a U.S. option (simple)
4. Buy a U.S. Mutual Fund
5. Buy or Short a futures contract, from U.S. and/or Europe,
from the i. Interest Rates & Bonds category and from the ii.
Other (commodities such as livestock, not Stock Indices or
Interest Rates Indices) category.
6. Buy or Short a U.S. Futures Option.
7. Buy a U.S. Bond
8. Buy a U.S. Spot (also called the commodity market or cash
market)
Note 1, there are 13 specified trades above.
Note 2, as your broker Stocktrak is domiciled in Atlanta,
Georgia, USA and many of the trades are from the U.S. markets
the currency may well be USD. Your endowment is CDN
$10,000,000 . That is, you will have some foreign exchange rate
risk (between the USD/CDN $) and depending on your other
investments may have other currency risk in addition to your
investment risk.
Note 3, the commissions to make transactions are low cost but
nevertheless you do have these expenses.
Note 4, you need to ensure your trades are executed and
recorded in your transaction history. There can be delays in
transactions being completed as well as remaining in your

2. portfolio long enough to cause you to have some risk exposure.
Good luck, Professor Cox
Sheet13/25/13- SpotsC/1CORN0007.71USD /2:37 PM13/25/13-
SpotsC/1CORN0007.71USD /2:31 PM13/25/13-
SpotsC/1CORN0007.71USD /12:33 PM13/25/13-
SpotsC/1CORN0007.71USD /12:16 PM13/25/13-
SpotsC/1CORN0007.71USD /12:01 PM13/25/13Market -
Sell SpotsCL/1OIL CRUDE (SWEET) 7/09-193.71-
1095.77USD /11:47 AM13/25/13Market -
Sell SpotsGC/1GOLD-51,602.28-108,187.43USD /11:47
AM13/25/13Short Proceeds EquitiesVNDAVanda
Pharmaceuticals Inc.000-39.89USD /11:44 AM13/25/13Market -
Cover EquitiesVNDAVanda Pharmaceuticals Inc.104-10-
0.99USD /11:44 AM13/25/13Market -
Sell EquitiesGSKGlaxoSmithKline-2046.27-
10945.73USD /11:44 AM13/25/13Market -
Sell EquitiesBMYBristol-Myers Squibb Company-10040.22-
104,110.37USD /11:44 AM13/25/13Market -
Sell EquitiesPFEPfizer Inc.-1028.22-10288.4USD /11:43
AM13/22/13Short Proceeds EquitiesVNDAVanda
Pharmaceuticals Inc.00039.89USD /1:03 PM13/22/13Market -
Buy EquitiesGSKGlaxoSmithKline1046.5-10-475.56USD /1:00
PM13/22/13Market - Buy EquitiesGSKGlaxoSmithKline1046.5-
10-475.56USD /1:00 PM13/22/13Market -
Buy EquitiesBMYBristol-Myers Squibb Company10040.33-10-
4,124.57USD /12:59 PM13/22/13Market -
Buy EquitiesPFEPfizer Inc.1028.37-10-290.14USD /12:58
PM13/20/13Market - Buy SpotsCL/1OIL CRUDE (SWEET)
7/09193.01-10-95.35USD /9:30 AM13/20/13Market -
Sell SpotsCL/1OIL CRUDE (SWEET) 7/09-193.01-
1095.35USD /9:30 AM13/20/13Market -
Sell FuturesYG/J3MINGLD APR 13-101,607.10-
10338.39USD /8:10 AM13/19/13Market -
Sell FuturesKC/H3COFFEE MAR 13-11.402,350.01USD /6:20
PM13/19/13Market - Cover FuturesZ./H3DJINDU MAR

3. 131014,540.000-513.66USD /6:20 PM13/19/13Market -
Sell EquitiesLIGT3LIGHT S/A -ON-520.45-1052.9BRL /9:48
AM0.53/19/13Market - Sell EquitiesLLYEli Lilly and
Company-1054.66-10560.39USD /9:30 AM13/18/13Market -
Buy EquitiesLIGT3LIGHT S/A -ON520.54-10-52.77BRL /1:41
PM0.53/18/13Market - Buy FuturesKC/H3COFFEE MAR
1311.34-100USD /1:10 PM13/18/13Market -
Buy FuturesYG/J3MINGLD APR 13101,606.10-100USD /12:51
PM13/18/13Market - Buy SpotsCL/1OIL CRUDE (SWEET)
7/09193.33-10-95.38USD /12:47 PM13/18/13Market -
Buy SpotsW/YWHEAT MAR 1117.07-10-7.23USD /12:47
PM13/18/13Market - Buy SpotsC/1CORN17.14-10-
7.29USD /12:46 PM13/18/13Market - Buy SpotsS/1SOYBEANS
7/09114.06-10-14.37USD /12:46 PM13/15/13Market -
Buy SpotsGC/1GOLD51,591.92-10-8,118.73USD /3:53
PM13/15/13Market - Short FuturesZ./H3DJINDU MAR 13-
1014,535.00-100USD /3:52 PM13/15/13Market -
Buy EquitiesLLYEli Lilly and Company1054.81-10-
559.06USD /3:51 PM13/15/13Market - Sell SpotsSI/YSILVER
5000 OZ. SPOT-1028.76-10293.37USD /3:16
PM13/15/13Market - Sell EquitiesJPMJPMorgan Chase & Co.-
10049.89-105,088.74USD /3:15 PM13/15/13Short
Proceeds EquitiesXOMExxon Mobil Corporation000-
9,136.23USD /9:31 AM13/15/13Market -
Cover EquitiesXOMExxon Mobil Corporation10089.37-
1028USD /9:31 AM13/12/13Market - Sell BondsB-ADBE-4.75-
01022020ADOBE SYSTEMS INC-3011,115.07-
10345,910.71USD /6:02 PM13/12/13Market -
Buy EquitiesJPMJPMorgan Chase & Co.10050.13-10-
5,142.59USD /2:32 PM13/12/13Market - Buy SpotsSI/YSILVER
5000 OZ. SPOT1029.24-10-299.96USD /2:30 PM13/12/13Short
Proceeds EquitiesXOMExxon Mobil
Corporation0009,136.23USD /2:29 PM13/12/13Market -
Sell FuturesSP/H3S&P500 MAR 13-101,548.50-
101,538.78USD /2:27 PM13/12/13Market -
Sell FuturesDX/H3USDIDX MAR 13-10082.62-10-

4. 18,978.25USD /2:26 PM13/8/13Market - Sell BondsB-AA-5.25-
15032014Alcoa-101,395.00-1014,607.86USD /6:01
PM13/8/13Market - Buy BondsB-ADBE-4.75-01022020ADOBE
SYSTEMS INC1001,112.88-10-114,949.04USD /6:01
PM13/8/13Market - Buy BondsB-ADBE-4.75-01022020ADOBE
SYSTEMS INC1001,112.88-10-114,949.04USD /6:01
PM13/8/13Market - Buy BondsB-ADBE-4.75-01022020ADOBE
SYSTEMS INC1001,112.88-10-114,949.04USD /6:01
PM13/8/13Market - Buy BondsB-ADBE-4.75-01022020ADOBE
SYSTEMS INC11,112.88-10-1,149.49USD /6:01
PM13/8/13Market - Sell BondsB-ADBE-4.75-01022020ADOBE
SYSTEMS INC-1001,112.88-10114,949.04USD /6:00
PM13/8/13Market - Buy FuturesSP/H3S&P500 MAR
13101,547.90-100USD /1:21 PM13/8/13Market -
Buy FuturesDX/H3USDIDX MAR 1310082.8-100USD /1:19
PM13/8/13Market - Sell SpotsSI/YSILVER 5000 OZ. SPOT-
10028.99-102,977.91USD /1:16 PM13/8/13Market -
Sell EquitiesGOOGGoogle Inc.-1,100828.09-
10935,694.92USD /1:12 PM13/8/13Short
Proceeds SpotsC/1CORN000-725.32USD /9:30
AM13/8/13Market - Cover SpotsC/1CORN1007.13-10-
6.08USD /9:30 AM13/7/13Market - Buy BondsB-AA-5.25-
15032014Alcoa101,407.60-10-14,746.63USD /6:02
PM13/7/13Short Proceeds EquitiesJBLUJetBlue Airways
Corporation000-660.42USD /12:52 PM13/7/13Market -
Cover EquitiesJBLUJetBlue Airways Corporation1006.43-10-
2.13USD /12:52 PM13/7/13Market -
Sell OptionsSPY1308C136SPDR S&P500 ETF Trust Units
Series -1- ETF-1018.53-1019,093.25USD /12:20
PM13/5/13Short Proceeds EquitiesJBLUJetBlue Airways
Corporation000653.04USD /9:31 AM13/5/13Short
Proceeds SpotsGC/1GOLD000-166,475.70USD /9:30
AM13/5/13Market - Cover SpotsGC/1GOLD1001,582.32-
104,003.18USD /9:30 AM13/5/13Short
Proceeds SpotsW/YWHEAT MAR 11000-732.67USD /9:30
AM13/5/13Market - Cover SpotsW/YWHEAT MAR 111006.94-

5. 1020.07USD /9:30 AM12/28/13Market - Buy BondsB-ADBE-
4.75-01022020ADOBE SYSTEMS INC1001,117.58-10-
115,575.17USD /6:10 PM12/28/13Short
Proceeds SpotsW/YWHEAT MAR 11000732.67USD /11:07
AM12/28/13Short Proceeds EquitiesPHXPHX Energy Services
Corp.000-869CAD /11:05 AM0.982/28/13Market -
Cover EquitiesPHXPHX Energy Services Corp.1009.02-10-
33CAD /11:05 AM0.982/27/13Short Proceeds EquitiesPHXPHX
Energy Services Corp.000869CAD /9:44 AM0.982/27/13Market
- Buy EquitiesEXACExactech, Inc.1018.82-10-193.28USD /9:30
AM12/25/13Market - Sell EquitiesWALMEXVWAL-MART-V-
10039.3-10317.54MXN /9:55 AM0.082/14/13Market -
Sell BondsB-FNF-7.625-15072017FIDELITY NATIONAL
INFORM-101,081.41-1010,883.39USD /6:02
PM12/14/13Market - Sell SpotsSI/YSILVER 5000 OZ. SPOT-
1,00030.53-1030,542.22USD /11:18 AM12/12/13Market -
Sell MutualFundsFCNTXFIDELITY CONTRA FUND-1280.99-
10996.96USD /6:04 PM12/12/13Market - Sell SpotsGBP=GBP /
USD SPOT-1,0001.57-101,569.92USD /1:52 PM12/12/13Market
- Sell FuturesFC/H3FCATL MAR 13-1001.43-10-
338,345.86USD /1:51 PM12/12/13Market -
Buy EquitiesGOOGGoogle Inc.1,000782.74-10-
784,701.75USD /1:48 PM12/12/13Market -
Sell EquitiesTAOTAG Oil Ltd.-1004.31-10431CAD /1:47
PM0.982/12/13Market - Sell EquitiesOREXOrexigen
Therapeutics Inc.-1005.69-10571.92USD /9:30
AM12/8/13Market - Sell Equities500325RELIANCE-100861.3-
101,614.83INR /10:45 PM0.022/8/13Market -
Sell EquitiesBMYBristol-Myers Squibb Company-10036.82-
103,690.49USD /12:19 PM12/7/13Short
Proceeds EquitiesMBMEGA BRANDS INC000-
10,080.00CAD /10:46 AM0.982/7/13Market -
Cover EquitiesMBMEGA BRANDS INC1,00010.17-10-
90CAD /10:46 AM0.982/6/13Short Proceeds EquitiesMBMEGA
BRANDS INC00010,080.00CAD /2:38 PM0.982/6/13Market -
Sell EquitiesMBMEGA BRANDS INC-10010.07-

6. 101,007.00CAD /2:37 PM0.982/5/13Short
Proceeds SpotsGC/1GOLD000166,475.70USD /11:13
AM12/5/13Market - Buy EquitiesTAOTAG Oil Ltd.1004.41-10-
441CAD /11:09 AM0.982/5/13Market -
Buy EquitiesOREXOrexigen Therapeutics Inc.1006.11-10-
609.84USD /11:07 AM12/5/13Market -
Buy EquitiesBMYBristol-Myers Squibb Company10037.01-10-
3,693.98USD /11:02 AM12/1/13Market -
Buy MutualFundsFCNTXFIDELITY CONTRA FUND1281.4-
10-996.71USD /6:48 PM12/1/13Market -
Sell FuturesFF/F330DFED JAN 13-10099.860-
12,458.89USD /6:01 PM12/1/13Market - Buy BondsB-FNF-
7.625-15072017FIDELITY NATIONAL INFORM101,083.75-
10-10,835.17USD /6:00 PM12/1/13Market -
Buy SpotsGBP=GBP / USD SPOT1,0001.57-10-
1,572.96USD /12:20 PM12/1/13Market -
Buy EquitiesWALMEXVWAL-MART-V10041.46-10-
327.98MXN /12:15 PM0.081/29/13Market -
Buy FuturesFF/F330DFED JAN 1310099.86-100USD /12:49
PM11/29/13Market - Buy FuturesFC/H3FCATL MAR
131001.49-100USD /12:48 PM11/28/13Market -
Buy Equities500325RELIANCE100896.95-10-
1,677.22INR /10:53 PM0.021/28/13Market -
Buy SpotsSI/YSILVER 5000 OZ. SPOT1,00030.94-10-
31,143.95USD /3:51 PM11/28/13Market -
Buy EquitiesMBMEGA BRANDS INC10010.85-10-
1,085.00CAD /1:14 PM0.981/28/13Market -
Buy EquitiesGOOGGoogle Inc.100749.41-10-
75,507.30USD /1:14
PM1http://www.stocktrak.com/public/quotes/quotes.aspx?symbo
l=LLYhttp://www.stocktrak.com/public/quotes/quotes.aspx?sym
bol=GSKhttp://www.stocktrak.com/public/quotes/quotes.aspx?s
ymbol=GSKhttp://www.stocktrak.com/public/quotes/quotes.asp
x?symbol=BMYhttp://www.stocktrak.com/public/quotes/quotes.
aspx?symbol=PFEhttp://www.stocktrak.com/public/quotes/quote
s.aspx?symbol=VNDAhttp://www.stocktrak.com/public/quotes/q

7. uotes.aspx?symbol=VNDAhttp://www.stocktrak.com/public/quo
tes/quotes.aspx?symbol=GSKhttp://www.stocktrak.com/public/q
uotes/quotes.aspx?symbol=XOMhttp://www.stocktrak.com/publi
c/quotes/quotes.aspx?symbol=GOOGhttp://www.stocktrak.com/
public/quotes/quotes.aspx?symbol=JBLUhttp://www.stocktrak.c
om/public/quotes/quotes.aspx?symbol=LLYhttp://www.stocktra
k.com/public/quotes/quotes.aspx?symbol=JBLUhttp://www.stoc
ktrak.com/public/quotes/quotes.aspx?symbol=JBLUhttp://www.
stocktrak.com/public/quotes/quotes.aspx?symbol=PHXhttp://ww
w.stocktrak.com/public/quotes/quotes.aspx?symbol=PHXhttp://
www.stocktrak.com/public/quotes/quotes.aspx?symbol=PHXhttp
://www.stocktrak.com/public/quotes/quotes.aspx?symbol=EXAC
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=G
OOGhttp://www.stocktrak.com/public/quotes/quotes.aspx?symb
ol=TAOhttp://www.stocktrak.com/public/quotes/quotes.aspx?sy
mbol=OREXhttp://www.stocktrak.com/public/quotes/quotes.asp
x?symbol=BMYhttp://www.stocktrak.com/public/quotes/quotes.
aspx?symbol=JPMhttp://www.stocktrak.com/public/quotes/quot
es.aspx?symbol=MBhttp://www.stocktrak.com/public/quotes/qu
otes.aspx?symbol=MBhttp://www.stocktrak.com/public/quotes/q
uotes.aspx?symbol=MBhttp://www.stocktrak.com/public/quotes/
quotes.aspx?symbol=MBhttp://www.stocktrak.com/public/quote
s/quotes.aspx?symbol=TAOhttp://www.stocktrak.com/public/qu
otes/quotes.aspx?symbol=OREXhttp://www.stocktrak.com/publi
c/quotes/quotes.aspx?symbol=BMYhttp://www.stocktrak.com/p
ublic/quotes/quotes.aspx?symbol=MBhttp://www.stocktrak.com/
public/quotes/quotes.aspx?symbol=GOOGhttp://www.stocktrak.
com/public/quotes/quotes.aspx?symbol=XOMhttp://www.stocktr
ak.com/public/quotes/quotes.aspx?symbol=XOMhttp://www.sto
cktrak.com/public/quotes/quotes.aspx?symbol=JPMhttp://www.s
tocktrak.com/public/quotes/quotes.aspx?symbol=BMYhttp://ww
w.stocktrak.com/public/quotes/quotes.aspx?symbol=PFEhttp://w
ww.stocktrak.com/public/quotes/quotes.aspx?symbol=VNDA
Sheet2
Sheet3

8. 3/25/2013
2:37 PM
- Spots
C/1
CORN
0
0.00
0.00
7.71
USD /
1.00
3/25/2013
2:31 PM
- Spots
C/1
CORN
0
0.00
0.00
7.71
USD /
1.00
3/25/2013
12:33 PM
- Spots
C/1
CORN
0
0.00
0.00
7.71
USD /
1.00
3/25/2013
12:16 PM

9. - Spots
C/1
CORN
0
0.00
0.00
7.71
USD /
1.00
3/25/2013
12:01 PM
- Spots
C/1
CORN
0
0.00
0.00
7.71
USD /
1.00
3/25/2013
11:47 AM
Market - Sell Spots
CL/1
OIL CRUDE (SWEET) 7/09
-1
93.71
-10.00
95.77
USD /
1.00
3/25/2013
11:47 AM
Market - Sell Spots
GC/1
GOLD

10. -5
1,602.28
-10.00
8,187.43
USD /
1.00
3/25/2013
11:44 AM
Short Proceeds Equities
VNDA
Vanda Pharmaceuticals Inc.
0
0.00
0.00
-39.89
USD /
1.00
3/25/2013
11:44 AM
Market - Cover Equities
VNDA
Vanda Pharmaceuticals Inc.
10
4.00
-10.00
-0.99
USD /
1.00
3/25/2013
11:44 AM
Market - Sell Equities
GSK
GlaxoSmithKline
-20
46.27
-10.00

11. 945.73
USD /
1.00
3/25/2013
11:44 AM
Market - Sell Equities
BMY
Bristol-Myers Squibb Company
-100
40.22
-10.00
4,110.37
USD /
1.00
3/25/2013
11:43 AM
Market - Sell Equities
PFE
Pfizer Inc.
-10
28.22
-10.00
288.40
USD /
1.00
3/22/2013
1:03 PM
Short Proceeds Equities
VNDA
Vanda Pharmaceuticals Inc.
0
0.00
0.00
39.89
USD /
1.00

12. 3/22/2013
1:00 PM
Market - Buy Equities
GSK
GlaxoSmithKline
10
46.50
-10.00
-475.56
USD /
1.00
3/22/2013
1:00 PM
Market - Buy Equities
GSK
GlaxoSmithKline
10
46.50
-10.00
-475.56
USD /
1.00
3/22/2013
12:59 PM
Market - Buy Equities
BMY
Bristol-Myers Squibb Company
100
40.33
-10.00
-4,124.57
USD /
1.00
3/22/2013
12:58 PM
Market - Buy Equities

13. PFE
Pfizer Inc.
10
28.37
-10.00
-290.14
USD /
1.00
3/20/2013
9:30 AM
Market - Buy Spots
CL/1
OIL CRUDE (SWEET) 7/09
1
93.01
-10.00
-95.35
USD /
1.00
3/20/2013
9:30 AM
Market - Sell Spots
CL/1
OIL CRUDE (SWEET) 7/09
-1
93.01
-10.00
95.35
USD /
1.00
3/20/2013
8:10 AM
Market - Sell Futures
YG/J3
MINGLD APR 13
-10

14. 1,607.10
-10.00
338.39
USD /
1.00
3/19/2013
6:20 PM
Market - Sell Futures
KC/H3
COFFEE MAR 13
-1
1.40
0.00
2,350.01
USD /
1.00
3/19/2013
6:20 PM
Market - Cover Futures
Z./H3
DJINDU MAR 13
10
14,540.00
0.00
-513.66
USD /
1.00
3/19/2013
9:48 AM
Market - Sell Equities
LIGT3
LIGHT S/A -ON
-5
20.45
-10.00
52.90

15. BRL /
0.50
3/19/2013
9:30 AM
Market - Sell Equities
LLY
Eli Lilly and Company
-10
54.66
-10.00
560.39
USD /
1.00
3/18/2013
1:41 PM
Market - Buy Equities
LIGT3
LIGHT S/A -ON
5
20.54
-10.00
-52.77
BRL /
0.50
3/18/2013
1:10 PM
Market - Buy Futures
KC/H3
COFFEE MAR 13
1
1.34
-10.00
0.00
USD /
1.00
3/18/2013

16. 12:51 PM
Market - Buy Futures
YG/J3
MINGLD APR 13
10
1,606.10
-10.00
0.00
USD /
1.00
3/18/2013
12:47 PM
Market - Buy Spots
CL/1
OIL CRUDE (SWEET) 7/09
1
93.33
-10.00
-95.38
USD /
1.00
3/18/2013
12:47 PM
Market - Buy Spots
W/Y
WHEAT MAR 11
1
7.07
-10.00
-7.23
USD /
1.00
3/18/2013
12:46 PM
Market - Buy Spots
C/1

17. CORN
1
7.14
-10.00
-7.29
USD /
1.00
3/18/2013
12:46 PM
Market - Buy Spots
S/1
SOYBEANS 7/09
1
14.06
-10.00
-14.37
USD /
1.00
3/15/2013
3:53 PM
Market - Buy Spots
GC/1
GOLD
5
1,591.92
-10.00
-8,118.73
USD /
1.00
3/15/2013
3:52 PM
Market - Short Futures
Z./H3
DJINDU MAR 13
-10
14,535.00

18. -10.00
0.00
USD /
1.00
3/15/2013
3:51 PM
Market - Buy Equities
LLY
Eli Lilly and Company
10
54.81
-10.00
-559.06
USD /
1.00
3/15/2013
3:16 PM
Market - Sell Spots
SI/Y
SILVER 5000 OZ. SPOT
-10
28.76
-10.00
293.37
USD /
1.00
3/15/2013
3:15 PM
Market - Sell Equities
JPM
JPMorgan Chase & Co.
-100
49.89
-10.00
5,088.74
USD /

19. 1.00
3/15/2013
9:31 AM
Short Proceeds Equities
XOM
Exxon Mobil Corporation
0
0.00
0.00
-9,136.23
USD /
1.00
3/15/2013
9:31 AM
Market - Cover Equities
XOM
Exxon Mobil Corporation
100
89.37
-10.00
28.00
USD /
1.00
3/12/2013
6:02 PM
Market - Sell Bonds
B-ADBE-4.75-01022020
ADOBE SYSTEMS INC
-301
1,115.07
-10.00
345,910.71
USD /
1.00
3/12/2013
2:32 PM

20. Market - Buy Equities
JPM
JPMorgan Chase & Co.
100
50.13
-10.00
-5,142.59
USD /
1.00
3/12/2013
2:30 PM
Market - Buy Spots
SI/Y
SILVER 5000 OZ. SPOT
10
29.24
-10.00
-299.96
USD /
1.00
3/12/2013
2:29 PM
Short Proceeds Equities
XOM
Exxon Mobil Corporation
0
0.00
0.00
9,136.23
USD /
1.00
3/12/2013
2:27 PM
Market - Sell Futures
SP/H3
S&P500 MAR 13

21. -10
1,548.50
-10.00
1,538.78
USD /
1.00
3/12/2013
2:26 PM
Market - Sell Futures
DX/H3
USDIDX MAR 13
-100
82.62
-10.00
-18,978.25
USD /
1.00
3/8/2013
6:01 PM
Market - Sell Bonds
B-AA-5.25-15032014
Alcoa
-10
1,395.00
-10.00
14,607.86
USD /
1.00
3/8/2013
6:01 PM
Market - Buy Bonds
B-ADBE-4.75-01022020
ADOBE SYSTEMS INC
100
1,112.88
-10.00

22. -114,949.04
USD /
1.00
3/8/2013
6:01 PM
Market - Buy Bonds
B-ADBE-4.75-01022020
ADOBE SYSTEMS INC
100
1,112.88
-10.00
-114,949.04
USD /
1.00
3/8/2013
6:01 PM
Market - Buy Bonds
B-ADBE-4.75-01022020
ADOBE SYSTEMS INC
100
1,112.88
-10.00
-114,949.04
USD /
1.00
3/8/2013
6:01 PM
Market - Buy Bonds
B-ADBE-4.75-01022020
ADOBE SYSTEMS INC
1
1,112.88
-10.00
-1,149.49
USD /
1.00

23. 3/8/2013
6:00 PM
Market - Sell Bonds
B-ADBE-4.75-01022020
ADOBE SYSTEMS INC
-100
1,112.88
-10.00
114,949.04
USD /
1.00
3/8/2013
1:21 PM
Market - Buy Futures
SP/H3
S&P500 MAR 13
10
1,547.90
-10.00
0.00
USD /
1.00
3/8/2013
1:19 PM
Market - Buy Futures
DX/H3
USDIDX MAR 13
100
82.80
-10.00
0.00
USD /
1.00
3/8/2013
1:16 PM
Market - Sell Spots

24. SI/Y
SILVER 5000 OZ. SPOT
-100
28.99
-10.00
2,977.91
USD /
1.00
3/8/2013
1:12 PM
Market - Sell Equities
GOOG
Google Inc.
-1,100
828.09
-10.00
935,694.92
USD /
1.00
3/8/2013
9:30 AM
Short Proceeds Spots
C/1
CORN
0
0.00
0.00
-725.32
USD /
1.00
3/8/2013
9:30 AM
Market - Cover Spots
C/1
CORN
100

25. 7.13
-10.00
-6.08
USD /
1.00
3/7/2013
6:02 PM
Market - Buy Bonds
B-AA-5.25-15032014
Alcoa
10
1,407.60
-10.00
-14,746.63
USD /
1.00
3/7/2013
12:52 PM
Short Proceeds Equities
JBLU
JetBlue Airways Corporation
0
0.00
0.00
-660.42
USD /
1.00
3/7/2013
12:52 PM
Market - Cover Equities
JBLU
JetBlue Airways Corporation
100
6.43
-10.00
-2.13

26. USD /
1.00
3/7/2013
12:20 PM
Market - Sell Options
SPY1308C136
SPDR S&P500 ETF Trust Units Series -1- ETF
-10
18.53
-10.00
19,093.25
USD /
1.00
3/5/2013
9:31 AM
Short Proceeds Equities
JBLU
JetBlue Airways Corporation
0
0.00
0.00
653.04
USD /
1.00
3/5/2013
9:30 AM
Short Proceeds Spots
GC/1
GOLD
0
0.00
0.00
-166,475.70
USD /
1.00

27. 3/5/2013
9:30 AM
Market - Cover Spots
GC/1
GOLD
100
1,582.32
-10.00
4,003.18
USD /
1.00
3/5/2013
9:30 AM
Short Proceeds Spots
W/Y
WHEAT MAR 11
0
0.00
0.00
-732.67
USD /
1.00
3/5/2013
9:30 AM
Market - Cover Spots
W/Y
WHEAT MAR 11
100
6.94
-10.00
20.07
USD /
1.00
2/28/2013
6:10 PM
Market - Buy Bonds

28. B-ADBE-4.75-01022020
ADOBE SYSTEMS INC
100
1,117.58
-10.00
-115,575.17
USD /
1.00
2/28/2013
11:07 AM
Short Proceeds Spots
W/Y
WHEAT MAR 11
0
0.00
0.00
732.67
USD /
1.00
2/28/2013
11:05 AM
Short Proceeds Equities
PHX
PHX Energy Services Corp.
0
0.00
0.00
-869.00
CAD /
0.98
2/28/2013
11:05 AM
Market - Cover Equities
PHX
PHX Energy Services Corp.
100

29. 9.02
-10.00
-33.00
CAD /
0.98
2/27/2013
9:44 AM
Short Proceeds Equities
2/27/2013
9:30 AM
Market - Buy Equities
EXAC
Exactech, Inc.
10
18.82
-10.00
-193.28
USD /
1.00
2/25/2013
9:55 AM
Market - Sell Equities
WALMEXV
WAL-MART-V
-100
39.30
-10.00
317.54
MXN /

30. 0.08
2/14/2013
6:02 PM
Market - Sell Bonds
B-FNF-7.625-15072017
FIDELITY NATIONAL INFORM
-10
1,081.41
-10.00
10,883.39
USD /
1.00
2/14/2013
11:18 AM
Market - Sell Spots
SI/Y
SILVER 5000 OZ. SPOT
-1,000
30.53
-10.00
30,542.22
USD /
1.00
2/12/2013
6:04 PM
Market - Sell MutualFunds
FCNTX
FIDELITY CONTRA FUND
-12
80.99
-10.00
996.96
USD /
1.00
2/12/2013
1:52 PM

31. Market - Sell Spots
GBP=
GBP / USD SPOT
-1,000
1.57
-10.00
1,569.92
USD /
1.00
2/12/2013
1:51 PM
Market - Sell Futures
FC/H3
FCATL MAR 13
-100
1.43
-10.00
-338,345.86
USD /
1.00
2/12/2013
1:48 PM
Market - Buy Equities
GOOG
Google Inc.
1,000
782.74
-10.00
-784,701.75
USD /
1.00
2/12/2013
1:47 PM
Market - Sell Equities
TAO
TAG Oil Ltd.

32. -100
4.31
-10.00
431.00
CAD /
0.98
2/12/2013
9:30 AM
Market - Sell Equities
OREX
Orexigen Therapeutics Inc.
-100
5.69
-10.00
571.92
USD /
1.00
2/8/2013
10:45 PM
Market - Sell Equities
500325
RELIANCE
-100
861.30
-10.00
1,614.83
INR /
0.02
2/8/2013
12:19 PM
Market - Sell Equities
BMY
Bristol-Myers Squibb Company
-100
36.82
-10.00

33. 3,690.49
USD /
1.00
2/7/2013
10:46 AM
Short Proceeds Equities
MB
MEGA BRANDS INC
0
0.00
0.00
-10,080.00
CAD /
0.98
2/7/2013
10:46 AM
Market - Cover Equities
MB
MEGA BRANDS INC
1,000
10.17
-10.00
-90.00
CAD /
0.98
2/6/2013
2:38 PM
Short Proceeds Equities
MB
MEGA BRANDS INC
0
0.00
0.00
10,080.00
CAD /
0.98

34. 2/6/2013
2:37 PM
Market - Sell Equities
MB
MEGA BRANDS INC
-100
10.07
-10.00
1,007.00
CAD /
0.98
2/5/2013
11:13 AM
Short Proceeds Spots
GC/1
GOLD
0
0.00
0.00
166,475.70
USD /
1.00
2/5/2013
11:09 AM
Market - Buy Equities
TAO
TAG Oil Ltd.
100
4.41
-10.00
-441.00
CAD /
0.98
2/5/2013
11:07 AM
Market - Buy Equities

35. OREX
Orexigen Therapeutics Inc.
100
6.11
-10.00
-609.84
USD /
1.00
2/5/2013
11:02 AM
Market - Buy Equities
BMY
Bristol-Myers Squibb Company
100
37.01
-10.00
-3,693.98
USD /
1.00
2/1/2013
6:48 PM
Market - Buy MutualFunds
FCNTX
FIDELITY CONTRA FUND
12
81.40
-10.00
-996.71
USD /
1.00
2/1/2013
6:01 PM
Market - Sell Futures
FF/F3
30DFED JAN 13
-100

36. 99.86
0.00
-12,458.89
USD /
1.00
2/1/2013
6:00 PM
Market - Buy Bonds
B-FNF-7.625-15072017
FIDELITY NATIONAL INFORM
10
1,083.75
-10.00
-10,835.17
USD /
1.00
2/1/2013
12:20 PM
Market - Buy Spots
GBP=
GBP / USD SPOT
1,000
1.57
-10.00
-1,572.96
USD /
1.00
2/1/2013
12:15 PM
Market - Buy Equities
WALMEXV
WAL-MART-V
100
41.46
-10.00
-327.98

37. MXN /
0.08
1/29/2013
12:49 PM
Market - Buy Futures
FF/F3
30DFED JAN 13
100
99.86
-10.00
0.00
USD /
1.00
1/29/2013
12:48 PM
Market - Buy Futures
FC/H3
FCATL MAR 13
100
1.49
-10.00
0.00
USD /
1.00
1/28/2013
10:53 PM
Market - Buy Equities
500325
RELIANCE
100
896.95
-10.00
-1,677.22
INR /
0.02
1/28/2013

38. 3:51 PM
Market - Buy Spots
SI/Y
SILVER 5000 OZ. SPOT
1,000
30.94
-10.00
-31,143.95
USD /
1.00
1/28/2013
1:14 PM
Market - Buy Equities
MB
MEGA BRANDS INC
100
10.85
-10.00
-1,085.00
CAD /
0.98
1/28/2013
1:14 PM
Market - Buy Equities
GOOG
Google Inc.
100
749.41
-10.00
-75,507.30
USD /
1.00
Stock Trak report

39. Yuwen Chen & Brandon Williams
March 24, 2013
#1 U.S.
1/18/20139:30 AM
Market - Buy Equities
RDS-A
ROYAL DUTCH SHELL PLC
1,000
70.27
-10.00
-69,567.37
USD /
1.00
2/11/20139:31 AM
Market - Buy Equities
AMZN
Amazon.com Inc.
800
262.31
-10.00
-211,561.65
USD /
1.00
2/4/20139:30 AM
Market - Buy Equities
SINA
Sina Corporation
1,000
56.02
-10.00
-55,869.15
USD /
1.00
2/1/20139:32 AM

40. Market - Buy Equities
FB
Facebook Inc.
100
30.87
-10.00
-3,084.22
USD /
1.00
2/21/20139:32 AM
Market - Buy Equities
TC
Thompson Creek Metals Company Inc.
3,000
3.66
-10.00
-11,186.96
USD /
1.00
2/21/20139:32 AM
Market - Buy Equities
TC
Thompson Creek Metals Company Inc.
1,000
3.66
-10.00
-3,728.99
USD /
1.00
3/13/20139:30 AM
Market - Buy Equities
THI
Tim Hortons Inc.
500
51.30
-10.00

41. -26,304.99
USD /
1.00
#2 Canada
1/18/201310:49 AM
Market - Buy Equities
ODI.UN
O'Leary Canadian Diversified Income Fund
2,000
11.15
-10.00
-22,300.00
CAD /
0.98
3/1/20139:30 AM
Market - Buy Equities
SJR.B
SHAW COMMUNICATIONS INC
1,000
24.67
-10.00
-24,670.00
CAD /
0.98
3/20/20139:46 AM
Market - Buy Equities
THI
TIM HORTONS INC.
2,000
53.25
-10.00
-106,500.00
CAD /
0.98
3/20/20139:45 AM

42. Market - Buy Equities
SJR.B
SHAW COMMUNICATIONS INC
3,000
25.03
-10.00
-75,090.00
CAD /
0.98
3/20/20139:45 AM
Market - Buy Equities
FNV
FRANCO-NEVADA CORP
4,000
45.82
-10.00
-183,280.00
CAD /
0.98
3/21/20139:44 AM
Market - Buy Equities
BMO
BANK OF MONTREAL
500
63.97
-10.00
-31,985.00
CAD /
0.98
3/22/20133:45 PM
Market - Buy Equities
THI
TIM HORTONS INC.
2,000
53.58
-10.00

43. -107,160.00
CAD /
0.98
#3 Latin America
1/18/201310:01 AM
Market - Buy Equities
WALMEXV
WAL-MART-V
5,000
41.71
-10.00
-16,401.42
MXN /
0.08
2/6/20139:00 AM
Market - Buy Equities
GOLL4
GOL -PN
1,000
14.46
-10.00
-7,248.77
BRL /
0.50
#4 Europe
1/18/20138:24 AM
Market - Buy Equities
GPG
10,000
0.32
-10.00
-5,052.03
GBP /

44. 1.52
1/28/20134:15 AM
Market - Buy Equities
VOW
VOLKSWAGEN
100
174.88
-10.00
-23,686.78
EUR /
1.30
3/21/20134:15 AM
Market - Buy Equities
ENI
ENI
500
18.13
-10.00
-12,014.82
EUR /
1.30
#5 Asia
1/17/20139:43 PM
Market - Buy Equities
600036
CHINA MERCHANTS B
5,000
13.30
-10.00
-10,546.28
CNY /
0.16
1/27/20139:30 PM
Market - Buy Equities
600036

45. CHINA MERCHANTS B
5,000
13.89
-10.00
-11,230.24
CNY /
0.16
2/3/20139:30 PM
Market - Buy Equities
600862
Nantong Science & Technology Investment Group CoLt
1,000
3.79
-10.00
-605.92
CNY /
0.16
2/17/20139:30 PM
Market - Buy Equities
600089
TEBIAN ELECTRIC A
500
8.10
-10.00
-654.34
CNY /
0.16
3/19/20139:30 PM
Market - Buy Equities
600036
CHINA MERCHANTS B
2,000
12.60
-10.00
-4,165.48
CNY /

46. 0.16
3/19/201310:00 PM
Market - Buy Equities
2007
COUNTRY GARDEN
10,000
3.80
-10.00
-5,027.12
HKD /
0.13
#6 Short a U.S. or Canadian stock
3/21/20139:30 AM
Short Proceeds Equities
IBM
International Business Machines Corporation
0
0.00
0.00
21,735.93
USD /
1.00
1/25/20139:30 AM
Short Proceeds Equities
GOOG
Google Inc.
0
0.00
0.00
7,556.16
USD /
1.00
#7 Buy or write a U.S. option
2/19/20133:02 PM
Market - Buy Options

47. RUT1320D1000
Russell 2000
100
0.80
-10.00
-8,104.55
USD /
1.00
#8 Buy a U.S. Mutual fund
1/25/20136:45 PM
Market - Buy MutualFunds
AMECX
AMERICAN FUNDS INC (A)
5
18.70
-10.00
-100.62
USD /
1.00
3/20/20136:50 PM
Market - Buy MutualFunds
PGSCX
Pacific Advisors Small Cap Fund C Shares
49
40.73
-10.00
-2,052.97
USD /
1.00
3/20/20136:49 PM
Market - Buy MutualFunds
FGMAX
FEDERATED GNMA TRUST
88
11.34

48. -10.00
-1,026.48
USD /
1.00
3/21/20136:45 PM
Market - Buy MutualFunds
AMECX
AMERICAN FUNDS INC (A)
106
18.89
-10.00
-2,049.18
USD /
1.00
#9 Buy or Short a futures contract, from U.S.
2/28/20134:47 PM
Market - Buy Futures
GC/J3
GOLD APR 13
10
1,579.60
-10.00
0.00
USD /
1.00
2/15/20134:07 PM
Market - Buy Futures
GC/G3
GOLD FEB 13
4
1,608.30
-10.00
0.00
USD /
1.00
3/13/20134:47 AM

49. Market - Buy Futures
KC/K3
COFFEE MAY 13
20
1.43
-10.00
0.00
USD /
1.00
3/20/20136:15 PM
Market - Buy Futures
LE/J3
LV APR 13
50
1.26
-10.00
0.00
USD /
1.00
3/20/20136:12 PM
Market - Buy Futures
FC/H3
FCATL MAR 13
100
1.36
-10.00
0.00
USD /
1.00
3/20/20136:10 PM
Market - Buy Futures
TU/H3
2Y MAR 13
100
110.11
-10.00

50. 0.00
USD /
1.00
#10 Buy or Short a futures contract, from Europe
3/20/20136:11 PM
Market - Buy Futures
ED/M3
EURO-D JUN 13
100
99.67
-10.00
0.00
EUR /
1.30
#11 Buy or Short a U.S. Futures Option.
2/15/20136:00 PM
Market - Buy FutureOptions
OZCZ13C5700
Corn 12/2013 5.7 CALL
8
0.45
-10.00
-18,169.74
USD /
1.00
#12 Buy a U.S. bond

51. 1/25/20136:00 PM
Market - Buy Bonds
B-SPLS-9.750-15012014
STAPLES INC
100
1,085.88
-10.00
-109,507.36
USD /
1.00
3/20/20137:00 PM
Market - Buy Bonds
B-BAC-4.9-01052013
Bank of America
10
1,003.46
-10.00
-10,489.14
USD /
1.00
#13 Buy a U.S. Spot
1/25/20139:30 AM
Market - Buy Spots
GC/1
GOLD
100
1,658.11
-10.00
-167,030.32
USD /
1.00
Transaction History