Noorul Hoda has over 6 years of experience in capital markets, specifically in corporate action processing, reconciliation, and settlement. She is currently a Senior Associate at IGATE Corporation, where she processes mandatory and voluntary corporate actions for Swiss Bank. Previously, she worked at Tata Consultancy Services for Deutsche Bank, performing cash and position reconciliation, securities processing, and regulatory reporting. She holds an MBA in Finance from Magnus School of Business and a BBM in Finance from New Horizon College.

1. Noorul Hoda
MBA Graduate
SENIOR ASSOCIATE (SME)
#315/145,Pra
meela Building
H.S.R Layout
Bangalore - 560102
Cell: +91-8951752073
Email: nhoda1984@gmail.com
PROFESSIONAL ACHIVEMENT
I have acquired an in-depth knowledge of financial services and its complexity, notably the specifics relating to
reconciliation & settlement events and Euronext DTC market practices (USA UK French, Dutch, Portuguese and
Belgian markets). A particular feature of my role is handling major client custody accounts (e.g. Clearstream,
EuroClear, DTC, LCH, Bank of New York Mellon) in relation to reconciliation & settlement and acting as their
dedicated point of contact within our department. This involved maintaining a superior level of client service at all
times. I have learned to fully appreciate its corporate culture and team-based approach to work.
Notice period: 2 month
Experience: 6 Years in Capital Market Corporate Action.
Keyskills:
Investment Banking: Corporate Action
Reconciliation
Cash management
Regulatory reporting
Bond settlement
Derivative settlemant
Reporting
Welth management: Corporate Action
Security setup and modification
Trade support
Creating golden copy of security
Structuring and pricing
Structured product
Database knowledge: Basic SQL
Data vendor knowledge: Bloomberg, Six Financial.TCS Banc.TR.
Transactional experience has included initial public equity offerings, follow-on equity offerings, equity
and debt private placements, mergers and acquisitions and fairness and solvency opinions.

2. Capital Markets focus for both debt and equity with regards to structuring and pricing transaction
Worked directly with clients’ and senior management
Two process transition experience
CURRENT STATUS:
1. IGATE Corporation.
Client: SWISS BANK (UBS) from 2013 to till date
Job Description: Corporate Action processing, Mandatory and voluntary Corporate Action.
Identifier Setup Issuer level, Issue level, Exchange level, Corporate Action, Pricing
Processing of all Type of Corporate Action events,
Assimilation Acquisition Bankruptcy Bonus Issue Bonus Rights Cash Dividend Class Action Delisting
Announcement Initial Public Offering (IPO) Liquidation Mandatory Exchange Mandatory Conversion
Merger Name Change Par Value Change Scheme of Arrangement Scrip Dividend Scrip Issue Spin-off
Stock Dividend Stock Split Other Event Reverse Stock Split
BONDS:
Conversion of convertible bonds Coupon Payment - Interest payment Early Redemption Partial
Redemption Final Redemption
DERIVATIVES: Optional Put Warrant Exercise Warrant Expiry Warrant Issue
2. TATA Consultancy Services. ,
Client: Deutsche Bank from 2008 to 2012
Job Description: Cash and Position Reconciliation & Settlement
Performing custodian position (shares & cash) reconciliation to prove all settled & open securities
positions are agreed with the custodian positions, to facilitate better managerial decision for the effective
utilization of resources.
1. Cash and Position Reconciliation & Settlement
2. Corporate securities
I.e. Equities, Preferred stock, corporate bonds, Asset-backed securities, Collateral Mortgage Obligations,
Commercial Papers, restricted stock and U.S treasury securities.
3. Hedge fund and Prime Broker Reconciliation.
4. Audit Compliance and Non Compliance
A) Cash Reconciliation:

3. • Performing CASH, International Cash Break, FX break investigation and providing the
resolution to apply the payment, and working with CASH management team for affirm the break
to apply the fund,
• Including cash and securities corporate actions pertaining to below mentioned securities trading
at both stock exchange and OTC in the US and Euromarkets.
• Balancing stock lending & borrowing operations and verifying its associated activities of Mark-
to-market payments, Buy-in/Sell-out charges, Rebates & Billing charges and wire payments
postage on a daily basis.
• Performing dividend and settlement balances to ensure participant’s balance are in sync with the
custodian balances to clear the differences of Controller charges, bill refund etc if so.
• Investigating on Settlement differences of SPO, CTAS & PPO of settle trades.
B) Share reconciliation:
a) Trades:
• Verifying the trade components (trading book, trade & value date, counter-party, operation i.e.
buy/sell & loan/borrow, depot, exchange, customer, price & security etc) and performing an
analogy for its position at Custodian of DTC Vs Stock record (ADP).
• Identifying all open trades & its settlement status and informing the business lines the appropriate
trailers causing differences.
• Investigating the unbalanced trades which caused P & S and Stock Record breaks.
• Investigating the stock lending & borrowing operations for domestic & International and advice
the business lines on the open items to assure the operations and postage was done correctly. If
not, escalating with proper narration to resolve them.
• Working with the middle and back office teams to resolve all open items by updating reasons for
its residual and action plan for its clearance.
• Monitoring fails i.e. fail to deliver/receive positions and updating concerned department to clear
the open items of the trade.
• Identifying the open trades of Treasury securities & assessing its settlement status and notify the
same to the BONY is a major challenge in position reconciliation.
b) Corporate Actions:
• Dealing with various corporate action events i.e. Name change, Warrants, Rights, Stock split,
Stock dividend, Spin off, Tender offer, Redemption, Maturity, call withdrawals, Dividend
distribution services (DSS) etc.
• Verifying the event/action components i.e. beneficiary a/c, quantity, price, security,
announcement date, record date, payable date, counter-party, custodian among others.

4. • Dealing with various payment modes in Voluntary and Mandatory corporate actions i.e. FOP, $$
only and Share vs. $$
• Identifying all open transactions, (payments) and its settlement status and communicate to/work
with the middle office teams to resolve in a reasonable time.
C) Others:
• SEC Rule 15C3-3: Performing regulatory reporting on weekly, monthly & annually basis. This is
meant for safeguarding the customer interests by broker/dealer’s.
• Distributing a MIS report to all business lines daily and escalate all the aged and high value breaks
of open trades & stock loan differences to middle & back office teams to clear these breaks in an
expedite manner and communicate the status to the management.
Achievements:
• Working with Corporate governance team to make awareness of Corporate Security and Compliance
• Was recognized for outstanding performance with R&R award to honor tremendous work pressure and
assigned core responsibilities.
• Create awareness on application usage & trade settlement activities to other team members by conducting
sessions.
• Recognized and appreciated by the business lines & management for better understanding, attention to the
subject, depth of investigation & timely action.
• Facilitating the job of the new team members & assisting supervisors as a SME.
.EDUCATIONAL QUALIFICATION:
DEGREE INSTITUTION/ BOARD YEAR OF PASSING
MBA
Finance Magnus School of Business 2008
BBM
Finance
New Horizon College
Bangalore University
2006
HOBBIES:
Listening to Music, watching business news
PERSONAL DETAILS:

5. Fathers’ name : Abdul Jabbar Ansari
Date of Birth : 16th
dec 1984
Languages known : English, Hindi,
Marital status : Single
Nationality: Indian
DECLARATION:-
I hereby declare that all the information furnished above is true to my knowledge.
Place: Bangalore Noorul hoda

6. Fathers’ name : Abdul Jabbar Ansari
Date of Birth : 16th
dec 1984
Languages known : English, Hindi,
Marital status : Single
Nationality: Indian
DECLARATION:-
I hereby declare that all the information furnished above is true to my knowledge.
Place: Bangalore Noorul hoda