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Role of Chemical & Biological
Markers in Standardization of
Herbal Products
By
Dr. Jitendra Patel
Associate Professor
AIPS, Hyderabad, India.
Introduction
• In recent years there is great demand throughout world to use herbal
products in healthcare system.Plant materials and its productsare
becoming popular because of their wide biological activities, higher safety
margin than the synthetic products and lesser costs.
• Standardization of herbal products is essential for their acceptance of
herbal products as remedies for various diseases and ailments.It is
necessary to establish consistent potency from batch to batch and to
control the full spectrum of bioactive chemical constituent/s
(biomarker/s), naturally occurring in medicinal plants. ‘Marker Based
Standardization’ is one of the widely accepted methods which is based on
the analysis of phytochemical markers using sophisticated
chromatographic techniques such as HPTLC, HPLC etc.
• Recently, the concept of marker-based standardization of herbal drugs is
gaining momentum. Identification of major and unique compounds in
herbs as markers and development of analytical methodologies for
monitoring them are the key steps involved in marker-based
standardization.
• Marker compounds help to establish internationally recognized guidelines
for assessing the quality of phytomedicines.
• A marker compound is a chemically defined constituent of an herbal drug
with or without therapeutic activity; It serves as a reference for
standardizing test materials and can therefore be used for the quality
assurance of a finished product.
Diversity
• As per WHO definition, there are three kinds of herbal
medicines: raw plant material, processed plant material
and medicinal herbal products.
• The use of herbal medicines has increased remarkably in
line with the global trend of people returning to natural
therapies. Herbal medicine products are dietary
supplements that people take to improve their health and
are sold as tablets, capsules, powders, teas, extracts and
fresh or dried plants.
• Herbal medicinal products may vary in composition and
properties, unlike conventional pharmaceutical products,
which are usually prepared from synthetic, chemically pure
materials by means of reproducible manufacturing
techniques and procedures. Correct identification and
quality assurance of the starting material is, therefore, an
essential prerequisite to ensure reproducible quality of
herbal medicine, which contributes to its safety and
efficacy.
Factors that influence the identification
and quality of herbal drugs
1. Drug of plant origin are usually mixtures of many constituents.
2. The source and quality of the raw material are variable.
3. The active principle in some cases is unknown.
4. Selective analytical methods or reference compounds may not be available
commercially.
5. Plant materials are chemically and naturally variable.
6. The required herb is deliberately or in- deliberately substituted with the other
low quality and morphologically similar medicinal or non-medicinal plants e. g.
Belladonna leaves are substituted with Ailanthus leaves, papaya seeds in place of
Piper nigrum L., mother cloves and clove stalks are added to clove, beeswax is
adulterated with Japan wax.
7. The exact time and methods of harvesting, drying, storage, transportation and
processing have an effect, eg. Datura strumarium L. leaves should be collected
during the flowering stage and wild cherry bark in autumn.
8. Common vernacular name for different plants or different vernacular names in
different states of the same medicinal plants. e. g. Centella asiatica L and Bacopa
monnerri L. are interchangeably known as Brahmi and Mandukparni.
Standardization
• Herbals are traditionally considered harmless and
increasingly being consumed by people without
prescription.
• However, some can cause health problems, some
are not effective and some may interact with
other drugs.
• Standardization of herbal formulations is
essential in order to assess the quality of drugs,
based on the concentration of their active
principles.
• Standardization is the application of product
knowledge, good agricultural or good
manufacturing practices to minimize inherent
variations in the composition of natural
substances in order to ensure a consistent
product from one batch to the next.
Markers
• Marker compounds are constituents that occurs naturally in the
material and that is selected for special attention (for identification
or standardization purposes).
OR
• Markers are chemically defined constituents of a herbal drug which
are of interest for quality control purposes independent of whether
they have any therapeutic activity or not. Markers may serve to
calculate the amount of active component of herbal drug or
preparation in the finished product.
• Marker compounds are pure, single isolated compounds, secondary
metabolites mostly with terpenes, steroid, alkaloid, flavonoid
aromatic hetero aromatic frameworks and glycosides having
alcoholic, carbonyl, olefinic, acid, ester and amide functionalities
highly useful for single / crude drugs: may or may not survive in
multiherbal. For quantitative studies, use of specific markers that
can be easily analyzed to distinguish between varieties, remains a
preferred option
Types of Markers
1. Molecular or DNA Markers
They are reliable for informative polymorphisms as the genetic composition is unique for each
species and is not affected by age, physiological conditions as well as environmental factors. DNA can be
extracted from fresh or dried organic tissue of the botanical material; hence the physical form of the
sample for assessment does not restrict detection.
• Applications of molecular markers
1. In herbal drug technology- DNA-based molecular markers have proved their utility in fields like
taxonomy, physiology, Embryology & genetics, etc.
2. Genetic variation/genotyping: Random Amplified Polymorphic DNA (RAPD) - RAPD-based molecular
markers have been found to be useful in differentiating different accessions of Taxus wallichiana, Neem,
Allium schoenoprasum , Andrographis paniculata collected from different geographical regions.
Interspecies variation has been studied using RFLP(Random Fragment Length Polymorphism) and RAPD in
different genera such as Glycerrhiza, Echinacea, Curcuma and . RAPD has served as a tool for the detection
of variability in Vitis vinifera L. and tea (Camellia sinesis).
3. Authentication of medicinal plants: Sequence Characterized Amplified Region (SCAR), AP– PCR, RAPD
and RFLP have been successfully applied for differentiation of these plants and to detect substitution by
other closely related species. Certain rare and expensive medicinal plant species are often adulterated or
substituted by morphologically similar, easily available or less expensive species. For example, Swertia
chirata is frequently adulterated or substituted by the cheaper Andrographis paniculata.
4. Marker assisted selection of desirable chemo types: Amplified Fragment Length Polymorphism (AFLP) -
AFLP analysis has been found to be useful in predicting phytochemical markers in cultivated Echinacea
purpurea germplasm and some related wild species.
• DNA profiling has been used to detect the phylogenetic relationship among Acorus calamus chemotypes
differing in their essentialoil composition.
5. Medicinal plant breeding: Molecular markers have been
used as a tool to verify sexual and apomictic offspring of
intraspecific crosses in Hypericum perforatum, a well
known antihelminthic and diuretic.
6. Foods and nutraceuticals: Soybeans, maize and capsicum
have been successfully discriminated from non-GM
products using primers specific for inserted genes and crop
endogenous genes.
7. As new Pharmacognostic tool: These markers have
shown remarkable utility in quality control of commercially
important botanicals like Ginseng, Echinacea, Atractylodes.
Although DNA analysis is currently considered to be
cutting-edge technology, it has certain limitations due to
which its use has been limited to academia another
important issue is that DNA fingerprint will remain the
same irrespective of the plant part used, while the
phytochemical content will vary with the plant part used,
physiology and environment
2. Chemical Markers
• Generally refer to biochemical constituents, including
primary and secondary metabolites and other
macromolecules such as nucleic acids which are of
interest for quality control purposes regardless
whether they possess any therapeutic activity.
• The quantity of a chemical marker can be an indicator
of the quality of an herbal medicine.
• The study of chemical markers is applicable to many
research areas, including authentication of genuine
species, search for new resources or substitutes of raw
materials, optimization of extraction and purification
methods, structure elucidation and purity
determination.
• Systematic investigations using chemical markers may
lead to discoveries and development of new drugs.
Types of chemical markers
1. Active principles: Well defined chemicals with known clinical
activity e.g Ephedrine in Ephedra sinensis, Silymarin in Silybum
marianum.
2. Active markers: They are the constituents or groups of
constituents with known pharmacological activity that contribute to
efficacy. May or may not have proven clinical efficacy. e.g Allin in
Allium sativum, Hypericin in Hypericum perforatum.
3. Analytical markers: They are the constituents or groups of
constituents that serve solely for analytical purposes & have no
clinical or pharmacological activities. Aid in the positive
identification of raw material and extracts or used to achieve
standardization. e.g Different alkylamides found in roots of
Echinacea angustifolia and Echinacea purpurea but totally absent in
Echinacea pallid.
4. Negative markers – Demonstrate allergenic or toxic properties or
those which interfere with bioavailability. e.g Gingolic acids in
ginkgo preparations (allergenic agent).
Applications of chemical markers
1. Identification of adulterants.
2. Differentiation of herbal medicines with multiple sources.
3. Determination of the best harvesting time.
4. Confirmation of collection sites.
5. Assessment of processing methods.
6. Quality evaluation of herbal parts.
7. Identification and quantitative determination of
proprietary products.
8. Stability test of proprietary products- Stability test is used
to evaluate product quality over time and determine
recommended shelf life.
9. Diagnosis of herbal intoxication- Toxic components may
be used as chemical markers in screening methods, e.g.
rapid diagnosis of acute hidden aconite poisoning in urine
samples by HPLC-MS.
3.Biochemical markers
• Biochemical markers are either proteins or isoenzymes.
• Isoenzymes, also known as alloenzymes are the enzymes
which are functionally similar but differ from each other in
the location, structure, net charge, electrophoretic
mobility, types of activators and inhibitors and heat
stability.
• The isoenzyme pattern has been used in many population
genetics studies; including measurements of out crossing
rates, sub population structure and population divergence.
• These are particularly valuable to distinguish closely related
species and therefore useful to study diversity and
identification of crops.
• Example: The isoenzyme pattern of glucose 6 phosphate
dehydrogenase has been used for the identification of
Eclipta prostrate L. The peroxidase isoenzyme pattern is
used to distinguish the three Gastrodia elata variants.
Advantages of DNA markers over chemical markers
• Analysis of DNA markers is more reliable than the chemical
markers.
• They provide an efficient and accurate means of testing the
authenticity of several hundreds of samples simultaneously
whereas the conventional chemical based methods usually
takes several days for verification.
• In order for any compound to act as a chemical marker, it
should be unique to that particular species.
• Not all plants have a unique chemical compound and also
the same chemical marker is used for the identification of
two or more plants.
• Moreover the concentration of secondary metabolites and
other biochemical markers may change due to
environmental factors and hence correct identification of
the botanicals is difficult, whereas genetic markers are
unique and are not affected by age, physiological
conditions and environmental factors.
Conclusion
• Quality control of herbal medicines aims to ensure its quality, safety
and efficacy.
• Chemical markers are pivotal in the current practice of quality
control. Chemical markers should be used at various stages of the
development and manufacturing of an herbal medicine, such as
authentication and differentiation of species, collecting and
harvesting, quality evaluation and stability assessment, diagnosis of
intoxication and discovery of lead compounds.
• Lack of chemical markers remains a major problem for the quality
control of herbal medicines.
• In many cases, we do not have sufficient chemical and
pharmacological data of chemical markers. Furthermore, there are
many technical challenges in the production of chemical markers.
• For example, temperature, light and solvents often cause degradation
and/or transformation of purified components; isomers and
conformations may also cause confusions of chemical markers.
Thank you

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Role of Markers in Standardization of Herbal Products

  • 1. Role of Chemical & Biological Markers in Standardization of Herbal Products By Dr. Jitendra Patel Associate Professor AIPS, Hyderabad, India.
  • 2. Introduction • In recent years there is great demand throughout world to use herbal products in healthcare system.Plant materials and its productsare becoming popular because of their wide biological activities, higher safety margin than the synthetic products and lesser costs. • Standardization of herbal products is essential for their acceptance of herbal products as remedies for various diseases and ailments.It is necessary to establish consistent potency from batch to batch and to control the full spectrum of bioactive chemical constituent/s (biomarker/s), naturally occurring in medicinal plants. ‘Marker Based Standardization’ is one of the widely accepted methods which is based on the analysis of phytochemical markers using sophisticated chromatographic techniques such as HPTLC, HPLC etc. • Recently, the concept of marker-based standardization of herbal drugs is gaining momentum. Identification of major and unique compounds in herbs as markers and development of analytical methodologies for monitoring them are the key steps involved in marker-based standardization. • Marker compounds help to establish internationally recognized guidelines for assessing the quality of phytomedicines. • A marker compound is a chemically defined constituent of an herbal drug with or without therapeutic activity; It serves as a reference for standardizing test materials and can therefore be used for the quality assurance of a finished product.
  • 3. Diversity • As per WHO definition, there are three kinds of herbal medicines: raw plant material, processed plant material and medicinal herbal products. • The use of herbal medicines has increased remarkably in line with the global trend of people returning to natural therapies. Herbal medicine products are dietary supplements that people take to improve their health and are sold as tablets, capsules, powders, teas, extracts and fresh or dried plants. • Herbal medicinal products may vary in composition and properties, unlike conventional pharmaceutical products, which are usually prepared from synthetic, chemically pure materials by means of reproducible manufacturing techniques and procedures. Correct identification and quality assurance of the starting material is, therefore, an essential prerequisite to ensure reproducible quality of herbal medicine, which contributes to its safety and efficacy.
  • 4. Factors that influence the identification and quality of herbal drugs 1. Drug of plant origin are usually mixtures of many constituents. 2. The source and quality of the raw material are variable. 3. The active principle in some cases is unknown. 4. Selective analytical methods or reference compounds may not be available commercially. 5. Plant materials are chemically and naturally variable. 6. The required herb is deliberately or in- deliberately substituted with the other low quality and morphologically similar medicinal or non-medicinal plants e. g. Belladonna leaves are substituted with Ailanthus leaves, papaya seeds in place of Piper nigrum L., mother cloves and clove stalks are added to clove, beeswax is adulterated with Japan wax. 7. The exact time and methods of harvesting, drying, storage, transportation and processing have an effect, eg. Datura strumarium L. leaves should be collected during the flowering stage and wild cherry bark in autumn. 8. Common vernacular name for different plants or different vernacular names in different states of the same medicinal plants. e. g. Centella asiatica L and Bacopa monnerri L. are interchangeably known as Brahmi and Mandukparni.
  • 5. Standardization • Herbals are traditionally considered harmless and increasingly being consumed by people without prescription. • However, some can cause health problems, some are not effective and some may interact with other drugs. • Standardization of herbal formulations is essential in order to assess the quality of drugs, based on the concentration of their active principles. • Standardization is the application of product knowledge, good agricultural or good manufacturing practices to minimize inherent variations in the composition of natural substances in order to ensure a consistent product from one batch to the next.
  • 6. Markers • Marker compounds are constituents that occurs naturally in the material and that is selected for special attention (for identification or standardization purposes). OR • Markers are chemically defined constituents of a herbal drug which are of interest for quality control purposes independent of whether they have any therapeutic activity or not. Markers may serve to calculate the amount of active component of herbal drug or preparation in the finished product. • Marker compounds are pure, single isolated compounds, secondary metabolites mostly with terpenes, steroid, alkaloid, flavonoid aromatic hetero aromatic frameworks and glycosides having alcoholic, carbonyl, olefinic, acid, ester and amide functionalities highly useful for single / crude drugs: may or may not survive in multiherbal. For quantitative studies, use of specific markers that can be easily analyzed to distinguish between varieties, remains a preferred option
  • 7. Types of Markers 1. Molecular or DNA Markers They are reliable for informative polymorphisms as the genetic composition is unique for each species and is not affected by age, physiological conditions as well as environmental factors. DNA can be extracted from fresh or dried organic tissue of the botanical material; hence the physical form of the sample for assessment does not restrict detection. • Applications of molecular markers 1. In herbal drug technology- DNA-based molecular markers have proved their utility in fields like taxonomy, physiology, Embryology & genetics, etc. 2. Genetic variation/genotyping: Random Amplified Polymorphic DNA (RAPD) - RAPD-based molecular markers have been found to be useful in differentiating different accessions of Taxus wallichiana, Neem, Allium schoenoprasum , Andrographis paniculata collected from different geographical regions. Interspecies variation has been studied using RFLP(Random Fragment Length Polymorphism) and RAPD in different genera such as Glycerrhiza, Echinacea, Curcuma and . RAPD has served as a tool for the detection of variability in Vitis vinifera L. and tea (Camellia sinesis). 3. Authentication of medicinal plants: Sequence Characterized Amplified Region (SCAR), AP– PCR, RAPD and RFLP have been successfully applied for differentiation of these plants and to detect substitution by other closely related species. Certain rare and expensive medicinal plant species are often adulterated or substituted by morphologically similar, easily available or less expensive species. For example, Swertia chirata is frequently adulterated or substituted by the cheaper Andrographis paniculata. 4. Marker assisted selection of desirable chemo types: Amplified Fragment Length Polymorphism (AFLP) - AFLP analysis has been found to be useful in predicting phytochemical markers in cultivated Echinacea purpurea germplasm and some related wild species. • DNA profiling has been used to detect the phylogenetic relationship among Acorus calamus chemotypes differing in their essentialoil composition.
  • 8. 5. Medicinal plant breeding: Molecular markers have been used as a tool to verify sexual and apomictic offspring of intraspecific crosses in Hypericum perforatum, a well known antihelminthic and diuretic. 6. Foods and nutraceuticals: Soybeans, maize and capsicum have been successfully discriminated from non-GM products using primers specific for inserted genes and crop endogenous genes. 7. As new Pharmacognostic tool: These markers have shown remarkable utility in quality control of commercially important botanicals like Ginseng, Echinacea, Atractylodes. Although DNA analysis is currently considered to be cutting-edge technology, it has certain limitations due to which its use has been limited to academia another important issue is that DNA fingerprint will remain the same irrespective of the plant part used, while the phytochemical content will vary with the plant part used, physiology and environment
  • 9. 2. Chemical Markers • Generally refer to biochemical constituents, including primary and secondary metabolites and other macromolecules such as nucleic acids which are of interest for quality control purposes regardless whether they possess any therapeutic activity. • The quantity of a chemical marker can be an indicator of the quality of an herbal medicine. • The study of chemical markers is applicable to many research areas, including authentication of genuine species, search for new resources or substitutes of raw materials, optimization of extraction and purification methods, structure elucidation and purity determination. • Systematic investigations using chemical markers may lead to discoveries and development of new drugs.
  • 10. Types of chemical markers 1. Active principles: Well defined chemicals with known clinical activity e.g Ephedrine in Ephedra sinensis, Silymarin in Silybum marianum. 2. Active markers: They are the constituents or groups of constituents with known pharmacological activity that contribute to efficacy. May or may not have proven clinical efficacy. e.g Allin in Allium sativum, Hypericin in Hypericum perforatum. 3. Analytical markers: They are the constituents or groups of constituents that serve solely for analytical purposes & have no clinical or pharmacological activities. Aid in the positive identification of raw material and extracts or used to achieve standardization. e.g Different alkylamides found in roots of Echinacea angustifolia and Echinacea purpurea but totally absent in Echinacea pallid. 4. Negative markers – Demonstrate allergenic or toxic properties or those which interfere with bioavailability. e.g Gingolic acids in ginkgo preparations (allergenic agent).
  • 11. Applications of chemical markers 1. Identification of adulterants. 2. Differentiation of herbal medicines with multiple sources. 3. Determination of the best harvesting time. 4. Confirmation of collection sites. 5. Assessment of processing methods. 6. Quality evaluation of herbal parts. 7. Identification and quantitative determination of proprietary products. 8. Stability test of proprietary products- Stability test is used to evaluate product quality over time and determine recommended shelf life. 9. Diagnosis of herbal intoxication- Toxic components may be used as chemical markers in screening methods, e.g. rapid diagnosis of acute hidden aconite poisoning in urine samples by HPLC-MS.
  • 12. 3.Biochemical markers • Biochemical markers are either proteins or isoenzymes. • Isoenzymes, also known as alloenzymes are the enzymes which are functionally similar but differ from each other in the location, structure, net charge, electrophoretic mobility, types of activators and inhibitors and heat stability. • The isoenzyme pattern has been used in many population genetics studies; including measurements of out crossing rates, sub population structure and population divergence. • These are particularly valuable to distinguish closely related species and therefore useful to study diversity and identification of crops. • Example: The isoenzyme pattern of glucose 6 phosphate dehydrogenase has been used for the identification of Eclipta prostrate L. The peroxidase isoenzyme pattern is used to distinguish the three Gastrodia elata variants.
  • 13. Advantages of DNA markers over chemical markers • Analysis of DNA markers is more reliable than the chemical markers. • They provide an efficient and accurate means of testing the authenticity of several hundreds of samples simultaneously whereas the conventional chemical based methods usually takes several days for verification. • In order for any compound to act as a chemical marker, it should be unique to that particular species. • Not all plants have a unique chemical compound and also the same chemical marker is used for the identification of two or more plants. • Moreover the concentration of secondary metabolites and other biochemical markers may change due to environmental factors and hence correct identification of the botanicals is difficult, whereas genetic markers are unique and are not affected by age, physiological conditions and environmental factors.
  • 14.
  • 15.
  • 16. Conclusion • Quality control of herbal medicines aims to ensure its quality, safety and efficacy. • Chemical markers are pivotal in the current practice of quality control. Chemical markers should be used at various stages of the development and manufacturing of an herbal medicine, such as authentication and differentiation of species, collecting and harvesting, quality evaluation and stability assessment, diagnosis of intoxication and discovery of lead compounds. • Lack of chemical markers remains a major problem for the quality control of herbal medicines. • In many cases, we do not have sufficient chemical and pharmacological data of chemical markers. Furthermore, there are many technical challenges in the production of chemical markers. • For example, temperature, light and solvents often cause degradation and/or transformation of purified components; isomers and conformations may also cause confusions of chemical markers.