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ICAP and Standards
                   Implementation
                           Peter Lefkin
                            Director, ICAP


                  IEEE P1904.1™ SIEPON Seminar
                      Prague, Czech Republic
                              20 April 2012


20  April 2012           IEEE Conformity Assessment Program   1
Testing Videos….


 • IKEA Product Testing -
   http://www.youtube.com/watch?v=kP9PZYjVwU
   o&feature=results_video&playnext=1&list=PLB4
   3793B19036AC8F

 • North Face Product Testing -
   http://www.youtube.com/watch?v=IjZs1FlDypM




 20  April 2012    IEEE Conformity Assessment Program   2
IEEE Conformity Assessment Program (ICAP)

 •    Standard Development Organizations (SDOs) are typically
      primarily focused on the development of standards…NOT IEEE!
        – Once established, SDOs periodically review and update the
          standard based on need
        – Publication and/or sale of standard is typically the end of SDO
          involvement
        – Application and usage becomes a business decision of the end user
          community
 •    Conformity assessment is the accepted way of demonstrating
      that a product adheres to a standard
 •    Assessments may take various forms, ranging from self-
      declaration to independent third party testing
 •    Demand drivers are needed for a successful program
        – Vendors wishing to demonstrate compliance, Service Providers (or large
          purchasers) demanding a certification in order to procure



 20  April 2012                IEEE Conformity Assessment Program                  3
About ICAP
Encompass all aspects of Conformity Assessment – Self Declaration, 3rd Party 
Assessment/Testing, Interoperability (via events or plugfests, etc.)

Understanding ICAP                             Global Services
IEEE Conformity Assessment                    Turnkey Certification
Program (ICAP) provides necessary              Management
venue for testing & conformity
                                               Trademark & Registry Authority
assessment programs
Certification Authority focused               Test Suite & Specification
on full testing spectrum for IEEE-             Developer
related standards                              Benchmarking & Performance
NOT a TEST LAB… ICAP                          Testing Support
strategically aligns with expert test          Conformity Alliance Support
labs to provide the best level of
conformance & certification support            Self-Validation Suites


20  April 2012              IEEE Conformity Assessment Program                   4
ICAP Relationship with IEEE/IEEE-SA/IEEE-ISTO

                                                                             IEEE Industry Standard 
                      IEEE                                                        & Technology 
                                                                               Organization (ISTO)

                      IEEE                                  Affiliation         IEEE Conformity 
 IEEE Computer                        IEEE Standards 
                  Communications                                                   Assessment 
     Society                            Association
                     Society                                                     Program (ICAP)


                              Working Groups
                                                                                                                      Future
                                                               IEEE 1588           C37.118             P1904.1       Program

                                                                Test Lab 1         Test Lab 2          Test Lab 3        Future
                  Standards    Standards    Standards
                                                                 Test Lab 1          Test Lab 2         Test Lab 3       Future



 IEEE-ISTO: A not-for-profit membership organization that supports the development and
 proper implementation of industry standards and facilitates the activities required to drive their
 market acceptance

 ICAP: Provides programs and industry support that help bridge those standards development
 activities with the conformity assessment activities that accelerate market acceptance and
 enablement of new products and technologies



20  April 2012                         IEEE Conformity Assessment Program                                            5
ICAP Completes the IEEE‐SA Business/Standards Lifecycle




  20  April 2012     IEEE Conformity Assessment Program   6
ICAP Activities

Conformance and Interoperability Testing
• Certification Authority
• Trademark, Licensing & Legal Framework
• Policy & Procedures Development
• Test Lab Facilitation (Based on ISO/IEC 17025)
• IEEE Certification Mark & Product Registry
• Program Development and Design
• Marketing and Brand Awareness


20  April 2012   IEEE Conformity Assessment Program   7
Certification Program Roles and Responsibilities


                   Program           Participants                     Purpose


                                   Working 
                                       k                 •Drive the test specs & documentation
                                Group/Alliance           •Support standard testing
                                 & Regulatory            •Support market development
                                  Authorities
                                                         •Certification Body
                                                         • Accredit Labs and Process Administrator 
        Certification Testing         ICAP               •Operational Support
                                                         • Product Registry Host
                                                         •Marketing/Brand Awareness
                                  Test Labs ‐
                                   Global /              •Conduct Product Tests as requested
                                   Regional              •Maintain testing integrity per entity



  20  April 2012                 IEEE Conformity Assessment Program                               8
Conformity Assessment Deliverables

• Four deliverables awarded to successful                      Certificate
  vendors                                                       1588 Certification
                                                                                      Official statement of
                                                                                      certification, serves as
                                                                                      proof of compliance

• Designed to promote in product sheets,
                                                               Certification Logo
  presentations, websites, press releases,
  product launches                                                                   Instant recognition of
                                                                                     certified companies and
                                                                                     products


• Allows vendors to respond to RFPs with                       Test Report
  certified compliant products                                                       Full description of test
                                                                                     parameters, procedures
                                                                                     and results
• Provides assurance of compliance
                                                               Certification Registry

                                                                                     On-line listing of certified
                                                                                     companies and products




 20  April 2012           IEEE Conformity Assessment Program                                                        9
Average Timeline – 2 to 3 years:
Standard – > Test Specs - > Program Launch




            1 – 2 Years           6 months – 1 Year                        6 months+




                                                                         Conformity 
                                                                         Assessment 
                                                    Test                 Program 
                                                    Specifications       Launch
                                                    Developed
                                 Standard 
                                 Approved

                     Standard 
                     Develops

  20  April 2012                    IEEE Conformity Assessment Program                 10
Sample Engagement Process
       • Working group or an Alliance may develop tests
Step 1 • Submits tests to the IEEE Conformity Assessment Program

         • ICAP pools resources and appropriate test labs & manages the testing process
Step 2

         • Vendors contact IEEE Conformity Assessment Program to receive certification
Step 3

         • ICAP arranges testing with one or more of the geographically capable test labs
Step 4

         • Vendor delivers equipment to test lab
Step 5

         • Test labs submits test results to ICAP
Step 6

       • ICAP  determines conformance & issues certificates based on test results; if collective test results are 
Step 7 inconclusive/ambiguous, ICAP issues a request to WG/Alliance to modify test spec to remove ambiguity



     20  April 2012                            IEEE Conformity Assessment Program                                    11
ICAP Engagement Models (Customizable)
Working Group 
Certification Process
1. IEEE Std. completed
2. Test Specification submitted to ICAP
3. ICAP distributes test spec to selected
  labs

4. Vendor submits equipment to one of
  the selected
  labs for testing

5. Lab submits test
  report to ICAP

6. ICAP issues a
  certificate,
  grants logo
  usage rights,
  and adds device
  to a registry


   20  April 2012                                    Piscataway, NJ              12
                                            IEEE Conformity Assessment Program     12
Alliance Model

          Mission                              Model                            Members
 • The IEEE 1588 Conformity        • Build Alliance around                Founding Members
   Alliance  currently focuses       Standard’s applications
   on providing the                • Driven by Industry as well as 
                                     several IEEE working group 
   telecommunication &               members
   power industries with a         • Industry recognized ‐
   timing & sync product             Committee of Experts provides 
   certification mark.               additional level of integrity to 
 • The goal is to provide            test specs, documents and 
   Industry a forum to               overall certification                Committee of Experts
   develop IEEE 1588               • Develop test requirement 
   certification tests and           documents, test case 
                                     templates, test setup 
   testing‐related profiles          documents
 • Market demand will              • Formal review processes to 
   dictate the next vertical in      ensure highest integrity of test 
   the IEEE 1588 space that          suite
   ICAP will support.              • End goal: Certification, Marking  
                                     & Marketing of conformant 
                                     products


  2012                             IEEE Conformity Assessment Program                            13
Demand Drivers and One Size Does Not Fit All…
 •    Programs are dependent upon technology, market, participants, etc.
 •    Demand drivers are needed for successful program to be realized.
       • Vendors wishing to demonstrate compliance, Service Providers
          (or large purchasers) demanding a certification in order to procure,
          Government as a demand driver (regulations, or reference in
          RFPs, etc.)
 •    Not all standards will be appropriate for testing/certification
                               One Size Does Not Fit All…
        •     Self-Assertion
                                                      •    Third-party Testing
                – With or without Test Suites
                                                      •    Interoperability Testing
                – With or without 3rd party
                  verification                             (public/private)
                                                            – To improve development
        •     Reference Software
                                                              (product and stds)
                – For Testing
                                                            – For branding
                – To bootstrap Development

     20  April 2012                  IEEE Conformity Assessment Program                14
ICAP Goals to Support Standards Implementation


     • Establish self funded conformity assessment
       “programs” to complement IEEE Standards
     • Strengthen and expand IEEE’s role in “post-
       standards” activities.
     • Increase IEEE WG consideration of test and
       conformity assessment during development
     • Realize a future with thousands of “IEEE
       Certified” products in the marketplace
            – IEEE Certified Product Registry
            – Develop value in an IEEE Certification Mark




 20  April 2012              IEEE Conformity Assessment Program   15
Contact Details

 Contact Us           Peter Lefkin
                      peter.lefkin@ieee‐isto.org
                      Director, ICAP
                      Ravi Subramaniam
                      ravi.subramaniam@ieee‐isto.org
                      Technical Director, ICAP
                      Lloyd Green
                      lloyd.green@ieee‐isto.org
                      Marketing Director, ICAP




 20  April 2012   IEEE Conformity Assessment Program   16

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ICAP and Standards Implementation

  • 1. ICAP and Standards Implementation Peter Lefkin Director, ICAP IEEE P1904.1™ SIEPON Seminar Prague, Czech Republic 20 April 2012 20  April 2012 IEEE Conformity Assessment Program 1
  • 2. Testing Videos…. • IKEA Product Testing - http://www.youtube.com/watch?v=kP9PZYjVwU o&feature=results_video&playnext=1&list=PLB4 3793B19036AC8F • North Face Product Testing - http://www.youtube.com/watch?v=IjZs1FlDypM 20  April 2012 IEEE Conformity Assessment Program 2
  • 3. IEEE Conformity Assessment Program (ICAP) • Standard Development Organizations (SDOs) are typically primarily focused on the development of standards…NOT IEEE! – Once established, SDOs periodically review and update the standard based on need – Publication and/or sale of standard is typically the end of SDO involvement – Application and usage becomes a business decision of the end user community • Conformity assessment is the accepted way of demonstrating that a product adheres to a standard • Assessments may take various forms, ranging from self- declaration to independent third party testing • Demand drivers are needed for a successful program – Vendors wishing to demonstrate compliance, Service Providers (or large purchasers) demanding a certification in order to procure 20  April 2012 IEEE Conformity Assessment Program 3
  • 4. About ICAP Encompass all aspects of Conformity Assessment – Self Declaration, 3rd Party  Assessment/Testing, Interoperability (via events or plugfests, etc.) Understanding ICAP Global Services IEEE Conformity Assessment Turnkey Certification Program (ICAP) provides necessary Management venue for testing & conformity Trademark & Registry Authority assessment programs Certification Authority focused Test Suite & Specification on full testing spectrum for IEEE- Developer related standards Benchmarking & Performance NOT a TEST LAB… ICAP Testing Support strategically aligns with expert test Conformity Alliance Support labs to provide the best level of conformance & certification support Self-Validation Suites 20  April 2012 IEEE Conformity Assessment Program 4
  • 5. ICAP Relationship with IEEE/IEEE-SA/IEEE-ISTO IEEE Industry Standard  IEEE & Technology  Organization (ISTO) IEEE  Affiliation IEEE Conformity  IEEE Computer  IEEE Standards  Communications  Assessment  Society Association Society Program (ICAP) Working Groups Future IEEE 1588 C37.118 P1904.1 Program Test Lab 1 Test Lab 2 Test Lab 3 Future Standards Standards Standards Test Lab 1 Test Lab 2 Test Lab 3 Future  IEEE-ISTO: A not-for-profit membership organization that supports the development and proper implementation of industry standards and facilitates the activities required to drive their market acceptance  ICAP: Provides programs and industry support that help bridge those standards development activities with the conformity assessment activities that accelerate market acceptance and enablement of new products and technologies 20  April 2012 IEEE Conformity Assessment Program 5
  • 7. ICAP Activities Conformance and Interoperability Testing • Certification Authority • Trademark, Licensing & Legal Framework • Policy & Procedures Development • Test Lab Facilitation (Based on ISO/IEC 17025) • IEEE Certification Mark & Product Registry • Program Development and Design • Marketing and Brand Awareness 20  April 2012 IEEE Conformity Assessment Program 7
  • 8. Certification Program Roles and Responsibilities Program Participants Purpose Working  k •Drive the test specs & documentation Group/Alliance  •Support standard testing & Regulatory  •Support market development Authorities •Certification Body • Accredit Labs and Process Administrator  Certification Testing ICAP •Operational Support • Product Registry Host •Marketing/Brand Awareness Test Labs ‐ Global /  •Conduct Product Tests as requested Regional  •Maintain testing integrity per entity 20  April 2012 IEEE Conformity Assessment Program 8
  • 9. Conformity Assessment Deliverables • Four deliverables awarded to successful Certificate vendors 1588 Certification Official statement of certification, serves as proof of compliance • Designed to promote in product sheets, Certification Logo presentations, websites, press releases, product launches Instant recognition of certified companies and products • Allows vendors to respond to RFPs with Test Report certified compliant products Full description of test parameters, procedures and results • Provides assurance of compliance Certification Registry On-line listing of certified companies and products 20  April 2012 IEEE Conformity Assessment Program 9
  • 10. Average Timeline – 2 to 3 years: Standard – > Test Specs - > Program Launch 1 – 2 Years 6 months – 1 Year 6 months+ Conformity  Assessment  Test  Program  Specifications  Launch Developed Standard  Approved Standard  Develops 20  April 2012 IEEE Conformity Assessment Program 10
  • 11. Sample Engagement Process • Working group or an Alliance may develop tests Step 1 • Submits tests to the IEEE Conformity Assessment Program • ICAP pools resources and appropriate test labs & manages the testing process Step 2 • Vendors contact IEEE Conformity Assessment Program to receive certification Step 3 • ICAP arranges testing with one or more of the geographically capable test labs Step 4 • Vendor delivers equipment to test lab Step 5 • Test labs submits test results to ICAP Step 6 • ICAP  determines conformance & issues certificates based on test results; if collective test results are  Step 7 inconclusive/ambiguous, ICAP issues a request to WG/Alliance to modify test spec to remove ambiguity 20  April 2012 IEEE Conformity Assessment Program 11
  • 12. ICAP Engagement Models (Customizable) Working Group  Certification Process 1. IEEE Std. completed 2. Test Specification submitted to ICAP 3. ICAP distributes test spec to selected labs 4. Vendor submits equipment to one of the selected labs for testing 5. Lab submits test report to ICAP 6. ICAP issues a certificate, grants logo usage rights, and adds device to a registry 20  April 2012 Piscataway, NJ 12 IEEE Conformity Assessment Program 12
  • 13. Alliance Model Mission Model Members • The IEEE 1588 Conformity  • Build Alliance around  Founding Members Alliance  currently focuses  Standard’s applications on providing the  • Driven by Industry as well as  several IEEE working group  telecommunication &  members power industries with a   • Industry recognized ‐ timing & sync product  Committee of Experts provides  certification mark.   additional level of integrity to  • The goal is to provide  test specs, documents and  Industry a forum to  overall certification Committee of Experts develop IEEE 1588  • Develop test requirement  certification tests and  documents, test case  templates, test setup  testing‐related profiles documents • Market demand will  • Formal review processes to  dictate the next vertical in  ensure highest integrity of test  the IEEE 1588 space that  suite ICAP will support. • End goal: Certification, Marking   & Marketing of conformant  products 2012 IEEE Conformity Assessment Program 13
  • 14. Demand Drivers and One Size Does Not Fit All… • Programs are dependent upon technology, market, participants, etc. • Demand drivers are needed for successful program to be realized. • Vendors wishing to demonstrate compliance, Service Providers (or large purchasers) demanding a certification in order to procure, Government as a demand driver (regulations, or reference in RFPs, etc.) • Not all standards will be appropriate for testing/certification One Size Does Not Fit All… • Self-Assertion • Third-party Testing – With or without Test Suites • Interoperability Testing – With or without 3rd party verification (public/private) – To improve development • Reference Software (product and stds) – For Testing – For branding – To bootstrap Development 20  April 2012 IEEE Conformity Assessment Program 14
  • 15. ICAP Goals to Support Standards Implementation • Establish self funded conformity assessment “programs” to complement IEEE Standards • Strengthen and expand IEEE’s role in “post- standards” activities. • Increase IEEE WG consideration of test and conformity assessment during development • Realize a future with thousands of “IEEE Certified” products in the marketplace – IEEE Certified Product Registry – Develop value in an IEEE Certification Mark 20  April 2012 IEEE Conformity Assessment Program 15
  • 16. Contact Details Contact Us Peter Lefkin peter.lefkin@ieee‐isto.org Director, ICAP Ravi Subramaniam ravi.subramaniam@ieee‐isto.org Technical Director, ICAP Lloyd Green lloyd.green@ieee‐isto.org Marketing Director, ICAP 20  April 2012 IEEE Conformity Assessment Program 16