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1
From Good Laboratory PracticeFrom Good Laboratory Practice
to Total Quality Management into Total Quality Management in
Medical Laboratories :Medical Laboratories :
The PerspectiveThe Perspective
October, 2002 S ChengOctober, 2002 S Cheng
2
What is QualityWhat is Quality
Quality is the entity of a product ( service )Quality is the entity of a product ( service )
which fulfils the defined and expectedwhich fulfils the defined and expected
requirementrequirement
The customer checks if the product meet theThe customer checks if the product meet the
requirementsrequirements
3
Quality in Medical Laboratory TestingQuality in Medical Laboratory Testing
The right test resultThe right test result, at the, at the
Right time, on theRight time, on the
Right specimen, from the right patient, withRight specimen, from the right patient, with
result interpretation based onresult interpretation based on
Correct reference dataCorrect reference data, and at the, and at the
Right priceRight price
4
Evolution of QualityEvolution of Quality
Management PhilosophyManagement Philosophy
1930 – 60, Q.C. ( Cure )1930 – 60, Q.C. ( Cure )
⇓⇓
1970 – 80, Q.A. ( Preventive )1970 – 80, Q.A. ( Preventive )
⇓⇓
To-day, TQM ( Holistic involvement )To-day, TQM ( Holistic involvement )
5
Evolution of Quality SystemsEvolution of Quality Systems
Quality
Control
Good
Manufacturing
Practice
Quality Assurance
Quality Management
System
Total Quality Managment
Beyond TQM
1975-90 West
1962-75 Japan
1950-62 TQC
Deming, Juran,
Ishikawa
1942-45 TPC
1930 SPC
Shewart
1920-1945 QC Depts
1915 Gilbreth
1890's Taylor
>2000
1980's ISO9000
1988 EEC
1972 EPIC
1969 WHO
1968 UK
1962 USA
ISO9004:1994
ISO9001:1994
ISO9001:2000
6
Overview on the Functions ofOverview on the Functions of
The Medical LaboratoryThe Medical Laboratory
Reference Standards
and/or Statutory Requirements
Subcontracting
Laboratories
(Tests & Calibration)
Hospital,
Clinicians &
Clients
Medical
Laboratory
GLP/ISO/TQM
7
Tissue
Material
Suppliers
Equipment
Process or
Techniques
Environment
Personnel
Patient or Client
(sample sources)
Physical Damage
or Contamination
Microbial
Contamination
Result:
 Accuracy
 Precision
 Reliability
 Efficiency
 Confidentiality
Information
Mr X
Ms Y
Clinical Specimen AdulterationClinical Specimen Adulteration
8
Quality Management SystemQuality Management System
Achieving customer satisfaction byAchieving customer satisfaction by
meeting customer’s expectation andmeeting customer’s expectation and
preventing non-conformity at all stage ofpreventing non-conformity at all stage of
process from design to service.process from design to service.
Enhance the performance of theEnhance the performance of the
organization through internal and externalorganization through internal and external
auditaudit
9
Quality Management
Quality System
Quality Assurance
Quality
Control
Policy, Objective,
Committent & Direction
Organization Structure,
Responsibility, Accoutability
Operational & Technical
Activities on Fulfilling Quality
Requirements
External QA
Internal QA
QM, QA and QC inter-QM, QA and QC inter-
relationshipsrelationships
10
Why Quality Management isWhy Quality Management is
everybody’s darlingeverybody’s darling
Quality costs, but poor QualityQuality costs, but poor Quality
costs morecosts more
Regulator : reduces workload, ( manpower )Regulator : reduces workload, ( manpower )
Blood Industry Officials: makes theBlood Industry Officials: makes the
environment transparentenvironment transparent
Hospitals : reduces responsibility to patientsHospitals : reduces responsibility to patients
11
Cost of QualityCost of Quality
Appraisal
Failure
Prevention
Appraisal
Failure
Prevention
Before After
gain
12
Demings chain
Improvement of quality Improvement of productivity
Cost-reductionPrice-reductionMarket-share
Secure position Secure jobs
13
Demings chain in Laboratory Service
Improvement of quality Improvement of productivity
Cost-reductionPrice-reductionMarket-share
Secure position Secure jobs
14
My problems with the definitionsMy problems with the definitions
of qualityof quality
Does the customer have all the informationDoes the customer have all the information
he needs to qualify the products? Service?he needs to qualify the products? Service?
Is it his responsibility to check the qualityIs it his responsibility to check the quality
or standards?or standards?
Is’nt there a discrepancy betweenIs’nt there a discrepancy between
customer’s expectations and requirements ?customer’s expectations and requirements ?
15
It is our ethical responsibility toIt is our ethical responsibility to
define the level of qualitydefine the level of quality
A patient is not able to figure all transfusionA patient is not able to figure all transfusion
risks. He might be unconscious on intensiverisks. He might be unconscious on intensive
care.care.
We know all about transfusion risk andWe know all about transfusion risk and
must be responsible for the safety.must be responsible for the safety.
A perfect balance is the major support for aA perfect balance is the major support for a
good quality management.good quality management.
16
Flawless quality management:Flawless quality management:
( Error Management )( Error Management )
Quality management has to be flawless.Quality management has to be flawless.
Discovery of errors in documents, orDiscovery of errors in documents, or
problems must lead to the consideration toproblems must lead to the consideration to
end, or change the process.end, or change the process.
17
Quality LayersQuality Layers
1.1. Minimal requirements “ Bad Quality”Minimal requirements “ Bad Quality”
2.2. Functional Requirement “Quality”Functional Requirement “Quality”
3.3. Non-functional requirements “GoodNon-functional requirements “Good
Quality”Quality”
4.4. Far ahead of customer expectationsFar ahead of customer expectations
“Excellence”“Excellence”
18
Should’nt we achieveShould’nt we achieve
excellence ?excellence ?
Quality = ExcellenceQuality = Excellence
Excellence begins in your mindExcellence begins in your mind
19
Quality PlanningQuality Planning
Part of Quality management focused onPart of Quality management focused on
setting quality objectives and specifyingsetting quality objectives and specifying
necessary processes and related resources tonecessary processes and related resources to
fulfil the quality objectivefulfil the quality objective
20
3 E in quality3 E in quality
EffectivenessEffectiveness (( doing the right thingsdoing the right things))
- extent to which planed activities are realized- extent to which planed activities are realized
and planed results achievedand planed results achieved
EfficiencyEfficiency (( doing things rightdoing things right ))
- relationship between the result achieved and- relationship between the result achieved and
the resources usedthe resources used
ExcellenceExcellence
- Doing the right things right !!- Doing the right things right !!
21
The 8 columns of excellenceThe 8 columns of excellence
Orientation on results
Orientation of customers
Leadership &
consequences of goals
Management of
processes & facts
Involvement of
employees
Continuous learning
Building partnerships
Responsibility for
the community
22
Achieved By Good PracticesAchieved By Good Practices
GLP – Good Laboratory PracticeGLP – Good Laboratory Practice
GCL – Good Clinical PracticeGCL – Good Clinical Practice
GMP – Good Manufacturing PracticeGMP – Good Manufacturing Practice
GTP – Good Transportation PracticeGTP – Good Transportation Practice
GDP – Good Distribution PracticeGDP – Good Distribution Practice
GAMP – Good Automated ManufacturingGAMP – Good Automated Manufacturing
PracticePractice
GRP- Good Regulatory PracticeGRP- Good Regulatory Practice
23
Medical laboratory qualityMedical laboratory quality
systemsystem
A quality system is essential in theA quality system is essential in the
laboratory to ensure the correct resultslaboratory to ensure the correct results
for the correct patient / donorfor the correct patient / donor
By Good Laboratory PracticeBy Good Laboratory Practice
( GLP )( GLP )
24
Good Laboratory Practice( GLP )Good Laboratory Practice( GLP )
Main areas of GLPMain areas of GLP
- Organization and personnel- Organization and personnel
- FacilitiesFacilities
- EquipmentEquipment
- Reagent / test kitsReagent / test kits
- DocumentationDocumentation
- Inter-laboratory comparisonInter-laboratory comparison
25
Organization and PersonnelOrganization and Personnel
Quality management systemQuality management system
On AccountabilityOn Accountability
-Responsibilities-Responsibilities
-Authorities-Authorities
TrainingTraining
- Competency based- Competency based
26
FacilitiesFacilities
Appropriate infrastructureAppropriate infrastructure
Safety measuresSafety measures
Hygiene measuresHygiene measures
27
EquipmentEquipment
ValidatedValidated
- Does it do what you want it to do ?- Does it do what you want it to do ?
MaintainedMaintained
CalibratedCalibrated
28
Reagents / Test KitsReagents / Test Kits
EvaluatedEvaluated
Methodology validatedMethodology validated
Test run validatedTest run validated
- Kit / reagent controls- Kit / reagent controls
- Internal control- Internal control
29
Documentation (1)Documentation (1)
Testing strategies / protocolsTesting strategies / protocols
- Specimen identification- Specimen identification
- Confidentiality- Confidentiality
SOPsSOPs
- Sample processing- Sample processing
- Test performance and result interpretation- Test performance and result interpretation
- Inspection of incoming goods- Inspection of incoming goods
- Validation- Validation
- Equipment maintenance and calibration- Equipment maintenance and calibration
- Safety- Safety
30
Documentation (2)Documentation (2)
RecordsRecords
- Test results- Test results
- Equipment maintenance- Equipment maintenance
- Equipment calibration- Equipment calibration
- Control charts- Control charts
- Validation- Validation
- Training- Training
31
Inter-laboratory comparisonInter-laboratory comparison
External Quality Assurance SchemeExternal Quality Assurance Scheme
( Proficiency Test , P.T. )( Proficiency Test , P.T. )
32
By Other Quality ManagementBy Other Quality Management
SystemSystem
International StandardsInternational Standards
e.g.e.g. ISO 9000 series,ISO 9000 series,
ISO/IEC 17025:1999ISO/IEC 17025:1999
( General Requirements for the Competence of( General Requirements for the Competence of
Testing and Calibration Laboratories )Testing and Calibration Laboratories )
33
ISO1/IEC 17025, ISO15189ISO1/IEC 17025, ISO15189
Development HistoryDevelopment History
ISO
Guide 25
1978
ISO/IEC
Guide 25 1st Ed.
1982
ISO/IEC
Guide 25 2nd Ed.
1990
ISO/IEC 17025:1999
(Standard)
ISO/DIS 15189 (2002)
Medical Laboratories
Particular Requirements for Quality
& Competance
Beyond TQM
ISO9000-2000
ISO9000-1994
ISO9000-1987
NATA ILAC
(1947) (1945)
>2000
Guideline
(Testing)
Requirement
(Testing)
Requirement
(Testing/Calibration)
Requirements for
Competence of
Testing & Calibration
Standards
34
InIn 1985 JCAHO published its 10-step1985 JCAHO published its 10-step
QA monitoring process.QA monitoring process.
1.1. Assign responsibility for QA plan.Assign responsibility for QA plan.
2.2. Define scope of patient care.Define scope of patient care.
3.3. Identify important aspects of care.Identify important aspects of care.
4.4. Construct indicators.Construct indicators.
5.5. Define thresholds for evaluation.Define thresholds for evaluation.
6.6. Collect and organize data.Collect and organize data.
7.7. Evaluate data.Evaluate data.
8.8. Develop corrective action plan.Develop corrective action plan.
9.9. Assess action; document improvement.Assess action; document improvement.
10.10. Communicate relevant information.Communicate relevant information.
35
JCAHO has also establishedJCAHO has also established ninenine
dimensions of performance thatdimensions of performance that
must be included and measured inmust be included and measured in
the design of the organization’sthe design of the organization’s
quality assessment and performancequality assessment and performance
improvement plan:improvement plan:
36
Nine DimensionNine Dimension
EfficacyEfficacy
AppropriatenessAppropriateness
AvailabilityAvailability
TimelinessTimeliness
EffectivenessEffectiveness
ContinuityContinuity
SafetySafety
EfficiencyEfficiency
Care and RespectCare and Respect
37
National Accreditation SchemeNational Accreditation Scheme
CAP Laboratory Accreditation ProgrammCAP Laboratory Accreditation Programm
( LAP ), USA( LAP ), USA
CPA , Clinical Pathology AccreditationCPA , Clinical Pathology Accreditation
( UK) Ltd., Standards for the Medical( UK) Ltd., Standards for the Medical
LaboratoryLaboratory
38
ISO/IEC 17025:1999- General RequirementsISO/IEC 17025:1999- General Requirements
for the Competence of Testing & Calibrationfor the Competence of Testing & Calibration
LaboratoriesLaboratories ( Based on ISO9001:1994 )( Based on ISO9001:1994 )
An international standard forAn international standard for
recognising competence in testing &recognising competence in testing &
calibration laboratoriescalibration laboratories
39
ISO/IEC 17025:1999- General RequirementsISO/IEC 17025:1999- General Requirements
for the Competence of Testing & Calibrationfor the Competence of Testing & Calibration
Laboratories con’tLaboratories con’t
Sets out basic quality system requirementsSets out basic quality system requirements
in accordance with ISO9001 or 9002in accordance with ISO9001 or 9002
Laboratories carrying out calibration andLaboratories carrying out calibration and
testing activities and meeting thetesting activities and meeting the
requirements will therefore also operaterequirements will therefore also operate
accordance with the ISO 9000 series qualityaccordance with the ISO 9000 series quality
systemsystem
40
ISO9001:1994 – The Role andISO9001:1994 – The Role and
Function of 20 ElementsFunction of 20 Elements
4.8 4.13
4.104.12 4.11
4.20
4.3 4.194.154.94.6/74.4
Q
4.1
4.2
4.5 4.16 4.18
4.14 4.17
Policy & Organisation
Structure
Control Management &
Training
Measuring, Identification
& Traceability
Essential Processes
41
Management and TechnicalManagement and Technical
criteria for Accreditationcriteria for Accreditation
Compliance with criteria in Section 4,Compliance with criteria in Section 4,
Management Requirements;Management Requirements;
Compliance with the criteria in Section 5,Compliance with the criteria in Section 5,
Technical Requirements ofTechnical Requirements of Technical CriteriaTechnical Criteria
for Laboratory Accreditation HKLAS 003for Laboratory Accreditation HKLAS 003
Compliance with HKLAS 002 – regulationsCompliance with HKLAS 002 – regulations
governing the administration of HOKLAS andgoverning the administration of HOKLAS and
the obligations of accredited laboratories.the obligations of accredited laboratories.
42
UNCERTAINTY OFUNCERTAINTY OF
MEASUREMENTMEASUREMENT
Calibration LaboratoriesCalibration Laboratories
Accredited for calibrations under theAccredited for calibrations under the
“Calibration Service” Test category“Calibration Service” Test category
Refer to ISO “Guide to Expression ofRefer to ISO “Guide to Expression of
Uncertainty in Measurement” (GUM)Uncertainty in Measurement” (GUM)
Refer to EA-4/02, for application of GUMRefer to EA-4/02, for application of GUM
website:www.european-accreditation.orgwebsite:www.european-accreditation.org
43
Testing LaboratoriesTesting Laboratories
Required to estimate the uncertainty ofRequired to estimate the uncertainty of
measurement in accordance with 5.4.6.2 ofmeasurement in accordance with 5.4.6.2 of
the HKLAS 003the HKLAS 003
44
Asia Pacific Laboratory AccreditationAsia Pacific Laboratory Accreditation
Cooperation (APLAC)Cooperation (APLAC)
Established in 1992, Secretary Office in AustraliaEstablished in 1992, Secretary Office in Australia
MRA, Mutual Recognition AgreementMRA, Mutual Recognition Agreement
Members consisted of 7 countries, 13 LaboratoryMembers consisted of 7 countries, 13 Laboratory
accredition bodies (December, 1999 figure)accredition bodies (December, 1999 figure)
1.1. China, China Taipei, China Hong KongChina, China Taipei, China Hong Kong
2.2. AustraliaAustralia
3.3. New ZealandNew Zealand
4.4. KoreaKorea
5.5. SingaporeSingapore
6.6. United StateUnited State
7.7. JapanJapan
45
The Hong Kong LaboratoryThe Hong Kong Laboratory
Accreditation Scheme (HOKLAS)Accreditation Scheme (HOKLAS)
Found in 1985Found in 1985
Function : identifying and recognisingFunction : identifying and recognising
competent testing & calibration laboratoriescompetent testing & calibration laboratories
in Hong Kongin Hong Kong
Expanded in 1998, forming Hong KongExpanded in 1998, forming Hong Kong
Accreditation Service (HKAS)Accreditation Service (HKAS)
46
HKLAS – Scope ofHKLAS – Scope of
AccreditationAccreditation
Electrical and Electronic ProductsElectrical and Electronic Products
Textiles and GarmentsTextiles and Garments
Toys and children productToys and children product
FoodFood
Calibration serviceCalibration service
Construction materialsConstruction materials
Environmental testingEnvironmental testing
Chemical testingChemical testing
MiscellaneousMiscellaneous
Other Test Categories may be added whenOther Test Categories may be added when
significant needs are identified.significant needs are identified.
47
Pathology LaboratoryPathology Laboratory
Accreditation in Hong KongAccreditation in Hong Kong
In year 2003In year 2003
Mandatory orMandatory or
Voluntary ??Voluntary ??
Based on which standard (S ) ??Based on which standard (S ) ??
48
Technical Criteria – ISO/IEC17025:1999Technical Criteria – ISO/IEC17025:1999
4. Management Requirements4. Management Requirements
4.1 Organizaton4.1 Organizaton
4.2 Quality system4.2 Quality system
4.3 Document control4.3 Document control
4.4 Review of request,4.4 Review of request,
tenders or contracttenders or contract
4.5 Subcontracting of tests4.5 Subcontracting of tests
and calibrationsand calibrations
4.6 Purchasing services and4.6 Purchasing services and
suppliessupplies
4.7 Service to the client4.7 Service to the client
4.8 Complaints4.8 Complaints
4.9 Control of NC Testing4.9 Control of NC Testing
and/or calibration workand/or calibration work
4.10 Corrective action4.10 Corrective action
4.11 Preventive action4.11 Preventive action
4.12 Control of records4.12 Control of records
4.13 Internal audits4.13 Internal audits
4.14 Management Reviews4.14 Management Reviews
49
5. Technical Requiremnts5. Technical Requiremnts
5.1 General5.1 General
5.2 Personnel5.2 Personnel
5.3 Accommodation &5.3 Accommodation &
environment conditionsenvironment conditions
5.4 Tests & calibration5.4 Tests & calibration
methods and methodsmethods and methods
validationvalidation
5.5 Equipment5.5 Equipment
5.6 Measurement traceability5.6 Measurement traceability
5.7 Sampling5.7 Sampling
5.8 Handling of test and5.8 Handling of test and
calibration itemscalibration items
5.9 Assuring the quality of5.9 Assuring the quality of
testtest
5.10 Reporting the results5.10 Reporting the results
50
Quality Policy – determined andQuality Policy – determined and
issued by the Top Managementissued by the Top Management
Objectives
Policy Statement, Vision, Mission &
Quality Planning:
Commitment to
 Quality of Professional Standards
 Quality Standard Requirements
e.g. ISO9000; ISO/IEC17025 etc
Understanding,
Implementation &
Review
Service Standards
and / or Statutory
Requirements
Communication
51
Documentation Structure : hierarchyDocumentation Structure : hierarchy
WI
Records
QP
Quality Manual
(Policy, Vision, Mission, Objectives
and Commitment to Quality)
Structure, Responsibility &
Authority
QM
Quality Procedure
(Guidelines to perform quality
related activities)SOP
Forms, Results, Reference
Standards &
Equipment Manuals
52
Documentation SystemDocumentation System
Quality
Policy
Maintenance
Calibration
Distribution
Training
Quality Policy
Manual
Computer
Quality
Records
Patient / Client
QC/QA Testing
Registers / Log
Other Records
Production
Codes of
Profession
Specifications Directions
Critical Materials
Labels
Process
Quality Control
Reagents / Kits
Equipment
Management QPs
Workplace WIs
Management QMs
Collection
Processing
Testing/
Exam
Storage
Labelling
Personal Data and Testing
Audit
Incident and Complaint
Surveillance QA
Disposal
System Reviews
Organization Reviews
International Standards (ISO
9000)
Service Standards
(ISO 17025)
OS&H Ordinance
Calibration Device
Chemicals (MSDS)
Materials
Organization Background,
Vision, Mission, Objectives, Plans
Responsibilty, Authority
53
Prepare
Documents as
Required in
Standard Format
Authority Use Only
Valid &
Controlled
Documents
Regular
Review,
Revise
Easy Accessible to All
Obsolete Document
Authority
Return &
Destroy
Distribution
Retrieval
Document ControlDocument Control
54
Benefits of Quality SystemsBenefits of Quality Systems
Consistently achieve ‘customers’Consistently achieve ‘customers’
requirementsrequirements
Minimize errors, “waste” and complaintsMinimize errors, “waste” and complaints
Improve efficiencyImprove efficiency
ReducesReduces
- negative impact on customers- negative impact on customers
- likelihood of litigation- likelihood of litigation
- communication breakdown- communication breakdown
55
Con’tCon’t
Improve safety and moraleImprove safety and morale
StandardizationStandardization
Ensure adequacy of resourcesEnsure adequacy of resources
Build-in improvement toolsBuild-in improvement tools
Facilitates changes & easier problemFacilitates changes & easier problem
solvingsolving
56
ISO 15189ISO 15189 Medical Laboratories –Medical Laboratories –
Particular requirements for quality andParticular requirements for quality and
competencecompetence ( Based on ISO9001:2000)( Based on ISO9001:2000)
44 Management requirementManagement requirement
4.1 Organisation and management4.1 Organisation and management
4.2 Quality management system4.2 Quality management system
4.3 Document control4.3 Document control
4.4 Review of requests and contracts4.4 Review of requests and contracts
4.5 Examination by referral laboratories4.5 Examination by referral laboratories
4.6 External services and supplies4.6 External services and supplies
4.7 Advisory services4.7 Advisory services
57
Medical Laboratories – ParticularMedical Laboratories – Particular
requirements for quality andrequirements for quality and
competence (con’t)competence (con’t)
4.8 Resolution of complaints4.8 Resolution of complaints
4.9 Identification and control of nonconformities4.9 Identification and control of nonconformities
4.10 Continual improvement4.10 Continual improvement
4.11 Corrective action4.11 Corrective action
4.12 Preventive action4.12 Preventive action
4.13 Quality and technical records4.13 Quality and technical records
4.14 Internal audits4.14 Internal audits
4.15 Management review4.15 Management review
58
Medical Laboratories – ParticularMedical Laboratories – Particular
requirements for quality and competencerequirements for quality and competence
(con’t)(con’t)
5 Technical requirements5 Technical requirements
5.1 Personnel5.1 Personnel
5.2 Accommodation and environmental conditions5.2 Accommodation and environmental conditions
5.3 Laboratory equipment5.3 Laboratory equipment
5.4 Pre-examination procedures5.4 Pre-examination procedures
5.5 Examination procedures5.5 Examination procedures
5.6 Assuring the quality of examination procedures5.6 Assuring the quality of examination procedures
5.7 Post-examination process5.7 Post-examination process
5.8 Reporting of results5.8 Reporting of results
5.9 Alterations and amendments of reports5.9 Alterations and amendments of reports
59
Continual ImprovementContinual Improvement
Check
Do
Act
Plan
Information
Benchmarking
or Beyond TQM
Objective of Changes
Quality Management System
Time
Improvement
60
Deming CycleDeming Cycle
(Plan, Do, Check & Act)(Plan, Do, Check & Act)
Act
(Head & Manager)
Do
(Operator)
Check
(Monitor & Auditor)
Plan
(Manager & Supervisor)
P-D-C-A
61
Seven Determinants in TQMSeven Determinants in TQM
¾
÷
Information
5M
1E
1I
Methods Environment
Monitoring &
MeasuringMan
MaterialsMachine
62
Appropriate Choice of
Tests
Laboratory-clinic
Interface
Testing Sample Transport
Registration (Reconciliation)
Laboratory-clinic
Interface
Patient during at after
Health Service
Dispensing / Archive
Analysis & Testing
Analytical Test Result
Result Verification
ISO15189 (Based
on ISO9001:2000)
NON-COMFORMITYCONTROLS
Feedback
Feedback
Communication
Handling of Test
and Calibration
Items
Storage Security
Disposal
Management
INFORMATION SYSTEM
Security Control
Patient & Laboratory Data
Up-Date, & Storage
Authorization To Release
Patient/Client Seeking
Health Service
Material Control
Acceptance,
Quarantine &
Storage
Inventory
Management
DOCUMENTATION,
RECORD, DATA
CONTROL
Hygiene
Sterility
Control
OS&H
QUALITY SYSTEM
Laboratory
Medical
Testing
ISO17025 (Based
on ISO9001:1994)
Structure
Objective
Policies
Management Review
Personnel
Responsibilities
Corrective Preventive Action
Resources
Accommodation & Environmental Conditions
Quality
Planning
Requirements &
Specifications
Clinical
Diagnosis
Result
Distribution
Logistics
Confirmatory Test
Purchasing
Logistics
Use of
Laboratory Data
Reporting
Request, Tenders & Contract Review
History
File
Collection
Logistics
Monitoring,
Measuring & Testing
Test/Calibration
Results Assurance
Q.C., Q.A.
EQAS
Proficiency Test
(ISO/IEC Guide 43)
Measurement
Traceability
STAFF
TRAINING &
COMPETENCE
ISO17025 (ISO15189) GENERAL LAYOUT
Medical Questioning
& Supplies
SYSTEM
VALIDATION
EQUIPMENT
MAINTENANCE &
CALIBRATION
Contracted
Laboratories
for tests and
calibrations
Re-test
ISO15189
Ethics in Laboratory Medicine
Complaint Audit
ISO15189
(Continual
Improvement)
63
Model for Medical Laboratories withModel for Medical Laboratories with
Patient / Client as “Customer”Patient / Client as “Customer”
Patient/
Client
Seeking
Clinical
Pathology
Service
PATIENT
during &after
Health Service
sampling
testing
MANAGE
result analysis
END-USERS
SUPPLIERS
hardware software consumables
SUBCONTRACTORS
(tests & calibration)
REGULATORY AGENCYLEGISLATURE
FUNDING AGENCY
Medical
Laboratory
reporting
PERSONNEL
Education and Competency
SUPPORT
64
New Rules of the Game…..New Rules of the Game…..
Diminishing ResourcesDiminishing Resources
Lowering of staff levelLowering of staff level
Increasing AccountabilityIncreasing Accountability
Increasing RegulationIncreasing Regulation
Complex RelationshipsComplex Relationships
Rate of changesRate of changes
New value SystemsNew value Systems
The Age of Innocence is overThe Age of Innocence is over
65
The Drive for Public SectorThe Drive for Public Sector
EfficienciesEfficiencies
The quest for balanced BudgetsThe quest for balanced Budgets
Monopolies and monopsoniesMonopolies and monopsonies
PrivatisationPrivatisation
RegionlizationRegionlization
Price signalsPrice signals
66
Some Common GoalsSome Common Goals
Standardize Business SystemStandardize Business System
Standardize System PerformanceStandardize System Performance
Strengthen the Skills of our PeopleStrengthen the Skills of our People
67
Customers Focus andCustomers Focus and
Expectation continue forExpectation continue for
Good Price for Best QualityGood Price for Best Quality
Model of process-based quality management systemModel of process-based quality management system
Overview of ISO 9001:2000Overview of ISO 9001:2000
Resource
management
Measurement,
analysis & improvement
Product
Product
Realization
Continual Improvement of
the Quality Management System
Input Output
Management
responsibility
Customers
(and other
interested
parties)
Requirements
Customers
(and other
interested
parties)
Satisfaction
69
Quality Standard Compliance Triangle &Quality Standard Compliance Triangle &
Quality System Accreditation/CertificationQuality System Accreditation/Certification
QMS
Certification
Accreditation
Documentation
Training Audit
70
““The system approach beginsThe system approach begins
when first you see the worldwhen first you see the world
through the eyes of another”through the eyes of another”
C.W. ChurchmanC.W. Churchman
19681968

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quality management lec 4 power point

  • 1. 1 From Good Laboratory PracticeFrom Good Laboratory Practice to Total Quality Management into Total Quality Management in Medical Laboratories :Medical Laboratories : The PerspectiveThe Perspective October, 2002 S ChengOctober, 2002 S Cheng
  • 2. 2 What is QualityWhat is Quality Quality is the entity of a product ( service )Quality is the entity of a product ( service ) which fulfils the defined and expectedwhich fulfils the defined and expected requirementrequirement The customer checks if the product meet theThe customer checks if the product meet the requirementsrequirements
  • 3. 3 Quality in Medical Laboratory TestingQuality in Medical Laboratory Testing The right test resultThe right test result, at the, at the Right time, on theRight time, on the Right specimen, from the right patient, withRight specimen, from the right patient, with result interpretation based onresult interpretation based on Correct reference dataCorrect reference data, and at the, and at the Right priceRight price
  • 4. 4 Evolution of QualityEvolution of Quality Management PhilosophyManagement Philosophy 1930 – 60, Q.C. ( Cure )1930 – 60, Q.C. ( Cure ) ⇓⇓ 1970 – 80, Q.A. ( Preventive )1970 – 80, Q.A. ( Preventive ) ⇓⇓ To-day, TQM ( Holistic involvement )To-day, TQM ( Holistic involvement )
  • 5. 5 Evolution of Quality SystemsEvolution of Quality Systems Quality Control Good Manufacturing Practice Quality Assurance Quality Management System Total Quality Managment Beyond TQM 1975-90 West 1962-75 Japan 1950-62 TQC Deming, Juran, Ishikawa 1942-45 TPC 1930 SPC Shewart 1920-1945 QC Depts 1915 Gilbreth 1890's Taylor >2000 1980's ISO9000 1988 EEC 1972 EPIC 1969 WHO 1968 UK 1962 USA ISO9004:1994 ISO9001:1994 ISO9001:2000
  • 6. 6 Overview on the Functions ofOverview on the Functions of The Medical LaboratoryThe Medical Laboratory Reference Standards and/or Statutory Requirements Subcontracting Laboratories (Tests & Calibration) Hospital, Clinicians & Clients Medical Laboratory GLP/ISO/TQM
  • 7. 7 Tissue Material Suppliers Equipment Process or Techniques Environment Personnel Patient or Client (sample sources) Physical Damage or Contamination Microbial Contamination Result:  Accuracy  Precision  Reliability  Efficiency  Confidentiality Information Mr X Ms Y Clinical Specimen AdulterationClinical Specimen Adulteration
  • 8. 8 Quality Management SystemQuality Management System Achieving customer satisfaction byAchieving customer satisfaction by meeting customer’s expectation andmeeting customer’s expectation and preventing non-conformity at all stage ofpreventing non-conformity at all stage of process from design to service.process from design to service. Enhance the performance of theEnhance the performance of the organization through internal and externalorganization through internal and external auditaudit
  • 9. 9 Quality Management Quality System Quality Assurance Quality Control Policy, Objective, Committent & Direction Organization Structure, Responsibility, Accoutability Operational & Technical Activities on Fulfilling Quality Requirements External QA Internal QA QM, QA and QC inter-QM, QA and QC inter- relationshipsrelationships
  • 10. 10 Why Quality Management isWhy Quality Management is everybody’s darlingeverybody’s darling Quality costs, but poor QualityQuality costs, but poor Quality costs morecosts more Regulator : reduces workload, ( manpower )Regulator : reduces workload, ( manpower ) Blood Industry Officials: makes theBlood Industry Officials: makes the environment transparentenvironment transparent Hospitals : reduces responsibility to patientsHospitals : reduces responsibility to patients
  • 11. 11 Cost of QualityCost of Quality Appraisal Failure Prevention Appraisal Failure Prevention Before After gain
  • 12. 12 Demings chain Improvement of quality Improvement of productivity Cost-reductionPrice-reductionMarket-share Secure position Secure jobs
  • 13. 13 Demings chain in Laboratory Service Improvement of quality Improvement of productivity Cost-reductionPrice-reductionMarket-share Secure position Secure jobs
  • 14. 14 My problems with the definitionsMy problems with the definitions of qualityof quality Does the customer have all the informationDoes the customer have all the information he needs to qualify the products? Service?he needs to qualify the products? Service? Is it his responsibility to check the qualityIs it his responsibility to check the quality or standards?or standards? Is’nt there a discrepancy betweenIs’nt there a discrepancy between customer’s expectations and requirements ?customer’s expectations and requirements ?
  • 15. 15 It is our ethical responsibility toIt is our ethical responsibility to define the level of qualitydefine the level of quality A patient is not able to figure all transfusionA patient is not able to figure all transfusion risks. He might be unconscious on intensiverisks. He might be unconscious on intensive care.care. We know all about transfusion risk andWe know all about transfusion risk and must be responsible for the safety.must be responsible for the safety. A perfect balance is the major support for aA perfect balance is the major support for a good quality management.good quality management.
  • 16. 16 Flawless quality management:Flawless quality management: ( Error Management )( Error Management ) Quality management has to be flawless.Quality management has to be flawless. Discovery of errors in documents, orDiscovery of errors in documents, or problems must lead to the consideration toproblems must lead to the consideration to end, or change the process.end, or change the process.
  • 17. 17 Quality LayersQuality Layers 1.1. Minimal requirements “ Bad Quality”Minimal requirements “ Bad Quality” 2.2. Functional Requirement “Quality”Functional Requirement “Quality” 3.3. Non-functional requirements “GoodNon-functional requirements “Good Quality”Quality” 4.4. Far ahead of customer expectationsFar ahead of customer expectations “Excellence”“Excellence”
  • 18. 18 Should’nt we achieveShould’nt we achieve excellence ?excellence ? Quality = ExcellenceQuality = Excellence Excellence begins in your mindExcellence begins in your mind
  • 19. 19 Quality PlanningQuality Planning Part of Quality management focused onPart of Quality management focused on setting quality objectives and specifyingsetting quality objectives and specifying necessary processes and related resources tonecessary processes and related resources to fulfil the quality objectivefulfil the quality objective
  • 20. 20 3 E in quality3 E in quality EffectivenessEffectiveness (( doing the right thingsdoing the right things)) - extent to which planed activities are realized- extent to which planed activities are realized and planed results achievedand planed results achieved EfficiencyEfficiency (( doing things rightdoing things right )) - relationship between the result achieved and- relationship between the result achieved and the resources usedthe resources used ExcellenceExcellence - Doing the right things right !!- Doing the right things right !!
  • 21. 21 The 8 columns of excellenceThe 8 columns of excellence Orientation on results Orientation of customers Leadership & consequences of goals Management of processes & facts Involvement of employees Continuous learning Building partnerships Responsibility for the community
  • 22. 22 Achieved By Good PracticesAchieved By Good Practices GLP – Good Laboratory PracticeGLP – Good Laboratory Practice GCL – Good Clinical PracticeGCL – Good Clinical Practice GMP – Good Manufacturing PracticeGMP – Good Manufacturing Practice GTP – Good Transportation PracticeGTP – Good Transportation Practice GDP – Good Distribution PracticeGDP – Good Distribution Practice GAMP – Good Automated ManufacturingGAMP – Good Automated Manufacturing PracticePractice GRP- Good Regulatory PracticeGRP- Good Regulatory Practice
  • 23. 23 Medical laboratory qualityMedical laboratory quality systemsystem A quality system is essential in theA quality system is essential in the laboratory to ensure the correct resultslaboratory to ensure the correct results for the correct patient / donorfor the correct patient / donor By Good Laboratory PracticeBy Good Laboratory Practice ( GLP )( GLP )
  • 24. 24 Good Laboratory Practice( GLP )Good Laboratory Practice( GLP ) Main areas of GLPMain areas of GLP - Organization and personnel- Organization and personnel - FacilitiesFacilities - EquipmentEquipment - Reagent / test kitsReagent / test kits - DocumentationDocumentation - Inter-laboratory comparisonInter-laboratory comparison
  • 25. 25 Organization and PersonnelOrganization and Personnel Quality management systemQuality management system On AccountabilityOn Accountability -Responsibilities-Responsibilities -Authorities-Authorities TrainingTraining - Competency based- Competency based
  • 26. 26 FacilitiesFacilities Appropriate infrastructureAppropriate infrastructure Safety measuresSafety measures Hygiene measuresHygiene measures
  • 27. 27 EquipmentEquipment ValidatedValidated - Does it do what you want it to do ?- Does it do what you want it to do ? MaintainedMaintained CalibratedCalibrated
  • 28. 28 Reagents / Test KitsReagents / Test Kits EvaluatedEvaluated Methodology validatedMethodology validated Test run validatedTest run validated - Kit / reagent controls- Kit / reagent controls - Internal control- Internal control
  • 29. 29 Documentation (1)Documentation (1) Testing strategies / protocolsTesting strategies / protocols - Specimen identification- Specimen identification - Confidentiality- Confidentiality SOPsSOPs - Sample processing- Sample processing - Test performance and result interpretation- Test performance and result interpretation - Inspection of incoming goods- Inspection of incoming goods - Validation- Validation - Equipment maintenance and calibration- Equipment maintenance and calibration - Safety- Safety
  • 30. 30 Documentation (2)Documentation (2) RecordsRecords - Test results- Test results - Equipment maintenance- Equipment maintenance - Equipment calibration- Equipment calibration - Control charts- Control charts - Validation- Validation - Training- Training
  • 31. 31 Inter-laboratory comparisonInter-laboratory comparison External Quality Assurance SchemeExternal Quality Assurance Scheme ( Proficiency Test , P.T. )( Proficiency Test , P.T. )
  • 32. 32 By Other Quality ManagementBy Other Quality Management SystemSystem International StandardsInternational Standards e.g.e.g. ISO 9000 series,ISO 9000 series, ISO/IEC 17025:1999ISO/IEC 17025:1999 ( General Requirements for the Competence of( General Requirements for the Competence of Testing and Calibration Laboratories )Testing and Calibration Laboratories )
  • 33. 33 ISO1/IEC 17025, ISO15189ISO1/IEC 17025, ISO15189 Development HistoryDevelopment History ISO Guide 25 1978 ISO/IEC Guide 25 1st Ed. 1982 ISO/IEC Guide 25 2nd Ed. 1990 ISO/IEC 17025:1999 (Standard) ISO/DIS 15189 (2002) Medical Laboratories Particular Requirements for Quality & Competance Beyond TQM ISO9000-2000 ISO9000-1994 ISO9000-1987 NATA ILAC (1947) (1945) >2000 Guideline (Testing) Requirement (Testing) Requirement (Testing/Calibration) Requirements for Competence of Testing & Calibration Standards
  • 34. 34 InIn 1985 JCAHO published its 10-step1985 JCAHO published its 10-step QA monitoring process.QA monitoring process. 1.1. Assign responsibility for QA plan.Assign responsibility for QA plan. 2.2. Define scope of patient care.Define scope of patient care. 3.3. Identify important aspects of care.Identify important aspects of care. 4.4. Construct indicators.Construct indicators. 5.5. Define thresholds for evaluation.Define thresholds for evaluation. 6.6. Collect and organize data.Collect and organize data. 7.7. Evaluate data.Evaluate data. 8.8. Develop corrective action plan.Develop corrective action plan. 9.9. Assess action; document improvement.Assess action; document improvement. 10.10. Communicate relevant information.Communicate relevant information.
  • 35. 35 JCAHO has also establishedJCAHO has also established ninenine dimensions of performance thatdimensions of performance that must be included and measured inmust be included and measured in the design of the organization’sthe design of the organization’s quality assessment and performancequality assessment and performance improvement plan:improvement plan:
  • 37. 37 National Accreditation SchemeNational Accreditation Scheme CAP Laboratory Accreditation ProgrammCAP Laboratory Accreditation Programm ( LAP ), USA( LAP ), USA CPA , Clinical Pathology AccreditationCPA , Clinical Pathology Accreditation ( UK) Ltd., Standards for the Medical( UK) Ltd., Standards for the Medical LaboratoryLaboratory
  • 38. 38 ISO/IEC 17025:1999- General RequirementsISO/IEC 17025:1999- General Requirements for the Competence of Testing & Calibrationfor the Competence of Testing & Calibration LaboratoriesLaboratories ( Based on ISO9001:1994 )( Based on ISO9001:1994 ) An international standard forAn international standard for recognising competence in testing &recognising competence in testing & calibration laboratoriescalibration laboratories
  • 39. 39 ISO/IEC 17025:1999- General RequirementsISO/IEC 17025:1999- General Requirements for the Competence of Testing & Calibrationfor the Competence of Testing & Calibration Laboratories con’tLaboratories con’t Sets out basic quality system requirementsSets out basic quality system requirements in accordance with ISO9001 or 9002in accordance with ISO9001 or 9002 Laboratories carrying out calibration andLaboratories carrying out calibration and testing activities and meeting thetesting activities and meeting the requirements will therefore also operaterequirements will therefore also operate accordance with the ISO 9000 series qualityaccordance with the ISO 9000 series quality systemsystem
  • 40. 40 ISO9001:1994 – The Role andISO9001:1994 – The Role and Function of 20 ElementsFunction of 20 Elements 4.8 4.13 4.104.12 4.11 4.20 4.3 4.194.154.94.6/74.4 Q 4.1 4.2 4.5 4.16 4.18 4.14 4.17 Policy & Organisation Structure Control Management & Training Measuring, Identification & Traceability Essential Processes
  • 41. 41 Management and TechnicalManagement and Technical criteria for Accreditationcriteria for Accreditation Compliance with criteria in Section 4,Compliance with criteria in Section 4, Management Requirements;Management Requirements; Compliance with the criteria in Section 5,Compliance with the criteria in Section 5, Technical Requirements ofTechnical Requirements of Technical CriteriaTechnical Criteria for Laboratory Accreditation HKLAS 003for Laboratory Accreditation HKLAS 003 Compliance with HKLAS 002 – regulationsCompliance with HKLAS 002 – regulations governing the administration of HOKLAS andgoverning the administration of HOKLAS and the obligations of accredited laboratories.the obligations of accredited laboratories.
  • 42. 42 UNCERTAINTY OFUNCERTAINTY OF MEASUREMENTMEASUREMENT Calibration LaboratoriesCalibration Laboratories Accredited for calibrations under theAccredited for calibrations under the “Calibration Service” Test category“Calibration Service” Test category Refer to ISO “Guide to Expression ofRefer to ISO “Guide to Expression of Uncertainty in Measurement” (GUM)Uncertainty in Measurement” (GUM) Refer to EA-4/02, for application of GUMRefer to EA-4/02, for application of GUM website:www.european-accreditation.orgwebsite:www.european-accreditation.org
  • 43. 43 Testing LaboratoriesTesting Laboratories Required to estimate the uncertainty ofRequired to estimate the uncertainty of measurement in accordance with 5.4.6.2 ofmeasurement in accordance with 5.4.6.2 of the HKLAS 003the HKLAS 003
  • 44. 44 Asia Pacific Laboratory AccreditationAsia Pacific Laboratory Accreditation Cooperation (APLAC)Cooperation (APLAC) Established in 1992, Secretary Office in AustraliaEstablished in 1992, Secretary Office in Australia MRA, Mutual Recognition AgreementMRA, Mutual Recognition Agreement Members consisted of 7 countries, 13 LaboratoryMembers consisted of 7 countries, 13 Laboratory accredition bodies (December, 1999 figure)accredition bodies (December, 1999 figure) 1.1. China, China Taipei, China Hong KongChina, China Taipei, China Hong Kong 2.2. AustraliaAustralia 3.3. New ZealandNew Zealand 4.4. KoreaKorea 5.5. SingaporeSingapore 6.6. United StateUnited State 7.7. JapanJapan
  • 45. 45 The Hong Kong LaboratoryThe Hong Kong Laboratory Accreditation Scheme (HOKLAS)Accreditation Scheme (HOKLAS) Found in 1985Found in 1985 Function : identifying and recognisingFunction : identifying and recognising competent testing & calibration laboratoriescompetent testing & calibration laboratories in Hong Kongin Hong Kong Expanded in 1998, forming Hong KongExpanded in 1998, forming Hong Kong Accreditation Service (HKAS)Accreditation Service (HKAS)
  • 46. 46 HKLAS – Scope ofHKLAS – Scope of AccreditationAccreditation Electrical and Electronic ProductsElectrical and Electronic Products Textiles and GarmentsTextiles and Garments Toys and children productToys and children product FoodFood Calibration serviceCalibration service Construction materialsConstruction materials Environmental testingEnvironmental testing Chemical testingChemical testing MiscellaneousMiscellaneous Other Test Categories may be added whenOther Test Categories may be added when significant needs are identified.significant needs are identified.
  • 47. 47 Pathology LaboratoryPathology Laboratory Accreditation in Hong KongAccreditation in Hong Kong In year 2003In year 2003 Mandatory orMandatory or Voluntary ??Voluntary ?? Based on which standard (S ) ??Based on which standard (S ) ??
  • 48. 48 Technical Criteria – ISO/IEC17025:1999Technical Criteria – ISO/IEC17025:1999 4. Management Requirements4. Management Requirements 4.1 Organizaton4.1 Organizaton 4.2 Quality system4.2 Quality system 4.3 Document control4.3 Document control 4.4 Review of request,4.4 Review of request, tenders or contracttenders or contract 4.5 Subcontracting of tests4.5 Subcontracting of tests and calibrationsand calibrations 4.6 Purchasing services and4.6 Purchasing services and suppliessupplies 4.7 Service to the client4.7 Service to the client 4.8 Complaints4.8 Complaints 4.9 Control of NC Testing4.9 Control of NC Testing and/or calibration workand/or calibration work 4.10 Corrective action4.10 Corrective action 4.11 Preventive action4.11 Preventive action 4.12 Control of records4.12 Control of records 4.13 Internal audits4.13 Internal audits 4.14 Management Reviews4.14 Management Reviews
  • 49. 49 5. Technical Requiremnts5. Technical Requiremnts 5.1 General5.1 General 5.2 Personnel5.2 Personnel 5.3 Accommodation &5.3 Accommodation & environment conditionsenvironment conditions 5.4 Tests & calibration5.4 Tests & calibration methods and methodsmethods and methods validationvalidation 5.5 Equipment5.5 Equipment 5.6 Measurement traceability5.6 Measurement traceability 5.7 Sampling5.7 Sampling 5.8 Handling of test and5.8 Handling of test and calibration itemscalibration items 5.9 Assuring the quality of5.9 Assuring the quality of testtest 5.10 Reporting the results5.10 Reporting the results
  • 50. 50 Quality Policy – determined andQuality Policy – determined and issued by the Top Managementissued by the Top Management Objectives Policy Statement, Vision, Mission & Quality Planning: Commitment to  Quality of Professional Standards  Quality Standard Requirements e.g. ISO9000; ISO/IEC17025 etc Understanding, Implementation & Review Service Standards and / or Statutory Requirements Communication
  • 51. 51 Documentation Structure : hierarchyDocumentation Structure : hierarchy WI Records QP Quality Manual (Policy, Vision, Mission, Objectives and Commitment to Quality) Structure, Responsibility & Authority QM Quality Procedure (Guidelines to perform quality related activities)SOP Forms, Results, Reference Standards & Equipment Manuals
  • 52. 52 Documentation SystemDocumentation System Quality Policy Maintenance Calibration Distribution Training Quality Policy Manual Computer Quality Records Patient / Client QC/QA Testing Registers / Log Other Records Production Codes of Profession Specifications Directions Critical Materials Labels Process Quality Control Reagents / Kits Equipment Management QPs Workplace WIs Management QMs Collection Processing Testing/ Exam Storage Labelling Personal Data and Testing Audit Incident and Complaint Surveillance QA Disposal System Reviews Organization Reviews International Standards (ISO 9000) Service Standards (ISO 17025) OS&H Ordinance Calibration Device Chemicals (MSDS) Materials Organization Background, Vision, Mission, Objectives, Plans Responsibilty, Authority
  • 53. 53 Prepare Documents as Required in Standard Format Authority Use Only Valid & Controlled Documents Regular Review, Revise Easy Accessible to All Obsolete Document Authority Return & Destroy Distribution Retrieval Document ControlDocument Control
  • 54. 54 Benefits of Quality SystemsBenefits of Quality Systems Consistently achieve ‘customers’Consistently achieve ‘customers’ requirementsrequirements Minimize errors, “waste” and complaintsMinimize errors, “waste” and complaints Improve efficiencyImprove efficiency ReducesReduces - negative impact on customers- negative impact on customers - likelihood of litigation- likelihood of litigation - communication breakdown- communication breakdown
  • 55. 55 Con’tCon’t Improve safety and moraleImprove safety and morale StandardizationStandardization Ensure adequacy of resourcesEnsure adequacy of resources Build-in improvement toolsBuild-in improvement tools Facilitates changes & easier problemFacilitates changes & easier problem solvingsolving
  • 56. 56 ISO 15189ISO 15189 Medical Laboratories –Medical Laboratories – Particular requirements for quality andParticular requirements for quality and competencecompetence ( Based on ISO9001:2000)( Based on ISO9001:2000) 44 Management requirementManagement requirement 4.1 Organisation and management4.1 Organisation and management 4.2 Quality management system4.2 Quality management system 4.3 Document control4.3 Document control 4.4 Review of requests and contracts4.4 Review of requests and contracts 4.5 Examination by referral laboratories4.5 Examination by referral laboratories 4.6 External services and supplies4.6 External services and supplies 4.7 Advisory services4.7 Advisory services
  • 57. 57 Medical Laboratories – ParticularMedical Laboratories – Particular requirements for quality andrequirements for quality and competence (con’t)competence (con’t) 4.8 Resolution of complaints4.8 Resolution of complaints 4.9 Identification and control of nonconformities4.9 Identification and control of nonconformities 4.10 Continual improvement4.10 Continual improvement 4.11 Corrective action4.11 Corrective action 4.12 Preventive action4.12 Preventive action 4.13 Quality and technical records4.13 Quality and technical records 4.14 Internal audits4.14 Internal audits 4.15 Management review4.15 Management review
  • 58. 58 Medical Laboratories – ParticularMedical Laboratories – Particular requirements for quality and competencerequirements for quality and competence (con’t)(con’t) 5 Technical requirements5 Technical requirements 5.1 Personnel5.1 Personnel 5.2 Accommodation and environmental conditions5.2 Accommodation and environmental conditions 5.3 Laboratory equipment5.3 Laboratory equipment 5.4 Pre-examination procedures5.4 Pre-examination procedures 5.5 Examination procedures5.5 Examination procedures 5.6 Assuring the quality of examination procedures5.6 Assuring the quality of examination procedures 5.7 Post-examination process5.7 Post-examination process 5.8 Reporting of results5.8 Reporting of results 5.9 Alterations and amendments of reports5.9 Alterations and amendments of reports
  • 59. 59 Continual ImprovementContinual Improvement Check Do Act Plan Information Benchmarking or Beyond TQM Objective of Changes Quality Management System Time Improvement
  • 60. 60 Deming CycleDeming Cycle (Plan, Do, Check & Act)(Plan, Do, Check & Act) Act (Head & Manager) Do (Operator) Check (Monitor & Auditor) Plan (Manager & Supervisor) P-D-C-A
  • 61. 61 Seven Determinants in TQMSeven Determinants in TQM ¾ ÷ Information 5M 1E 1I Methods Environment Monitoring & MeasuringMan MaterialsMachine
  • 62. 62 Appropriate Choice of Tests Laboratory-clinic Interface Testing Sample Transport Registration (Reconciliation) Laboratory-clinic Interface Patient during at after Health Service Dispensing / Archive Analysis & Testing Analytical Test Result Result Verification ISO15189 (Based on ISO9001:2000) NON-COMFORMITYCONTROLS Feedback Feedback Communication Handling of Test and Calibration Items Storage Security Disposal Management INFORMATION SYSTEM Security Control Patient & Laboratory Data Up-Date, & Storage Authorization To Release Patient/Client Seeking Health Service Material Control Acceptance, Quarantine & Storage Inventory Management DOCUMENTATION, RECORD, DATA CONTROL Hygiene Sterility Control OS&H QUALITY SYSTEM Laboratory Medical Testing ISO17025 (Based on ISO9001:1994) Structure Objective Policies Management Review Personnel Responsibilities Corrective Preventive Action Resources Accommodation & Environmental Conditions Quality Planning Requirements & Specifications Clinical Diagnosis Result Distribution Logistics Confirmatory Test Purchasing Logistics Use of Laboratory Data Reporting Request, Tenders & Contract Review History File Collection Logistics Monitoring, Measuring & Testing Test/Calibration Results Assurance Q.C., Q.A. EQAS Proficiency Test (ISO/IEC Guide 43) Measurement Traceability STAFF TRAINING & COMPETENCE ISO17025 (ISO15189) GENERAL LAYOUT Medical Questioning & Supplies SYSTEM VALIDATION EQUIPMENT MAINTENANCE & CALIBRATION Contracted Laboratories for tests and calibrations Re-test ISO15189 Ethics in Laboratory Medicine Complaint Audit ISO15189 (Continual Improvement)
  • 63. 63 Model for Medical Laboratories withModel for Medical Laboratories with Patient / Client as “Customer”Patient / Client as “Customer” Patient/ Client Seeking Clinical Pathology Service PATIENT during &after Health Service sampling testing MANAGE result analysis END-USERS SUPPLIERS hardware software consumables SUBCONTRACTORS (tests & calibration) REGULATORY AGENCYLEGISLATURE FUNDING AGENCY Medical Laboratory reporting PERSONNEL Education and Competency SUPPORT
  • 64. 64 New Rules of the Game…..New Rules of the Game….. Diminishing ResourcesDiminishing Resources Lowering of staff levelLowering of staff level Increasing AccountabilityIncreasing Accountability Increasing RegulationIncreasing Regulation Complex RelationshipsComplex Relationships Rate of changesRate of changes New value SystemsNew value Systems The Age of Innocence is overThe Age of Innocence is over
  • 65. 65 The Drive for Public SectorThe Drive for Public Sector EfficienciesEfficiencies The quest for balanced BudgetsThe quest for balanced Budgets Monopolies and monopsoniesMonopolies and monopsonies PrivatisationPrivatisation RegionlizationRegionlization Price signalsPrice signals
  • 66. 66 Some Common GoalsSome Common Goals Standardize Business SystemStandardize Business System Standardize System PerformanceStandardize System Performance Strengthen the Skills of our PeopleStrengthen the Skills of our People
  • 67. 67 Customers Focus andCustomers Focus and Expectation continue forExpectation continue for Good Price for Best QualityGood Price for Best Quality
  • 68. Model of process-based quality management systemModel of process-based quality management system Overview of ISO 9001:2000Overview of ISO 9001:2000 Resource management Measurement, analysis & improvement Product Product Realization Continual Improvement of the Quality Management System Input Output Management responsibility Customers (and other interested parties) Requirements Customers (and other interested parties) Satisfaction
  • 69. 69 Quality Standard Compliance Triangle &Quality Standard Compliance Triangle & Quality System Accreditation/CertificationQuality System Accreditation/Certification QMS Certification Accreditation Documentation Training Audit
  • 70. 70 ““The system approach beginsThe system approach begins when first you see the worldwhen first you see the world through the eyes of another”through the eyes of another” C.W. ChurchmanC.W. Churchman 19681968