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Mind the Gap:
Risk of Bias in Pediatric Trials

StaR Child Health Summit
Winnipeg, Manitoba

May 7, 2012


Michele Hamm, MSc
Alberta Research Centre for Health Evidence
Conflict of Interest Disclosure
                          Michele Hamm
             Mind the Gap: Risk of Bias in Pediatric Trials



•   Received grant/research support from: KT Canada
Introduction
 There is a growing body of literature documenting
  the limitations and methodological flaws of
  pediatric research, specifically risk of bias.

 The introduction of bias into a trial can lead to the
  overestimation of treatment benefits or
  underestimation of treatment harms.
Risk of Bias
 Risk of bias relates to internal validity

 Design features associated with effect estimate
  magnitude:
      Sequence generation
      Allocation concealment
      Blinding - participants/personnel, outcome assessors
      Incomplete outcome data
      Selective outcome reporting
      “Other” sources of bias
Progress of the RoB SDG
2nd StaR Child Health Summit: Empirical
    evidence showing that pediatric RCTs are at
    high/unclear risk of bias.

3rd StaR Child Health Summit:
1) Mixed methods study: Why are biased trials
    being conducted?
2) Knowledge translation: Development and pilot
    testing of a wiki-based educational resource
Mixed Methods Study of
Pediatric Trialists
 Objective: To determine the barriers and
  facilitators faced by pediatric trialists in the design
  and conduct of methodologically rigorous
  trials, using both quantitative and qualitative data.

 Explanatory mixed methods design
    Survey
    Semi-structured interviews
Survey Methods
 Internet-based survey (SurveyMonkey/REDCap)
 Surveyed corresponding authors of pediatric trials
  published in 2008 and 2009
    Entire sample of Canadian researchers (n=90)
    Random sample of international researchers (n=600)
 Surveyed from MICYRN membership (n=163)
 Questions to determine:
   1) knowledge and awareness of bias
   2) perceived barriers and facilitators in conducting trials
   3) utility of potential KT strategies for future
     interventions
Survey Results
 23.0% response rate (186/807)
 44.6% trained in medicine; 35.5% had formal
  research training
 Median number of trials involved in:
    As PI: 3 (IQR 1-5)
    As part of study team: 5 (IQR 2-10)
 Most common subspecialties represented:
    Public health (8.6%)
    Developmental, psychosocial, and learning problems
     (7.5%)
    Mental health or psychiatry (7.0%)
Survey Results
Barriers:
 Lack of sufficient funding (70.3%);
 Overwhelming volume of literature (63.1%);
 Logistics make it difficult to minimize bias (52.9%)


Facilitators:
 Interest in staying current with literature (93.0%);
 Opportunities to discuss methods with knowledgeable
  colleagues (92.8%);
 Rigorous methods encouraged by colleagues (80.4%)
Interview Methods
 Semi-structured interviews building upon
  quantitative survey data
 MICYRN survey respondents invited to
  participate in an interview
 Target sample size of 12 pediatric trialists
 Questions to determine:
    Relationships between participants’
     beliefs, behaviours, and attitudes about conducting
     research on children and appropriate design and
     conduct of methodologically sound trials
Interview Results
 13 interviews conducted
 Necessary to augment original sample:
    3 respondents from survey, 3 from MICYRN, 7
     referrals
 7 trained in medicine, 4 trained in both medicine
  and research, and 2 trained in research
 Subspecialties represented:
  anesthesiology, clinical epidemiology, critical
  care, emergency medicine, infectious
  disease, neonatology, neurology, oncology, psych
  ology, rheumatology
Interview Results
Individual Factors - Barriers
 Knowledge/training regarding research methods
   Lack of formal training – on the job learning
   Emphasize certain aspects, overlook others
Interview Results
Individual Factors – Barriers
“Probably we don’t look at, we don’t know all the bias that
  can happen in a trial because we don’t check, we don’t
  believe there’s bias. We may miss some, we may forget
  some, and then do not report the bias because we don’t
  know it exists.”

“Because there’s almost zero research training in the clinical
  curriculum for most clinicians these days. Like there’s
  almost nothing in the med school program, there’s almost
  nothing in the rehab program – there really needs to be
  somebody on the protocol who’s got a little bit more
  training.”
Interview Results
Individual Factors – Facilitators
 Sense of ownership
    Opportunity to generate enthusiasm, gain support, and
     educate colleagues
Interview Results
Individual Factors – Facilitators
“So you really have to take the time to engage people and be the
  one that’s proactive, engaging them. Because they’re busy, they
  might not even know what your study is unless you’re the
  change agent that really goes out there and talks to them about it
  and gets them motivated about why you think it’s important.”

“Listen to what [your colleagues] need to execute the study so that
   when you develop your protocol, you’ve built that into the
   approach. Or, if you couldn’t, you’ve at least had that dialogue
   with them about how scientifically you can’t be as flexible as
   might be ideal… so that they at least understand the rationale.”
Interview Results
Institutional Factors – Barriers
 Negative research culture
 Lack of recognition of distinction between clinical
  care and clinical research

 Variable across institutions
Interview Results
Institutional Factors – Barriers
“I think that other people view [research] as kind of a thorn in their
    side. It’s something they play along with if they have to and the
    division head tells them they have to.”

“I think a lot of investigators really have a hard time separating
    what decision they would make clinically from what decision
    they would make as part of a trial… because the feeling is I
    want to be convenient to the family, and I really know this stuff
    because I’m an expert in this clinical area, and I don’t think they
    realize that there’s a pretty clear demarcation between what you
    do in clinical care and what you do as research.”
Interview Results
Institutional Factors – Facilitators
 Cohesive study teams
    Clinicians, methodologists, research staff
    Networks within subspecialties
 Reliable internal review processes
Interview Results
Institutional Factors – Facilitators
“We have the help of the research institute and you can have a
  person for any kind of question or any kind of design that can
  help, and we have access to those kinds of resources.”

“I think the fact that [research network] is there enables you to
    think of multi-centre RCTs, whereas if it wasn’t there, you’d
    kind of have to go and find things from scratch. But by existing,
    it brings people together with shared interests and I think that
    that is a huge asset when it comes to even the thought of
    designing a multi-centre RCT. It’s like you want to design one
    for [research network].”
Interview Results
Policy Factors – Barriers
 Funding
 Ethics review process
Interview Results
Policy Factors – Barriers
“We all tend to want to make the budget as small as we can to increase
  our chances to actually get it funded and the reality is that some
  trials really require the full-time effort of somebody who’s got a lot
  of experience, and therefore comes with a price tag. And it can be
  hard to make the argument to ensure that you’ve got funding, right?
  So I think that’s where you start cutting other corners, and you
  don’t have the data quality, and at the end of the day, you maybe
  don’t have the rigorous, homerun kind of trial that you had
  envisioned.”

“Most of the problem is to ask for revisions and they are not consistent
  one between the others. So you can have a question in one and the
  other one… wants a different answer.”
Interview Results
Policy Factors – Facilitators
 None
Discussion
 Internal validity is not a primary concern –
  overshadowed by pragmatics and generalizability
    Internal validity is a prerequisite for external validity
 Lack of formal training and a negative research
  culture contribute to acceptance of sub-optimal
  trials
 Importance of mentorship and clinician-scientists
Future Directions
 Objectives: To design and evaluate a tailored KT
  intervention to improve methodological rigor in
  child health trials.

 Researcher involvement sought throughout
 Potential interventions: online modules, checklists
Future Directions
 Consideration of traditional KT interventions
    Adaptation for changing researcher behaviour, rather
     than clinician behaviour
    Social media component
 Wiki platform
    Incorporates successful elements of KT interventions:
     interactivity, presentation of materials in multiple
     formats, endorsement by opinion leaders
    Informed by Diffusion of Innovations, Social
     Influences Theory, and Theory of Planned Behaviour
Future Directions
Future Directions
Future Directions
Future Directions
Future Directions
Future Directions
Future Directions
Pilot testing:
 Trialists, systematic reviewers, trainees
 Preliminary feedback: content, format, usability
 Participants will review wiki, take part in a short
  interview
 Revisions to wiki based on input
Future Directions
 RoB wiki to be used as a model for other StaR
  Child Health SDGs
 Evaluation of effectiveness
    RoB in pediatric trials
    Knowledge translation intervention
Acknowledgements
Supervisory Committee:   RoB SDG Members:
Lisa Hartling            Jamie Brehaut
Terry Klassen            An-Wen Chan
Shannon Scott            Jeremy Grimshaw
David Moher              Martin Meremikwu
                         Ginny Moyer
                         Prathap Tharyan

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Risk of Bias_StaR Child Health Summit_07May12

  • 1. Mind the Gap: Risk of Bias in Pediatric Trials StaR Child Health Summit Winnipeg, Manitoba May 7, 2012 Michele Hamm, MSc Alberta Research Centre for Health Evidence
  • 2. Conflict of Interest Disclosure Michele Hamm Mind the Gap: Risk of Bias in Pediatric Trials • Received grant/research support from: KT Canada
  • 3. Introduction  There is a growing body of literature documenting the limitations and methodological flaws of pediatric research, specifically risk of bias.  The introduction of bias into a trial can lead to the overestimation of treatment benefits or underestimation of treatment harms.
  • 4. Risk of Bias  Risk of bias relates to internal validity  Design features associated with effect estimate magnitude:  Sequence generation  Allocation concealment  Blinding - participants/personnel, outcome assessors  Incomplete outcome data  Selective outcome reporting  “Other” sources of bias
  • 5. Progress of the RoB SDG 2nd StaR Child Health Summit: Empirical evidence showing that pediatric RCTs are at high/unclear risk of bias. 3rd StaR Child Health Summit: 1) Mixed methods study: Why are biased trials being conducted? 2) Knowledge translation: Development and pilot testing of a wiki-based educational resource
  • 6. Mixed Methods Study of Pediatric Trialists  Objective: To determine the barriers and facilitators faced by pediatric trialists in the design and conduct of methodologically rigorous trials, using both quantitative and qualitative data.  Explanatory mixed methods design  Survey  Semi-structured interviews
  • 7. Survey Methods  Internet-based survey (SurveyMonkey/REDCap)  Surveyed corresponding authors of pediatric trials published in 2008 and 2009  Entire sample of Canadian researchers (n=90)  Random sample of international researchers (n=600)  Surveyed from MICYRN membership (n=163)  Questions to determine: 1) knowledge and awareness of bias 2) perceived barriers and facilitators in conducting trials 3) utility of potential KT strategies for future interventions
  • 8. Survey Results  23.0% response rate (186/807)  44.6% trained in medicine; 35.5% had formal research training  Median number of trials involved in:  As PI: 3 (IQR 1-5)  As part of study team: 5 (IQR 2-10)  Most common subspecialties represented:  Public health (8.6%)  Developmental, psychosocial, and learning problems (7.5%)  Mental health or psychiatry (7.0%)
  • 9. Survey Results Barriers:  Lack of sufficient funding (70.3%);  Overwhelming volume of literature (63.1%);  Logistics make it difficult to minimize bias (52.9%) Facilitators:  Interest in staying current with literature (93.0%);  Opportunities to discuss methods with knowledgeable colleagues (92.8%);  Rigorous methods encouraged by colleagues (80.4%)
  • 10. Interview Methods  Semi-structured interviews building upon quantitative survey data  MICYRN survey respondents invited to participate in an interview  Target sample size of 12 pediatric trialists  Questions to determine:  Relationships between participants’ beliefs, behaviours, and attitudes about conducting research on children and appropriate design and conduct of methodologically sound trials
  • 11. Interview Results  13 interviews conducted  Necessary to augment original sample:  3 respondents from survey, 3 from MICYRN, 7 referrals  7 trained in medicine, 4 trained in both medicine and research, and 2 trained in research  Subspecialties represented: anesthesiology, clinical epidemiology, critical care, emergency medicine, infectious disease, neonatology, neurology, oncology, psych ology, rheumatology
  • 12. Interview Results Individual Factors - Barriers  Knowledge/training regarding research methods  Lack of formal training – on the job learning  Emphasize certain aspects, overlook others
  • 13. Interview Results Individual Factors – Barriers “Probably we don’t look at, we don’t know all the bias that can happen in a trial because we don’t check, we don’t believe there’s bias. We may miss some, we may forget some, and then do not report the bias because we don’t know it exists.” “Because there’s almost zero research training in the clinical curriculum for most clinicians these days. Like there’s almost nothing in the med school program, there’s almost nothing in the rehab program – there really needs to be somebody on the protocol who’s got a little bit more training.”
  • 14. Interview Results Individual Factors – Facilitators  Sense of ownership  Opportunity to generate enthusiasm, gain support, and educate colleagues
  • 15. Interview Results Individual Factors – Facilitators “So you really have to take the time to engage people and be the one that’s proactive, engaging them. Because they’re busy, they might not even know what your study is unless you’re the change agent that really goes out there and talks to them about it and gets them motivated about why you think it’s important.” “Listen to what [your colleagues] need to execute the study so that when you develop your protocol, you’ve built that into the approach. Or, if you couldn’t, you’ve at least had that dialogue with them about how scientifically you can’t be as flexible as might be ideal… so that they at least understand the rationale.”
  • 16. Interview Results Institutional Factors – Barriers  Negative research culture  Lack of recognition of distinction between clinical care and clinical research  Variable across institutions
  • 17. Interview Results Institutional Factors – Barriers “I think that other people view [research] as kind of a thorn in their side. It’s something they play along with if they have to and the division head tells them they have to.” “I think a lot of investigators really have a hard time separating what decision they would make clinically from what decision they would make as part of a trial… because the feeling is I want to be convenient to the family, and I really know this stuff because I’m an expert in this clinical area, and I don’t think they realize that there’s a pretty clear demarcation between what you do in clinical care and what you do as research.”
  • 18. Interview Results Institutional Factors – Facilitators  Cohesive study teams  Clinicians, methodologists, research staff  Networks within subspecialties  Reliable internal review processes
  • 19. Interview Results Institutional Factors – Facilitators “We have the help of the research institute and you can have a person for any kind of question or any kind of design that can help, and we have access to those kinds of resources.” “I think the fact that [research network] is there enables you to think of multi-centre RCTs, whereas if it wasn’t there, you’d kind of have to go and find things from scratch. But by existing, it brings people together with shared interests and I think that that is a huge asset when it comes to even the thought of designing a multi-centre RCT. It’s like you want to design one for [research network].”
  • 20. Interview Results Policy Factors – Barriers  Funding  Ethics review process
  • 21. Interview Results Policy Factors – Barriers “We all tend to want to make the budget as small as we can to increase our chances to actually get it funded and the reality is that some trials really require the full-time effort of somebody who’s got a lot of experience, and therefore comes with a price tag. And it can be hard to make the argument to ensure that you’ve got funding, right? So I think that’s where you start cutting other corners, and you don’t have the data quality, and at the end of the day, you maybe don’t have the rigorous, homerun kind of trial that you had envisioned.” “Most of the problem is to ask for revisions and they are not consistent one between the others. So you can have a question in one and the other one… wants a different answer.”
  • 22. Interview Results Policy Factors – Facilitators  None
  • 23. Discussion  Internal validity is not a primary concern – overshadowed by pragmatics and generalizability  Internal validity is a prerequisite for external validity  Lack of formal training and a negative research culture contribute to acceptance of sub-optimal trials  Importance of mentorship and clinician-scientists
  • 24. Future Directions  Objectives: To design and evaluate a tailored KT intervention to improve methodological rigor in child health trials.  Researcher involvement sought throughout  Potential interventions: online modules, checklists
  • 25. Future Directions  Consideration of traditional KT interventions  Adaptation for changing researcher behaviour, rather than clinician behaviour  Social media component  Wiki platform  Incorporates successful elements of KT interventions: interactivity, presentation of materials in multiple formats, endorsement by opinion leaders  Informed by Diffusion of Innovations, Social Influences Theory, and Theory of Planned Behaviour
  • 32. Future Directions Pilot testing:  Trialists, systematic reviewers, trainees  Preliminary feedback: content, format, usability  Participants will review wiki, take part in a short interview  Revisions to wiki based on input
  • 33. Future Directions  RoB wiki to be used as a model for other StaR Child Health SDGs  Evaluation of effectiveness  RoB in pediatric trials  Knowledge translation intervention
  • 34. Acknowledgements Supervisory Committee: RoB SDG Members: Lisa Hartling Jamie Brehaut Terry Klassen An-Wen Chan Shannon Scott Jeremy Grimshaw David Moher Martin Meremikwu Ginny Moyer Prathap Tharyan